| 53501 |
EFTA01418611.txt |
RE-SIGNING OF NEW DOCUMENTS: Southern Financial, LLC [C] |
Martin Zeman <martin.zeman@db.com> |
none |
none |
2017-09-26 |
email |
dataset_10 |
|
Martin Zeman from Deutsche Bank is requesting Paul Barrett to sign and return a Self-Disclosure... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Paul Barrett |
None |
gemini-2.0-flash-001 |
| 53502 |
EFTA01418620.txt |
RE: Paul Barrett / Epstein week of 11/20 [C] |
Stewart Oldfield |
suspicious |
none |
2017-11-27 |
email |
dataset_10 |
|
This email chain discusses financial transactions, specifically OTC trades and FX options,... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Martin Zeman, Liam Osullivan |
EFTA01418620.txt |
gemini-2.0-flash-001 |
| 53503 |
EFTA01418623.txt |
RM0082289 Daily Deposit Report 20160818 |
dwhpbdw-batch@db.com |
none |
none |
2016-08-18 |
email |
dataset_10 |
|
This email contains a daily deposit report from Deutsche Bank listing large balances and... |
Financial transactions/money flowBusiness dealings |
rm0082289@list.db.com |
RM0082289 |
gemini-2.0-flash-001 |
| 53504 |
EFTA01418624.txt |
RM0082289 Daily Deposit Report 20160827 |
dwhpbdw-batch@db.com |
suspicious |
none |
2016-08-27 |
email |
dataset_10 |
|
This email is a daily deposit report from Deutsche Bank listing large account balances. It... |
Financial transactions/money flow |
rm0082289@list.db.com |
RM0082289 |
gemini-2.0-flash-001 |
| 53505 |
EFTA01418625.txt |
RE: Haze N4G024943 [C] |
Gbenga Omosuyi <la |
none |
none |
2016-10-28 |
email |
dataset_10 |
|
This email exchange confirms the receipt of a $6,186,980.68 wire transfer by Deutsche Bank and... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn <, Darlene Zong <j> |
N4G024943 |
gemini-2.0-flash-001 |
| 53506 |
EFTA01418636.txt |
RE: Canyon requests - AIS - KCP [I] |
Andrew King <andrew.king@db.com> |
none |
none |
2016-11-15 |
email |
dataset_10 |
|
This email chain discusses the proper procedure for handling Canyon AIS requests for KCP covered... |
Business dealingsCommunications/correspondenceFinancial transactions/money flow |
Stewart Oldfield |
EFTA01418636 |
gemini-2.0-flash-001 |
| 53507 |
EFTA01418639.txt |
RE: Large Deposit outflow [I] |
Stewart Oldfield |
none |
none |
2016-11-23 |
email |
dataset_10 |
|
Brendan Heinz inquires about a $23mm outflow from Southern Trust, requiring commentary for... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Brendan Heinz |
None |
gemini-2.0-flash-001 |
| 53508 |
EFTA01418641.txt |
Re: Stewart's contact info [C] |
Richard Kahn |
none |
none |
2016-05-23 |
email |
dataset_10 |
|
This email exchange involves Paul Morris providing Stewart Oldfield's contact information to... |
Communications/correspondenceBusiness dealings |
Stewart Oldfield |
|
gemini-2.0-flash-001 |
| 53509 |
EFTA01418644.txt |
RE: Approval Needed - List of Preferreds |
Andrew King O. |
none |
none |
2016-06-14 |
email |
dataset_10 |
|
Andrew King is trying to expedite the approval and sending of a list of preferred equities to... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart Oldfield, ZbynekKozelsal |
EFTA01418644.txt |
gemini-2.0-flash-001 |
| 53510 |
EFTA01418647.txt |
RE: Richard Kahn / Epstein Total Return Swap [I] |
Stewart Oldfield |
none |
none |
2016-06-27 |
email |
dataset_10 |
|
This email exchange discusses the coordination of a $20MM total return swap for Richard Kahn and... |
Financial transactions/money flowBusiness dealings |
Vahe Stepanian, Andrew King |
None |
gemini-2.0-flash-001 |
| 53511 |
EFTA01418650.txt |
RM0082289 Daily Deposit Report 20161004 |
dwhpbdw-batch@db.com |
suspicious |
none |
2016-10-04 |
email |
dataset_10 |
|
This email contains a daily deposit report from Deutsche Bank listing large account balances,... |
Financial transactions/money flow |
rm0082289@list.db.com |
RM0082289 |
gemini-2.0-flash-001 |
| 53512 |
EFTA01418651.txt |
RE: Remediation 2015-2016 ACO ueries.xlsx [I] |
Isabel-A Gonzalez |
none |
none |
2017-02-01 |
email |
dataset_10 |
|
This email chain discusses the process of KYC remediation for clients at Deutsche Bank, focusing... |
Financial transactions/money flowEmployment/staffingBusiness dealings |
Vahe Stepanian, Christopher Whyton |
None |
gemini-2.0-flash-001 |
| 53513 |
EFTA01418660.txt |
RE: Remediation 2015-2016 ACO queries.xlsx [I] |
Vahe Stepanian |
none |
none |
2017-02-01 |
email |
dataset_10 |
|
This email exchange discusses the KYC remediation process at Deutsche Bank, focusing on... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Isabel-A Gonzalez |
None |
gemini-2.0-flash-001 |
| 53514 |
EFTA01418673.txt |
statements |
Richard Kahn <Ii> |
none |
none |
2017-02-06 |
email |
dataset_10 |
|
Richard Kahn is emailing Stewart Oldfield to confirm if Joshua Shoshanis is the correct client... |
Financial transactions/money flowCommunications/correspondence |
Stewart Oldfield ‹ |
EFTA01418673 |
gemini-2.0-flash-001 |
| 53515 |
EFTA01418674.txt |
RE: Fabri ' day [C] |
Emily Craig |
suspicious |
none |
2018-06-09 |
email_chain |
dataset_10 |
|
This email chain discusses the progress of KYC compliance at Deutsche Bank Wealth Management,... |
Financial transactions/money flowEmployment/staffingBusiness dealings |
Adrienne Bull, Sheffali Welch, Oliver Esslinger, Melisa... |
None |
gemini-2.0-flash-001 |
| 53516 |
EFTA01418682.txt |
RM0082289 Daily Deposit Report 20170303 |
dwhpbdw-batch@db.com |
suspicious |
possible |
2017-03-03 |
email |
dataset_10 |
|
This email contains a daily deposit report from Deutsche Bank, listing account balances for... |
Financial transactions/money flowBusiness dealings |
rm0082289@list.db.com |
RM0082289 |
gemini-2.0-flash-001 |
| 53517 |
EFTA01418683.txt |
RE: Southern Financial/Epstein accounts [I] |
Cynthia Rodriguez |
suspicious |
none |
2017-03-06 |
email |
dataset_10 |
|
This email exchange discusses the approval process and interest rates for Jeffrey Epstein's... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Arthur Tremblay, Stewart Oldfie |
None |
gemini-2.0-flash-001 |
| 53518 |
EFTA01418686.txt |
Client Inflow [I |
Brendan Heinz |
none |
none |
2017-04-03 |
email |
dataset_10 |
|
Brendan Heinz from Deutsche Bank emailed Stewart Oldfield to request commentary on a $22.5... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart Oldfield |
None |
gemini-2.0-flash-001 |
| 53519 |
EFTA01418687.txt |
RE: trading capabilities |
Stewart Oldfield |
none |
none |
2017-05-03 |
email |
dataset_10 |
|
Richard Kahn is inquiring about trading capabilities for his clients, including Mr. Epstein,... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn |
None |
gemini-2.0-flash-001 |
| 53520 |
EFTA01418694.txt |
Re: are you runnin the Brooklyn half? [C] |
Stewart Oldfield |
none |
none |
2017-05-16 |
email |
dataset_10 |
|
Stewart Oldfield and Richard Kahn are exchanging emails to coordinate running together,... |
Personal relationshipsCommunications/correspondence |
Richard Kahn |
None |
gemini-2.0-flash-001 |
| 53521 |
EFTA01418701.txt |
Your Lead has been successful) converted into a Customer-Prospect |
Navin-Kumar Pankaj |
none |
none |
2017-08-23 |
email |
dataset_10 |
|
This email from Navin-Kumar Pankaj notifies the recipient that a lead has been successfully... |
Business dealingsCommunications/correspondence |
— |
EFTA01418701 |
gemini-2.0-flash-001 |
| 53522 |
EFTA01418770.txt |
Dal]. De osit Report 20170826 |
|
suspicious |
none |
2017-08-26 |
email |
dataset_10 |
|
This email contains a deposit report from August 2017, listing large, zero, and negative... |
Financial transactions/money flow |
— |
None |
gemini-2.0-flash-001 |
| 53523 |
EFTA01418771.txt |
FW: Epstein tradin meetin |
Stewart Oldfield |
suspicious |
none |
2017-09-15 |
email |
dataset_10 |
|
Stewart Oldfield forwarded a meeting invitation to Joshua Shoshan regarding an 'Epstein trading... |
Business dealingsCommunications/correspondence |
Joshua Shoshan |
EFTA01418771 |
gemini-2.0-flash-001 |
| 53524 |
EFTA01418772.txt |
RE: indication on WTI |
Andrew King |
suspicious |
none |
2016-06-10 |
email |
dataset_10 |
|
This email chain discusses pricing and strategies for WTI risk reversals and preferred equities,... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn, Stewart Oldfield, Vahe Stepanian, Daniel... |
EFTA01418772.txt |
gemini-2.0-flash-001 |
| 53525 |
EFTA01418785.txt |
RE: Southern Financial - IA Request [I] |
Stewart Oldfield |
suspicious |
none |
2016-06-29 |
email |
dataset_10 |
|
This email chain discusses the Initial Assessment (IA) requirements for a potential Total Return... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vahe Stepanian, Andrew Xu, Roddy Moor |
|
gemini-2.0-flash-001 |
| 53526 |
EFTA01418792.txt |
Daily Deposit Re ort 20160701 |
PBW/WM/MIS ETL/PBW 15116 |
suspicious |
none |
2016-07-01 |
report |
dataset_10 |
|
This document is a daily deposit report from July 1, 2016, listing account balances, including... |
Financial transactions/money flow |
— |
None |
gemini-2.0-flash-001 |
| 53527 |
EFTA01418793.txt |
RE: intro to our head of investor solutions [I] |
Joseph Dursi |
suspicious |
possible |
2016-07-26 |
email |
dataset_10 |
|
This email exchange discusses scheduling a meeting between Joseph Dursi, Richard Kahn, and... |
Business dealingsCommunications/correspondenceFinancial transactions/money flow |
Andrew King, Stewart Oldfield |
EFTA01418793.txt |
gemini-2.0-flash-001 |
| 53528 |
EFTA01418798.txt |
Deposit Report 20160803 |
|
none |
none |
2016-08-03 |
report |
dataset_10 |
|
This document is a deposit report from August 3, 2016, listing large, zero, and negative... |
Financial transactions/money flow |
— |
None |
gemini-2.0-flash-001 |
| 53529 |
EFTA01418799.txt |
Daily Deposit Report 20161008 |
|
suspicious |
none |
2016-10-08 |
email |
dataset_10 |
|
This email contains a daily deposit report from October 7, 2016, listing large, zero, and... |
Financial transactions/money flow |
— |
|
gemini-2.0-flash-001 |
| 53530 |
EFTA01418800.txt |
Daily Deposit Report 20161119 |
|
suspicious |
none |
2016-11-19 |
report |
dataset_10 |
|
This document is a daily deposit report from 2016 listing large, zero, and negative balances for... |
Financial transactions/money flow |
— |
None |
gemini-2.0-flash-001 |
| 53531 |
EFTA01418801.txt |
RE: Fabrizio/Jan KYC update Monday [C] |
Adrienne Bull |
none |
none |
2018-06-08 |
email |
dataset_10 |
|
This email chain discusses the progress of KYC updates at Deutsche Bank, focusing on overdue... |
Financial transactions/money flowEmployment/staffingBusiness dealings |
Sheffali Welch, Oliver Esslin, Emily Craig, Melisa Vene,... |
|
gemini-2.0-flash-001 |
| 53532 |
EFTA01418808.txt |
ISDA paper |
Richard Kahn |
none |
none |
2016-12-06 |
email |
dataset_10 |
|
Richard Kahn forwards legal comments from Darren regarding the 'Effect of Termination' clause in... |
Legal matters/litigationBusiness dealingsCommunications/correspondence |
Stewart Oldfield |
EFTA01418808 |
gemini-2.0-flash-001 |
| 53533 |
EFTA01418809.txt |
RE: Butterfly Trust |
Cynthia Rodriguez |
none |
none |
2017-01-13 |
email_chain |
dataset_10 |
|
This email chain documents the exchange between Cynthia Rodriguez of Deutsche Bank and Richard... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Richard Kahn |
|
gemini-2.0-flash-001 |
| 53534 |
EFTA01418831.txt |
Daily Deposit Report 20170207 |
pbrd_admin@list.db.com |
suspicious |
possible |
2017-02-07 |
email |
dataset_10 |
|
This email contains a daily deposit report from February 7, 2017, listing large, zero, and... |
Financial transactions/money flow |
— |
EFTA01418831 |
gemini-2.0-flash-001 |
| 53535 |
EFTA01418832.txt |
RE: RP |
Todd Stevens |
suspicious |
possible |
2017-02-14 |
email |
dataset_10 |
|
This email chain discusses the potential onboarding of clients for a particular investment... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart Oldfield, Audie Apple |
EFTA01418832.txt |
gemini-2.0-flash-001 |
| 53536 |
EFTA01418835.txt |
Goldman BDC List [I] |
Andrew King <andrew.king@db.com> |
none |
none |
2017-03-02 |
email |
dataset_10 |
|
Andrew King sent Stewart Oldfield a list of clients for Goldman BDC, including their status and... |
Business dealingsFinancial transactions/money flow |
Stewart Oldfield |
None |
gemini-2.0-flash-001 |
| 53537 |
EFTA01418841.txt |
FW: STC wire 2 [I] |
Vahe Stepanian <fl. |
none |
none |
2017-04-04 |
email |
dataset_10 |
|
This email chain involves a request to process a wire transfer. Vahe Stepanian requests... |
Financial transactions/money flowCommunications/correspondence |
Cynthia Rodriguez |
EFTA01418841 |
gemini-2.0-flash-001 |
| 53538 |
EFTA01418842.txt |
Authorization for Asset Movement |
|
none |
none |
04-04-17 |
Authorization Form |
dataset_10 |
|
This document is an authorization form from Southern Trust Company Inc to Deutsche Bank Alex.... |
Financial transactions/money flow |
— |
10-PWM-01775 (12/10) |
gemini-2.0-flash-001 |
| 53539 |
EFTA01418913.txt |
Re: Trade Report 4/13/2017 [C] |
Richard Kahn |
suspicious |
none |
2017-04-13 |
email |
dataset_10 |
|
Richard Kahn instructs Vahe Stepanian to execute trades of Disney and Pfizer stock to raise cash... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vahe Stepanian |
None |
gemini-2.0-flash-001 |
| 53540 |
EFTA01418916.txt |
RE: Individual Self-Certification Form [I] |
Stewart Oldfield |
suspicious |
possible |
2016-05-24 |
email |
dataset_10 |
|
This email exchange discusses the process of tracking down and verifying accounts associated... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Armen Brash |
None |
gemini-2.0-flash-001 |
| 53541 |
EFTA01418922.txt |
None |
Richard Kahn < > |
none |
none |
2016-09-28 |
email |
dataset_10 |
|
This is an email from Richard Kahn to Stewart Oldfield. It provides Richard Kahn's contact... |
Communications/correspondence |
Stewart Oldfield c• > |
EFTA01418922 |
gemini-2.0-flash-001 |
| 53542 |
EFTA01418937.txt |
RM0082289 Daily Deposit Report 20160623 |
PBW/WM/MIS ETL/PBW 15116 <misetl.appwmpl.us.db.com@discard.mail.db.com> |
suspicious |
none |
2016-06-23 |
email |
dataset_10 |
|
This email contains a daily deposit report from Deutsche Bank listing large balances in various... |
Financial transactions/money flowBusiness dealings |
rm0082289@list.db.com |
RM0082289 |
gemini-2.0-flash-001 |
| 53543 |
EFTA01418938.txt |
RE: Southern Financial revs [I] |
Vahe Stepanian |
none |
none |
2016-07-06 |
email |
dataset_10 |
|
Stewart Oldfield requests assistance from Mathew Negus and Vahe Stepanian in reconciling... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart Oldfield, Mathew Negus |
None |
gemini-2.0-flash-001 |
| 53544 |
EFTA01418940.txt |
Daily Deposit Re ort 20160723 |
PBW/WM/MIS ETL/PBW 15116 |
suspicious |
none |
2016-07-23 |
report |
dataset_10 |
|
This document is a daily deposit report from July 23, 2016, listing large balances and... |
Financial transactions/money flow |
— |
None |
gemini-2.0-flash-001 |
| 53545 |
EFTA01418941.txt |
RE: client events [I] |
Brianna Fowler |
none |
none |
2016-07-28 |
email |
dataset_10 |
|
Brianna Fowler is responding to Stewart Oldfield's request to create a spreadsheet of clients to... |
Business dealingsCommunications/correspondence |
Stewart Oldfield |
EFTA01418941 |
gemini-2.0-flash-001 |
| 53546 |
EFTA01418944.txt |
FW: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name :
Southern Financial LLC [I] |
Wayne Salit |
suspicious |
possible |
2015-01-06 |
email |
dataset_10 |
|
This email chain documents the Enhanced Due Diligence (EDD) process for onboarding Southern... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Michael Koplowitz |
ONB-120902 LKYCUS-3443 |
gemini-2.0-flash-001 |
| 53547 |
EFTA01418978.txt |
FW: Monthly Annual Client Update Reports [I] |
Stewart Oldfield |
none |
none |
2016-10-04 |
email |
dataset_10 |
|
This email from Rich Iarossi to Stewart Oldfield, forwarded to Cynthia Rodriguez, concerns... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Cynthia Rodriguez |
EFTA01418978 |
gemini-2.0-flash-001 |
| 53548 |
EFTA01418980.txt |
Re: [C] |
Richard Kahn |
none |
none |
2016-10-14 |
email |
dataset_10 |
|
Richard Kahn requests Vahe Stepanian to refresh a quote for specific bonds. Vahe Stepanian... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vahe Stepanian |
None |
gemini-2.0-flash-001 |
| 53549 |
EFTA01418984.txt |
Check Referral - Acct |
sigver dbgps |
suspicious |
none |
2016-11-10 |
email |
dataset_10 |
|
This email from Deutsche Bank's sigver dbgps requests a pay/no pay decision on several checks... |
Financial transactions/money flow |
Stewart Oldfield |
None |
gemini-2.0-flash-001 |
| 53550 |
EFTA01418986.txt |
Check Information |
|
suspicious |
none |
None |
other |
dataset_10 |
|
This document appears to be a scanned image of check information associated with Jeffrey... |
Financial transactions/money flow |
— |
EFTA01418986 |
gemini-2.0-flash-001 |
| 53551 |
EFTA01418987.txt |
Check Information |
|
none |
none |
None |
other |
dataset_10 |
|
This document appears to be a record of check information, including the amount, account number,... |
Financial transactions/money flow |
— |
EFTA01418987 |
gemini-2.0-flash-001 |
| 53552 |
EFTA01418988.txt |
Check Information |
|
none |
none |
None |
other |
dataset_10 |
|
This document appears to be a record of check information, including the amount ($19,799.37),... |
Financial transactions/money flow |
— |
EFTA01418988 |
gemini-2.0-flash-001 |
| 53553 |
EFTA01418989.txt |
Check Information |
|
none |
none |
None |
other |
dataset_10 |
|
The document presents information related to a check, including the amount, account details, and... |
Financial transactions/money flow |
— |
EFTA01418989 |
gemini-2.0-flash-001 |
| 53554 |
EFTA01418990.txt |
Large Deposit outflow [I] |
Brendan Heinz |
none |
none |
2016-11-23 |
email |
dataset_10 |
|
Brendan Heinz from Deutsche Bank is requesting information from Stewart Oldfield regarding a $23... |
Financial transactions/money flow |
Stewart Oldfield |
EFTA01418990 |
gemini-2.0-flash-001 |
| 53555 |
EFTA01418991.txt |
Re: ISDA paper |
Richard Kahn |
none |
none |
2016-12-06 |
email |
dataset_10 |
|
Richard Kahn is seeking clarification on a legal comment from Darren regarding the 'Effect of... |
Legal matters/litigationBusiness dealingsCommunications/correspondence |
Stewart Oldfield |
|
gemini-2.0-flash-001 |
| 53556 |
EFTA01418993.txt |
Re: Butterfly trust |
Richard Kahn |
suspicious |
possible |
2016-12-30 |
email |
dataset_10 |
|
Cynthia Rodriguez from Deutsche Bank is seeking clarification from Richard Kahn regarding... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Cynthia Rodriguez |
|
gemini-2.0-flash-001 |
| 53557 |
EFTA01418996.txt |
FW: Souther...Si. |
Kerrian Gordon |
concerning |
possible |
2015-01-16 |
email |
dataset_10 |
|
This email chain discusses the enhanced due diligence conducted on Southern Financial LLC, a... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Wayne Salit |
None |
gemini-2.0-flash-001 |
| 53558 |
EFTA01418999.txt |
Re: quote please [C] |
Richard Kahn <IMI> |
none |
none |
2017-01-06 |
email |
dataset_10 |
|
This email chain documents Richard Kahn requesting bid/ask quotes and placing orders for bonds... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vahe Stepanian |
None |
gemini-2.0-flash-001 |
| 53559 |
EFTA01419008.txt |
account plannin [C] |
Stewart Oldfield |
none |
none |
2017-01-19 |
email |
dataset_10 |
|
Andrew Gallivan sent an email to his team outlining the plan for client planning sessions to... |
Business dealingsFinancial transactions/money flowCommunications/correspondence |
Andrew Gallivan |
|
gemini-2.0-flash-001 |
| 53560 |
EFTA01419013.txt |
FW: Notification: Catch-up about DB Deposits [C] @ Wed Feb 1, 2017 2:30pm - 3pm ( ) [I] |
Vahe Stepanian |
none |
none |
2017-02-01 |
email |
dataset_10 |
|
This email chain discusses scheduling a meeting to "Catch-up about DB Deposits." Richard Kahn... |
Financial transactions/money flowCommunications/correspondenceBusiness dealings |
Stewart Oldfield |
EFTA01419013 |
gemini-2.0-flash-001 |
| 53561 |
EFTA01419017.txt |
RM0082289 Daily Deposit Report 20170211 |
dwhpbdw-batch@db.com |
suspicious |
none |
2017-02-11 |
email |
dataset_10 |
|
This email contains a daily deposit report from Deutsche Bank listing accounts with large, zero,... |
Financial transactions/money flow |
rm0082289@list.db.com |
RM0082289 |
gemini-2.0-flash-001 |
| 53562 |
EFTA01419018.txt |
RE: RP Meetings [I] |
Audie Apple |
none |
none |
2017-02-13 |
email |
dataset_10 |
|
This email exchange discusses the coordination of meetings with potential clients, including... |
Business dealingsFinancial transactions/money flowCommunications/correspondence |
Stewart Oldfield, Todd Stevens |
None |
gemini-2.0-flash-001 |
| 53563 |
EFTA01419021.txt |
cash accounts 1 of 2 |
Richard Kahn |
none |
none |
2017-02-17 |
email |
dataset_10 |
|
Richard Kahn sent an email to Cynthia Rodriguez and Stewart Oldfield regarding open items on... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Cynthia Rodriguez, Stewart Oldfield |
None |
gemini-2.0-flash-001 |
| 53564 |
EFTA01419050.txt |
RM0082289 Daily Deposit Report 20170315 |
dwhpbdw-batch@db.com |
suspicious |
none |
2017-03-15 |
email |
dataset_10 |
|
This email contains a daily deposit report for RM code 82289, listing account balances and... |
Financial transactions/money flow |
rm0082289@list.db.com |
RM0082289 |
gemini-2.0-flash-001 |
| 53565 |
EFTA01419051.txt |
Fw: Zorro Development Corp. has been changed to an Inactive Prospect in DB Force [I] |
Stewart Oldfield < |
none |
none |
2017-03-28 |
email |
dataset_10 |
|
This email notifies Stewart Oldfield that Zorro Development Corp. has been changed to an... |
Business dealingsFinancial transactions/money flowCommunications/correspondence |
Cynthia Rodrigue |
EFTA01419051 |
gemini-2.0-flash-001 |
| 53566 |
EFTA01419052.txt |
EMS/290317308502: Check Referral - Acct (I) |
till,!!! ".1 1,118:15 -0400 |
suspicious |
none |
YYYY-MM-DD |
email |
dataset_10 |
|
This email requests a pay/no pay decision for a check referral due to a missing signature and... |
Financial transactions/money flowLegal matters/litigation |
to wmbankin exce tioncheckprocessingglist.db.com |
EMS/290317308502 |
gemini-2.0-flash-001 |
| 53567 |
EFTA01419053.txt |
Account Information |
|
none |
none |
None |
other |
dataset_10 |
|
The document displays account information for Neptune, LLC, including the account balance of... |
Financial transactions/money flow |
— |
None |
gemini-2.0-flash-001 |
| 53568 |
EFTA01419054.txt |
Re: J Epstein Foundation [C] |
Richard Kahn |
suspicious |
none |
2017-04-05 |
email |
dataset_10 |
|
Richard Kahn requests Vahe Stepanian to sell Disney and Pfizer stock to raise cash for... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vahe Stepanian |
EFTA01419054.txt |
gemini-2.0-flash-001 |
| 53569 |
EFTA01419057.txt |
Re: cash interest rates [C] |
Stewart Oldfield |
none |
none |
2017-05-02 |
email |
dataset_10 |
|
Richard Kahn requests an update on cash interest rates for May 2017. Stewart Oldfield responds... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
— |
|
gemini-2.0-flash-001 |
| 53570 |
EFTA01419062.txt |
RE: Richard Kahn / Epstein Total Return Swap [I] |
Daniel Sabba |
suspicious |
none |
2016-06-27 |
email |
dataset_10 |
|
This email chain discusses the creation of a $20MM total return swap on a basket of preferreds... |
Financial transactions/money flowBusiness dealings |
Vahe Stepanian, Andrew King |
None |
gemini-2.0-flash-001 |
| 53571 |
EFTA01419065.txt |
pipeline [I |
Brianna Fowler |
none |
none |
2016-06-30 |
email |
dataset_10 |
|
This is a brief email from Brianna Fowler to Stewart Oldfield, with Anna Fowler, an Associate at... |
|
Stewart Oldfield |
EFTA01419065 |
gemini-2.0-flash-001 |
| 53572 |
EFTA01419066.txt |
RE: Jeffrey |
Arthur Tendler |
suspicious |
none |
2016-08-08 |
email |
dataset_10 |
|
This email chain discusses the transfer of Jeffrey Epstein's custody account within Deutsche... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart Oldfield |
None |
gemini-2.0-flash-001 |
| 53573 |
EFTA01419091.txt |
Authorization for Asset Movement |
|
suspicious |
none |
2016-12-27 |
Authorization Form |
dataset_10 |
|
This document is an authorization form directing Deutsche Bank Alex. Brown to wire $20,000 from... |
Financial transactions/money flow |
— |
10-PWM-0177S (12/10) |
gemini-2.0-flash-001 |
| 53574 |
EFTA01419094.txt |
Possible prospect |
Cynthia Rodriguez |
none |
none |
2016-12-29 |
email |
dataset_10 |
|
Cynthia Rodriguez emails Stewart Oldfield about a potential business lead involving Jeffrey... |
Business dealingsFinancial transactions/money flowCommunications/correspondence |
Stewart Oldfield |
EFTA01419094 |
gemini-2.0-flash-001 |
| 53575 |
EFTA01419095.txt |
Re: Southern Financial [I] |
Stewart Oldfield anl |
suspicious |
none |
2017-02-01 |
email |
dataset_10 |
|
This email chain discusses the setup of AG preferred deposit accounts for Haze, SFLLC, and... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Cynthia Rodriguez, Vahe Stepanian |
|
gemini-2.0-flash-001 |
| 53576 |
EFTA01419097.txt |
Check Information |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a record of check information, possibly for internal bank use. It includes... |
Financial transactions/money flow |
— |
EFTA01419097 |
gemini-2.0-flash-001 |
| 53577 |
EFTA01419098.txt |
FW: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name :
Southern Financia |
Wayne Salit |
suspicious |
possible |
2014-12-23 |
email |
dataset_10 |
|
This email chain documents the Enhanced Due Diligence (EDD) process for onboarding Southern... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
John Juul |
ONB-120902 LKYCUS-3443 |
gemini-2.0-flash-001 |
| 53578 |
EFTA01419128.txt |
Check Information |
|
none |
none |
None |
other |
dataset_10 |
|
The document displays check information, including the amount ($50,000.00), account number, and... |
Financial transactions/money flow |
— |
EFTA01419128 |
gemini-2.0-flash-001 |
| 53579 |
EFTA01419129.txt |
RE: Uncleared OTC derivatives - RESPONSE REQUIRED [I] |
Cynthia Rodriguez |
none |
none |
2017-02-22 |
email |
dataset_10 |
|
Cynthia Rodriguez confirms that client accounts are closed in response to Anna-Sofiya... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Anna-Sofiya Lupolove, Stewart Oldfield |
EFTA01419129.txt |
gemini-2.0-flash-001 |
| 53580 |
EFTA01419135.txt |
Dal]. De osit Report 20170225 |
|
suspicious |
none |
2017-02-25 |
report |
dataset_10 |
|
This document is a report listing large, zero, and negative balances for various accounts,... |
Financial transactions/money flow |
— |
EFTA01419135 |
gemini-2.0-flash-001 |
| 53581 |
EFTA01419136.txt |
Dail De osit Report 20170414 |
|
none |
none |
2017-04-14 |
report |
dataset_10 |
|
This document is a daily deposit report from April 14, 2017, listing accounts with large, zero,... |
Financial transactions/money flow |
— |
None |
gemini-2.0-flash-001 |
| 53582 |
EFTA01419137.txt |
Re: trading capabilities |
Richard Kahn |
none |
none |
2017-04-25 |
email |
dataset_10 |
|
Richard Kahn of HBRK Associates Inc. inquires about the possibility of trading various financial... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vahe Stepanian, Stewart Oldfield |
EFTA01419137.txt |
gemini-2.0-flash-001 |
| 53583 |
EFTA01419140.txt |
EMS/270417523007: Check referrals:
- 1115[I] |
|
suspicious |
none |
2017-04-27 |
email |
dataset_10 |
|
This email from Signature Verification requests a pay/no pay decision on check referrals,... |
Financial transactions/money flowLegal matters/litigationCommunications/correspondence |
All |
EMS/270417523007 |
gemini-2.0-flash-001 |
| 53584 |
EFTA01419141.txt |
Check Information |
|
none |
none |
None |
other |
dataset_10 |
|
This document displays check information, including an amount of $7,500.00, related to Jeffrey... |
Financial transactions/money flow |
— |
None |
gemini-2.0-flash-001 |
| 53585 |
EFTA01419142.txt |
April - BRC Committee - Slide I |
Melisa Venegas |
suspicious |
none |
Mon, 04 May |
email |
dataset_10 |
|
Melisa Venegas is requesting KYC and high-risk account data from Yoonsun Chung and Janice... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Yoonsun Chung, Janice Franklin |
|
gemini-2.0-flash-001 |
| 53586 |
EFTA01419144.txt |
Your Lead has been successful) converted into a Customer-Prospect |
Navin-Kumar Pankaj |
none |
none |
2017-08-23 |
email |
dataset_10 |
|
This email from Navin-Kumar Pankaj notifies the recipient that a lead has been successfully... |
Business dealingsCommunications/correspondence |
— |
EFTA01419144 |
gemini-2.0-flash-001 |
| 53587 |
EFTA01419145.txt |
Automatic reply: Southern Financial LLC update [SC] |
Stewart Oldfield |
none |
none |
2017-10-02 |
email |
dataset_10 |
|
This is an automatic out-of-office reply from Stewart Oldfield, indicating he will be out of the... |
Communications/correspondence |
Kimberly Hart |
EFTA01419145 |
gemini-2.0-flash-001 |
| 53588 |
EFTA01419146.txt |
RE: DB AG New York Preferred Bankin Account [I] |
Stewart Oldfield |
none |
none |
2016-05-24 |
email |
dataset_10 |
|
This email exchange between Stewart Oldfield and Arthur Tremblay concerns the DB AG New York... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Arthur Tremblay |
EFTA01419146 |
gemini-2.0-flash-001 |
| 53589 |
EFTA01419149.txt |
Invitation : '
-
:00 Preview [I] |
Sarah Rafferty |
suspicious |
none |
2016-08-25 |
email |
dataset_10 |
|
Sarah Rafferty emails Stewart Oldfield a list of clients approved for invitation to a Frieze... |
Business dealingsCommunications/correspondenceFinancial transactions/money flow |
Stewart Oldfield |
None |
gemini-2.0-flash-001 |
| 53590 |
EFTA01419155.txt |
None |
Richard Kahn < > |
none |
none |
2016-09-28 |
email |
dataset_10 |
|
This is an email from Richard Kahn to Stewart Oldfield. The email provides Richard Kahn's... |
Communications/correspondence |
Stewart Oldfield ‹ > |
EFTA01419155 |
gemini-2.0-flash-001 |
| 53591 |
EFTA01419156.txt |
Dail De•osit Report 20161014 |
pbrd_admin@list.db.com |
suspicious |
none |
2016-10-14 |
report |
dataset_10 |
|
This document is a daily deposit report from October 14, 2016, listing large, zero, and negative... |
Financial transactions/money flow |
— |
None |
gemini-2.0-flash-001 |
| 53592 |
EFTA01419157.txt |
RE: Individual Self-Certification Form [I] |
Stewart Oldfield |
none |
none |
2016-05-24 |
email |
dataset_10 |
|
This email exchange discusses issues with Individual Self-Certification Forms, including missing... |
Financial transactions/money flowCommunications/correspondenceEmployment/staffing |
Armen Brash |
None |
gemini-2.0-flash-001 |
| 53593 |
EFTA01419169.txt |
Annual Client Update |
|
suspicious |
none |
None |
report |
dataset_10 |
|
This document is an annual client update providing information on various client accounts,... |
Financial transactions/money flowEmployment/staffingBusiness dealings |
— |
None |
gemini-2.0-flash-001 |
| 53594 |
EFTA01419172.txt |
Daily Deposit Re ort 20160702 |
PBW/WM/MIS ETL/PBW 15116 |
suspicious |
none |
2016-07-02 |
report |
dataset_10 |
|
This document is a daily deposit report from July 2, 2016, listing large balances for various... |
Financial transactions/money flow |
— |
None |
gemini-2.0-flash-001 |
| 53595 |
EFTA01419173.txt |
LARGE, ZERO AND NEGATIVE BALANCES |
PBW/WM/MIS ETL/PBW 15116 |
suspicious |
none |
2016-07-07 |
report |
dataset_10 |
|
This document is a daily deposit report from July 7, 2016, listing large, zero, and negative... |
Financial transactions/money flow |
— |
EFTA01419173 |
gemini-2.0-flash-001 |
| 53596 |
EFTA01419174.txt |
FW: ACTION REQUIRED: STFR Re ulation Mailing (Part 2) [I] |
Stewart Oldfield |
none |
none |
2016-07-20 |
email |
dataset_10 |
|
Stewart Oldfield forwards an email from Armen Brash regarding the SFTR regulation and the... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Brianna Fowler |
EFTA01419174 |
gemini-2.0-flash-001 |
| 53597 |
EFTA01419178.txt |
SFTR Information Statement |
Patrick Harris, Zia Memon |
none |
none |
2016-07-08 |
letter |
dataset_10 |
|
This letter from Deutsche Bank Securities Inc. informs clients about the risks and consequences... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
EFTA01419178 |
gemini-2.0-flash-001 |
| 53598 |
EFTA01419203.txt |
Automatic reply: Jeffre E stein's Custody Account [C] |
Stewart Oldfield |
none |
none |
2016-08-08 |
email |
dataset_10 |
|
This is an automatic reply email from Stewart Oldfield indicating he is out of the office until... |
Communications/correspondence |
Arthur Tendle |
EFTA01419203 |
gemini-2.0-flash-001 |
| 53599 |
EFTA01419204.txt |
Sit Report 20161206 |
|
suspicious |
none |
2016-12-06 |
report |
dataset_10 |
|
This document is a financial report listing large, zero, and negative balances for various... |
Financial transactions/money flow |
— |
82289 |
gemini-2.0-flash-001 |
| 53600 |
EFTA01419205.txt |
RM0082289 Daily Deposit Report 20161217 |
dwhpbdw-batch@db.com |
suspicious |
none |
2016-12-17 |
email |
dataset_10 |
|
This email contains a daily deposit report from Deutsche Bank listing large balances and... |
Financial transactions/money flow |
rm0082289@list.db.com |
RM0082289 |
gemini-2.0-flash-001 |