| 22701 |
EFTA01365438.txt |
ING IM CLO 2011-1 |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the limitations on the Trustee's ability to initiate bankruptcy... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0056179 |
gemini-2.0-flash-001 |
| 22702 |
EFTA01365439.txt |
LNG IM CLO 2011-1 |
|
none |
none |
2011 |
other |
dataset_10 |
|
This document describes the conditions and procedures for the Trustee to sell or liquidate... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0056180 |
gemini-2.0-flash-001 |
| 22703 |
EFTA01365440.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the procedures for enforcing claims and distributing funds in the event... |
Legal matters/litigationFinancial transactions/money flow |
— |
DB-SDNY-0056181, SDNY GM_00202365 |
gemini-2.0-flash-001 |
| 22704 |
EFTA01365441.txt |
Waiver of Past Defaults, Undertaking for Costs, Waiver of Stay or Extension Laws |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This legal document outlines the conditions under which a Controlling Party can waive past... |
Legal matters/litigationFinancial transactions/money flow |
— |
DB-SDNY-0056184 |
gemini-2.0-flash-001 |
| 22705 |
EFTA01365442.txt |
LNG IM CLO 2011-1 |
|
none |
none |
2011 |
legal filing |
dataset_10 |
|
This document is a legal filing related to LNG IM CLO 2011-1, outlining the rights and... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0056186 |
gemini-2.0-flash-001 |
| 22706 |
EFTA01365443.txt |
ARTICLE VI THE TRUSTEE Section 6.1. Certain Duties and Responsibilities. |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document defines the duties and responsibilities of the Trustee within the context of an... |
Legal matters/litigation |
— |
DB-SDNY-0056187, SDNY GM_00202371 |
gemini-2.0-flash-001 |
| 22707 |
EFTA01365444.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the responsibilities and limitations of the Trustee under the Indenture,... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0056188 |
gemini-2.0-flash-001 |
| 22708 |
EFTA01365445.txt |
Trustee obligations and limitations |
|
none |
none |
2011 |
legal filing |
dataset_10 |
|
This document defines the Trustee's responsibilities and limitations within the context of an... |
Legal matters/litigationBusiness dealings |
— |
DB-SDNY-0056189, SDNY GM_00202373 |
gemini-2.0-flash-001 |
| 22709 |
EFTA01365446.txt |
LNG IM CLO 2011-1 |
|
none |
none |
2011 |
legal filing |
dataset_10 |
|
This document defines the responsibilities and limitations of the Trustee in the context of the... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0056190 |
gemini-2.0-flash-001 |
| 22710 |
EFTA01365447.txt |
ING IM CLO 2011-1 |
|
none |
none |
2011 |
legal filing |
dataset_10 |
|
This document outlines the terms and conditions of the Trustee's role in the ING IM CLO 2011-1... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0056191 |
gemini-2.0-flash-001 |
| 22711 |
EFTA01365448.txt |
LNG IM CLO 2011-1 |
|
none |
none |
2011 |
legal filing |
dataset_10 |
|
This document outlines the responsibilities and relationships between the Trustee, Issuer, and... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0056192 |
gemini-2.0-flash-001 |
| 22712 |
EFTA01365449.txt |
ING IM CLO 2011-1 |
|
none |
none |
2011 |
legal filing |
dataset_10 |
|
This document outlines the compensation, reimbursement, and indemnification terms for the... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0056193, SDNY GM_00202377 |
gemini-2.0-flash-001 |
| 22713 |
EFTA01365450.txt |
LNG IM CLO 2011-1 |
|
none |
none |
2011 |
legal filing |
dataset_10 |
|
This document outlines the requirements and procedures for the Trustee of the LNG IM CLO 2011-1... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0056194 |
gemini-2.0-flash-001 |
| 22714 |
EFTA01365451.txt |
Trustee Resignation, Removal, and Appointment |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This legal document details the procedures for the resignation, removal, and appointment of a... |
Legal matters/litigationFinancial transactions/money flow |
— |
DB-SDNY-0056195 |
gemini-2.0-flash-001 |
| 22715 |
EFTA01365452.txt |
Merger, Conversion Consolidation or Succession to Business of Trustee; Co-Trustees |
|
none |
none |
N/A |
legal filing |
dataset_10 |
|
This legal document outlines the procedures for trustee succession in cases of merger,... |
Legal matters/litigationFinancial transactions/money flowBusiness dealings |
— |
DB-SDNY-0056196 |
gemini-2.0-flash-001 |
| 22716 |
EFTA01365453.txt |
ING IM CLO 2011-1 |
|
none |
none |
2011 |
legal filing |
dataset_10 |
|
This document outlines the responsibilities of the Trustee in managing Pledged Obligations,... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0056197 |
gemini-2.0-flash-001 |
| 22717 |
EFTA01365454.txt |
Fiduciary for Holders Only; Agent for Other Secured Parties |
|
none |
none |
2011 |
legal filing |
dataset_10 |
|
This legal document defines the Trustee's fiduciary responsibilities to the Holders and its role... |
Legal matters/litigationFinancial transactions/money flow |
— |
DB-SDNY-0056198, SDNY GM_00202382 |
gemini-2.0-flash-001 |
| 22718 |
EFTA01365455.txt |
ARTICLE VII COVENANTS |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document section outlines the covenants related to the payment of principal and interest on... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0056199 |
gemini-2.0-flash-001 |
| 22719 |
EFTA01365456.txt |
LNG IM CLO 2011-1 |
|
none |
none |
2011 |
legal filing |
dataset_10 |
|
This document outlines the responsibilities of the Paying Agent and the Issuer in relation to... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0056200 |
gemini-2.0-flash-001 |
| 22720 |
EFTA01365457.txt |
Indenture Sections 7.3-7.5 |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines sections of an indenture agreement, detailing the responsibilities of the... |
Legal matters/litigationFinancial transactions/money flowBusiness dealings |
— |
DB-SDNY-0056201 |
gemini-2.0-flash-001 |
| 22721 |
EFTA01365458.txt |
Financing Statements, continuation statements, instruments of further assurance |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the responsibilities of the Issuer and Trustee in managing and securing... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0056202, SDNY GM_00202386 |
gemini-2.0-flash-001 |
| 22722 |
EFTA01365459.txt |
Statement as to Compliance |
|
none |
none |
2012 |
legal filing |
dataset_10 |
|
This document outlines the compliance requirements for the Issuer and Co-Issuer, including the... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0056205 |
gemini-2.0-flash-001 |
| 22723 |
EFTA01365460.txt |
LNG IM CLO 2011-1 |
|
none |
none |
2011 |
legal filing |
dataset_10 |
|
This document outlines the conditions for a Merging Entity to consolidate or merge, including... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0056206 |
gemini-2.0-flash-001 |
| 22724 |
EFTA01365461.txt |
Indenture Sections |
|
none |
none |
2011 |
legal filing |
dataset_10 |
|
This document outlines the responsibilities and limitations of the Issuer and Co-Issuer under an... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0056207, SDNY GM_00202391 |
gemini-2.0-flash-001 |
| 22725 |
EFTA01365462.txt |
Supplemental Indentures |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the procedures for creating supplemental indentures for the ING IM CLO... |
Legal matters/litigationFinancial transactions/money flowBusiness dealings |
— |
DB-SDNY-0056211 |
gemini-2.0-flash-001 |
| 22726 |
EFTA01365463.txt |
Indenture |
|
none |
none |
2011 |
legal filing |
dataset_10 |
|
This document outlines the conditions and procedures for modifying or supplementing an Indenture... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
LNG IM CLO 2011-1 |
gemini-2.0-flash-001 |
| 22727 |
EFTA01365464.txt |
Supplemental Indentures |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the procedures for executing supplemental indentures, detailing the roles... |
Legal matters/litigationFinancial transactions/money flowBusiness dealings |
— |
DB-SDNY-0056213 |
gemini-2.0-flash-001 |
| 22728 |
EFTA01365465.txt |
Supplemental Indenture |
|
none |
none |
2011 |
legal filing |
dataset_10 |
|
This document describes the legal process for modifying an indenture through supplemental... |
Legal matters/litigationFinancial transactions/money flow |
— |
DB-SDNY-0056214 |
gemini-2.0-flash-001 |
| 22729 |
EFTA01365466.txt |
ARTICLE IX REDEMPTION |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document section details the redemption process for Rated Notes and Subordinated... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0056215 |
gemini-2.0-flash-001 |
| 22730 |
EFTA01365467.txt |
Redemption Financing or Redemption Sale Agreements |
|
none |
none |
2011 |
legal filing |
dataset_10 |
|
This legal document details the conditions and procedures for redemption financing, redemption... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0056216 |
gemini-2.0-flash-001 |
| 22731 |
EFTA01365468.txt |
Redemption of Rated Notes |
|
none |
none |
2011 |
legal filing |
dataset_10 |
|
This document details the process for optional redemption of securities, including notice... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0056218 |
gemini-2.0-flash-001 |
| 22732 |
EFTA01365469.txt |
Redemption of Rated Notes |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document details the conditions for redeeming Rated Notes, including procedures for final... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0056219 |
gemini-2.0-flash-001 |
| 22733 |
EFTA01365470.txt |
ACCOUNTS, ACCOUNTINGS, RELEASES AND PAYMENTS |
|
none |
none |
2011 |
legal filing |
dataset_10 |
|
This document section outlines the Trustee's responsibilities for collecting, managing, and... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0056220 |
gemini-2.0-flash-001 |
| 22734 |
EFTA01365471.txt |
ING IM CLO 2011-1 |
|
none |
none |
2011 |
legal filing |
dataset_10 |
|
This document details the procedures for managing the Collection Account within the ING IM CLO... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0056221 |
gemini-2.0-flash-001 |
| 22735 |
EFTA01365472.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document details the responsibilities of the Trustee, Issuer, and Investment Manager in... |
Financial transactions/money flowLegal matters/litigation |
— |
None |
gemini-2.0-flash-001 |
| 22736 |
EFTA01365473.txt |
ING IM CLO 2011-1 |
|
none |
none |
2011 |
legal filing |
dataset_10 |
|
This document describes the management of various accounts (Expense Reserve, Collection,... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0056223 |
gemini-2.0-flash-001 |
| 22737 |
EFTA01365474.txt |
Funded Letter of Credit Reserve Account, Hedge Counterparts, Collateral Account; Securities Lending Account |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This legal document details the procedures for managing funds and collateral related to a Funded... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
None |
gemini-2.0-flash-001 |
| 22738 |
EFTA01365475.txt |
Monthly Report and Distribution Date Report |
|
none |
none |
2011-12 |
report |
dataset_10 |
|
This document outlines the procedures for generating and distributing monthly and distribution... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0056227, SDNY GM_00202411 |
gemini-2.0-flash-001 |
| 22739 |
EFTA01365476.txt |
Global Securities |
|
none |
none |
1933 |
legal filing |
dataset_10 |
|
This document outlines the conditions for owning and transferring Global Securities, restricting... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0056228, SDNY GM_00202412 |
gemini-2.0-flash-001 |
| 22740 |
EFTA01365477.txt |
Pledged Collateral Obligation |
|
none |
none |
2012 |
legal filing |
dataset_10 |
|
This legal document outlines the responsibilities of the Trustee and Investment Manager in... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0056229, SDNY GM_00202413 |
gemini-2.0-flash-001 |
| 22741 |
EFTA01365478.txt |
LNG IM CLO 2011-1 |
|
none |
none |
2011 |
legal filing |
dataset_10 |
|
This document outlines the reporting requirements for the Issuer of LNG IM CLO 2011-1, including... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0056230 |
gemini-2.0-flash-001 |
| 22742 |
EFTA01365479.txt |
Tax and Compliance Obligations of Issuer and Co-Issuer |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the tax and compliance obligations of the Issuer and Co-Issuer, including... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0056231, SDNY GM_00202415 |
gemini-2.0-flash-001 |
| 22743 |
EFTA01365480.txt |
ARTICLE XI APPLICATION OF PROCEEDS |
|
none |
none |
2011 |
legal filing |
dataset_10 |
|
This document outlines the order of priority for disbursements from the Payment Account on each... |
Financial transactions/money flowLegal matters/litigation |
— |
LNG IM CLO 2011-1 |
gemini-2.0-flash-001 |
| 22744 |
EFTA01365481.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the payment waterfall for a Collateralized Loan Obligation (CLO) named... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0056233 |
gemini-2.0-flash-001 |
| 22745 |
EFTA01365482.txt |
Priority of Payments and Principal Proceeds |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document details the priority of payments for Interest and Principal Proceeds within the... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0056234, SDNY GM_00202418 |
gemini-2.0-flash-001 |
| 22746 |
EFTA01365483.txt |
ING IM CLO 2011-1 |
|
none |
none |
2011 |
legal filing |
dataset_10 |
|
This document details the payment priority for Rated Notes and other securities within the ING... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0056235 |
gemini-2.0-flash-001 |
| 22747 |
EFTA01365484.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the payment priority waterfall for a financial instrument, likely a CLO.... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0056236, SDNY GM_00202420 |
gemini-2.0-flash-001 |
| 22748 |
EFTA01365485.txt |
SALE OF COLLATERAL OBLIGATIONS; SUBSTITUTION |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document details the conditions under which the Investment Manager can sell Collateral... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0056238 |
gemini-2.0-flash-001 |
| 22749 |
EFTA01365486.txt |
ING IM CLO 2011-1 |
|
none |
none |
2011 |
legal filing |
dataset_10 |
|
This document outlines the investment manager's responsibilities regarding tax subsidiaries,... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0056239, SDNY GM_00202423 |
gemini-2.0-flash-001 |
| 22750 |
EFTA01365487.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document outlines the reinvestment requirements and restrictions for the Investment Manager... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0056241 |
gemini-2.0-flash-001 |
| 22751 |
EFTA01365488.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the procedures for the sale of Collateral Obligations and Unsaleable... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0056242 |
gemini-2.0-flash-001 |
| 22752 |
EFTA01365489.txt |
Collateral Obligations and Trading Restrictions |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the eligibility criteria and trading restrictions for Collateral... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0056243 |
gemini-2.0-flash-001 |
| 22753 |
EFTA01365490.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This legal document outlines the conditions under which the Issuer can engage in transactions... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0056244 |
gemini-2.0-flash-001 |
| 22754 |
EFTA01365491.txt |
Securities Lending Agreement |
|
none |
none |
2011 |
legal filing |
dataset_10 |
|
This document outlines the terms of a Securities Lending Agreement, detailing the roles of the... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0056246, SDNY GM_00202430 |
gemini-2.0-flash-001 |
| 22755 |
EFTA01365492.txt |
ING IM CLO 2011-1 |
|
none |
none |
2011 |
legal filing |
dataset_10 |
|
This document details the terms and conditions surrounding securities lending agreements within... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0056247 |
gemini-2.0-flash-001 |
| 22756 |
EFTA01365493.txt |
HOLDERS' RELATIONS |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the subordination of Lower Ranking Classes to Higher Ranking Classes in... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0056249 |
gemini-2.0-flash-001 |
| 22757 |
EFTA01365494.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the terms and conditions related to securities, including communication... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0056251 |
gemini-2.0-flash-001 |
| 22758 |
EFTA01365495.txt |
ARTICLE XIV MISCELLANEOUS |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the form of documents to be delivered to the Trustee and the voting... |
Legal matters/litigationFinancial transactions/money flow |
— |
None |
gemini-2.0-flash-001 |
| 22759 |
EFTA01365496.txt |
ING IM CLO 2011-1 |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the procedures for voting, providing notices, and proving the execution... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0056253 |
gemini-2.0-flash-001 |
| 22760 |
EFTA01365497.txt |
Issuer Notification Addresses |
|
none |
none |
2011 |
legal filing |
dataset_10 |
|
This document outlines the notification addresses for key parties involved in the LNG IM CLO... |
Legal matters/litigationFinancial transactions/money flowCommunications/correspondence |
— |
ING IM CLO 2011-1 |
gemini-2.0-flash-001 |
| 22761 |
EFTA01365498.txt |
Indenture Sections |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines sections of an Indenture agreement, specifying the Trustee's... |
Legal matters/litigation |
— |
DB-SDNY-0056256, SDNY GM_00202440 |
gemini-2.0-flash-001 |
| 22762 |
EFTA01365499.txt |
Indenture Sections |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the legal terms of an indenture, specifying jurisdiction for disputes,... |
Legal matters/litigationFinancial transactions/money flowBusiness dealings |
— |
DB-SDNY-0056257, SDNY GM_00202441 |
gemini-2.0-flash-001 |
| 22763 |
EFTA01365500.txt |
ING IM CLO 2011-1 |
|
none |
none |
2011 |
legal filing |
dataset_10 |
|
This document is part of an indenture agreement for ING IM CLO 2011-1, outlining the... |
Legal matters/litigationFinancial transactions/money flow |
— |
DB-SDNY-0056258 |
gemini-2.0-flash-001 |
| 22764 |
EFTA01365501.txt |
Hedge Agreements |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document section details the terms and conditions for Hedge Agreements, outlining the... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0056260, SDNY GM_00202444 |
gemini-2.0-flash-001 |
| 22765 |
EFTA01365502.txt |
Hedge Agreements |
|
none |
none |
2011 |
legal filing |
dataset_10 |
|
This legal document outlines the terms and conditions for Hedge Agreements, including... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0056262 |
gemini-2.0-flash-001 |
| 22766 |
EFTA01365503.txt |
INDENTURE |
|
none |
none |
2011 |
legal filing |
dataset_10 |
|
This document is an indenture executed as a deed between ING 1M CLO 2011-1, LTD., ING IM CLO... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0056263, SDNY GM_00202447 |
gemini-2.0-flash-001 |
| 22767 |
EFTA01365504.txt |
INDENTURE |
|
none |
none |
2011 |
legal filing |
dataset_10 |
|
This document is an Indenture agreement executed by ING IM CLO 2011-1, LTD. as Issuer, ING IM... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0056264 |
gemini-2.0-flash-001 |
| 22768 |
EFTA01365505.txt |
INDENTURE |
|
none |
none |
2011 |
legal filing |
dataset_10 |
|
This document is an indenture agreement executed by INO Psi CLO 2011-1, LTD., MB( CLO 2011-1... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0056265, SDNY_GM_00202449 |
gemini-2.0-flash-001 |
| 22769 |
EFTA01365506.txt |
RE: Epstein account opening II) |
Daniel Sabba |
suspicious |
none |
2016-02-01 |
email |
dataset_10 |
|
This email chain discusses the challenges and required due diligence for opening an account for... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Todd Stevens |
None |
gemini-2.0-flash-001 |
| 22770 |
EFTA01365507.txt |
RE: Epstein account opening [I] |
Daniel Sabba |
suspicious |
none |
2016-02-02 |
email |
dataset_10 |
|
This email chain discusses the process of opening an account for Jeffrey Epstein, which was... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Todd Stevens |
DB-SDNY-0056269 |
gemini-2.0-flash-001 |
| 22771 |
EFTA01365508.txt |
RE: Epstein account opening [I] |
Daniel Sabba |
suspicious |
none |
2016-01-25 |
email |
dataset_10 |
|
This email chain discusses questions and clarifications regarding the opening of an account... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Daniel Sabba, Todd Stevens, Vahe Stepanian, Ariane... |
DB-SDNY-0056271 |
gemini-2.0-flash-001 |
| 22772 |
EFTA01365509.txt |
Gratitude America Account Opening - Due Diligence Request |
Daniel Sabba |
suspicious |
possible |
None |
email |
dataset_10 |
|
Daniel Sabba informs Paul that the reputational risk committee requires an external due... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paul |
DB-SDNY-0056272 |
gemini-2.0-flash-001 |
| 22773 |
EFTA01365510.txt |
RE: Southern Financial Collateral Acct Ill |
Daniel Sabba II |
none |
none |
2035-09-02 |
email |
dataset_10 |
|
This email exchange discusses issues with the setup and management of collateral accounts,... |
Financial transactions/money flowCommunications/correspondence |
Nicholas Haigh I |
DB-SDNY-0056273 |
gemini-2.0-flash-001 |
| 22774 |
EFTA01365511.txt |
RE: URGENT: Collateral Admin - N4G026161 [I] |
Roddy Moore |
none |
none |
2015-08-31 |
email |
dataset_10 |
|
This email chain discusses the onboarding process for Southern Financial, specifically the need... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Ariane Dwyer |
N4G026161 |
gemini-2.0-flash-001 |
| 22775 |
EFTA01365512.txt |
None |
Ariane Dwyer, Deutsche Bank Securities Inc |
none |
none |
None |
other |
dataset_10 |
|
This document contains the contact information for Ariane Dwyer, an Analyst at Deutsche Bank... |
|
— |
DB-SDNY-0056276, SDNY_GM_00202460 |
gemini-2.0-flash-001 |
| 22776 |
EFTA01365513.txt |
FW: Epstein account opening [I) |
Sabba |
suspicious |
none |
2016-02-02 |
email |
dataset_10 |
|
This email chain discusses the challenges and required due diligence for opening an account for... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Todd Stevens |
DB-SDNY-0056277 |
gemini-2.0-flash-001 |
| 22777 |
EFTA01365514.txt |
RE: Epstein account opening [I] |
Ariane Dwyer |
suspicious |
none |
2016-01-29 |
email |
dataset_10 |
|
This email exchange discusses the verification of Jeffrey Epstein's role as an officer and... |
Financial transactions/money flowBusiness dealings |
Paul Morris, Daniel Sabba |
DB-SDNY-0056278 |
gemini-2.0-flash-001 |
| 22778 |
EFTA01365515.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document appears to be a cover page or header containing document identification... |
|
— |
DB-SDNY-0056280, SDNY_GM_00202464 |
gemini-2.0-flash-001 |
| 22779 |
EFTA01365516.txt |
None |
Tazia Smith, Director I Key Client Partners • US, DB Securities Inc, Wealth Mana ement |
none |
none |
None |
other |
dataset_10 |
|
The document appears to be a header page containing contact information for Tazia Smith, a... |
|
— |
DB-SDNY-0056285, SDNY_GM_00202469 |
gemini-2.0-flash-001 |
| 22780 |
EFTA01365517.txt |
RE: FW: Equity Order [C] [II |
Daniel Sabba |
suspicious |
none |
2015-06-10 |
email |
dataset_10 |
|
This email chain discusses an 'Equity Order' and involves individuals from Deutsche Bank and... |
Financial transactions/money flowCommunications/correspondence |
Paul Morris, Ariane Dwyer |
DB-SDNY-0056286 |
gemini-2.0-flash-001 |
| 22781 |
EFTA01365518.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a standard confidentiality disclaimer from Deutsche Bank. It outlines the... |
|
— |
DB-SDNY-0056288, SDNY GM_00202472 |
gemini-2.0-flash-001 |
| 22782 |
EFTA01365519.txt |
Re: Jeffrey, an idea for you - 10x payout EUR digitals [CI |
Daniel Sabba |
none |
none |
2014-10-27 |
email |
dataset_10 |
|
Daniel Sabba sends an email to Jeffrey E. providing bid/offer information for EUR puts expiring... |
Financial transactions/money flowBusiness dealings |
jeffrey E. (jeeyacation@ mail corn], Paul Morris,... |
DB-SDNY-0056289 |
gemini-2.0-flash-001 |
| 22783 |
EFTA01365520.txt |
Re: Jeffrey, an idea for you - 10x payout EUR digital |
Jeffrey E. <jeevacation@gmail.com> |
none |
none |
2014-10-24 |
email |
dataset_10 |
|
Daniel Sabba emailed Jeffrey Epstein with a potential investment opportunity involving European... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Daniel Sabbardb |
EFTA01365520 |
gemini-2.0-flash-001 |
| 22784 |
EFTA01365521.txt |
None |
Daniel Sabba |
none |
none |
2014-01-24 |
email |
dataset_10 |
|
This email from Daniel Sabba at Deutsche Bank provides indicative pricing information and... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0056291 |
gemini-2.0-flash-001 |
| 22785 |
EFTA01365522.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document contains a standard disclaimer from Deutsche Bank regarding legal and tax advice,... |
|
— |
DB-SDNY-0056292 |
gemini-2.0-flash-001 |
| 22786 |
EFTA01365523.txt |
FW: Epstein account opening [I) |
Todd Stevens |
suspicious |
possible |
2016-02-02 |
email |
dataset_10 |
|
This email chain discusses the opening of an account for Jeffrey Epstein at Deutsche Bank.... |
Financial transactions/money flowBusiness dealings |
Daniel Sabba |
DB-SDNY-0056293 |
gemini-2.0-flash-001 |
| 22787 |
EFTA01365524.txt |
RE: URGENT: Collateral Admin - N4G026161 Ell |
Roddy Moore |
none |
none |
2015-09-02 |
email |
dataset_10 |
|
This email exchange discusses the urgent need to find the correct SIC codes for a client related... |
Business dealings |
Ariane Dwyer |
N4G026161 |
gemini-2.0-flash-001 |
| 22788 |
EFTA01365525.txt |
URGENT: Collateral Admin - N4G026161 [I] |
Roddy Moore |
none |
none |
2015-08-28 |
email |
dataset_10 |
|
Roddy Moore forwards an email from Ariane Dwyer containing KYC documents for Southern Financial... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Ariane Dwyer |
N4G026161 |
gemini-2.0-flash-001 |
| 22789 |
EFTA01365526.txt |
Offering memorandum relating to the Securities of ING IM CLO 2011-1, Ltd. |
|
none |
none |
2011-06-15 |
offering memorandum |
dataset_10 |
|
This document is an offering memorandum for the Securities of ING IM CLO 2011-1, Ltd. The... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0056298, SDNY GM_00202482 |
gemini-2.0-flash-001 |
| 22790 |
EFTA01365527.txt |
Interest on Class A, B, C, and D Notes |
|
none |
none |
2011-12-22 |
legal filing |
dataset_10 |
|
This document details the interest payment schedule, redemption terms, and refinancing options... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0056300, SDNY GM_00202464 |
gemini-2.0-flash-001 |
| 22791 |
EFTA01365528.txt |
Offering and listing of securities |
|
none |
none |
N/A |
offering memorandum |
dataset_10 |
|
This document is an offering memorandum for the offering and listing of securities. It outlines... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0056302, SDNY GM_00202486 |
gemini-2.0-flash-001 |
| 22792 |
EFTA01365529.txt |
Offering Memorandum |
|
none |
none |
None |
Offering Memorandum |
dataset_10 |
|
This document is an offering memorandum for securities, outlining legal restrictions,... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0056303, SDNY GM_00202487 |
gemini-2.0-flash-001 |
| 22793 |
EFTA01365530.txt |
Notice to Residents of Bahrain, Belgium, and Canada |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document provides legal notices to residents of Bahrain, Belgium, and Canada regarding the... |
Legal matters/litigationFinancial transactions/money flow |
— |
DB-SDNY-0056305, SDNY GM_00202489 |
gemini-2.0-flash-001 |
| 22794 |
EFTA01365531.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document provides legal notices and disclaimers related to the purchase of securities in... |
Legal matters/litigationFinancial transactions/money flow |
— |
DB-SDNY-0056306, SDNY GM_00202490 |
gemini-2.0-flash-001 |
| 22795 |
EFTA01365532.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document contains legal notices and disclaimers related to the sale and distribution of... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0056307, SDNY GM_00202491 |
gemini-2.0-flash-001 |
| 22796 |
EFTA01365533.txt |
Securities Offering Notices |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document contains legal notices pertaining to the offering and sale of securities in... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0056309, SDNY GM_00202493 |
gemini-2.0-flash-001 |
| 22797 |
EFTA01365534.txt |
Notice to Residents of United Arab Emirates and United Kingdom |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document provides legal notices regarding the offering of securities in the United Arab... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0056310, SDNY GM_00202494 |
gemini-2.0-flash-001 |
| 22798 |
EFTA01365535.txt |
SUMMARY OF TERMS |
|
none |
none |
2011 |
Offering Memorandum |
dataset_10 |
|
This document is a summary of terms for an offering memorandum related to a collateralized loan... |
Financial transactions/money flow |
— |
DB-SDNY-0056311
SDNY GM_00202495 |
gemini-2.0-flash-001 |
| 22799 |
EFTA01365536.txt |
Investment Manager |
|
none |
none |
2011-06-22 |
other |
dataset_10 |
|
This document outlines the investment management agreement between ING Alternative Asset... |
Financial transactions/money flow |
— |
DB-SDNY-0056312 |
gemini-2.0-flash-001 |
| 22800 |
EFTA01365537.txt |
Legal Provisions Applicable to Payments on the Preferred Shares |
|
none |
none |
2013-06 |
legal filing |
dataset_10 |
|
This legal document outlines the provisions for payments on preferred shares, including... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0056314 |
gemini-2.0-flash-001 |