| 53701 |
EFTA01419756.txt |
Daily Deposit Report 20161012 |
|
suspicious |
none |
2016-10-12 |
email |
dataset_10 |
|
This email contains a daily deposit report from October 12, 2016, listing large balances and... |
Financial transactions/money flow |
— |
EFTA01419756 |
gemini-2.0-flash-001 |
| 53702 |
EFTA01419757.txt |
RE: Haze |
Darlene Zong |
suspicious |
none |
2016-10-25 |
email |
dataset_10 |
|
This email chain discusses a wire transfer of $6,000,000 expected by Richard Kahn of HBRK... |
Financial transactions/money flowCommunications/correspondence |
Stewart Oldfield |
EFTA01419757 |
gemini-2.0-flash-001 |
| 53703 |
EFTA01419758.txt |
Dail De osit Report 20161202 |
|
suspicious |
none |
2016-12-02 |
report |
dataset_10 |
|
This document is a daily deposit report from December 2, 2016, listing large balances and... |
Financial transactions/money flow |
— |
None |
gemini-2.0-flash-001 |
| 53704 |
EFTA01419759.txt |
RE: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name :
Southern Financial LLC |
Michael Koplowitz |
suspicious |
possible |
2015-01-07 |
email chain |
dataset_10 |
|
This email chain discusses the Enhanced Due Diligence (EDD) process for onboarding Southern... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Wayne Sali |
ONB-120902 LKYCUS-3443 |
gemini-2.0-flash-001 |
| 53705 |
EFTA01419794.txt |
Fw: DB deposits [C] |
Stewart Oldfield |
suspicious |
none |
2017-02-01 |
email |
dataset_10 |
|
Stewart Oldfield from Deutsche Bank is offering Richard Kahn's client, JE/SF, higher deposit... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vahe Stepanian |
|
gemini-2.0-flash-001 |
| 53706 |
EFTA01419798.txt |
3E/Southern Financial |
Stewart Oldfield |
suspicious |
none |
2017-02-02 |
email |
dataset_10 |
|
This email chain discusses the management of Jeffrey Epstein's financial accounts at Deutsche... |
Financial transactions/money flowBusiness dealings |
Arthur Tremblay, Robert Dicerbo |
None |
gemini-2.0-flash-001 |
| 53707 |
EFTA01419802.txt |
RM0082289 Daily Deposit Report 20170325 |
dwhpbdw-batch@db.com |
suspicious |
possible |
2017-03-25 |
report |
dataset_10 |
|
This daily deposit report from Deutsche Bank lists large balances and transactions for various... |
Financial transactions/money flow |
rm0082289@list.db.com |
RM0082289 |
gemini-2.0-flash-001 |
| 53708 |
EFTA01419803.txt |
RE: OD REFE / RE: OD REFERRALS ( 06-02-2017 ) A/c # |
Naveen Bagaria |
none |
none |
2017-06-05 |
email_chain |
dataset_10 |
|
This email chain discusses the handling of overdraft (OD) referrals within Deutsche Bank's... |
Financial transactions/money flowCommunications/correspondence |
Cynthia Rodriguez, Stewart Oldfie, Bradley Gillin, William-M Fi |
|
gemini-2.0-flash-001 |
| 53709 |
EFTA01420188.txt |
Re: ATUS Allocation [C] |
Richard Kahn <O> |
none |
none |
2017-06-22 |
email |
dataset_10 |
|
The email exchange between Richard Kahn and Vahe Stepanian confirms the allocation of 500 ATUS... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vahe Stepanian |
|
gemini-2.0-flash-001 |
| 53710 |
EFTA01420190.txt |
FW: Southern Trust Company, Inc. and Southern Financial, LLC [C] |
Stewart Oldfield |
none |
none |
2017-09-14 |
email |
dataset_10 |
|
This email chain discusses the ISDA & GMRA termination agreements between Southern Trust... |
Business dealingsCommunications/correspondenceLegal matters/litigation |
Martin Zeman |
None |
gemini-2.0-flash-001 |
| 53711 |
EFTA01420192.txt |
Re: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC [I] |
Ted Gonedes |
suspicious |
possible |
2015-01-06 |
email |
dataset_10 |
|
This email chain discusses the potential reputational risks associated with onboarding Southern... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Michael Koplowitz |
ONB-120902 LKYCUS-3443 |
gemini-2.0-flash-001 |
| 53712 |
EFTA01420227.txt |
RM0082289 Daily Deposit Report 20180215 |
dwhpbdw-batch@db.com |
suspicious |
none |
2018-02-15 |
email |
dataset_10 |
|
This email contains a daily deposit report from Deutsche Bank listing large, zero, and negative... |
Financial transactions/money flow |
rm0082289@list.db.com |
RM0082289 |
gemini-2.0-flash-001 |
| 53713 |
EFTA01420228.txt |
RM0082289 Daily Deposit Report 20180315 |
dwhpbdw-batch@db.com |
suspicious |
none |
2018-03-15 |
email |
dataset_10 |
|
This email is a daily deposit report from Deutsche Bank listing account balances as of March 14,... |
Financial transactions/money flow |
rm0082289@list.db.com |
RM0082289 |
gemini-2.0-flash-001 |
| 53714 |
EFTA01420229.txt |
RM0082289 Daily Deposit Report 20180322 |
dwhpbdw-batch@db.com |
suspicious |
none |
2018-03-22 |
report |
dataset_10 |
|
This document is a daily deposit report from Deutsche Bank listing accounts with large, zero,... |
Financial transactions/money flow |
rm0082289@list.db.com |
RM0082289 |
gemini-2.0-flash-001 |
| 53715 |
EFTA01420230.txt |
Annual Review |
Cynthia Rodriguez |
suspicious |
none |
2017-08-17 |
email |
dataset_10 |
|
Cynthia Rodriguez from Deutsche Bank is requesting sensitive information for beneficiaries of... |
Financial transactions/money flowCommunications/correspondenceLegal matters/litigation |
Bella Klein |
None |
gemini-2.0-flash-001 |
| 53716 |
EFTA01420232.txt |
RE: PRIIPs Client Notification [I] |
Sylvia Escoba |
suspicious |
none |
2017-12-18 |
email |
dataset_10 |
|
This email chain discusses the PRIIPs client notification process at Deutsche Bank. It... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Gbenga Omosuyi, Anna-Sofiya Lupol, Cynthia Rodriguez |
None |
gemini-2.0-flash-001 |
| 53717 |
EFTA01420241.txt |
RM0082289 Daily Deposit Report 20180620 |
dwhpbdw-batch@db.com |
none |
none |
2018-06-20 |
report |
dataset_10 |
|
This document is a daily deposit report from Deutsche Bank listing accounts with large, zero,... |
Financial transactions/money flow |
rm0082289@list.db.com |
RM0082289 |
gemini-2.0-flash-001 |
| 53718 |
EFTA01420243.txt |
RM0082289 Daily Deposit Report 20180704 |
dwhpbdw-batch@db.com |
suspicious |
none |
2018-07-04 |
email |
dataset_10 |
|
This email is a daily deposit report from DB (Deutsche Bank) listing account balances for... |
Financial transactions/money flow |
rm0082289@list.db.com |
RM0082289 |
gemini-2.0-flash-001 |
| 53719 |
EFTA01420247.txt |
Fwd: DB tech conference - Sep. 12/13 Las Vegas [I] |
Stewart Oldfield |
none |
none |
2018-07-31 |
email |
dataset_10 |
|
This email chain discusses the process for registering prospects, Mr. Tehranchian and Niki... |
Business dealingsCommunications/correspondenceTravel/logistics |
Terri Sohrab, Bradley Gillin |
EFTA01420247 |
gemini-2.0-flash-001 |
| 53720 |
EFTA01420249.txt |
RE: DB tech conference - Sep. 12/13 Las Vegas [I] |
Stewart Oldfield |
none |
none |
2018-07-30 |
email |
dataset_10 |
|
This email discusses the guest list and registration process for the Deutsche Bank tech... |
Business dealingsCommunications/correspondenceFinancial transactions/money flow |
Nina-X Nevidzanska |
None |
gemini-2.0-flash-001 |
| 53721 |
EFTA01420253.txt |
RE: DB account docs |
Stewart Oldfield |
none |
none |
2018-02-26 |
email |
dataset_10 |
|
Stewart Oldfield from Deutsche Bank is following up with Richard Kahn regarding the opening of... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn |
None |
gemini-2.0-flash-001 |
| 53722 |
EFTA01420255.txt |
FW: RUSH EXCO Approval Needed: KYC Case 01898372 [I] |
Dana Ponzio |
suspicious |
possible |
2018-03-14 |
email |
dataset_10 |
|
This email chain discusses the need for EXCO approval to open a new account for Jeffrey Epstein... |
Financial transactions/money flowLegal matters/litigationPolitical connections/influence |
Stewart Oldfield |
01898372 |
gemini-2.0-flash-001 |
| 53723 |
EFTA01420259.txt |
Automatic reply: Southern Financial - Client Confirmation [C] |
Stewart Oldfield ffi |
none |
none |
2018-03-30 |
email |
dataset_10 |
|
This is an automatic out-of-office email reply from Stewart Oldfield, indicating his absence... |
Communications/correspondence |
Richard Kahn |
EFTA01420259 |
gemini-2.0-flash-001 |
| 53724 |
EFTA01420260.txt |
RM0082289 Daily Deposit Report 20180410 |
dwhpbdw-batch@db.com |
none |
none |
2018-04-10 |
email |
dataset_10 |
|
This email is a daily deposit report from Deutsche Bank listing account balances for Jeffrey... |
Financial transactions/money flow |
rm0082289@list.db.com |
RM0082289 |
gemini-2.0-flash-001 |
| 53725 |
EFTA01420261.txt |
RM0082289 Daily Deposit Report 20161018 |
dwhpbdw-batch@db.com |
suspicious |
none |
2016-10-18 |
email |
dataset_10 |
|
This email contains a daily deposit report from Deutsche Bank listing large, zero, and negative... |
Financial transactions/money flow |
rm0082289@list.db.com |
RM0082289 |
gemini-2.0-flash-001 |
| 53726 |
EFTA01420262.txt |
RM0082289 Daily Deposit Report 20161029 |
dwhpbdw-batch@db.com |
none |
none |
2016-10-29 |
email |
dataset_10 |
|
This email contains a daily deposit report from Deutsche Bank listing account balances for... |
Financial transactions/money flow |
rm0082289@list.db.com |
RM0082289 |
gemini-2.0-flash-001 |
| 53727 |
EFTA01420272.txt |
RM0082289 Daily Deposit Report 20161210 |
dwhpbdw-batch@db.com |
suspicious |
none |
2016-12-10 |
email |
dataset_10 |
|
This email contains a daily deposit report from Deutsche Bank listing large, zero, and negative... |
Financial transactions/money flow |
rm0082289@list.db.com |
RM0082289 |
gemini-2.0-flash-001 |
| 53728 |
EFTA01420278.txt |
Re: JEE WT [C] |
Richard Kahn |
suspicious |
none |
2016-12-28 |
email_chain |
dataset_10 |
|
This email chain documents a request for a wire transfer and its subsequent processing through... |
Financial transactions/money flowCommunications/correspondence |
Rowena Thomas, Marjorie Flash, Stewart Oldfield, Darren... |
|
gemini-2.0-flash-001 |
| 53729 |
EFTA01420290.txt |
RE: AG Preferr |
Cynthia Rodriguez |
none |
none |
2017-02-07 |
email |
dataset_10 |
|
Cynthia Rodriguez from Deutsche Bank is following up with Richard Kahn regarding the opening of... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn |
None |
gemini-2.0-flash-001 |
| 53730 |
EFTA01420306.txt |
RM0082289 Daily Deposit Report 20170613 |
dwhpbdw-batch@db.com |
none |
none |
2017-06-13 |
email |
dataset_10 |
|
This email provides a daily deposit report for RM code 82289, listing large, zero, and negative... |
Financial transactions/money flow |
rm0082289@list.db.com |
RM0082289 |
gemini-2.0-flash-001 |
| 53731 |
EFTA01420307.txt |
RE: ACU with Material Chan es as of 12.01.14.xlsx [I] |
Yoonsun Chung |
none |
none |
2014-12-08 |
email |
dataset_10 |
|
This email exchange between Yoonsun Chung and Melisa Venegas concerns the review and update of... |
Financial transactions/money flowCommunications/correspondenceBusiness dealings |
Melisa Vene, Melisa Venegas |
EFTA01420307 |
gemini-2.0-flash-001 |
| 53732 |
EFTA01420310.txt |
Re: Euros |
Richard Kahn |
suspicious |
none |
2017-06-21 |
email |
dataset_10 |
|
This email exchange discusses the purchase of euros for $7,500 from Jeffrey Epstein's personal... |
Financial transactions/money flowBusiness dealings |
Cynthia Rodriguez |
None |
gemini-2.0-flash-001 |
| 53733 |
EFTA01420314.txt |
Re: Jeepers N4G024935 (C] |
Richard Kahn |
none |
none |
2017-07-11 |
email |
dataset_10 |
|
Richard Kahn requests Vahe Stepanian to verify the receipt of a wire transfer. Vahe confirms the... |
Financial transactions/money flowCommunications/correspondence |
Vahe Stepanian |
N4G024935 |
gemini-2.0-flash-001 |
| 53734 |
EFTA01420315.txt |
RE: Epstein mtg - reschedule |
Joyce Tsoi |
none |
none |
2017-08-23 |
email |
dataset_10 |
|
This email thread discusses rescheduling a meeting related to 'Epstein mtg' due to scheduling... |
Business dealingsCommunications/correspondence |
Stewart Oldfield, Vahe Stepanian, Daniel-E Kaiser,... |
EFTA01420315.txt |
gemini-2.0-flash-001 |
| 53735 |
EFTA01420319.txt |
RM0082289 Daily Deposit Report 20171004 |
dwhpbdw-batch@db.com |
suspicious |
none |
2017-10-04 |
email |
dataset_10 |
|
This email contains a daily deposit report listing large, zero, and negative balances for... |
Financial transactions/money flow |
rm0082289@list.db.com |
RM0082289 |
gemini-2.0-flash-001 |
| 53736 |
EFTA01420320.txt |
Re: FX' |
Paul Barrett |
none |
none |
2017-10-17 |
email |
dataset_10 |
|
Paul Barrett requests Martin Zeman to correct the LEI number on a swaps protocol document. He... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Martin Zeman, Stewart Oldfie |
EFTA01420320.txt |
gemini-2.0-flash-001 |
| 53737 |
EFTA01420322.txt |
FW: PRIIPs Client Notification I |
Anna-Sofiya Lupolover |
none |
none |
2017-12-18 |
email |
dataset_10 |
|
This email thread discusses the PRIIPs regulation and identifies clients who may be affected.... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Gbenga Omosuyi |
None |
gemini-2.0-flash-001 |
| 53738 |
EFTA01420326.txt |
Trade Report |
Liam Osullivan |
none |
none |
2018-05-08 |
email |
dataset_10 |
|
Liam Osullivan from DB Securities Inc sent a trade report to Paul Barrett and Richard Kahn,... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paul Barrett, Richard Kahn |
None |
gemini-2.0-flash-001 |
| 53739 |
EFTA01420328.txt |
RE: CDD form for Prytanee - please complete and return |
Stewart Oldfield |
none |
none |
2018-06-05 |
email |
dataset_10 |
|
Stewart Oldfield from Deutsche Bank requests Darren Indyke to complete a CDD form for Prytanee... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Darren Indyke |
|
gemini-2.0-flash-001 |
| 53740 |
EFTA01420330.txt |
RM0082289 Daily Deposit Report 20171123 |
dwhpbdw-batch@db.com |
suspicious |
none |
2017-11-23 |
email |
dataset_10 |
|
This email contains a daily deposit report from Deutsche Bank listing account balances for... |
Financial transactions/money flow |
rm0082289@list.db.com |
RM0082289 |
gemini-2.0-flash-001 |
| 53741 |
EFTA01420331.txt |
RM0082289 Daily Deposit Report 20171129 |
dwhpbdw-batch@db.com |
none |
none |
2017-11-29 |
email |
dataset_10 |
|
This email contains a daily deposit report from DB bank, listing accounts with large, zero, and... |
Financial transactions/money flow |
rm0082289@list.db.com |
RM0082289 |
gemini-2.0-flash-001 |
| 53742 |
EFTA01420332.txt |
RE: Paul Barret |
Davide-A Sferrazza |
none |
none |
2017-12-18 |
email |
dataset_10 |
|
Davide Sferrazza sends an email to Stewart Oldfield and others regarding Paul Barret's trades,... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart Oldfield |
None |
gemini-2.0-flash-001 |
| 53743 |
EFTA01420334.txt |
All Transactions |
|
none |
none |
None |
financial statement |
dataset_10 |
|
This document is a financial statement detailing various transactions, including stock trades,... |
Financial transactions/money flow |
— |
None |
gemini-2.0-flash-001 |
| 53744 |
EFTA01420335.txt |
RE: Epstein/Southern Financial |
Vahe Stepanian |
suspicious |
none |
2017-03-02 |
email |
dataset_10 |
|
This email chain discusses the management of Jeffrey Epstein's deposit accounts at Deutsche... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart Oldfield |
|
gemini-2.0-flash-001 |
| 53745 |
EFTA01420340.txt |
catching up/risk premia investin |
Stewart Oldfield |
none |
none |
2017-04-21 |
email |
dataset_10 |
|
Stewart Oldfield is reaching out to Richard Kahn to discuss risk premia investing and suggests... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn |
EFTA01420340.txt |
gemini-2.0-flash-001 |
| 53746 |
EFTA01420342.txt |
USD SWF AUTO HOLD |
|
suspicious |
none |
2016-09-23 |
Transaction Details/Compliance Report |
dataset_10 |
|
This document details a USD SWF AUTO HOLD transaction involving Jeffrey Epstein that was flagged... |
Financial transactions/money flowLegal matters/litigationCompliance/regulatory review |
— |
None |
gemini-2.0-flash-001 |
| 53747 |
EFTA01420349.txt |
RE: Risk premia investing / general trading discussion |
Stewart Oldfield |
none |
none |
2017-05-01 |
email |
dataset_10 |
|
Stewart Oldfield and Richard Kahn are rescheduling a meeting about risk premia investing and... |
Business dealingsCommunications/correspondenceFinancial transactions/money flow |
Richard Kahn |
EFTA01420349 |
gemini-2.0-flash-001 |
| 53748 |
EFTA01420352.txt |
RE: MBLY Tender [C] |
Vahe Stepanian |
none |
none |
2017-05-15 |
email |
dataset_10 |
|
Vahe Stepanian informs Richard Kahn about a tender offer for Mobileye, N.V. shares held by... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn |
None |
gemini-2.0-flash-001 |
| 53749 |
EFTA01420369.txt |
Re: are you runnin the Brooklyn half? [C] |
Stewart Oldfield |
none |
none |
2017-05-16 |
email |
dataset_10 |
|
Stewart Oldfield and Richard Kahn are discussing running together, specifically the Brooklyn... |
Communications/correspondencePersonal relationships |
Richard Kahn |
EFTA01420369.txt |
gemini-2.0-flash-001 |
| 53750 |
EFTA01420373.txt |
FW: CD rates |
Stewart Oldfield < > |
none |
none |
2017-06-15 |
email |
dataset_10 |
|
This email exchange discusses CD rates between Stewart Oldfield and Richard Kahn. Kahn expresses... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Charlie Burrows < >, Arthur Tremblay < > |
None |
gemini-2.0-flash-001 |
| 53751 |
EFTA01420375.txt |
RE: [C] |
Vahe Stepanian < |
none |
none |
2017-07-13 |
email |
dataset_10 |
|
Vahe Stepanian informs Richard Kahn that Southern Financial can trade listed options, including... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn |
EFTA01420375 |
gemini-2.0-flash-001 |
| 53752 |
EFTA01420378.txt |
Automatic reply: Southern Financial LLC -> documents for a new ISDA draft [I] |
Stewart Oldfield |
none |
none |
2017-10-16 |
email |
dataset_10 |
|
This is an automatic out-of-office email from Stewart Oldfield, indicating his absence until... |
Business dealingsCommunications/correspondence |
Ellenoi Jarvis |
EFTA01420378 |
gemini-2.0-flash-001 |
| 53753 |
EFTA01420382.txt |
Re: Halsbrook |
Richard Kahn |
none |
none |
2016-09-20 |
email |
dataset_10 |
|
Richard Kahn requests Mary's contact information from Stewart Oldfield. Stewart Oldfield... |
Business dealingsCommunications/correspondence |
Stewart Oldfield |
|
gemini-2.0-flash-001 |
| 53754 |
EFTA01420384.txt |
RM0082289 Daily Deposit Report 20160923 |
dwhpbdw-batch@db.com |
suspicious |
none |
2016-09-23 |
email |
dataset_10 |
|
This email contains a daily deposit report from Deutsche Bank listing large balances for various... |
Financial transactions/money flow |
rm0082289@list.db.com |
RM0082289 |
gemini-2.0-flash-001 |
| 53755 |
EFTA01420385.txt |
RE: Inquiry regarding account 44130552, BUTTERFLY TRUST , Case 137428 [I] |
Stewart Oldfield |
suspicious |
possible |
2016-09-27 |
email |
dataset_10 |
|
This email exchange reveals an AML compliance inquiry into the BUTTERFLY TRUST account at... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Armen Brash |
137428 |
gemini-2.0-flash-001 |
| 53756 |
EFTA01420388.txt |
Re: Saudi bond |
Richard Kahn |
none |
none |
2016-10-07 |
email |
dataset_10 |
|
Richard Kahn acknowledges receipt of an email from Stewart Oldfield containing a Bloomberg... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart Oldfield |
EFTA01420388 |
gemini-2.0-flash-001 |
| 53757 |
EFTA01420390.txt |
KINGDOM OF SAUDI ARABIA - TERMS/TIMING |
Darlene Zong |
none |
none |
2016-10-18 |
email |
dataset_10 |
|
This email from Darlene Zong at Deutsche Bank announces the terms and timing of a bond offering... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn |
|
gemini-2.0-flash-001 |
| 53758 |
EFTA01420392.txt |
Re: Butterfly trust [C] |
Richard Kahn |
suspicious |
none |
2016-12-30 |
email |
dataset_10 |
|
This email exchange concerns a compliance review of the Butterfly Trust, specifically regarding... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Stewart Oldfield, Cynthia Rodriguez |
EFTA01420392.txt |
gemini-2.0-flash-001 |
| 53759 |
EFTA01420396.txt |
RE: can you tell me what interest rate we are paying on JE's
accounts? [I] |
Robert Dicerbo |
suspicious |
possible |
2017-01-18 |
email |
dataset_10 |
|
This email chain discusses the interest rates and cash balances of accounts belonging to 'JE',... |
Financial transactions/money flowCommunications/correspondence |
Stewart Oldfield |
None |
gemini-2.0-flash-001 |
| 53760 |
EFTA01420399.txt |
FW: Southern Financial LLC - EDD [C] |
Wayne Salit |
suspicious |
possible |
2015-01-16 |
email |
dataset_10 |
|
This email discusses the Enhanced Due Diligence (EDD) performed on Southern Financial LLC,... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Jan Bornebusch |
EFTA01420399.txt |
gemini-2.0-flash-001 |
| 53761 |
EFTA01420403.txt |
RE: aapl [I] |
Vahe Stepanian |
none |
none |
2017-01-31 |
email |
dataset_10 |
|
This email exchange discusses the process of enabling after-hours trading for a client at... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Zbynek Kozelsky <zbynek.kozelsky@db.com> |
EFTA01420403 |
gemini-2.0-flash-001 |
| 53762 |
EFTA01420409.txt |
RE: Epstein/Southern Financial |
Cynthia Rodriguez |
suspicious |
none |
2017-03-02 |
email |
dataset_10 |
|
This email chain discusses the management of Jeffrey Epstein's accounts at Deutsche Bank,... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vahe Stepanian, Stewart Oldfield |
None |
gemini-2.0-flash-001 |
| 53763 |
EFTA01420413.txt |
RE: Southern Financial |
Cynthia Rodriguez |
suspicious |
none |
2017-03-07 |
email |
dataset_10 |
|
This email exchange discusses the management of financial accounts for Southern Financial,... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Jeanne, Richard Kahn |
None |
gemini-2.0-flash-001 |
| 53764 |
EFTA01420435.txt |
RE: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC [I] |
John Juul |
suspicious |
possible |
2014-12-23 |
email chain |
dataset_10 |
|
This email chain documents the Enhanced Due Diligence (EDD) process undertaken by Deutsche Bank... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Wayne Salit |
ONB-120902 LKYCUS-3443 |
gemini-2.0-flash-001 |
| 53765 |
EFTA01420472.txt |
RM0082289 Daily Deposit Report 20170920 |
dwhpbdw-batch@db.com |
suspicious |
possible |
2017-09-20 |
email |
dataset_10 |
|
This email contains a daily deposit report listing large balances and transactions for various... |
Financial transactions/money flow |
rm0082289@list.db.com |
RM0082289 |
gemini-2.0-flash-001 |
| 53766 |
EFTA01420473.txt |
RM0082289 Daily Deposit Report 20171111 |
dwhpbdw-batch@db.com |
suspicious |
none |
2017-11-11 |
email |
dataset_10 |
|
This email contains a daily deposit report for account RM0082289, listing balances for Jeffrey... |
Financial transactions/money flow |
rm0082289@list.db.com |
RM0082289 |
gemini-2.0-flash-001 |
| 53767 |
EFTA01420474.txt |
RE: Inquiry Regarding Account |
Stewart Oldfield |
suspicious |
possible |
2018-05-15 |
email |
dataset_10 |
|
Stewart Oldfield from Deutsche Bank is requesting information from Richard Kahn regarding... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn |
LSJE |
gemini-2.0-flash-001 |
| 53768 |
EFTA01420478.txt |
Re: signed confirms (C |
Richard Kahn |
none |
none |
2018-05-23 |
email |
dataset_10 |
|
Richard Kahn is being asked by Liam O'Sullivan from Deutsche Bank to sign amended confirmations... |
Financial transactions/money flowCommunications/correspondence |
Martin Zeman, Paul Barrett, Xavier Avila, Davide-A... |
None |
gemini-2.0-flash-001 |
| 53769 |
EFTA01420480.txt |
FW: USA Patriot Act Customer Identification Program Notification |
Stewart Oldfield |
none |
none |
2018-06-11 |
email |
dataset_10 |
|
This document is an email chain regarding a notification from Deutsche Bank about the USA... |
Communications/correspondenceLegal matters/litigationFinancial transactions/money flow |
Martin Zeman |
EFTA01420480 |
gemini-2.0-flash-001 |
| 53770 |
EFTA01420486.txt |
FW: USDARS Order Cancelled |
Xavier Avila |
none |
none |
2017-12-01 |
email |
dataset_10 |
|
Xavier Avila informs Martin Zeman and Stewart Oldfield about the cancellation of a USDARS order... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Martin Zeman, Stewart Oldfield |
None |
gemini-2.0-flash-001 |
| 53771 |
EFTA01420488.txt |
RE: Account Planning sessions [C] [I] |
Cynthia Rodriguez |
suspicious |
possible |
2018-01-08 |
email_chain |
dataset_10 |
|
This email chain discusses the planning sessions for various Deutsche Bank clients, including... |
Business dealingsFinancial transactions/money flowCommunications/correspondence |
Stewart Oldfield, Bradley Gillin |
EFTA01420488 |
gemini-2.0-flash-001 |
| 53772 |
EFTA01420494.txt |
RM0082289 Daily Deposit Report 20180222 |
dwhpbdw-batch@db.com |
suspicious |
none |
2018-02-22 |
email |
dataset_10 |
|
This email contains a daily deposit report from Deutsche Bank listing large account balances,... |
Financial transactions/money flow |
rm0082289@list.db.com |
RM0082289 |
gemini-2.0-flash-001 |
| 53773 |
EFTA01420495.txt |
RM0082289 Daily Deposit Report 20170617 |
dwhpbdw-batch@db.com |
suspicious |
possible |
2017-06-17 |
report |
dataset_10 |
|
This document is a daily deposit report from Deutsche Bank for account RM0082289, listing large... |
Financial transactions/money flow |
rm0082289@list.db.com |
RM0082289 |
gemini-2.0-flash-001 |
| 53774 |
EFTA01420497.txt |
RE: send to rich please [I] |
Paul Morris |
suspicious |
none |
2015-06-03 |
email |
dataset_10 |
|
Jeffrey E. requests a detailed summary of his trade positions from Daniel Sabba at Deutsche... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Daniel Sabba |
EFTA01420497.txt |
gemini-2.0-flash-001 |
| 53775 |
EFTA01420500.txt |
RM0082289 Daily Deposit Report 20170725 |
dwhpbdw-batch@db.com |
suspicious |
possible |
2017-07-25 |
email |
dataset_10 |
|
This email provides a daily deposit report for RM code 82289, detailing balances and large... |
Financial transactions/money flow |
rm0082289@list.db.com |
RM0082289 |
gemini-2.0-flash-001 |
| 53776 |
EFTA01420501.txt |
RE: RUSH EXCO Approval Needed: KYC Case |
Stewart Oldfield |
suspicious |
possible |
2018-03-14 |
email_chain |
dataset_10 |
|
This email chain discusses the approval process for opening a new account for Jeffrey Epstein at... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Dana Ponzio |
None |
gemini-2.0-flash-001 |
| 53777 |
EFTA01420506.txt |
RE: RM0082289 Daily Deposit Report 20180329 (I] |
Rishab Sarawagi |
suspicious |
none |
2018-03-29 |
email |
dataset_10 |
|
This email confirms Bradley Gillin's membership in an email list and includes a daily deposit... |
Financial transactions/money flowCommunications/correspondence |
Stewart Oldfield |
RM0082289 |
gemini-2.0-flash-001 |
| 53778 |
EFTA01420508.txt |
Inquiry Regarding Account |
Amlcompliance Inquirie |
suspicious |
none |
2018-04-05 |
email |
dataset_10 |
|
This email from Deutsche Bank's PWM AML Compliance department requests information from... |
Financial transactions/money flowCommunications/correspondence |
Hildegarde Berrios, Michele-M Quattrocchi |
None |
gemini-2.0-flash-001 |
| 53779 |
EFTA01420511.txt |
RE: RM0082289 Daily Deposit Report 20180320 [I] |
Stewart Oldfield |
none |
none |
2018-05-07 |
email |
dataset_10 |
|
This email chain discusses the request to include CD information in the RM0082289 Daily Deposit... |
Financial transactions/money flowCommunications/correspondence |
Robert Dicerbo |
RM0082289 |
gemini-2.0-flash-001 |
| 53780 |
EFTA01420519.txt |
RE: RM0082289 Daily Deposit Report 20180320 [I] |
Robert Dicerbo |
suspicious |
none |
2018-06-25 |
email |
dataset_10 |
|
This email chain discusses the implementation of changes to the RM0082289 Daily Deposit Report... |
Financial transactions/money flowCommunications/correspondenceBusiness dealings |
Stewart Oldfield |
RM0082289 |
gemini-2.0-flash-001 |
| 53781 |
EFTA01420529.txt |
RE: RM00822 |
Robert Dicerbo |
suspicious |
none |
2018-08-01 |
email |
dataset_10 |
|
This email chain discusses the progress of adding CD information to the RM0082289 Daily Deposit... |
Financial transactions/money flowCommunications/correspondenceBusiness dealings |
Stewart Oldfield |
RM0082289 |
gemini-2.0-flash-001 |
| 53782 |
EFTA01420540.txt |
RE: send to rich please [C] |
Stewart Oldfield <M> |
none |
none |
2015-06-08 |
email |
dataset_10 |
|
This email exchange involves providing Jeffrey E. with stock prices and research reports. The... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Ariane Dwyer |
EFTA01420540 |
gemini-2.0-flash-001 |
| 53783 |
EFTA01420547.txt |
RE: Reinsurance deal [C] |
Ariane Dwyer |
none |
none |
2015-02-05 |
email |
dataset_10 |
|
This email chain discusses a reinsurance deal and the process of sending out a teaser to... |
Business dealingsFinancial transactions/money flowCommunications/correspondence |
Stewart Oldfield |
None |
gemini-2.0-flash-001 |
| 53784 |
EFTA01420552.txt |
RE: statements |
Stewart Oldfield |
none |
none |
2017-02-06 |
email |
dataset_10 |
|
This email exchange between Richard Kahn and Stewart Oldfield concerns the identity of the... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn |
|
gemini-2.0-flash-001 |
| 53785 |
EFTA01420555.txt |
Re: Southern Financial - IA Request [I] |
Stewart Oldfield |
suspicious |
none |
2016-06-29 |
email |
dataset_10 |
|
This email chain discusses a potential Total Return Swap (TRS) transaction between Southern... |
Financial transactions/money flowBusiness dealings |
Vahe Stepanian |
EFTA01420555.txt |
gemini-2.0-flash-001 |
| 53786 |
EFTA01420566.txt |
RM0082289 Daily Deposit Report 20160726 |
PBW/WM/MIS ETL/PBW 15116 <misetl.appwmpl.us.db.com@discard.mail.db.com> |
suspicious |
none |
2016-07-26 |
email |
dataset_10 |
|
This email contains a daily deposit report from Deutsche Bank listing large account balances.... |
Financial transactions/money flowBusiness dealings |
rm0082289@list.db.com |
RM0082289 |
gemini-2.0-flash-001 |
| 53787 |
EFTA01420567.txt |
RM0082289 Daily Deposit Report 20160727 |
PBW/WM/MIS ETL/PBW 15116 <misetl.appwmpl.us.db.com@discard.mail.db.com> |
suspicious |
none |
2016-07-27 |
email |
dataset_10 |
|
This email contains a daily deposit report from Deutsche Bank, listing large balances and... |
Financial transactions/money flowBusiness dealings |
rm0082289@list.db.com |
RM0082289 |
gemini-2.0-flash-001 |
| 53788 |
EFTA01420568.txt |
Automatic reply: Southern Financial - Saudi bond new issue. (I) |
Daniel Sabba <a. |
none |
none |
2016-08-16 |
email |
dataset_10 |
|
This is an automatic out-of-office reply from Daniel Sabba, indicating limited email access... |
Financial transactions/money flowCommunications/correspondence |
Stewart Oldfield < |
EFTA01420568 |
gemini-2.0-flash-001 |
| 53789 |
EFTA01420569.txt |
Check Referral - Acct 35269691,42953424 [I] |
sigver dbgps |
suspicious |
none |
2016-09-20 |
email |
dataset_10 |
|
This email from Deutsche Bank's sigver dbgps requests a pay/no pay decision on two checks due to... |
Financial transactions/money flowCommunications/correspondence |
Stewart Oldfield, gtopwmbankingexceptioncheck rocessin... |
None |
gemini-2.0-flash-001 |
| 53790 |
EFTA01420571.txt |
Check Information |
|
suspicious |
none |
None |
other |
dataset_10 |
|
This document records check information, including a high dollar pull of $750,000 associated... |
Financial transactions/money flow |
— |
None |
gemini-2.0-flash-001 |
| 53791 |
EFTA01420572.txt |
RE: Southern Financial |
Jeanne |
none |
none |
2017-03-07 |
email_chain |
dataset_10 |
|
This email chain discusses the management of financial accounts for Southern Financial and... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Cynthia Rodriguez, Richard Kahn |
None |
gemini-2.0-flash-001 |
| 53792 |
EFTA01420580.txt |
RM0082289 Daily Deposit Report 20170324 |
dwhpbdw-batch@db.com |
suspicious |
none |
2017-03-24 |
report |
dataset_10 |
|
This document is a daily deposit report from Deutsche Bank listing large, zero, and negative... |
Financial transactions/money flow |
rm0082289@list.db.com |
RM0082289 |
gemini-2.0-flash-001 |
| 53793 |
EFTA01420581.txt |
RM0082289 Daily Deposit Report 20160913 |
dwhpbdw-batch@db.com |
suspicious |
none |
2016-09-13 |
email |
dataset_10 |
|
This email is a daily deposit report from Deutsche Bank listing large balances for various... |
Financial transactions/money flow |
rm0082289@list.db.com |
RM0082289 |
gemini-2.0-flash-001 |
| 53794 |
EFTA01420582.txt |
RE: Epstein follow up [C] |
Todd Stevens < |
suspicious |
possible |
2016-11-10 |
email |
dataset_10 |
|
This email exchange discusses scheduling a meeting to follow up on Deutsche Bank's relationship... |
Business dealingsCommunications/correspondence |
Stewart Oldfield, Samantha Harmon, Daniel Sabba |
None |
gemini-2.0-flash-001 |
| 53795 |
EFTA01420585.txt |
RE: High Risk KYC Request: Southern Financial, LLC - CRDS ID: 1007406812 [I] |
Vahe Stepanian |
none |
none |
2016-11-14 |
email |
dataset_10 |
|
This email exchange concerns a high-risk KYC request for Southern Financial, LLC, with Deutsche... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Todd Stevens, Daniel Sabba, Stewart Oldfield |
1007406812 |
gemini-2.0-flash-001 |
| 53796 |
EFTA01420594.txt |
Twitter Update [C] |
Vahe Stepanian |
none |
none |
2015-07-29 |
email |
dataset_10 |
|
Vahe Stepanian emails Jeffrey E. with an update on Twitter's stock performance, noting a decline... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
jeffrey E. <jeevacation@gmail.com> |
None |
gemini-2.0-flash-001 |
| 53797 |
EFTA01420600.txt |
RE: |
Cynthia Rodriguez |
none |
none |
2017-02-21 |
email |
dataset_10 |
|
Cynthia Rodriguez thanks Richard Kahn for sending Jeanne Brennan's signatures. The email chain... |
Business dealingsCommunications/correspondence |
Richard Kahn |
EFTA01420600 |
gemini-2.0-flash-001 |
| 53798 |
EFTA01420603.txt |
RE: Southern Financial - risk factors [I] |
Vahe Stepanian |
none |
none |
2017-04-18 |
email |
dataset_10 |
|
This email exchange discusses risk factors associated with Southern Financial. Audie Apple... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Audie Apple, Stewart Oldfield |
None |
gemini-2.0-flash-001 |
| 53799 |
EFTA01420605.txt |
RE: Rothschild [C] |
Delores Rubin |
suspicious |
none |
2017-05-24 |
email |
dataset_10 |
|
This email exchange discusses the possibility of trading 100,000 shares of Rothschild stock,... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Tazia Smith, Richard Kahn |
EFTA01420605.txt |
gemini-2.0-flash-001 |
| 53800 |
EFTA01420620.txt |
Re: trading meeting |
Richard Kahn |
none |
none |
2017-07-11 |
email |
dataset_10 |
|
This email exchange between Richard Kahn and Stewart Oldfield concerns the scheduling of a... |
Business dealingsCommunications/correspondence |
Stewart Oldfield |
EFTA01420620 |
gemini-2.0-flash-001 |