| 20401 |
EFTA01363086.txt |
Account Opening and High Risk Assessment for Jeffrey Epstein |
Cynthia Rodriguez |
concerning |
none |
2004-04-22 |
other |
dataset_10 |
|
This document outlines the high-risk assessment conducted by Deutsche Bank regarding Jeffrey... |
Financial transactions/money flowLegal matters/litigationAllegations/complaints |
— |
DB-SDNY-0052953, SDNY_GM_00199137 |
gemini-2.0-flash-001 |
| 20402 |
EFTA01363088.txt |
Tax form amendment and W-9 verification |
MicrosoftUC |
suspicious |
none |
2017-02-21 |
chat_log |
dataset_10 |
|
This chat log discusses the need to amend a tax form for a disregarded entity that funnels... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0052957, SDNY_GM_00199141 |
gemini-2.0-flash-001 |
| 20403 |
EFTA01363089.txt |
Scan from Lexmark MFP with "Mail to Me" |
|
none |
none |
2017-03-15 |
email |
dataset_10 |
|
This email is an automated notification from a Deutsche Bank MFP, indicating that a document has... |
Communications/correspondence |
— |
None |
gemini-2.0-flash-001 |
| 20404 |
EFTA01363090.txt |
None |
Darren Indyke |
suspicious |
none |
2017-03-15 |
memorandum |
dataset_10 |
|
This memorandum instructs Cynthia to wire $2000 from an account to SBERBANK of Russia. Bella... |
Financial transactions/money flow |
Cynthia |
None |
gemini-2.0-flash-001 |
| 20405 |
EFTA01363091.txt |
Re: lee wire Russian Rubbles |
bellakle |
suspicious |
none |
2016-11-15 |
email |
dataset_10 |
|
Bella Klein requests Cynthia Rodriguez at Deutsche Bank to process a wire transfer in Russian... |
Financial transactions/money flowCommunications/correspondence |
Cynthia Rodriguez |
DB-SDNY-0052963 |
gemini-2.0-flash-001 |
| 20406 |
EFTA01363092.txt |
None |
Darren K Indyke |
suspicious |
none |
2017-06-07 |
memorandum |
dataset_10 |
|
The document is a memorandum from Darren K Indyke to Cynthia Rodriguez instructing her to wire... |
Financial transactions/money flow |
Cynthia Rodriguez |
None |
gemini-2.0-flash-001 |
| 20407 |
EFTA01363093.txt |
JEE wire |
Bella Klein |
none |
none |
2017-06-07 |
email |
dataset_10 |
|
Bella Klein emailed Cynthia Rodriguez to request that she process an attached wire transfer.... |
Financial transactions/money flowCommunications/correspondence |
Cynthia Rodriguez |
doc01926420170607080649.pdf |
gemini-2.0-flash-001 |
| 20408 |
EFTA01363094.txt |
RE: Bank Err r |
Cynthia Rod rigue |
none |
none |
2017-06-08 |
email |
dataset_10 |
|
Cynthia Rodriguez from Deutsche Bank is looking into a banking issue regarding fees charged on... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Bella Klein |
DB-SDNY-0052968 |
gemini-2.0-flash-001 |
| 20409 |
EFTA01363095.txt |
Re: |
Karen |
suspicious |
none |
2017-06-05 |
email |
dataset_10 |
|
Karen responds to Una Pascal's inquiry regarding bank reconciliation issues, explaining the bank... |
Financial transactions/money flowEmployment/staffingCommunications/correspondence |
Una Pascal |
None |
gemini-2.0-flash-001 |
| 20410 |
EFTA01363096.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a standard confidentiality disclaimer and legal notice from Deutsche Bank. It... |
|
— |
DB-SDNY-0052970, SDNY_GM_00199154 |
gemini-2.0-flash-001 |
| 20411 |
EFTA01363097.txt |
Your KYC has been approved! |
Yoonsun Chung |
none |
none |
2016-12-20 |
email |
dataset_10 |
|
This email from Yoonsun Chung informs the recipient that their KYC application has been... |
Financial transactions/money flowBusiness dealings |
— |
Case #: |
gemini-2.0-flash-001 |
| 20412 |
EFTA01363098.txt |
KYC details of a private investment company |
MicrosoftUC |
none |
none |
2017-01-17 |
chat_log |
dataset_10 |
|
This document is a chat log between MicrosoftUC and yoonsun.chung@db.com discussing the KYC... |
Financial transactions/money flowBusiness dealings |
yoonsun.chung@db.com |
None |
gemini-2.0-flash-001 |
| 20413 |
EFTA01363099.txt |
Re: wire |
Bella Klein |
none |
none |
2017-07-10 |
email |
dataset_10 |
|
Bella Klein sent an email to Cynthia Rodriguez with debit information for a $3,000.00 USD... |
Financial transactions/money flow |
Cynthia Rodriguez |
DB-SDNY-0052975 |
gemini-2.0-flash-001 |
| 20414 |
EFTA01363100.txt |
Wire instruction |
Bella Klein |
none |
none |
2017-07-10 |
email |
dataset_10 |
|
Bella Klein is sending Cynthia an email regarding wire instructions. She mentions she will call... |
Financial transactions/money flowCommunications/correspondence |
Cynthia |
DB-SDNY-0052976 |
gemini-2.0-flash-001 |
| 20415 |
EFTA01363101.txt |
None |
Darren K Indyke |
suspicious |
none |
2017-02-27 |
memorandum |
dataset_10 |
|
This memorandum instructs Cynthia Rodriguez to wire $10,000 from an unspecified account to... |
Financial transactions/money flow |
Cynthia Rodriguez |
None |
gemini-2.0-flash-001 |
| 20416 |
EFTA01363102.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document appears to be a header/footer page from a legal document, marked as confidential... |
|
— |
DB-SDNY-0052978 |
gemini-2.0-flash-001 |
| 20417 |
EFTA01363103.txt |
RE: and Karyna Shuliak |
Cynthia Rodriguez |
none |
none |
2017-07-12 |
email |
dataset_10 |
|
This is an email exchange between Cynthia Rodriguez and Sella Klein, with Stewart cc'd,... |
Communications/correspondence |
Sella Klein |
DB-SDNY-0052979 |
gemini-2.0-flash-001 |
| 20418 |
EFTA01363104.txt |
RE: |
Cynthia Rodriguez |
suspicious |
none |
2017-07-12 |
email |
dataset_10 |
|
Cynthia Rodriguez from Deutsche Bank is following up with Bella Klein regarding photo ID and... |
Financial transactions/money flowEmployment/staffingBusiness dealings |
Bella Klein, Stewart Oldfield, Karyna Shuliak |
DB-SDNY-0052981 |
gemini-2.0-flash-001 |
| 20419 |
EFTA01363105.txt |
Federal Reserve Check Clearing returns guidelines |
Uplabdhi Singh |
none |
none |
N/A |
other |
dataset_10 |
|
This document is a communication from Uplabdhi Singh at Deutsche Bank regarding a deadline to... |
Financial transactions/money flowCommunications/correspondence |
— |
DB-SDNY-0052985, SDNY_GM_00199169 |
gemini-2.0-flash-001 |
| 20420 |
EFTA01363106.txt |
Fwd: Transaction Information Required |
Bella Klein |
suspicious |
none |
2017-03-16 |
email |
dataset_10 |
|
Bella Klein forwards an email from Cynthia Rodriguez requesting information about flagged... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Cynthia Rodriguez |
|
gemini-2.0-flash-001 |
| 20421 |
EFTA01363107.txt |
RE: EMS/030517561622: Check Referral - Acct - 42953475,42953758111 |
Cynthia Rodriguez |
none |
none |
2017-05-03 |
email |
dataset_10 |
|
Cynthia Rodriguez requests a pay/no pay decision for a check referral from recipients. The email... |
Financial transactions/money flowCommunications/correspondence |
sigver dbgps, Stewart 0ldfield, Julian J Leff, ng,... |
EMS/030517561622 |
gemini-2.0-flash-001 |
| 20422 |
EFTA01363108.txt |
RE: KYC Remediation - Southern Financial Relationship [I] |
Daphne Cales |
suspicious |
none |
2017-06-23 |
email |
dataset_10 |
|
Daphne Cales emailed Cynthia Rodriguez regarding a KYC remediation issue for the J. Epstein... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Cynthia Rodriguez |
KYC 1790655 |
gemini-2.0-flash-001 |
| 20423 |
EFTA01363109.txt |
KYC Review Assignment |
|
suspicious |
possible |
None |
other |
dataset_10 |
|
This document is an assignment of KYC reviews for various entities associated with Jeffrey... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
None |
gemini-2.0-flash-001 |
| 20424 |
EFTA01363110.txt |
KYC reviews and comments |
Darnetta |
suspicious |
possible |
None |
other |
dataset_10 |
|
This document contains KYC research and comments for several entities, including NES LLC,... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
None |
gemini-2.0-flash-001 |
| 20425 |
EFTA01363111.txt |
RE: URGENT - Immediate Response Requested - RE: Account |
Cynthia Rodriguez |
suspicious |
none |
2017-03-21 |
email |
dataset_10 |
|
Cynthia Rodriguez from Deutsche Bank provides Danya Friedman with information about Nikolay... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Danya Friedman |
DB-SDNY-0052996 |
gemini-2.0-flash-001 |
| 20426 |
EFTA01363112.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document appears to be a cover page or header for a document originating from DB USA Core... |
|
— |
DB-SDNY-0052999, SDNY_GM_00199183 |
gemini-2.0-flash-001 |
| 20427 |
EFTA01363113.txt |
Fwd: |
Bella Klein |
suspicious |
none |
2017-04-06 |
email |
dataset_10 |
|
Bella Klein forwards an email from Anna containing bank account details for dollars and rubles,... |
Financial transactions/money flowCommunications/correspondence |
Cynthia Rodriguez |
DB-SDNY-0053000 |
gemini-2.0-flash-001 |
| 20428 |
EFTA01363114.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document is a scanned image of a form or label related to financial transactions, providing... |
Financial transactions/money flow |
— |
DB-SDNY-0053001 |
gemini-2.0-flash-001 |
| 20429 |
EFTA01363115.txt |
Case tt 01790862: has been assigned to you. |
Darnetta Chandler-Johnso |
none |
none |
2017-06-22 |
email |
dataset_10 |
|
Darnetta Chandler-Johnso received an email notification about a new case assignment related to... |
Business dealingsCommunications/correspondence |
— |
01790862 |
gemini-2.0-flash-001 |
| 20430 |
EFTA01363116.txt |
RE: Volcker Update For "The Haze Trust" m |
Melisa Venegas |
none |
none |
2017-02-21 |
email |
dataset_10 |
|
Melisa Venegas forwards an email from Cynthia Rodriguez containing questionnaires for "The Haze... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Cynthia Rodriguez, Navin-Kumar Pankaj, USPWM KYC |
None |
gemini-2.0-flash-001 |
| 20431 |
EFTA01363117.txt |
Volcker Update For The Haze Trust" [I] |
Navin-Kumar Pankaj |
none |
none |
2017-02-21 |
email |
dataset_10 |
|
Navin-Kumar Pankaj emailed USPWM KYC requesting an update to the Volcker box for 'The Haze... |
Financial transactions/money flowCommunications/correspondenceBusiness dealings |
USPWM KYC |
DB-SDNY-0053004 |
gemini-2.0-flash-001 |
| 20432 |
EFTA01363118.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a standard confidentiality disclaimer from Deutsche Bank, informing recipients... |
|
— |
DB-SDNY-0053005 |
gemini-2.0-flash-001 |
| 20433 |
EFTA01363119.txt |
Scan from Lexmark MFP with "Mail to Me" |
|
none |
none |
2017-03-15 |
email |
dataset_10 |
|
This email was automatically generated by a Deutsche Bank multi-function printer to send a... |
Communications/correspondence |
— |
DB-SDNY-0053006 |
gemini-2.0-flash-001 |
| 20434 |
EFTA01363120.txt |
Wire Transfer Request |
Darren Indyke |
suspicious |
none |
2017-03-15 |
memorandum |
dataset_10 |
|
This memorandum from Darren Indyke to Cynthia requests a wire transfer of $2000 to Nikolay... |
Financial transactions/money flow |
Cynthia |
DB-SDNY-0053007 |
gemini-2.0-flash-001 |
| 20435 |
EFTA01363121.txt |
JE Wire |
Bella Klein |
suspicious |
none |
Wednesday, ....5 |
email |
dataset_10 |
|
Bella Klein emails Cynthia Rodriguez requesting her to process an attached wire transfer. Darren... |
Financial transactions/money flowCommunications/correspondence |
Cynthia Rodriguez |
DB_JEE_VVT_Nikoay Guroy_for Cynthia. |
gemini-2.0-flash-001 |
| 20436 |
EFTA01363122.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a confidentiality notice and disclaimer from Deutsche Bank. It prohibits... |
Communications/correspondence |
— |
DB-SDNY-0053010, SDNY_GM_00199194 |
gemini-2.0-flash-001 |
| 20437 |
EFTA01363124.txt |
Activity |
|
none |
none |
3/16/2017 |
other |
dataset_10 |
|
This document is a confidential record of activity from Deutsche Bank, possibly related to... |
|
— |
DB-SDNY-0053012 |
gemini-2.0-flash-001 |
| 20438 |
EFTA01363125.txt |
Activity Report |
|
suspicious |
none |
12/1/2016 |
Activity Report |
dataset_10 |
|
This document is an activity report detailing a $1,100 USD money transfer from Jeffrey Epstein... |
Financial transactions/money flow |
— |
12693404 |
gemini-2.0-flash-001 |
| 20439 |
EFTA01363126.txt |
Activity |
|
none |
none |
3/16/2017 |
other |
dataset_10 |
|
This document is a record of activity related to an intermediary bank account at The Bank of New... |
|
— |
DB-SDNY-0053014 |
gemini-2.0-flash-001 |
| 20440 |
EFTA01363127.txt |
FW: Darren Indyke [I] |
Firdaus Madiar |
suspicious |
possible |
2016-07-21 |
email |
dataset_10 |
|
This email chain discusses Darren Indyke's attempt to cash checks, including one from Jeffrey... |
Financial transactions/money flowCommunications/correspondence |
Ying-A Wang, Cherie Quigley |
DB-SDNY-0053015 |
gemini-2.0-flash-001 |
| 20441 |
EFTA01363128.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document provides the contact information for Nicole Perskawiec at Deutsche Bank Trust... |
|
— |
DB-SDNY-0053016, SDNY_GM_00199200 |
gemini-2.0-flash-001 |
| 20442 |
EFTA01363129.txt |
Activity Report |
|
suspicious |
none |
3/15/2017 |
Activity Report |
dataset_10 |
|
This document is an activity report detailing a money transfer of $2,000.00 USD from Nikolay... |
Financial transactions/money flow |
— |
12916650 |
gemini-2.0-flash-001 |
| 20443 |
EFTA01363130.txt |
RE: Transaction Information Required II) |
Cynthia Rodriguez |
suspicious |
none |
2017-03-21 |
email |
dataset_10 |
|
Cynthia Rodriguez from Deutsche Bank is requesting Sella Klein to provide more information about... |
Financial transactions/money flowCommunications/correspondenceLegal matters/litigation |
Sella Klein |
DB-SDNY-0053019 |
gemini-2.0-flash-001 |
| 20444 |
EFTA01363131.txt |
Questions regarding flagged transactions |
Cynthia Rodriguez |
suspicious |
none |
None |
other |
dataset_10 |
|
Cynthia Rodriguez from Deutsche Bank is requesting information about flagged transactions,... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0053020, SDNY_GM_00199204 |
gemini-2.0-flash-001 |
| 20445 |
EFTA01363132.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document contains standard legal disclaimers and confidentiality notices often found in... |
|
— |
DB-SDNY-0053021, SDNY_GM_00199205 |
gemini-2.0-flash-001 |
| 20446 |
EFTA01363133.txt |
RE: Transaction Information Required [I] |
Cynthia Rodriguez |
none |
none |
2017-03-21 |
email |
dataset_10 |
|
Cynthia Rodriguez from Deutsche Bank is requesting information from Bella Klein about Nicolay's... |
Financial transactions/money flowCommunications/correspondenceBusiness dealings |
Sella Kle' |
DB-SDNY-0053022 |
gemini-2.0-flash-001 |
| 20447 |
EFTA01363134.txt |
Fwd: Transaction Information Required [I] |
Bella Klein |
suspicious |
none |
2017-03-16 |
email |
dataset_10 |
|
Bella Klein forwards an email to Cynthia Rodriguez providing information about flagged... |
Financial transactions/money flowCommunications/correspondence |
Cynthia Rodriguez |
DB-SDNY-0053023 |
gemini-2.0-flash-001 |
| 20448 |
EFTA01363135.txt |
None |
Cynthia Rodriguez |
none |
none |
None |
other |
dataset_10 |
|
This document is a request from Cynthia Rodriguez of Deutsche Bank for information about a... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
— |
DB-SDNY-0053024 |
gemini-2.0-flash-001 |
| 20449 |
EFTA01363136.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document contains standard confidentiality and legal disclaimers from Deutsche Bank. It... |
|
— |
DB-SDNY-0053025, SDNY_GM_00199209 |
gemini-2.0-flash-001 |
| 20450 |
EFTA01363137.txt |
RE: URGENT - SECOND REs UE T - RE: Inquiry Regar• ing Account |
Cynthia Rodriguez |
none |
none |
2017-05-10 |
email |
dataset_10 |
|
This email exchange discusses an urgent inquiry regarding the account of HBRK ASSOCIATES, INC.... |
Financial transactions/money flowCommunications/correspondenceBusiness dealings |
Stewart Oldfield i, Dan a Friedman |
141374 |
gemini-2.0-flash-001 |
| 20451 |
EFTA01363138.txt |
Inquiry Regarding Account 42953715, Client: HBRK ASSOCIATES, INC; Case No. 141374 - DUE MAY 5 [Ij |
Danya Friedman On Behalf Of Amlcompliance Inquiries |
suspicious |
none |
2017-04-28 |
email |
dataset_10 |
|
Deutsche Bank's AML Compliance department is requesting information from Stewart Oldfield... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Stewart Oldfield |
141374 |
gemini-2.0-flash-001 |
| 20452 |
EFTA01363139.txt |
RE: KYC Remediation II] |
Cynthia Rodriguez |
none |
none |
2017-06-12 |
email |
dataset_10 |
|
This email is a short exchange between Cynthia Rodriguez and Daphne Cales at Deutsche Bank... |
Communications/correspondence |
Daphne Cales |
DB-SDNY-0053029 |
gemini-2.0-flash-001 |
| 20453 |
EFTA01363140.txt |
RE: KYC Remediation [I) |
Cynthia Rodriguez |
suspicious |
none |
2017-06-12 |
email |
dataset_10 |
|
Cynthia Rodriguez from Deutsche Bank is clarifying which entities require KYC remediation for... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Daphne Cales, Stewart Oldfield |
DB-SDNY-0053030 |
gemini-2.0-flash-001 |
| 20454 |
EFTA01363141.txt |
Volker covered fund : Southern Financial LLC [I) |
Manish-m Gupta |
none |
none |
2/21/2017 |
email |
dataset_10 |
|
Manish-m Gupta requests an update to the Volker covered fund information in db force for... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
USPWM KYC [USPWM KYC-2@db tom, Cynthia Rodriguez |
DB-SDNY-0053032 |
gemini-2.0-flash-001 |
| 20455 |
EFTA01363143.txt |
None |
Darren lndyke |
suspicious |
none |
March 15, 2017 |
memorandum |
dataset_10 |
|
This memorandum instructs Cynthia to wire $2000 to Nikolay Aleksandrovich Gyrov in Russia via... |
Financial transactions/money flow |
Cynthia |
None |
gemini-2.0-flash-001 |
| 20456 |
EFTA01363144.txt |
Due Diligence Notification l=?ISO-8859-Pb?RHVIIERpbGInZW5 ZSBOb3RpZmIjYXRpb24=?=j |
|
none |
none |
2017-01-10 |
email |
dataset_10 |
|
This email is an automated notification that a due diligence case for Southern Trust Co has been... |
Business dealingsCommunications/correspondence |
— |
12316920 |
gemini-2.0-flash-001 |
| 20457 |
EFTA01363145.txt |
Case tt 01748087: has been assigned to you. |
Yoonsun Chung |
none |
none |
2017-03-10 |
email |
dataset_10 |
|
Yoonsun Chung received an email notification about a new case assignment related to Zorro... |
Business dealings |
— |
01748087 |
gemini-2.0-flash-001 |
| 20458 |
EFTA01363146.txt |
RE: Transaction Information Required ill [C] |
Cynthia Rodriguez |
none |
none |
2017-03-16 |
email |
dataset_10 |
|
Cynthia Rodriguez forwards transaction information received from Bella Klein to Sella Klein. The... |
Financial transactions/money flowCommunications/correspondence |
Sella Klein |
DB-SDNY-0053039, SDNY_GM_00199223 |
gemini-2.0-flash-001 |
| 20459 |
EFTA01363147.txt |
wire |
Bella Klein |
none |
none |
2017-07-10 |
email |
dataset_10 |
|
Bella Klein emailed Cynthia Rodriguez to inform her about an upcoming call to discuss wire... |
Financial transactions/money flowCommunications/correspondence |
Cynthia Rodriguez |
DB-SDNY-0053042
SDNY_GM_00199226 |
gemini-2.0-flash-001 |
| 20460 |
EFTA01363148.txt |
None |
Darren K Indyke |
suspicious |
none |
2017-02-27 |
memorandum |
dataset_10 |
|
This memorandum instructs Cynthia Rodriguez to wire $10,000 to Alfa-Bank in Moscow, Russia, from... |
Financial transactions/money flow |
Cynthia Rodriguez |
None |
gemini-2.0-flash-001 |
| 20461 |
EFTA01363149.txt |
Thank you |
Bella |
none |
none |
None |
other |
dataset_10 |
|
The document is a brief acknowledgement from Bella. The confidentiality markings suggest it may... |
|
— |
DB-SDNY-0053044 |
gemini-2.0-flash-001 |
| 20462 |
EFTA01363150.txt |
Scan from Lexmark MFP with "Mail to Me" |
cynthia.rodriguez@db.com |
none |
none |
2017-07-17 |
email |
dataset_10 |
|
This is an email from Cynthia Rodriguez at Deutsche Bank, automatically generated by a Lexmark... |
Communications/correspondence |
— |
DB-SDNY-0053045, SDNY_GM_00199229 |
gemini-2.0-flash-001 |
| 20463 |
EFTA01363151.txt |
Questionnaire regarding Deutsche Bank's compliance with the German Bank Separation Act (GBSA) |
|
none |
none |
07;1317 |
questionnaire |
dataset_10 |
|
This document is a questionnaire for Deutsche Bank to assess its compliance with the German Bank... |
Legal matters/litigationFinancial transactions/money flowBusiness dealings |
— |
WM178929 |
gemini-2.0-flash-001 |
| 20464 |
EFTA01363152.txt |
None |
|
none |
none |
2018-01-03 |
other |
dataset_10 |
|
This document outlines permissible and impermissible proprietary trading under GBSA, focusing on... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0053048 |
gemini-2.0-flash-001 |
| 20465 |
EFTA01363153.txt |
Systematic Internalization, Dealing on own account, Hedging of market risks, Strategic investments, Trading without short-term trading intention |
|
none |
none |
2016-04-25 |
other |
dataset_10 |
|
This document outlines exemptions from proprietary trading prohibition under MiFID II related... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
WM i 739?9 02S8S9.070,317 |
gemini-2.0-flash-001 |
| 20466 |
EFTA01363154.txt |
None |
|
none |
none |
None |
questionnaire |
dataset_10 |
|
This document is a questionnaire designed to evaluate whether a transaction involves guarantees... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
WM178929 02S88e070317 |
gemini-2.0-flash-001 |
| 20467 |
EFTA01363155.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a questionnaire designed to determine if a counterparty meets the criteria of... |
Financial transactions/money flowLegal matters/litigation |
— |
WM118925 075868.070317 |
gemini-2.0-flash-001 |
| 20468 |
EFTA01363156.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document provides criteria for determining if a contractual counterparty of a bank... |
Financial transactions/money flowLegal matters/litigation |
— |
WM178979 021,988.070311 |
gemini-2.0-flash-001 |
| 20469 |
EFTA01363157.txt |
High-Frequency Trading Prohibitions |
|
none |
none |
2017-07-17 |
questionnaire |
dataset_10 |
|
This document is a questionnaire used to assess whether Deutsche Bank Group's high-frequency... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0053056 |
gemini-2.0-flash-001 |
| 20470 |
EFTA01363158.txt |
New Account |
Cynthia Rodriguez |
none |
none |
2016-12-12 |
email |
dataset_10 |
|
Cynthia Rodriguez from Deutsche Bank informs Bella Klein about the necessary documents and the... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
bellaklein |
DB-SDNY-0053057 |
gemini-2.0-flash-001 |
| 20471 |
EFTA01363159.txt |
JEE wire |
Bella Klein |
suspicious |
none |
2017-02-27 |
email |
dataset_10 |
|
Bella Klein emails Cynthia Rodriguez requesting her to process an attached wire transfer. The... |
Financial transactions/money flow |
Cynthia Rodriguez |
DB-SDNY-0053059 |
gemini-2.0-flash-001 |
| 20472 |
EFTA01363160.txt |
None |
Darren K Indykeb |
suspicious |
none |
2017-02-27 |
memorandum |
dataset_10 |
|
The document is a memorandum from Darren K Indykeb to Cynthia Rodriguez requesting a wire... |
Financial transactions/money flow |
Cynthia Rodriguez |
None |
gemini-2.0-flash-001 |
| 20473 |
EFTA01363161.txt |
Thank you |
Bella |
none |
none |
None |
other |
dataset_10 |
|
The document is a brief thank you note from Bella. It includes document IDs and a... |
|
— |
DB-SDNY-0053061, SDNY_GM_00199245 |
gemini-2.0-flash-001 |
| 20474 |
EFTA01363162.txt |
RE: DB_Form to hange online administrator_110617. (I) |
Robert Dicerbo |
none |
none |
2017-11-07 |
email |
dataset_10 |
|
Robert Dicerbo confirms to Cynthia Rodriguez that the primary contact for an online... |
Communications/correspondenceEmployment/staffing |
Cynthia Rodriguez |
01855007 |
gemini-2.0-flash-001 |
| 20475 |
EFTA01363163.txt |
FW: DB_Form to hange online administrator_110617. Ill |
Robert Dicerbo |
none |
none |
2017-11-07 |
email |
dataset_10 |
|
This email exchange discusses the process of updating the primary contact information on an... |
Financial transactions/money flowCommunications/correspondence |
Cynthia Rodriguez |
DB-SDNY-0053064 |
gemini-2.0-flash-001 |
| 20476 |
EFTA01363164.txt |
RE: Notification - Payee update: Emery I Poleon added |
Robert Dicerbo |
none |
none |
2017-11-03 |
email |
dataset_10 |
|
This email exchange discusses the process for updating bill pay alert recipients at Deutsche... |
Financial transactions/money flowCommunications/correspondence |
Bella Klein |
DB-SDNY-0053065 |
gemini-2.0-flash-001 |
| 20477 |
EFTA01363165.txt |
Fwd: Notification - Payee tir:iit
nery I Poleon added |
Bella Klein |
suspicious |
none |
2017-11-03 |
email |
dataset_10 |
|
This email notifies a Deutsche Bank customer that a payee, Emery I Poleon, was added to their DB... |
Financial transactions/money flowCommunications/correspondence |
Robert Dicerbo |
DB-SDNY-0053066, SDNY GM_00199250 |
gemini-2.0-flash-001 |
| 20478 |
EFTA01363166.txt |
None |
DB Private Wealth Online Plus |
none |
none |
None |
email |
dataset_10 |
|
This is an automated email footer from DB Private Wealth Online Plus, providing contact... |
Communications/correspondence |
— |
258725368 |
gemini-2.0-flash-001 |
| 20479 |
EFTA01363167.txt |
Research Request - Butterfly |
Cynthia Rodriguez |
none |
none |
2016-10-11 |
email |
dataset_10 |
|
Cynthia Rodriguez sent an email requesting research on Darren Indyke, Kar na Shuliak, Richard... |
Business dealingsEmployment/staffing |
PWM 81S-Research- |
01651789 |
gemini-2.0-flash-001 |
| 20480 |
EFTA01363168.txt |
None |
Cynthia Rodriguez, Assistant Vice President, Deutsche Bat* Trust Company Americas, Deutsche Asset 8 Wealth Management |
none |
none |
None |
other |
dataset_10 |
|
This document contains the contact information for Cynthia Rodriguez, an Assistant Vice... |
|
— |
DB-SDNY-0053069, SDNY_GM_00199253 |
gemini-2.0-flash-001 |
| 20481 |
EFTA01363169.txt |
RE: Swift Confirmation [I) |
Cynthia Rodriguez |
none |
none |
2018-02-27 |
email |
dataset_10 |
|
Cynthia Rodriguez confirms receipt of a Swift confirmation from Kathryn Stanfield. The email... |
Financial transactions/money flowCommunications/correspondence |
Kathryn 1 Stanfield |
None |
gemini-2.0-flash-001 |
| 20482 |
EFTA01363170.txt |
Swift Confirmation |
Cynthia Rodriguez |
none |
none |
2018-02-27 |
email |
dataset_10 |
|
This email is a request from Cynthia Rodriguez at Deutsche Bank to Kathryn l Stanfield for a... |
Financial transactions/money flowCommunications/correspondence |
Kathryn l Stanfield |
01907213 |
gemini-2.0-flash-001 |
| 20483 |
EFTA01363172.txt |
RE: Art Fund Account |
Cynthia Rodriguez |
suspicious |
none |
2016-12-30 |
email |
dataset_10 |
|
Cynthia Rodriguez from Deutsche Bank is assisting Darren Indyke with opening an art fund account... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Darren Indyke |
DB-SDNY-0053073 |
gemini-2.0-flash-001 |
| 20484 |
EFTA01363173.txt |
Re: Art Fund Account |
Darren Indyke |
none |
none |
2016-12-21 |
email |
dataset_10 |
|
Darren Indyke sends Cynthia Rodriguez Etienne Binant's passport and information needed to set... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Cynthia Rodriguez |
DB-SDNY-0053074 |
gemini-2.0-flash-001 |
| 20485 |
EFTA01363174.txt |
Re: Art Fund Account |
Darren Indyke |
suspicious |
none |
2016-12-21 |
email |
dataset_10 |
|
Darren Indyke emails Cynthia Rodriguez at Deutsche Bait Trust Company Americas to provide... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Cynthia Rodriguez |
DB-SDNY-0053075, SDNY GM_00199259 |
gemini-2.0-flash-001 |
| 20486 |
EFTA01363175.txt |
Art Fund Account |
Darren Indyke |
suspicious |
none |
2016-12-21 |
email |
dataset_10 |
|
Cynthia Rodriguez from Deutsche Bank requests updated photo IDs and source of wealth information... |
Financial transactions/money flowBusiness dealings |
Cynthia Rodriguez |
DB-SDNY-0053076 |
gemini-2.0-flash-001 |
| 20487 |
EFTA01363176.txt |
KYC items needed for onboarding the new art fund |
|
none |
none |
2016-08-05 |
email |
dataset_10 |
|
The email provides KYC information for onboarding a new art fund named Prytanee,1,11, including... |
Financial transactions/money flowBusiness dealingsLegal matters/litigation |
Darren |
DB-SDNY-0053077 |
gemini-2.0-flash-001 |
| 20488 |
EFTA01363177.txt |
Business Deposit Account |
|
none |
none |
07/22/2016 |
form |
dataset_10 |
|
This document is a Deutsche Bank business deposit account form for Prytanee, LLC, dated July 22,... |
Financial transactions/money flowBusiness dealings |
— |
66-0865925 |
gemini-2.0-flash-001 |
| 20489 |
EFTA01363178.txt |
Notice of Customer Identification Policy |
|
none |
none |
None |
notice |
dataset_10 |
|
This document is a Notice of Customer Identification Policy from Deutsche Bank, outlining the... |
Financial transactions/money flowLegal matters/litigationCompliance |
— |
WM 137243 015624)190316 |
gemini-2.0-flash-001 |
| 20490 |
EFTA01363179.txt |
Acceptance |
|
none |
none |
None |
other |
dataset_10 |
|
The document is a record of an application being subject to acceptance by DBTCA, with Darren... |
|
— |
DB-SDNY-0053082, SDNY_GM_00199266 |
gemini-2.0-flash-001 |
| 20491 |
EFTA01363180.txt |
Request for Taxpayer Identification Number and Certification |
|
none |
none |
2014-12 |
Form |
dataset_10 |
|
This document is a Form W-9, Request for Taxpayer Identification Number and Certification, for... |
Financial transactions/money flowLegal matters/litigation |
— |
None |
gemini-2.0-flash-001 |
| 20492 |
EFTA01363181.txt |
Certificate of Limited Liability Company Resolutions |
|
none |
none |
05/24/16 |
Certificate |
dataset_10 |
|
This document is a Certificate of Limited Liability Company Resolutions for Prytanee, LLC,... |
Financial transactions/money flowBusiness dealings |
— |
None |
gemini-2.0-flash-001 |
| 20493 |
EFTA01363182.txt |
Authorized Signer(s) |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a certificate of LLC resolutions, identifying Jeffrey Epstein, Darren Indyke,... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0053085 |
gemini-2.0-flash-001 |
| 20494 |
EFTA01363184.txt |
RESEARC |
Prachi Pawa |
none |
none |
2017-02-02 |
email |
dataset_10 |
|
Cynthia Rodriguez requests research from PWM BIS-Research for a KYC case. Prachi Pawa sends the... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Cynthia Rodriguez |
01651789 |
gemini-2.0-flash-001 |
| 20495 |
EFTA01363185.txt |
PWM BIS-RESEARCH due diligence research |
Prachi Pawa, Research Analyst |
none |
none |
02/02/2017 |
report |
dataset_10 |
|
This document is a due diligence research report prepared by Prachi Pawa of PWM BIS-RESEARCH. It... |
Business dealingsLegal matters/litigationFinancial transactions/money flow |
— |
DB-SDNY-0053090, SDNY_GM_00199274 |
gemini-2.0-flash-001 |
| 20496 |
EFTA01363186.txt |
OFAC RESULTS |
DEUTSCHE BANK AGII |
none |
none |
2/2/2017 |
report |
dataset_10 |
|
This document is an OFAC and BIS compliance check report generated by Deutsche Bank. It... |
Financial transactions/money flowLegal matters/litigationCompliance/regulatory |
— |
DB-SDNY-0053091 |
gemini-2.0-flash-001 |
| 20497 |
EFTA01363187.txt |
Worldbase, THE RELATED COMPANIES LP |
|
none |
none |
11/30/2013 |
report |
dataset_10 |
|
This document is a report from Worldbase dated 11/30/2013 for THE RELATED COMPANIES LP. It... |
|
— |
DB-SDNY-0053092, SDNY_GM_001 99276 |
gemini-2.0-flash-001 |
| 20498 |
EFTA01363188.txt |
Worldbase report for THE RELATED COMPANIES LP |
|
none |
none |
11/30/2013 |
report |
dataset_10 |
|
This Worldbase report from 2013 provides census data and associate information for Donald E... |
Real estate/properties |
— |
DB-SDNY-0053094 |
gemini-2.0-flash-001 |
| 20499 |
EFTA01363189.txt |
Worldbase Data |
|
none |
none |
2013-11-30 |
report |
dataset_10 |
|
This document presents census data for geographical regions, including median household age,... |
Real estate/properties |
— |
DB-SDNY-0053097 |
gemini-2.0-flash-001 |
| 20500 |
EFTA01363190.txt |
Worldbase Data |
|
none |
none |
11/30/2013 |
report |
dataset_10 |
|
This document appears to be a report from Worldbase providing census data and judgment/lien... |
Financial transactions/money flowReal estate/properties |
— |
DB-SDNY-0053098 |
gemini-2.0-flash-001 |