| 13801 |
EFTA01356258.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a letterhead or contact information page for Cynthia Rodriguez, an Assistant... |
|
— |
DB-SDNY-0042034, SDNY GM_00188218 |
gemini-2.0-flash-001 |
| 13802 |
EFTA01356259.txt |
FW:Oldfield II) |
Daphne Cales |
none |
none |
2017-10-03 |
email |
dataset_10 |
|
Daphne Cales forwards an email from Adrienne Bull providing an update on a pending ABR approval... |
Employment/staffingCommunications/correspondence |
Andrew Gallivan, Adrienne Bull, Melisa Venegas |
DB-SDNY-0042035 |
gemini-2.0-flash-001 |
| 13803 |
EFTA01356260.txt |
HR KYC outstanding |
|
none |
none |
None |
other |
dataset_10 |
|
The document is a request to confirm the status of Steward Oldfield's HR KYC and provides a list... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
— |
DB-SDNY-0042036 |
gemini-2.0-flash-001 |
| 13804 |
EFTA01356261.txt |
|
Daphne Cales |
suspicious |
possible |
3/3/2015 |
other |
dataset_10 |
|
This document lists various organizations and individuals, including Jeffrey Epstein, and their... |
Financial transactions/money flowBusiness dealingsPersonal relationships |
— |
483290 |
gemini-2.0-flash-001 |
| 13805 |
EFTA01356262.txt |
RE: Oldfield II) |
Andrew Gallivan |
none |
none |
2017-10-03 |
email |
dataset_10 |
|
Andrew Gallivan and Daphne Cales are corresponding about a list of clients associated with... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Daphne Cales |
DB-SDNY-0042038
SDNY_GM_00188222 |
gemini-2.0-flash-001 |
| 13806 |
EFTA01356263.txt |
None |
Daphne Cales |
none |
none |
None |
other |
dataset_10 |
|
This document is an email signature block for Daphne Cales, Director I Banking Services & Branch... |
Financial transactions/money flowEmployment/staffing |
— |
DB-SDNY-0042039, SDNY_GM_00188223 |
gemini-2.0-flash-001 |
| 13807 |
EFTA01356264.txt |
Monthly Annual Client Update Reports - April 2016 ill |
Rich larossi |
none |
none |
2016-04-06 |
email |
dataset_10 |
|
Rich larossi sent an email on April 6, 2016, to Armen Brash and others, attaching monthly annual... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Armen Brash, Daphne Cales, Lina M Arias, Lee Nutter, zia... |
DB-SDNY-0042040
SDNY_GM_00188224 |
gemini-2.0-flash-001 |
| 13808 |
EFTA01356265.txt |
Outstanding ACUs |
Rich larossi |
suspicious |
none |
first of the month |
report |
dataset_10 |
|
This document is a report from Rich larossi at Deutsche Bank Wealth Management regarding... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0042041, SDNY_GM_00188225 |
gemini-2.0-flash-001 |
| 13809 |
EFTA01356266.txt |
Mar 2016 AML/KYC Escalation Reports (II |
Melisa Venegas |
none |
none |
2016-03-03 |
email |
dataset_10 |
|
Melisa Venegas from Deutsche Bank Wealth Management sent an email to Armen Brash, Andrew... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Armen Brash, Andrew GalIlya, Michael S Jacoby, Lee... |
DB-SDNY-0042044 |
gemini-2.0-flash-001 |
| 13810 |
EFTA01356267.txt |
Oct 2016 AML/KYC Escalation Reports III |
Melisa Venegas |
none |
none |
2016-11-03 |
email |
dataset_10 |
|
Melisa Venegas sent an email with the monthly AML/KYC escalation report for October 2016 to... |
Financial transactions/money flowLegal matters/litigationCompliance issues |
Armen Brash i, Andrew Gallivan, Michael 5Jacoby |
DB-SDNY-0042046 |
gemini-2.0-flash-001 |
| 13811 |
EFTA01356268.txt |
None |
Melisa Venegas, Deutsche Bank Wealth Management |
none |
none |
None |
other |
dataset_10 |
|
This document appears to be a cover page or header information from Deutsche Bank Wealth... |
|
— |
DB-SDNY-0042047, SDNY_GM_00188231 |
gemini-2.0-flash-001 |
| 13812 |
EFTA01356269.txt |
August 2014 AML/KYC Escalation Reports [I] |
melisa Venegas |
none |
none |
2014-03-09 |
email |
dataset_10 |
|
This email from Melisa Venegas at Deutsche Bank distributes monthly AML/KYC escalation reports... |
Financial transactions/money flowLegal matters/litigationCommunications/correspondence |
All |
DB-SDNY-0042050 |
gemini-2.0-flash-001 |
| 13813 |
EFTA01356270.txt |
KYCs - DB as Trustee [I] |
Samantha Harmon |
none |
none |
2017-09-12 |
email |
dataset_10 |
|
Samantha Harmon sent Andrew Gallivan an email with KYC information regarding moderate risk trust... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Andrew Gallivan l |
DB-SDNY-0042056 |
gemini-2.0-flash-001 |
| 13814 |
EFTA01356271.txt |
RE: MD Approval for ACUs for High Risk Clients [I] |
Vaishali-P Mehta |
suspicious |
none |
2016-12-01 |
email |
dataset_10 |
|
Vaishali Mehta from Deutsche Bank Wealth Management is requesting approval from Andrew Gallivan... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Andrew Gallivan |
DB-SDNY-0042058 |
gemini-2.0-flash-001 |
| 13815 |
EFTA01356272.txt |
ACU Approvals for High Risk Clients |
|
suspicious |
none |
2016-10-12 |
email |
dataset_10 |
|
This email requests Andrew to review and approve Annual Client Updates (ACUs) for high-risk... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Andrew |
DB-SDNY-0042059 |
gemini-2.0-flash-001 |
| 13816 |
EFTA01356273.txt |
No material change |
Vaishali Mehta |
none |
none |
9/29/2016 |
other |
dataset_10 |
|
This document is a list of entities and trusts with updates on whether there have been any... |
Financial transactions/money flowBusiness dealings |
Stewart, Oldfield, Andrew, Gallivan, Thomas-B Mayer |
EFTA01356273 |
gemini-2.0-flash-001 |
| 13817 |
EFTA01356274.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document appears to be a cover page or header containing a location and confidentiality... |
|
— |
DB-SDNY-0042061 |
gemini-2.0-flash-001 |
| 13818 |
EFTA01356275.txt |
May 2015 AML/KYC Escalation Reports III |
Melisa Venegas |
none |
none |
2015-06-04 |
email |
dataset_10 |
|
Melisa Venegas from Deutsche Bank sent an email to Andrew Gallivan, Jacoby, and others,... |
Financial transactions/money flowCommunications/correspondenceLegal matters/litigation |
Andrew Gallivan, Jacoby |
DB-SDNY-0042062 |
gemini-2.0-flash-001 |
| 13819 |
EFTA01356276.txt |
RE: What are you presenting to the Risk committee Monday on high risk KYC's [I] |
Samantha Harmon |
none |
none |
2017-09-12 |
email |
dataset_10 |
|
Samantha Harmon informs Andrew Gallivan that Deutsche Bank is not the Trustee on any of the high... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Andrew Gallivan |
DB-SDNY-0042064 |
gemini-2.0-flash-001 |
| 13820 |
EFTA01356277.txt |
RE: What are you presenting to the Risk committee Monday on high risk KYC's |
Adrienne Bull |
none |
none |
2017-09-11 |
email |
dataset_10 |
|
This email chain discusses the preparation for a Risk committee presentation on high-risk KYC... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Andrew Gallivan, Patrick Harris |
DB-SDNY-0042065 |
gemini-2.0-flash-001 |
| 13821 |
EFTA01356278.txt |
RE: What are you presenting to the Risk committee Monday on high risk KYC s I |
Patrick Harris |
suspicious |
none |
2017-09-08 |
email |
dataset_10 |
|
Patrick Harris is coordinating with Andrew Gallivan and Adrienne Bull to gather information on... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Andrew Gallivan, Adrienne Bull |
DB-SDNY-0042066 |
gemini-2.0-flash-001 |
| 13822 |
EFTA01356279.txt |
RE: What are you presenting to the Risk committee Monday on high risk KYC's [II |
Andrew Gallivan |
none |
none |
2017-09-08 |
email |
dataset_10 |
|
Patrick Harris and Andrew Gallivan discuss the upcoming Risk committee presentation on high-risk... |
Business dealingsCommunications/correspondenceLegal matters/litigation |
Patrick Harris |
DB-SDNY-0042067 |
gemini-2.0-flash-001 |
| 13823 |
EFTA01356280.txt |
What are you presenting to the Risk committee Monday on high risk KYC's [I] |
Andrew Gallivan |
none |
none |
2017-09-08 |
email |
dataset_10 |
|
Andrew Gallivan emailed Patrick Harris to inquire about his upcoming presentation to the Risk... |
Business dealingsCommunications/correspondenceFinancial transactions/money flow |
Patrick Harris <patrick.harris@db.com> |
DB-SDNY-0042068 |
gemini-2.0-flash-001 |
| 13824 |
EFTA01356281.txt |
APPROVAL NEEDED: High Risk RUSH ICYC Case 01696913 |
Cynthia Rodriguez |
suspicious |
none |
2016-12-14 |
email |
dataset_10 |
|
Cynthia Rodriguez from Deutsche Bank is requesting approval to open a checking account for Zorro... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Patrick Campion |
01696913 |
gemini-2.0-flash-001 |
| 13825 |
EFTA01356282.txt |
None |
Cynthia Rodriguez |
suspicious |
possible |
None |
other |
dataset_10 |
|
This document is an internal memo from Deutsche Bank regarding their relationship with Jeffrey... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0042072, SDNY_GM_00188256 |
gemini-2.0-flash-001 |
| 13826 |
EFTA01356283.txt |
RE: MD Approval for ACUs for High Risk Clients [I) |
Vaishali-P Mehta |
suspicious |
none |
2016-12-01 |
email |
dataset_10 |
|
Vaishali Mehta from Deutsche Bank Wealth Management requests approval from Andrew Gallivan for... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Andrew Gallivan |
DB-SDNY-0042073 |
gemini-2.0-flash-001 |
| 13827 |
EFTA01356284.txt |
RE: MD Approval for ACUs for High Risk Clients [I] |
Vaishali-P Mehta |
none |
none |
2016-11-09 |
email |
dataset_10 |
|
Vaishali Mehta is requesting approval from Andrew Gallivan for ACUs completed for High Risk... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Andrew Gallivan |
None |
gemini-2.0-flash-001 |
| 13828 |
EFTA01356285.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a summary of account reviews and updates, possibly related to KYC compliance.... |
Financial transactions/money flowBusiness dealings |
— |
None |
gemini-2.0-flash-001 |
| 13829 |
EFTA01356286.txt |
Trust #3 |
Vaishali Mehta |
suspicious |
none |
10/4/2016 |
other |
dataset_10 |
|
This document is a summary of trust information, including Jeffrey E. Epstein's Trust #3, and... |
Financial transactions/money flowBusiness dealings |
— |
77842 |
gemini-2.0-flash-001 |
| 13830 |
EFTA01356287.txt |
RUSH KYC approval [I] |
Jj Litchford |
suspicious |
none |
2015-10-05 |
email |
dataset_10 |
|
The document contains an email requesting urgent KYC approval and another email confirming... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Kimberly Hart, Andrew Gallivan |
DB-SDNY-0042079 |
gemini-2.0-flash-001 |
| 13831 |
EFTA01356288.txt |
RE: CLEARED: PCR Alert - Jeffrey Epstein [I] |
Jj Litchford |
suspicious |
none |
2015-10-05 |
email |
dataset_10 |
|
This email chain discusses a PCR alert generated for Jeffrey Epstein, which was reviewed and... |
Financial transactions/money flowLegal matters/litigationCommunications/correspondence |
PWMUS AMLKYC |
None |
gemini-2.0-flash-001 |
| 13832 |
EFTA01356289.txt |
FW: PCR Alert - Jeffrey Epstein [I] |
Jj Litchford |
suspicious |
none |
2015-10-05 |
email |
dataset_10 |
|
Jj Litchford urgently requests PWMUS AMLKYC to reopen Jeffrey Epstein's auto-closed account and... |
Financial transactions/money flowCommunications/correspondenceLegal matters/litigation |
PWMUS AMLKYC |
DB-SDNY-0042081 |
gemini-2.0-flash-001 |
| 13833 |
EFTA01356290.txt |
PCR Alert - Jeffrey Epstein [I] |
Akshay Davera |
suspicious |
none |
None |
email |
dataset_10 |
|
This email from Akshay Davera at DBOI Global Services informs PWM BIS-Research and PWMUS AMLKYC... |
Financial transactions/money flowCommunications/correspondenceLegal matters/litigation |
PWM BIS-Research, PWMUS AMLKYC |
None |
gemini-2.0-flash-001 |
| 13834 |
EFTA01356291.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document page contains administrative information, including document IDs and... |
|
— |
DB-SDNY-0042084, SDNY GM_00188268 |
gemini-2.0-flash-001 |
| 13835 |
EFTA01356292.txt |
April 2015 AML/KYC Escalation Reports Ill |
Melisa Venegas |
none |
none |
2015-05-04 |
email |
dataset_10 |
|
Melisa Venegas from Deutsche Bank sent an email to Andrew Gallivan, Kimberly Hart, Michael-1... |
Financial transactions/money flowCommunications/correspondenceLegal matters/litigation |
Andrew Gallivan, Kimberly Hart, Michael-1 Davis, Michael S Jacoby |
DB-SDNY-0042085 |
gemini-2.0-flash-001 |
| 13836 |
EFTA01356293.txt |
May 2016 AML/KYC Escalation Reports III |
Melisa Venegas pagougam. |
none |
none |
2016-05-04 |
email |
dataset_10 |
|
This email from Melisa Venegas distributes the May 2016 AML/KYC escalation report, highlighting... |
Financial transactions/money flowCompliance issues |
Armen Brash, Andrew Galliva, Michael S Jacoby, Lee... |
None |
gemini-2.0-flash-001 |
| 13837 |
EFTA01356294.txt |
None |
Melisa Venegas, Deutsche Bank Wealth Management |
none |
none |
None |
other |
dataset_10 |
|
The document is a page containing contact information for Melisa Venegas at Deutsche Bank Wealth... |
|
— |
DB-SDNY-0042088, SDNY_GM_00188272 |
gemini-2.0-flash-001 |
| 13838 |
EFTA01356295.txt |
Monthly Annual Client Update Reports - August [I] |
Melisa Venegas |
none |
none |
2014-08-01 |
email |
dataset_10 |
|
Melisa Venegas sent an email to a group of recipients with attached reports regarding Annual... |
Financial transactions/money flowCommunications/correspondence |
Kimberly Hart, Zia Memon, Erin O-Rourke, Una M Arias,... |
DB-SDNY-0042090 |
gemini-2.0-flash-001 |
| 13839 |
EFTA01356296.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document appears to be a page with some OCR errors and a document ID. It also contains... |
|
— |
DB-SDNY-0042094 |
gemini-2.0-flash-001 |
| 13840 |
EFTA01356297.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a cover page containing administrative information, including document IDs and... |
|
— |
DB-SDNY-0042096, SDNY GM_00188280 |
gemini-2.0-flash-001 |
| 13841 |
EFTA01356298.txt |
FW: Oldfield [I] |
Daphne Cales |
none |
none |
2017-10-03 |
email |
dataset_10 |
|
Daphne Cales forwards an email regarding KYC compliance for high-risk clients at Deutsche Bank,... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Andrew Gallivan, Melisa Venegas, Adrienne Bull |
DB-SDNY-0042097 |
gemini-2.0-flash-001 |
| 13842 |
EFTA01356299.txt |
SOUTHERN FINANCIAL RELATIONSHIP |
|
none |
none |
None |
report |
dataset_10 |
|
This document is a report listing entities and individuals with financial relationships to... |
Financial transactions/money flowBusiness dealings |
— |
483290 |
gemini-2.0-flash-001 |
| 13843 |
EFTA01356300.txt |
FINANCIAL RELATIONSHIP |
Andrew Gallivan |
suspicious |
none |
2017-10-03 |
email |
dataset_10 |
|
This email lists financial relationships managed by Stewart Oldfield, including entities such as... |
Financial transactions/money flowBusiness dealings |
Daphne Cales |
DB-SDNY-0042099 |
gemini-2.0-flash-001 |
| 13844 |
EFTA01356301.txt |
RE: Oldfield (I) |
Daphne Cales |
suspicious |
none |
2017-10-03 |
email |
dataset_10 |
|
This email exchange between Daphne Cales and Andrew Gallivan discusses a list of 'moderates'... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Andrew Gallivan |
None |
gemini-2.0-flash-001 |
| 13845 |
EFTA01356302.txt |
RE: MD approval for ACUs completed for High Risk Clients [I] |
Andrew Gallivan |
suspicious |
none |
2017-04-07 |
email |
dataset_10 |
|
This email exchange discusses the approval process for ACUs (Account Control Units) completed... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vaishali-P Mehta |
None |
gemini-2.0-flash-001 |
| 13846 |
EFTA01356303.txt |
Annual Client Update |
|
none |
none |
2017-03-08 |
report |
dataset_10 |
|
This document is an annual client update for several private equity investment firms, including... |
Financial transactions/money flowBusiness dealings |
— |
82744 |
gemini-2.0-flash-001 |
| 13847 |
EFTA01356304.txt |
Client Relationship Updates |
|
none |
none |
3/14/2017 |
other |
dataset_10 |
|
This document is a report of client relationship updates, noting changes or lack thereof in... |
Business dealingsFinancial transactions/money flow |
— |
DB-SDNY-0042105 |
gemini-2.0-flash-001 |
| 13848 |
EFTA01356305.txt |
Jeffrey E. Epstein Insurance Trust #3 |
|
suspicious |
possible |
2017-03-16 |
other |
dataset_10 |
|
This document is a log or list referencing Andrew Gallivan and others, including Jeffrey E.... |
|
— |
DB-SDNY-0042106 |
gemini-2.0-flash-001 |
| 13849 |
EFTA01356306.txt |
Andrew Gallivan accounts review |
|
none |
none |
3/3/2017 |
other |
dataset_10 |
|
This document summarizes the review of multiple accounts associated with Andrew Gallivan,... |
Financial transactions/money flow |
— |
EFTA01356306 |
gemini-2.0-flash-001 |
| 13850 |
EFTA01356307.txt |
KYC Updates |
|
none |
none |
Various dates in February and March 2017 |
other |
dataset_10 |
|
This document is a record of KYC (Know Your Customer) updates, primarily stating that there are... |
Financial transactions/money flowCompliance/KYC |
— |
DB-SDNY-0042109
SDNY_GM_00188293 |
gemini-2.0-flash-001 |
| 13851 |
EFTA01356308.txt |
Andrew Gallivan 2/28/2017 |
|
none |
none |
2/28/2017 |
other |
dataset_10 |
|
The document appears to be a scanned page containing names, a date, and some identifiers. The... |
|
— |
DB-SDNY-0042110, SDNY_GM_00188294 |
gemini-2.0-flash-001 |
| 13852 |
EFTA01356309.txt |
no changes |
|
none |
none |
3/7/2017 |
other |
dataset_10 |
|
This document records that there were 'no changes' on 3/7/2017 and 'no material changes' on... |
|
— |
DB-SDNY-0042114
SDNY_GM_00188298 |
gemini-2.0-flash-001 |
| 13853 |
EFTA01356310.txt |
February 2015 AML/KYC Escalation Reports [I) |
Melisa Venegas |
none |
none |
2015-03-02 |
email |
dataset_10 |
|
Melisa Venegas from Deutsche Bank sent an email to Andrew Gallivan, Kimberl Hart, Davis, and... |
Financial transactions/money flowCommunications/correspondenceLegal matters/litigation |
Andrew Gallivan, Kimberl Hart, Davis |
DB-SDNY-0042116 |
gemini-2.0-flash-001 |
| 13854 |
EFTA01356311.txt |
Monthly Annual Client Update Reports - November [I) |
Rich larossi |
none |
none |
2014-11-05 |
email |
dataset_10 |
|
Rich Iarossi sent an email to a group of recipients regarding monthly Annual Client Update (ACU)... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Andrew Gallivan, Daphne Cales, Charles Hoffarth, Irina... |
None |
gemini-2.0-flash-001 |
| 13855 |
EFTA01356312.txt |
Confidentiality Notice |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a confidentiality notice indicating that the document is confidential and... |
|
— |
DB-SDNY-0042120, SDNY GM 00188304 |
gemini-2.0-flash-001 |
| 13856 |
EFTA01356313.txt |
Confidentiality Notice |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a confidentiality notice. It indicates that the document is confidential and... |
|
— |
DB-SDNY-0042121, SDNY GM_00188305 |
gemini-2.0-flash-001 |
| 13857 |
EFTA01356315.txt |
Re: Fw: JE WT to RB |
Aracely Sanchez |
suspicious |
none |
2014-09-29 |
email |
dataset_10 |
|
Aracely Sanchez from Deutsche Bank is requesting wire transfer instructions for a transaction... |
Financial transactions/money flowCommunications/correspondence |
Bella- |
DB-SDNY-0042123 |
gemini-2.0-flash-001 |
| 13858 |
EFTA01356316.txt |
Message from KMBT_C253 |
|
none |
none |
2014-09-29 |
email |
dataset_10 |
|
This is an email forwarding a message with an attached file. The email is marked as confidential... |
Communications/correspondence |
bkleinS75 mail.com |
DB-SDNY-0042124
SDNY_GM_00188308 |
gemini-2.0-flash-001 |
| 13859 |
EFTA01356317.txt |
Jan 2015 AML/KYC Escalation Reports (I) |
Melisa Venegas tmelisa.venegas@db.corn |
none |
none |
2016-01-06 |
email |
dataset_10 |
|
This email from Melisa Venegas at Deutsche Bank distributes the monthly AML/KYC escalation... |
Financial transactions/money flowCommunications/correspondence |
Armen Brash (armen.brash@db.com), Andrew Gallivan... |
DB-SDNY-0042126 |
gemini-2.0-flash-001 |
| 13860 |
EFTA01356318.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document page contains document identification and administrative information, including... |
|
— |
DB-SDNY-0042130, SDNY GM 00188314 |
gemini-2.0-flash-001 |
| 13861 |
EFTA01356319.txt |
Update on KYC HR 2018 |
ThommMeim“] |
none |
none |
2018-11-05 |
email |
dataset_10 |
|
Thomas sends an email to bankers providing an update on the KYC HR 2018 process. He informs them... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Michael S Jacob, Andrew Gallivan, Steven Mattus, Thomas... |
DB-SDNY-0042131 |
gemini-2.0-flash-001 |
| 13862 |
EFTA01356320.txt |
16 EST - Weekly Senior Team Catch-up (I) |
Patrick Campion |
none |
none |
2018-07-10 |
email |
dataset_10 |
|
This document is an email from Patrick Campion scheduling a weekly senior team catch-up meeting.... |
Communications/correspondenceEmployment/staffing |
Patrick Campion, Thomas Klemm, Susanne Sipek, Lee... |
DB-SDNY-0042134 |
gemini-2.0-flash-001 |
| 13863 |
EFTA01356321.txt |
Tax Liabilities Disclaimer |
|
none |
none |
2018-09-25 |
other |
dataset_10 |
|
This document is a disclaimer from Deutsche Bank informing clients about potential tax... |
Financial transactions/money flowLegal matters/litigation |
— |
026814 |
gemini-2.0-flash-001 |
| 13864 |
EFTA01356322.txt |
Our list (I) |
Daphne Cales |
none |
none |
2018-10-11 |
email |
dataset_10 |
|
Daphne Cales from Deutsche Bank sent an email to Andrew Gallivan with an attached Excel file... |
Business dealingsCommunications/correspondence |
Andrew Gallivan |
DB-SDNY-0042138 |
gemini-2.0-flash-001 |
| 13865 |
EFTA01356323.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document page contains administrative information, including document IDs and... |
|
— |
DB-SDNY-0042139, SDNY GM 00188323 |
gemini-2.0-flash-001 |
| 13866 |
EFTA01356324.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is marked as confidential and originates from the Southern District of New York.... |
|
— |
DB-SDNY-0042141, SDNY GM_00188325 |
gemini-2.0-flash-001 |
| 13867 |
EFTA01356325.txt |
Aug 2016 AML/KYC Escalation Reports II) |
Melisa Venegas |
none |
none |
2016-09-02 |
email |
dataset_10 |
|
This email from Melisa Venegas distributes the August 2016 AML/KYC escalation report, requesting... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Armen Brash, Andrew Galliva, Lee Flutter III |
None |
gemini-2.0-flash-001 |
| 13868 |
EFTA01356326.txt |
None |
Melisa Venegas, Deutsche Bank Wealth Management |
none |
none |
None |
other |
dataset_10 |
|
This document is a header or cover page containing contact information for Melisa Venegas at... |
|
— |
DB-SDNY-0042143, SDNY_GM_00188327 |
gemini-2.0-flash-001 |
| 13869 |
EFTA01356327.txt |
FW: MD approval for ACUs completed for High Risk Clients [I] |
Vaishali-P Mehta |
suspicious |
none |
2017-04-07 |
email |
dataset_10 |
|
Vaishali Mehta is requesting approval from Andrew Gallivan for High Risk ACUs, apologizing for a... |
Financial transactions/money flowCommunications/correspondenceLegal matters/litigation |
Andrew Gallivan |
|
gemini-2.0-flash-001 |
| 13870 |
EFTA01356328.txt |
None |
|
none |
none |
2017-03-08 |
other |
dataset_10 |
|
This document lists several private equity investment firms, including CJA Private Equity... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0042146 |
gemini-2.0-flash-001 |
| 13871 |
EFTA01356329.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document contains a list of names (Andrew Gallivan, Mark Gonzalez, Rachel Maglicic) and... |
|
— |
DB-SDNY-0042147 |
gemini-2.0-flash-001 |
| 13872 |
EFTA01356330.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document appears to be a log or summary of updates and changes related to various entities,... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0042148 |
gemini-2.0-flash-001 |
| 13873 |
EFTA01356331.txt |
accounts |
|
none |
none |
3/10/2017 |
other |
dataset_10 |
|
This document appears to be a log of client account reviews conducted by financial... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0042149
SDNY_GM_00188333 |
gemini-2.0-flash-001 |
| 13874 |
EFTA01356332.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document provides information on several investment entities, including their ownership,... |
Financial transactions/money flowBusiness dealingsReal estate/properties |
— |
DB-SDNY-0042150
SDNY_GM_00188334 |
gemini-2.0-flash-001 |
| 13875 |
EFTA01356333.txt |
None |
|
none |
none |
None |
report |
dataset_10 |
|
This document is a report detailing KYC reviews conducted by Andrew Gallivan and reviewed by... |
Financial transactions/money flowReal estate/propertiesBusiness dealings |
— |
DB-SDNY-0042151
SDNY_GM_00188335 |
gemini-2.0-flash-001 |
| 13876 |
EFTA01356334.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a log of KYC reviews conducted by Andrew Gallivan and reviewed by Rosemary... |
|
— |
DB-SDNY-0042152 |
gemini-2.0-flash-001 |
| 13877 |
EFTA01356335.txt |
Entity Self Certification Form (CRP) and KYC Completion |
Andrew Gallivan |
none |
none |
2017-02-28 |
other |
dataset_10 |
|
Andrew Gallivan documents the receipt of a signed Entity Self Certification Form (CRP) for a... |
Financial transactions/money flowLegal matters/litigationCompliance/KYC |
— |
DB-SDNY-0042153, SDNY_GM_00188337 |
gemini-2.0-flash-001 |
| 13878 |
EFTA01356336.txt |
Lundberg Company History |
|
none |
none |
1970s |
other |
dataset_10 |
|
The document outlines the history of the Lundberg company, detailing its initial focus on... |
Business dealingsFinancial transactions/money flow |
— |
DB-SDNY-0042154 |
gemini-2.0-flash-001 |
| 13879 |
EFTA01356337.txt |
None |
|
none |
none |
3/2/2017 |
other |
dataset_10 |
|
The document provides information about Lundbergs' transition to a publicly listed company and... |
Business dealingsFinancial transactions/money flowEmployment/staffing |
— |
DB-SDNY-0042155 |
gemini-2.0-flash-001 |
| 13880 |
EFTA01356338.txt |
Client's income producing activities |
|
none |
none |
8/22/2016 |
other |
dataset_10 |
|
The document indicates that there have been no significant changes to a client's... |
Financial transactions/money flow |
— |
77082, 77083, 77412, DB-SDNY-0042159, SDNY_GM_00188343 |
gemini-2.0-flash-001 |
| 13881 |
EFTA01356339.txt |
Private Equity Investments |
|
none |
none |
8/15/2016 |
other |
dataset_10 |
|
This document lists several private equity investment firms managed by Mark Gonzalez and Andrew... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0042160
SDNY_GM_00188344 |
gemini-2.0-flash-001 |
| 13882 |
EFTA01356340.txt |
Financial Activities |
|
none |
none |
9/6/2016 |
other |
dataset_10 |
|
This document appears to be a record of financial activities, possibly related to Andrew... |
Financial transactions/money flow |
— |
DB-SDNY-0042161
SDNY_GM_00188345 |
gemini-2.0-flash-001 |
| 13883 |
EFTA01356341.txt |
anticipated transactions. |
Vaishali Mehta |
none |
none |
None |
email |
dataset_10 |
|
Vaishali Mehta from Deutsche Bank Wealth Management sends an email stating there are no material... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
— |
DB-SDNY-0042162 |
gemini-2.0-flash-001 |
| 13884 |
EFTA01356342.txt |
ACU Approvals for High Risk Clients |
|
none |
none |
2017-03-08 |
email |
dataset_10 |
|
The email requests Andrew Gallivan's approval for Annual Client Updates (ACUs) for High Risk... |
Financial transactions/money flowBusiness dealingsCompliance/regulatory |
Andrew |
DB-SDNY-0042164
SDNY_GM_00188348 |
gemini-2.0-flash-001 |
| 13885 |
EFTA01356343.txt |
Private Equity Investments Firm Information |
Andrew Gallivan |
none |
none |
2017-03-08 |
other |
dataset_10 |
|
Andrew Gallivan sent information to Mark Gonzalez on 3/8/2017 regarding a Private Equity... |
Financial transactions/money flowBusiness dealings |
Mark Gonzalez |
DB-SDNY-0042165
SDNY_GM_00188349 |
gemini-2.0-flash-001 |
| 13886 |
EFTA01356344.txt |
None |
|
none |
none |
3/16/2017 |
other |
dataset_10 |
|
This document lists several entities and notes whether there have been any material changes. It... |
Business dealings |
— |
DB-SDNY-0042166 |
gemini-2.0-flash-001 |
| 13887 |
EFTA01356345.txt |
Financial LLC Gallivan activities |
Andrew Gallivan |
none |
none |
3/16/2017 |
other |
dataset_10 |
|
This document outlines the financial activities and client interactions managed by Andrew... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0042167 |
gemini-2.0-flash-001 |
| 13888 |
EFTA01356346.txt |
None |
|
none |
none |
None |
report |
dataset_10 |
|
This document lists several entities, including BPP F.1 DE LP, D & D Funding II, LLC, and... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0042168
SDNY_GM_00188352 |
gemini-2.0-flash-001 |
| 13889 |
EFTA01356347.txt |
Various Account Reviews |
Andrew Gallivan |
none |
none |
multiple dates in March 2017 |
other |
dataset_10 |
|
This document lists reviews of various entities conducted by Andrew Gallivan in early March... |
Business dealings |
— |
DB-SDNY-0042169 |
gemini-2.0-flash-001 |
| 13890 |
EFTA01356348.txt |
No changes |
Andrew Gallivan |
none |
none |
Various dates in March 2017 and February 2017 |
list |
dataset_10 |
|
This document is a list of entities with updates, primarily indicating 'no changes' since... |
|
Rosemary Vrablic |
DB-SDNY-0042170
SDNY_GM_00188354 |
gemini-2.0-flash-001 |
| 13891 |
EFTA01356349.txt |
Andrew Gallivan |
|
none |
none |
3/8/2017 |
other |
dataset_10 |
|
The document appears to be a record or list containing names (Andrew Gallivan, Rosemary Vrablic,... |
|
— |
DB-SDNY-0042171 |
gemini-2.0-flash-001 |
| 13892 |
EFTA01356350.txt |
Lundbergs Company History |
|
none |
none |
1980s |
other |
dataset_10 |
|
The document outlines the history of Lundbergs, detailing its expansion from construction and... |
Business dealingsFinancial transactions/money flowReal estate/properties |
— |
DB-SDNY-0042173 |
gemini-2.0-flash-001 |
| 13893 |
EFTA01356351.txt |
Dec 2015 AML/KYC Escalation Reports (I] |
Melisa Venegas |
suspicious |
none |
2015-12-02 |
email |
dataset_10 |
|
Melisa Venegas from Deutsche Bank sent an email distributing the monthly AML/KYC escalation... |
Financial transactions/money flowLegal matters/litigationCommunications/correspondence |
Armen Brash, ndrew Galliva, Michael S Jacoby, Lee Hutter |
DB-SDNY-0042177 |
gemini-2.0-flash-001 |
| 13894 |
EFTA01356352.txt |
Feb 2016 AML/KYC Escalation Reports [I] |
Melisa Venegas |
none |
none |
2016-02-03 |
email |
dataset_10 |
|
Melisa Venegas from Deutsche Bank sent an email to Armen Brash with the monthly AML/KYC... |
Financial transactions/money flowCommunications/correspondenceLegal matters/litigation |
Armen Brash |
DB-SDNY-0042179 |
gemini-2.0-flash-001 |
| 13895 |
EFTA01356353.txt |
July 2016 AML/KYC Escalation Reports III |
Melisa |
none |
none |
2016-08-03 |
email |
dataset_10 |
|
This email from Melisa distributes the July 2016 AML/KYC escalation report, highlighting overdue... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Armen Brash, Andrew Gallivan, Michael S Jacoby, Mark laRoe |
DB-SDNY-0042181 |
gemini-2.0-flash-001 |
| 13896 |
EFTA01356354.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document contains contact information for Melisa Venegas at Deutsche Bank Wealth Management.... |
|
— |
None |
gemini-2.0-flash-001 |
| 13897 |
EFTA01356355.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document appears to be a page with confidentiality notices and a document ID, likely... |
|
— |
DB-SDNY-0042183 |
gemini-2.0-flash-001 |
| 13898 |
EFTA01356356.txt |
RE: MD Approval for ACUs for High Risk Clients [I] |
Andrew Gallivan |
suspicious |
none |
2016-12-01 |
email |
dataset_10 |
|
This email exchange involves Vaishali-P Mehta requesting approval from Andrew Gallivan for ACUs... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Vaishali-P Mehta |
DB-SDNY-0042185 |
gemini-2.0-flash-001 |
| 13899 |
EFTA01356357.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a client review log, indicating whether there have been material changes for... |
Business dealings |
— |
None |
gemini-2.0-flash-001 |
| 13900 |
EFTA01356358.txt |
Shelley Campbell Family |
Vaishali Mehta, Head of Anti-Money Laundering Business Risk, Deutsche Bank Wealth Management |
none |
none |
10/17/2016 |
other |
dataset_10 |
|
This document is a communication from Vaishali Mehta of Deutsche Bank Wealth Management... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0042188 |
gemini-2.0-flash-001 |