| 29001 |
EFTA01372576.txt |
Non Post Transactions 05-09-2019 For AC 42953432 [I] |
Rishabh Sharma |
suspicious |
none |
2019-05-10 |
email |
dataset_10 |
|
Rishabh Sharma from Deutsche Bank is seeking advice on whether to post transactions for a closed... |
Financial transactions/money flowBusiness dealings |
Stewart Oldfield, Rachel Wachs |
REF 1290927L |
gemini-2.0-flash-001 |
| 29002 |
EFTA01372628.txt |
Compensation Event Regulations |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document details the regulations for compensation events, outlining the financial... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0066395, SDNY_GM_00212579 |
gemini-2.0-flash-001 |
| 29003 |
EFTA01372629.txt |
Exclusion from the statutory compensation scheme and administrative procedures |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This legal document outlines the conditions for excluding CRR credit institutions from the... |
Legal matters/litigationFinancial transactions/money flow |
— |
DB-SDNY-0066399, SDNY_GM_00212583 |
gemini-2.0-flash-001 |
| 29004 |
EFTA01372630.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the legal requirements for institutional protection schemes, including... |
Legal matters/litigationFinancial transactions/money flow |
— |
DB-SDNY-0066401, SDNY_GM_00212585 |
gemini-2.0-flash-001 |
| 29005 |
EFTA01372631.txt |
Inspections of deposit guarantee schemes |
|
none |
none |
2017-07-03 |
report |
dataset_10 |
|
This document outlines the regulations for inspections and audits of deposit guarantee schemes... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0066404, SDNY_GM_00212588 |
gemini-2.0-flash-001 |
| 29006 |
EFTA01372632.txt |
Cooperation with other deposit guarantee schemes |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the legal requirements for cooperation between deposit guarantee schemes... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0066405 |
gemini-2.0-flash-001 |
| 29007 |
EFTA01372633.txt |
Deposit Guarantee Schemes |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the legal requirements for deposit guarantee schemes and the... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0066406, SDNY_GM_00212590 |
gemini-2.0-flash-001 |
| 29008 |
EFTA01372634.txt |
Counterparties Out Of Scope for EinSiG Reporting |
|
none |
none |
None |
list |
dataset_10 |
|
This document lists the types of counterparties that are exempt from EinSiG reporting... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0066411
SDNY_GM_00212595 |
gemini-2.0-flash-001 |
| 29009 |
EFTA01372635.txt |
Depositor Information Sheet |
Deutsche Bank Aktiengesellschaft |
none |
none |
None |
information sheet |
dataset_10 |
|
This document is a Depositor Information Sheet from Deutsche Bank, informing customers about the... |
Financial transactions/money flowLegal matters/litigation |
— |
DBEN 1262 GT81160919 |
gemini-2.0-flash-001 |
| 29010 |
EFTA01372636.txt |
Depositor Information Sheet |
Deutsche Bank Aktiengesellschaft |
none |
none |
160919 |
Depositor Information Sheet |
dataset_10 |
|
This document is a Depositor Information Sheet from Deutsche Bank AG, informing customers about... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0066415 |
gemini-2.0-flash-001 |
| 29011 |
EFTA01372637.txt |
Deutsche Bank AG New York Branch -Account Nol |
|
none |
none |
None |
letter |
dataset_10 |
|
This letter from Deutsche Bank AG informs the client about the German deposit guarantee system,... |
Financial transactions/money flowLegal matters/litigation |
[Client Name], [Client Address], [Client Address),... |
DB-SDNY-0066416 |
gemini-2.0-flash-001 |
| 29012 |
EFTA01372638.txt |
Privacy Policy and Regulatory Disclosures |
|
none |
none |
None |
other |
dataset_10 |
|
This document directs users to the DB website for their local privacy policy and EU corporate... |
Communications/correspondence |
— |
DB-SDNY-0066419, SDNY_GM_00212603 |
gemini-2.0-flash-001 |
| 29013 |
EFTA01372639.txt |
OVERDRAFT / INSUFFICIENT FUNDS |
DEUTSCHE BANK TRUST CO. AMERICAS |
none |
none |
06-02-17 |
notice |
dataset_10 |
|
This document is a notice from Deutsche Bank to Karyna Shuliak informing her of an overdraft of... |
Financial transactions/money flow |
KARYNA SHULIAK |
DB-SDNY-0066420, SDNY_GM_00212604 |
gemini-2.0-flash-001 |
| 29014 |
EFTA01372640.txt |
MBLY Tender Offer |
Vahe Stepanian |
none |
none |
2017-05-10 |
email |
dataset_10 |
|
Vahe Stepanian informs Richard Kahn about a tender offer for Mobileye, N.V. shares held by... |
Financial transactions/money flowCommunications/correspondence |
Rich |
SDNY_GM_00212606 |
gemini-2.0-flash-001 |
| 29015 |
EFTA01372641.txt |
RE: Jeepers wire ICI |
Vahe Stepanian |
none |
none |
2017-07-12 |
email |
dataset_10 |
|
Vahe Stepanian confirms to Bella Klein that a wire transfer was processed. The email includes... |
Financial transactions/money flowCommunications/correspondence |
Bella Klein I |
DB-SDNY-0066425 |
gemini-2.0-flash-001 |
| 29016 |
EFTA01372642.txt |
AML/NCA Assessment |
|
none |
none |
None |
Desktop Procedures |
dataset_10 |
|
This document outlines desktop procedures for AML/NCA assessment at Deutsche Bank U.S. It... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0066426, SDNY_GM_00212610 |
gemini-2.0-flash-001 |
| 29017 |
EFTA01372643.txt |
AMUNCA File Assessment — Overview |
|
none |
none |
None |
other |
dataset_10 |
|
The document outlines the AMUNCA File Review Assessments conducted by the DBUS AML Compliance... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0066428, SDNY_GM_00212612 |
gemini-2.0-flash-001 |
| 29018 |
EFTA01372644.txt |
CAG file review |
|
none |
none |
None |
other |
dataset_10 |
|
The document outlines the process for CAG file review, including monthly assessments, error... |
Financial transactions/money flowLegal matters/litigationCompliance issues |
— |
DB-SDNY-0066430, SDNY_GM_00212614 |
gemini-2.0-flash-001 |
| 29019 |
EFTA01372645.txt |
Monthly Term Asset-Backed Securities Loan Facility AML/NCA File Assessment - Overview |
DBUS AML Compliance Unit |
none |
none |
2009-07 (estimated) |
report |
dataset_10 |
|
The document outlines the DBUS AML Compliance Unit's process for conducting monthly AML/NCA file... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
TMG-QA, CAG |
SDNY_GM_00212616 |
gemini-2.0-flash-001 |
| 29020 |
EFTA01372646.txt |
TALF Borrower File Review Assessment Form |
|
none |
none |
None |
other |
dataset_10 |
|
The document describes the AML Unit's process for reviewing TALF Borrower Files, documenting... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0066434, SDNY_GM_00212618 |
gemini-2.0-flash-001 |
| 29021 |
EFTA01372647.txt |
CRE Assessment |
|
none |
none |
None |
other |
dataset_10 |
|
This document outlines the quarterly AML/NCA file assessment process conducted by the DBUS AML... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0066436 |
gemini-2.0-flash-001 |
| 29022 |
EFTA01372648.txt |
Global Banking Assessment |
|
none |
none |
None |
other |
dataset_10 |
|
The document outlines the process for the DBUS AML Compliance Unit to conduct quarterly reviews... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0066439, SDNY_GM_00212623 |
gemini-2.0-flash-001 |
| 29023 |
EFTA01372649.txt |
Quarterly Global Banking AMLJNCA Assessment Form |
|
none |
none |
None |
form |
dataset_10 |
|
This is a Quarterly Global Banking AMLJNCA Assessment Form used for new client adoption. It... |
Financial transactions/money flowLegal matters/litigationCompliance issues |
— |
DB-SDNY-0066441
SDNY GM_00212625 |
gemini-2.0-flash-001 |
| 29024 |
EFTA01372650.txt |
Quarterly MortgagelT Broker-applicants AML/NCA File Assessment |
GM AML Compliance Officer |
none |
none |
None |
report |
dataset_10 |
|
This document outlines the procedures for a quarterly AML/NCA file assessment of MortgagelT... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
MIT's head of Branch Operations Support Services, MIT... |
DB-SDNY-0066442 |
gemini-2.0-flash-001 |
| 29025 |
EFTA01372651.txt |
Quarterly NCA File Assessment |
|
none |
none |
None |
report |
dataset_10 |
|
This document outlines the procedure for Quarterly NCA File Assessments, including checking for... |
Financial transactions/money flowLegal matters/litigationCompliance issues |
— |
DB-SDNY-0066446, SDNY_GM_00212630 |
gemini-2.0-flash-001 |
| 29026 |
EFTA01372652.txt |
EMS |
Signature Verification |
suspicious |
none |
2017-08-16 |
email |
dataset_10 |
|
This email from Signature Verification requests a pay/no pay decision for a check referral due... |
Financial transactions/money flowLegal matters/litigationCommunications/correspondence |
All |
42953758 - 1302[1] |
gemini-2.0-flash-001 |
| 29027 |
EFTA01372653.txt |
Payment to Greenhouse ARMY, Ltd. |
|
none |
none |
2017-08-28 |
check |
dataset_10 |
|
This document is a check for $6,750.00 from ONES, LLC to Greenhouse ARMY, Ltd. The check was... |
Financial transactions/money flow |
— |
11302 |
gemini-2.0-flash-001 |
| 29028 |
EFTA01372654.txt |
RM0082289 Daily Deposit Report 20170829 |
|
suspicious |
possible |
2017-08-29 |
report |
dataset_10 |
|
This document is a daily deposit report from August 29, 2017, listing large, zero, and negative... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 29029 |
EFTA01372655.txt |
RM0082289 Daily Deposit Report 20170923 |
Senn: |
suspicious |
none |
2017-09-23 |
report |
dataset_10 |
|
This document is a daily deposit report from September 23, 2017, listing large, zero, and... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 29030 |
EFTA01372656.txt |
FW: Portfolio alert_ |
Stewart Oldfield |
suspicious |
none |
2017-11-15 |
email |
dataset_10 |
|
Stewart Oldfield forwarded a portfolio alert email from Priyanka Rathore to Cynthia Rodriguez,... |
Financial transactions/money flowCommunications/correspondence |
Cynthia Rodriguez |
DB-SDNY-0066452 |
gemini-2.0-flash-001 |
| 29031 |
EFTA01372657.txt |
FW: Please give me a quick call when you can |
Stewart oldfield |
none |
none |
2018-03-23 |
email |
dataset_10 |
|
Stewart Oldfield is requesting Richard Kahn to acknowledge KYC information sent by Martin Zeman... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Martin Zeman |
DB-SDNY-0066454 |
gemini-2.0-flash-001 |
| 29032 |
EFTA01372658.txt |
RM0082289 Daily Deposit Report 20180419 |
pbrd_admin@list.db.com |
none |
none |
2018-04-19 |
report |
dataset_10 |
|
This document is a daily deposit report from April 19, 2018, listing account names and balances,... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 29033 |
EFTA01372659.txt |
Re: when's your Hawaii trip? |
Stewart Oldfield |
none |
none |
2018-05-24 |
email |
dataset_10 |
|
This email exchange between Stewart Oldfield and Richard Kahn discusses a recent trip to Hawaii... |
Travel/logisticsPersonal relationships |
Richard Kahn |
DB-SDNY-0066458 |
gemini-2.0-flash-001 |
| 29034 |
EFTA01372660.txt |
None |
Stewart Oldfield |
none |
none |
2018-05-24 |
email |
dataset_10 |
|
This is a standard business email from Stewart Oldfield of Deutsche Bank, containing his contact... |
Communications/correspondence |
— |
DB-SDNY-0066459 |
gemini-2.0-flash-001 |
| 29035 |
EFTA01372661.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a standard confidentiality disclaimer from Deutsche Bank. It includes a... |
|
— |
DB-SDNY-0066460 |
gemini-2.0-flash-001 |
| 29036 |
EFTA01372662.txt |
RM0082289 Daily Deposit Report 20180525 |
|
suspicious |
none |
2018-05-25 |
report |
dataset_10 |
|
This document is a daily deposit report from May 25, 2018, listing large, zero, and negative... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 29037 |
EFTA01372663.txt |
CONFIDENTIAL |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a single page marked as confidential and produced in native format. It includes... |
|
— |
DB-SDNY-0066463, SDNY GM 00212647 |
gemini-2.0-flash-001 |
| 29038 |
EFTA01372664.txt |
RM0082289 Daily Deposit Report 20180628 |
|
suspicious |
possible |
2018-06-28 |
report |
dataset_10 |
|
This document is a daily deposit report from 2018 listing account balances, including those... |
Financial transactions/money flow |
RM0082289@list.db.com |
RM0082289 |
gemini-2.0-flash-001 |
| 29039 |
EFTA01372665.txt |
Financial Transactions |
|
none |
none |
2015 |
other |
dataset_10 |
|
The document lists financial transactions related to various trusts and individuals, including... |
Financial transactions/money flow |
— |
DB-SDNY-0066465, SDNY_GM_00212649 |
gemini-2.0-flash-001 |
| 29040 |
EFTA01372666.txt |
RM0082289 Daily Deposit Report 20180710 |
RM0082289@list.db.com |
none |
none |
2018-07-10 |
report |
dataset_10 |
|
This document is a daily deposit report from 2018 listing account balances, including those... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 29041 |
EFTA01372667.txt |
Various Trust and Holding Accounts |
pbrd_admin@list.db.com |
none |
none |
2015 |
other |
dataset_10 |
|
The document lists various trust and holding accounts, including GRATs and irrevocable trusts,... |
Financial transactions/money flow |
— |
DB-SDNY-0066467 |
gemini-2.0-flash-001 |
| 29042 |
EFTA01372668.txt |
FW: Important Update: FinCen COD Rule Procedures DI |
Stewart(Nc |
none |
none |
2018-07-19 |
email |
dataset_10 |
|
This email from Stewart to Bradley Gillin forwards an email from Armen Brash at Deutsche Bank... |
Financial transactions/money flowLegal matters/litigationCommunications/correspondence |
Bradley Gillin |
DB-SDNY-0066470 |
gemini-2.0-flash-001 |
| 29043 |
EFTA01372669.txt |
Important Update: FinCen CDD Rule Procedures (I] |
Armen |
none |
none |
2018-05-18 |
email |
dataset_10 |
|
This email from Armen informs recipients about a new option approved by AFC for verifying FinCEN... |
Financial transactions/money flowLegal matters/litigationCommunications/correspondence |
USPWM-PB-US@Iist.db.com, Dawn Forbes, Prashant Mahendru,... |
nihlesiWM189666 MRG 026819 Certification Regarding Beneficial Owners of Legal Entity Customers 051818 Interactive FINAL.pdf |
gemini-2.0-flash-001 |
| 29044 |
EFTA01372670.txt |
RE: Important Update New Regulation: FinCen CDD Rule Procedures Ill |
Armen Brash |
suspicious |
none |
2018-05-11 |
email |
dataset_10 |
|
Armen Brash from Deutsche Bank Wealth Management sends an email updating recipients on changes... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Janice Franklin, Diana Canter, Oliver Esslinger, Olivier... |
DB-SDNY-0066472 |
gemini-2.0-flash-001 |
| 29045 |
EFTA01372671.txt |
FinCEN CDD Rule |
|
none |
none |
2018-05-11 |
email |
dataset_10 |
|
This email informs Deutsche Bank employees about the new FinCEN CDD rule and the procedures for... |
Financial transactions/money flowLegal matters/litigationCompliance/regulatory |
— |
WM189666 MRG 026819 |
gemini-2.0-flash-001 |
| 29046 |
EFTA01372672.txt |
Certification of beneficial owner(s) |
Armen Brash |
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a certification of beneficial ownership for a legal entity opening an account.... |
Financial transactions/money flowLegal matters/litigation |
— |
None |
gemini-2.0-flash-001 |
| 29047 |
EFTA01372673.txt |
Important Update New Regulation: FinCen CDD Rule Procedures (I) |
Armen Brash |
none |
none |
2018-05-09 |
email |
dataset_10 |
|
This email from Armen Brash to Deutsche Bank employees informs them about the new FinCEN CDD... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Janice Franklin, Kshitij Golani, Olivier Canter, Barry H... |
WM189666 MRG 026819 |
gemini-2.0-flash-001 |
| 29048 |
EFTA01372674.txt |
Certification of beneficial owner(s) |
Armen Brash |
none |
none |
None |
other |
dataset_10 |
|
This document is a certification of beneficial ownership for a legal entity opening an account.... |
|
— |
DB-SDNY-0066478, SDNY_GM_00212662 |
gemini-2.0-flash-001 |
| 29049 |
EFTA01372675.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a header page from Deutsche Bank Wealth Management. It includes standard... |
|
— |
DB-SDNY-0066479, SDNY_GM_00212663 |
gemini-2.0-flash-001 |
| 29050 |
EFTA01372676.txt |
RM0082289 Daily Deposit Report 20180725 |
|
none |
none |
2018-07-25 |
report |
dataset_10 |
|
This document is a daily deposit report from July 25, 2018, listing accounts with large, zero,... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 29051 |
EFTA01372677.txt |
RE: DB tech conference - Sep. 12/13 Las Vegas [I] |
Nina-X Nevidzanska |
none |
none |
2018-07-31 |
email |
dataset_10 |
|
Nina Nevidzanska from Deutsche Bank is requesting Stewart Oldfield to have Kurosh Tehranchian... |
Business dealingsCommunications/correspondenceTravel/logistics |
Stewart 0ldfield |
DB-SDNY-0066482 |
gemini-2.0-flash-001 |
| 29052 |
EFTA01372678.txt |
FW: DB tech conference - Sep. 12/13 Las Vegas |
Stewart Oldfield |
none |
none |
2018-07-23 |
email |
dataset_10 |
|
This email exchange discusses a Deutsche Bank tech conference in Las Vegas. Alan Resnikoff from... |
Business dealingsCommunications/correspondence |
Edward Carlstrom, Alan Resnikoff |
DB-SDNY-0066485 |
gemini-2.0-flash-001 |
| 29053 |
EFTA01372679.txt |
Terms and Conditions |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the terms and conditions for attending an event hosted by DBSI, including... |
Legal matters/litigationFinancial transactions/money flowBusiness dealings |
— |
DB-SDNY-0066488 |
gemini-2.0-flash-001 |
| 29054 |
EFTA01372680.txt |
Data Clean Up |
Patrick Campion |
none |
none |
N/A |
email |
dataset_10 |
|
Patrick Campion of Deutsche Bank is informing employees about a data clean up exercise in... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
— |
DB-SDNY-0066491 |
gemini-2.0-flash-001 |
| 29055 |
EFTA01372681.txt |
RE: Individual Self-Certification Form III |
Armen Brash |
suspicious |
none |
2016-05-24 |
email |
dataset_10 |
|
Armen Brash and Stewart Oldfield are corresponding about tracking down and verifying Individual... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart Oldfield |
DB-SDNY-0066494, SDNY_GM_00212678 |
gemini-2.0-flash-001 |
| 29056 |
EFTA01372682.txt |
RE: Individual Self-Certification Form [I] |
Stewart Oldfield |
none |
none |
2016-05-24 |
email |
dataset_10 |
|
Stewart Oldfield asks Armen Brash what he needs to do regarding an Individual Self-Certification... |
Financial transactions/money flowCommunications/correspondence |
Armen Brash |
DB-SDNY-0066495 |
gemini-2.0-flash-001 |
| 29057 |
EFTA01372683.txt |
Confidentiality Notice |
|
none |
none |
2016 |
other |
dataset_10 |
|
This document is a standard confidentiality notice from Darren K. Indyke, PLLC. It outlines the... |
|
— |
DB-SDNY-0066497, SDNY_GM_00212681 |
gemini-2.0-flash-001 |
| 29058 |
EFTA01372684.txt |
RE: Southern Financial - IA Request [I] |
Andrew Xu |
none |
none |
2016-06-28 |
email |
dataset_10 |
|
This email chain discusses the terms for an Initial Margin (IM) request from Southern Financial.... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vahe Stepanian, Roddy Moore |
V100802-1348 |
gemini-2.0-flash-001 |
| 29059 |
EFTA01372685.txt |
Re: That audit letter for GA was sent out. Thanks |
Richard Kahn |
none |
none |
2016-07-13 |
email |
dataset_10 |
|
Richard Kahn confirms receipt of notification that an audit letter for GA was sent out. Stewart... |
Communications/correspondenceBusiness dealings |
Stewart 0ldfield I |
DB-SDNY-0066503 |
gemini-2.0-flash-001 |
| 29060 |
EFTA01372686.txt |
FW: ACTION REQUIRED: STFR Regulation Mailing (Part 2) II] |
Stewart Oldfield |
none |
none |
2016-07-19 |
email |
dataset_10 |
|
This email discusses the actions required to comply with the EU Securities Financing... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Vahe StepanianI |
None |
gemini-2.0-flash-001 |
| 29061 |
EFTA01372687.txt |
None |
Armen Brash |
none |
none |
None |
other |
dataset_10 |
|
Armen Brash from Deutsche Bank Wealth Management provides instructions on handling SFTR... |
Business dealingsCommunications/correspondenceLegal matters/litigation |
— |
DB-SDNY-0066505, SDNY_GM_00212689 |
gemini-2.0-flash-001 |
| 29062 |
EFTA01372688.txt |
Examples of Agreements to which Information Statement Applies |
|
none |
none |
2016 |
legal filing |
dataset_10 |
|
This document provides examples of agreements to which an Information Statement applies,... |
Legal matters/litigationFinancial transactions/money flowBusiness dealings |
— |
DB-SDNY-0066511, SDNY_GM_00212695 |
gemini-2.0-flash-001 |
| 29063 |
EFTA01372689.txt |
SIFMA Master Securities Lending Agreement |
|
none |
none |
2016 |
legal filing |
dataset_10 |
|
The document is a SIFMA Master Securities Lending Agreement, which is a security collateral... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0066512, SDNY_GM_00212696 |
gemini-2.0-flash-001 |
| 29064 |
EFTA01372690.txt |
Re-use Risks and Consequences under Collateral Arrangements with U.S. Broker-Dealer, U.S. Futures Commission Merchant, or U.S. Bank |
|
none |
none |
2016 |
Appendix |
dataset_10 |
|
This document outlines the risks and consequences associated with the re-use of collateral under... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0066513 |
gemini-2.0-flash-001 |
| 29065 |
EFTA01372691.txt |
Financial Instruments Risk Disclosure |
|
none |
none |
2016 |
other |
dataset_10 |
|
This document is a risk disclosure related to financial instruments, outlining potential... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0066516, SDNY_GM_00212700 |
gemini-2.0-flash-001 |
| 29066 |
EFTA01372692.txt |
SFTR Internal FAQs |
|
none |
none |
2016-07-08 |
other |
dataset_10 |
|
This document is an internal FAQ from Deutsche Wealth Management regarding Securities Financing... |
|
— |
DB-SDNY-0066517 |
gemini-2.0-flash-001 |
| 29067 |
EFTA01372693.txt |
Securities Financing Transaction Regulation — Re-use of collateral |
|
none |
none |
2016-04-13 |
other |
dataset_10 |
|
This document is an internal communication regarding the implementation of the Securities... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0066519 |
gemini-2.0-flash-001 |
| 29068 |
EFTA01372694.txt |
FW: |
Stewart Oldfield |
none |
none |
2016-09-28 |
email |
dataset_10 |
|
Stewart Oldfield forwards an email from Richard Kahn to Cynthia Rodriguez, requesting that she... |
Business dealingsCommunications/correspondence |
Cynthia Rodriguez |
DB-SDNY-0066520
SDNY_GM_00212704 |
gemini-2.0-flash-001 |
| 29069 |
EFTA01372695.txt |
DESIGNATION AND ACCEPTANCE OF SUCCESSOR TRUSTEE |
|
none |
none |
2014-10-31 |
legal filing |
dataset_10 |
|
This document is a legal filing designating Harry I. Beller as the successor trustee for the... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0066522, SDNY_GM_00212706 |
gemini-2.0-flash-001 |
| 29070 |
EFTA01372696.txt |
RESIGNATION OF TRUSTEE |
DARREN K. INDYKE |
none |
none |
2014-10-31 |
legal filing |
dataset_10 |
|
This document is a formal resignation letter from Darren K. Indyke, resigning from his position... |
Financial transactions/money flowLegal matters/litigation |
JEFFREY E. EPSTEIN, RICHARD KAHN, HARRY I. ELLER, ERIKA... |
DB-SDNY-0066523, SDNY_GM_00212707 |
gemini-2.0-flash-001 |
| 29071 |
EFTA01372697.txt |
RESIGNATION OF TRUSTEE |
|
none |
none |
2014-10-31 |
legal filing |
dataset_10 |
|
This document is a formal resignation letter from Richard Kahn as Trustee of the Butterfly... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0066524 |
gemini-2.0-flash-001 |
| 29072 |
EFTA01372698.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document is a header or label from a file, indicating confidentiality and identifying Harry... |
|
— |
DB-SDNY-0066525, SDNY GM_00212709 |
gemini-2.0-flash-001 |
| 29073 |
EFTA01372699.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document page contains a confidentiality notice and document identification numbers. It... |
|
— |
DB-SDNY-0066527, SDNY GM_00212711 |
gemini-2.0-flash-001 |
| 29074 |
EFTA01372700.txt |
Account Number |
|
none |
none |
9l3
01:1O |
other |
dataset_10 |
|
The document is a form related to account management and signature authorization. It includes... |
Financial transactions/money flow |
— |
EFTA01372700 |
gemini-2.0-flash-001 |
| 29075 |
EFTA01372701.txt |
CONFIDENTIAL |
|
none |
none |
None |
other |
dataset_10 |
|
This document appears to be a page header/footer indicating confidentiality and document... |
|
— |
SDNY GM 00212713 |
gemini-2.0-flash-001 |
| 29076 |
EFTA01372702.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a cover sheet for a confidential document produced in native format. It... |
|
— |
DB-SDNY-0066530, SDNY GM 00212714 |
gemini-2.0-flash-001 |
| 29077 |
EFTA01372703.txt |
Re: Butterfly Trust |
Richard Kahn |
none |
none |
2016-10-05 |
email |
dataset_10 |
|
Richard Kahn confirms the address of a beneficiary for Cynthia Rodriguez regarding the Butterfly... |
Financial transactions/money flowBusiness dealings |
Cynthia Rodriguez |
DB-SDNY-0066531 |
gemini-2.0-flash-001 |
| 29078 |
EFTA01372704.txt |
Butterfly Trust |
Cynthia Rodriguez |
none |
none |
2016-09-30 |
email |
dataset_10 |
|
This email exchange concerns updating KYC information for new beneficiaries of the Butterfly... |
Financial transactions/money flowLegal matters/litigationCommunications/correspondence |
Stewart Oldfield |
DB-SDNY-0066532 |
gemini-2.0-flash-001 |
| 29079 |
EFTA01372705.txt |
RE: J. Epstein & related accounts - your attention is needed [I] |
Vahe Stepanian |
suspicious |
possible |
2016-11-29 |
email |
dataset_10 |
|
This email chain discusses bringing J. Epstein's related accounts to the attention of Stewart... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart 0ldfield |
DB-SDNY-0066534 |
gemini-2.0-flash-001 |
| 29080 |
EFTA01372706.txt |
J. Epstein & related accounts - your attention is needed [I] |
Ziggy |
suspicious |
possible |
Unknown, mentions 1Q17 |
email |
dataset_10 |
|
This email announces a change in account coverage for J. Epstein and related accounts at... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Donald Summer, Vahe Stepanian, Todd Stevens, Tazia... |
DB-SDNY-0066535 |
gemini-2.0-flash-001 |
| 29081 |
EFTA01372707.txt |
FW: Client Event Schedule: Ten Themes for 2018 |
Stewart Oldfield |
none |
none |
2018-01-05 |
email |
dataset_10 |
|
Stewart Oldfield forwarded an email regarding Wealth Management's client event schedule for... |
Business dealingsCommunications/correspondence |
Andrew King |
None |
gemini-2.0-flash-001 |
| 29082 |
EFTA01372708.txt |
Lunch and Breakfast Schedule |
|
none |
none |
2018-01-24 |
other |
dataset_10 |
|
The document is a schedule of lunch and breakfast meetings taking place in various cities across... |
Travel/logisticsBusiness dealings |
— |
DB-SDNY-0066537 |
gemini-2.0-flash-001 |
| 29083 |
EFTA01372710.txt |
RE: Account Planning sessions [C] Llj |
Cynthia Rodriguez |
suspicious |
possible |
2018-01-05 |
email |
dataset_10 |
|
Cynthia Rodriguez sends Stewart Oldfield account planning pages for clients like GA/Madison Park... |
Financial transactions/money flowBusiness dealingsPersonal relationships |
Stewart Oldfield |
DB-SDNY-0066541 |
gemini-2.0-flash-001 |
| 29084 |
EFTA01372711.txt |
FW: Account Planning sessions [C] |
Stewart Oldfield |
none |
none |
2018-01-03 |
email |
dataset_10 |
|
This email exchange concerns account planning sessions at Deutsche Bank. Samantha Harmon... |
Business dealingsCommunications/correspondenceFinancial transactions/money flow |
Bradley Gillin, Cynthia Rodriguez |
DB-SDNY-0066542 |
gemini-2.0-flash-001 |
| 29085 |
EFTA01372712.txt |
2018 Account Planning - Madison Park Capital LLC/General Atlantic |
|
none |
none |
2018 |
report |
dataset_10 |
|
This document is an account planning report for Madison Park Capital LLC and General Atlantic,... |
Financial transactions/money flowBusiness dealings |
— |
GCIS Number: |
gemini-2.0-flash-001 |
| 29086 |
EFTA01372713.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document discusses a potential business opportunity with a financially sophisticated... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0066547 |
gemini-2.0-flash-001 |
| 29087 |
EFTA01372714.txt |
RM0082289 Daily Deposit Report 20161216 |
|
suspicious |
none |
2016-12-16 |
email |
dataset_10 |
|
This document is a daily deposit report from December 16, 2016, listing large, zero, and... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 29088 |
EFTA01372715.txt |
Re: Settlement... ICI |
Bella Klein |
none |
none |
2017-01-20 |
email |
dataset_10 |
|
This email exchange discusses the status of a $75,000 wire transfer related to a settlement.... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vahe Stepanian |
DB-SDNY-0066549 |
gemini-2.0-flash-001 |
| 29089 |
EFTA01372716.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document appears to be a header or footer page containing document control information and... |
|
— |
DB-SDNY-0066551, SDNY GM 00212735 |
gemini-2.0-flash-001 |
| 29090 |
EFTA01372717.txt |
RE: trading capabilities [I] |
Audie Apple |
none |
none |
2017-05-11 |
email |
dataset_10 |
|
This email chain discusses scheduling a meeting to discuss trading capabilities after a new... |
Business dealingsEmployment/staffingCommunications/correspondence |
Stewart Oldfield |
DB-SDNY-0066552 |
gemini-2.0-flash-001 |
| 29091 |
EFTA01372718.txt |
Re: trading capabilities |
Richard Kahn |
none |
none |
2017-04-26 |
email |
dataset_10 |
|
This email exchange discusses increasing derivatives trading and seeking advice on long form... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vahe Stepanian, Stewart Oldfield |
DB-SDNY-0066554, SDNY GM_00212738 |
gemini-2.0-flash-001 |
| 29092 |
EFTA01372719.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a letterhead or header information from Richard Kahn of HBRK Associates Inc. It... |
|
— |
DB-SDNY-0066556, SDNY_GM_00212740 |
gemini-2.0-flash-001 |
| 29093 |
EFTA01372720.txt |
Re: CD rates |
Richard Kahn |
none |
none |
2017-06-15 |
email |
dataset_10 |
|
Richard Kahn is communicating with Stewart Oldfield and Cynthia Rodriguez regarding CD rates. He... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart Oldfield I, Cynthia Rodriguez |
DB-SDNY-0066558 |
gemini-2.0-flash-001 |
| 29094 |
EFTA01372721.txt |
None |
PLAN D, LLC |
none |
none |
6/27/2017 |
check |
dataset_10 |
|
This document is a check from PLAN D, LLC to William Hammond for $8,376.60. The check was... |
Financial transactions/money flow |
William Hammond |
1013 |
gemini-2.0-flash-001 |
| 29095 |
EFTA01372722.txt |
None |
JEGE,LLC |
none |
none |
7/18/2017 |
check |
dataset_10 |
|
This document is a check from JEGE, LLC to World Fuel Services, Inc. for $5,920.60, dated July... |
Financial transactions/money flow |
World Fuel Services, Inc. |
Customer # 116809-Inv.# 10645064-21101 |
gemini-2.0-flash-001 |
| 29096 |
EFTA01372723.txt |
RE: Liam (ij |
Liam Osullivan |
none |
none |
2017-09-15 |
email |
dataset_10 |
|
This email chain shows internal communication within Deutsche Bank, with employees expressing... |
Employment/staffingBusiness dealingsCommunications/correspondence |
Stewart 0ldfield |
DB-SDNY-0066564 |
gemini-2.0-flash-001 |
| 29097 |
EFTA01372724.txt |
RM0082289 Daily Deposit Report 20170916 |
|
suspicious |
none |
2017-09-16 |
report |
dataset_10 |
|
This document is a daily deposit report from September 16, 2017, listing large, zero, and... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 29098 |
EFTA01372725.txt |
None |
|
suspicious |
none |
None |
other |
dataset_10 |
|
The document lists financial information associated with Todd and Karen Wanek, Shari Wagner, and... |
Financial transactions/money flow |
— |
DB-SDNY-0066567, SDNY_GM_00212751 |
gemini-2.0-flash-001 |
| 29099 |
EFTA01372726.txt |
RE: Southern Financial LLC first FX Option (I] |
Xavier Avila |
none |
none |
2017-11-20 |
email |
dataset_10 |
|
This email thread celebrates Southern Financial LLC's first FX option trade. The initial email... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart Oldfield |
DB-SDNY-0066568, SDNY GM_00212752 |
gemini-2.0-flash-001 |
| 29100 |
EFTA01372727.txt |
FW: KYC - List of Customers for 2018 [I] |
Stewart Oldfield |
none |
none |
2017-11-29 |
email |
dataset_10 |
|
Stewart Oldfield forwards an email from Adrienne Bull to Cynthia Rodriguez regarding a list of... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Cynthia Rodriguez |
DB-SDNY-0066569 |
gemini-2.0-flash-001 |