| 30001 |
EFTA01373784.txt |
RE: Zorro Development Corp has been changed to an Inactive Prospect in D8 Force [I] |
Cynthia Rodriguez |
none |
none |
2017-03-28 |
email |
dataset_10 |
|
Cynthia Rodriguez confirms to Stewart Oldfield that Zorro Development Corp's status has been... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart 0ldfield |
DB-SDNY-0068145 |
gemini-2.0-flash-001 |
| 30002 |
EFTA01373785.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document appears to be a fax cover sheet or header containing confidentiality notices and... |
|
— |
DB-SDNY-0068150, SDNY_GM_00214334 |
gemini-2.0-flash-001 |
| 30003 |
EFTA01373786.txt |
RM0082289 Daily Oeposit Report 20170418 |
|
suspicious |
none |
2017-04-18 |
report |
dataset_10 |
|
This document is a daily deposit report from April 18, 2017, listing large, zero, and negative... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 30004 |
EFTA01373787.txt |
RM0082289 Daily Deposit Report 20170421 |
|
suspicious |
none |
2017-04-21 |
report |
dataset_10 |
|
This document is a daily deposit report from April 20, 2017, listing large account balances and... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 30005 |
EFTA01373789.txt |
FW: Jeffrey Epstein/Southern Financial LLC - Rep Risk Approval IC] [I] |
Daniel Sabba |
suspicious |
none |
2016-01-20 |
email |
dataset_10 |
|
Daniel Sabba from Deutsche Bank is seeking guidance from Carol Saracco regarding the opening of... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Carol Saracco |
DB-SDNY-0068156 |
gemini-2.0-flash-001 |
| 30006 |
EFTA01373790.txt |
FW: Jeffrey Epstein/Southern Financial LLC - Rep Risk Approval [C] |
Daniel Sabba |
suspicious |
possible |
2016-01-08 |
email |
dataset_10 |
|
This email chain discusses the reputational risk assessment of Jeffrey Epstein as a client of... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Todd Stevens |
DB-SDNY-0068157, SDNY_GM_00214341 |
gemini-2.0-flash-001 |
| 30007 |
EFTA01373791.txt |
None |
Elizabeth J. Ford |
none |
none |
None |
other |
dataset_10 |
|
This document is a contact information page for Elizabeth J. Ford, Managing Director and Head of... |
Communications/correspondenceLegal matters/litigationFinancial transactions/money flow |
— |
DB-SDNY-0068158, SDNY_GM_00214342 |
gemini-2.0-flash-001 |
| 30008 |
EFTA01373792.txt |
RE: STC |
Cynthia Rodriguez |
suspicious |
none |
2017-04-25 |
email |
dataset_10 |
|
Cynthia Rodriguez from Deutsche Bank confirms to Richard Kahn that $8 million has been... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn |
DB-SDNY-0068159 |
gemini-2.0-flash-001 |
| 30009 |
EFTA01373793.txt |
re: STC |
Richard Kahn |
suspicious |
none |
2017-04-25 |
email |
dataset_10 |
|
Richard Kahn emailed Cynthia Rodriguez at Deutsche Bank to confirm the receipt of an expected... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Cynthia Rodriguez |
DB-SDNY-0068160 |
gemini-2.0-flash-001 |
| 30010 |
EFTA01373794.txt |
None |
Vahe Stepanian |
none |
none |
None |
email |
dataset_10 |
|
Vahe Stepanian from Deutsche Bank Securities Inc. informs recipients of upcoming travel and... |
Business dealingsCommunications/correspondenceFinancial transactions/money flow |
— |
DB-SDNY-0068162, SDNY_GM_00214346 |
gemini-2.0-flash-001 |
| 30011 |
EFTA01373795.txt |
RE: Rothschild ICJ |
Tazia Smith |
none |
none |
2017-05-22 |
email |
dataset_10 |
|
Tazia Smith from Deutsche Bank Wealth Management provides an update to Richard Kahn regarding a... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn |
DB-SDNY-0068163 |
gemini-2.0-flash-001 |
| 30012 |
EFTA01373796.txt |
Re: Rothschild [C] |
Richard Kahn |
none |
none |
2017-05-22 |
email |
dataset_10 |
|
Richard Kahn requests Tazia Smith to provide bid ask information on Rothschild shares. He... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Tazia Smith |
DB-SDNY-0068164 |
gemini-2.0-flash-001 |
| 30013 |
EFTA01373797.txt |
Rothschild |
Richard Kahn |
none |
none |
2017-05-22 |
email |
dataset_10 |
|
Richard Kahn from HBRK Associates Inc. emails Vahe Stepanian requesting a bid ask for 100,000... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vahe Stepanian |
DB-SDNY-0068165 |
gemini-2.0-flash-001 |
| 30014 |
EFTA01373798.txt |
Euros |
Bella |
suspicious |
none |
2017-06-21 |
email |
dataset_10 |
|
Bella requests Cynthia Rodriguez to purchase euros for $7,500 from Jeffrey Epstein's personal... |
Financial transactions/money flow |
Cynthia Rodriguez |
DB-SDNY-0068170 |
gemini-2.0-flash-001 |
| 30015 |
EFTA01373799.txt |
EMS/260617960738: Check refrrerlas: 35269691-112SM |
Signature Verification |
suspicious |
none |
2017-06-26 |
email |
dataset_10 |
|
This email requests a decision on whether to pay a check with a signature irregularity. It also... |
Financial transactions/money flowLegal matters/litigation |
— |
EMS/260617960738 |
gemini-2.0-flash-001 |
| 30016 |
EFTA01373800.txt |
None |
JEFFREY EPSTEIN |
suspicious |
none |
2011-06-16 |
check |
dataset_10 |
|
This document is an image of a check for $7,500.00 from Jeffrey Epstein, dated June 16, 2011.... |
Financial transactions/money flow |
— |
1125 |
gemini-2.0-flash-001 |
| 30017 |
EFTA01373801.txt |
fw: butterfly [I) |
Stewart Oldfield |
none |
none |
2016-09-28 |
email |
dataset_10 |
|
Stewart Oldfield forwarded an email from Richard Kahn with the subject 'butterfly' and an... |
Communications/correspondenceBusiness dealings |
Cynthia Rodriguez |
DB-SDNY-0068173 |
gemini-2.0-flash-001 |
| 30018 |
EFTA01373802.txt |
BUTTERFLY TRUST ADDITION OF BENEFICIARIES |
|
suspicious |
none |
2015-03-30 |
legal filing |
dataset_10 |
|
This document is a legal instrument formally adding a beneficiary to the Butterfly Trust, a... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0068174 |
gemini-2.0-flash-001 |
| 30019 |
EFTA01373803.txt |
BUTTERFLY TRUST ADDITION OF BENEFICIARIES |
|
suspicious |
none |
2015-03-30 |
legal filing |
dataset_10 |
|
This legal document records the addition of IMINIMis as a beneficiary to the Butterfly Trust,... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0068175, SDNY_GM_00214359 |
gemini-2.0-flash-001 |
| 30020 |
EFTA01373804.txt |
Acknowledgement of execution of instrument |
|
none |
none |
2015 |
legal filing |
dataset_10 |
|
This document is a notarized acknowledgement of Frey E. Eps El N's signature on a legal... |
Legal matters/litigation |
— |
NP-76-13 |
gemini-2.0-flash-001 |
| 30021 |
EFTA01373805.txt |
Re: IC) |
Richard Kahn |
none |
none |
2016-10-18 |
email |
dataset_10 |
|
Richard Kahn receives updates from Darlene Zong regarding bond trading activity, specifically... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Darlene Zong |
DB-SDNY-0068177 |
gemini-2.0-flash-001 |
| 30022 |
EFTA01373806.txt |
RE: [Cj |
Darlene Zong |
none |
none |
2016-10-18 |
email |
dataset_10 |
|
This email discusses the sale of bonds, specifically $3mm face value of BAC and FTR bonds.... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn |
DB-SDNY-0068178 |
gemini-2.0-flash-001 |
| 30023 |
EFTA01373807.txt |
Re: [C] |
Darlene Zong |
none |
none |
2016-10-17 |
email |
dataset_10 |
|
Darlene Zong from Deutsche Bank sends Richard Kahn two-way quotes for Haze Trust and Southern... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn |
DB-SDNY-0068179 |
gemini-2.0-flash-001 |
| 30024 |
EFTA01373808.txt |
Re: [C] |
Richard Kahn |
none |
none |
2016-10-14 |
email |
dataset_10 |
|
Richard Kahn requests Vahe Stepanian to refresh a quote. Darlene Zong provides indicative levels... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vahe Stepanian |
DB-SDNY-0068180 |
gemini-2.0-flash-001 |
| 30025 |
EFTA01373809.txt |
|
Richard Kahn |
none |
none |
2016-10-07 |
email |
dataset_10 |
|
Richard Kahn emailed Vahe Stepanian and Daniel Sabba requesting them to obtain bid ask prices... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vahe Stepanian, Daniel Sabba |
DB-SDNY-0068181
SDNY_GM_00214365 |
gemini-2.0-flash-001 |
| 30026 |
EFTA01373810.txt |
ACU with Material Changes as of 10.31.14.xlsx [II |
Melisa Venegas |
none |
none |
2014-11-03 |
email |
dataset_10 |
|
Melisa Venegas sent an email to Janice and Yoonsun with a list of ACUs that should be closed due... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Janice, Yoonsun |
DB-SDNY-0068184 |
gemini-2.0-flash-001 |
| 30027 |
EFTA01373811.txt |
Fwd: Entity Self-Certification Form |
Richard Kahn |
none |
none |
2016-05-02 |
email |
dataset_10 |
|
Richard Kahn forwarded an email containing an Entity Self-Certification Form to Paul V Monis.... |
Communications/correspondenceLegal matters/litigation |
Paul V Monis |
DB-SDNY-0068186 |
gemini-2.0-flash-001 |
| 30028 |
EFTA01373812.txt |
Confidential Communication |
Darren K. Indyke, PLLC |
none |
none |
2016 |
other |
dataset_10 |
|
This document is a legal disclaimer asserting ownership and confidentiality of a communication... |
|
— |
DB-SDNY-0068187, SDNY_GM_00214371 |
gemini-2.0-flash-001 |
| 30029 |
EFTA01373813.txt |
Daily Deposit Report 20160630 |
PBW/WM/MIS ETL/PBW 15116 [misetl.appwmp |
suspicious |
none |
2016-06-30 |
email |
dataset_10 |
|
This email contains a daily deposit report from June 30, 2016, listing accounts with large,... |
Financial transactions/money flowBusiness dealings |
RM |
DB-SDNY-0068188 |
gemini-2.0-flash-001 |
| 30030 |
EFTA01373814.txt |
RM0082289 Daily Deposit Report 20170106 |
|
suspicious |
none |
2017-01-06 |
report |
dataset_10 |
|
This document is a daily deposit report from January 6, 2017, listing large, zero, and negative... |
Financial transactions/money flow |
RM0082289@list.db.com |
RM0082289 |
gemini-2.0-flash-001 |
| 30031 |
EFTA01373815.txt |
Catch-up about DB Deposits ICI |
Vahe Stepanian |
none |
none |
2017-02-01 |
email |
dataset_10 |
|
Vahe Stepanian sent an email to Richard Kahn and Stewart Oldfield to schedule a meeting to... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn, Stewart Oldfield |
DB-SDNY-0068190 |
gemini-2.0-flash-001 |
| 30032 |
EFTA01373816.txt |
RM0082289 Daily Deposit Report 20170406 |
dwhpbdw-batch@db.com |
suspicious |
none |
2017-04-06 |
report |
dataset_10 |
|
This document is a daily deposit report from Deutsche Bank listing large account balances and... |
Financial transactions/money flow |
RM0082289@list.db.com |
RM0082289 |
gemini-2.0-flash-001 |
| 30033 |
EFTA01373817.txt |
RM0082289 Daily Deposit Report 20170607 |
|
suspicious |
none |
2017-06-06 |
report |
dataset_10 |
|
This document is a daily deposit report from June 6, 2017, listing large, zero, and negative... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 30034 |
EFTA01373818.txt |
RE: KYC Remediation |
Daphne Cales |
none |
none |
2017-06-12 |
email |
dataset_10 |
|
Daphne Cales and Cynthia Rodriguez are corresponding about KYC remediation. The email clarifies... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Cynthia Rodriguez |
None |
gemini-2.0-flash-001 |
| 30035 |
EFTA01373819.txt |
KYC Remediation [I] |
Daphne Cales |
none |
none |
2017-06-09 |
email |
dataset_10 |
|
Daphne Cales informs Stewart Oldfield about a KYC remediation project at Deutsche Bank,... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart Oldfield |
DB-SDNY-0068195 |
gemini-2.0-flash-001 |
| 30036 |
EFTA01373820.txt |
None |
Daphne Cales |
none |
none |
None |
email |
dataset_10 |
|
This document is an email signature block for Daphne Cales, Director at Deutsche Bank Trust... |
Business dealingsCommunications/correspondence |
— |
DB-SDNY-0068196, SDNY_GM_00214380 |
gemini-2.0-flash-001 |
| 30037 |
EFTA01373821.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a standard confidentiality disclaimer and legal notice from Deutsche Bank. It... |
|
— |
DB-SDNY-0068198, SDNY_GM_00214382 |
gemini-2.0-flash-001 |
| 30038 |
EFTA01373822.txt |
Trade Execution Information |
|
none |
none |
None |
email |
dataset_10 |
|
This email provides preliminary trade execution information from Deutsche Bank, emphasizing that... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
— |
DB-SDNY-0068201 |
gemini-2.0-flash-001 |
| 30039 |
EFTA01373823.txt |
Client Information - Lapidus, Lilia Judith |
|
none |
none |
2018-04-10 |
report |
dataset_10 |
|
This document is a client information report for Lilia Judith Lapidus, detailing her financial... |
Financial transactions/money flowPersonal relationshipsBusiness dealings |
— |
DB-SDNY-0068203 |
gemini-2.0-flash-001 |
| 30040 |
EFTA01373824.txt |
Customer Team |
|
none |
none |
2018-04-10 |
report |
dataset_10 |
|
This document is a Salesforce report detailing KYC information and administrative changes for... |
Business dealingsEmployment/staffing |
— |
DB-SDNY-0068206
SDNY_GM_00214390 |
gemini-2.0-flash-001 |
| 30041 |
EFTA01373825.txt |
Lapidus, Lilia Judith — Salesforce - Unlimited Edition |
|
suspicious |
possible |
4/10/2018 |
Salesforce Record/Attachment List |
dataset_10 |
|
This document is a list of attachments from a Salesforce record for Lilia Judith Lapidus. The... |
Financial transactions/money flowBusiness dealings |
— |
01909661 |
gemini-2.0-flash-001 |
| 30042 |
EFTA01373826.txt |
Lapidus, Lilia Judith — Salesforce - Unlimited Edition |
|
none |
none |
4/10/2018 |
other |
dataset_10 |
|
This document is a listing of files related to Lilia Judith Lapidus within a Salesforce system,... |
Business dealings |
— |
DB-SDNY-0068210 |
gemini-2.0-flash-001 |
| 30043 |
EFTA01373827.txt |
Lapidus, Lilia Judith |
|
none |
none |
2017-03-15 |
Salesforce Record/Attachment List |
dataset_10 |
|
This document is a list of attachments related to a Salesforce record for Lilia Judith Lapidus.... |
Financial transactions/money flowBusiness dealings |
— |
0016000000wduzR/p?retURL400I6000000wduzR?s... |
gemini-2.0-flash-001 |
| 30044 |
EFTA01373828.txt |
Account History/Meeting Call Log |
|
none |
none |
2016-03-07 |
Salesforce Record/Audit Trail |
dataset_10 |
|
This document is a Salesforce record showing meeting/call logs and account history for Lilia... |
Employment/staffingCommunications/correspondence |
— |
DB-SDNY-0068213 |
gemini-2.0-flash-001 |
| 30045 |
EFTA01373830.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a financial record detailing numerous stock trades executed during... |
Financial transactions/money flow |
— |
None |
gemini-2.0-flash-001 |
| 30046 |
EFTA01373833.txt |
RE: (C) |
Vahe Stepanian Ivahe.stepanian@db.corn] |
suspicious |
none |
2017-07-13 |
email |
dataset_10 |
|
This email is a confirmation of a stock trade order for SFLLC, involving the sale of 200 AMD... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn |
DB-SDNY-0068220 |
gemini-2.0-flash-001 |
| 30047 |
EFTA01373834.txt |
None |
Vahe Stepanian |
none |
none |
2017-07-13 |
email |
dataset_10 |
|
Vahe Stepanian informs Richard Kahn that Southern Financial can trade listed options, including... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn |
DB-SDNY-0068221 |
gemini-2.0-flash-001 |
| 30048 |
EFTA01373835.txt |
Re: Trade Report 7/13/2017 ICI |
Richard Kahn |
suspicious |
none |
2017-07-13 |
email |
dataset_10 |
|
Richard Kahn confirms a trade report from Vahe Stepanian regarding a transaction executed by... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vahe Stepanian |
DB-SDNY-0068222 |
gemini-2.0-flash-001 |
| 30049 |
EFTA01373836.txt |
Re: [C] AMD |
Richard Kahn |
none |
none |
2017-07-13 |
email |
dataset_10 |
|
Richard Kahn requests Vahe Stepanian to confirm a trade of SFL puts with Darren Indyke. Vahe... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vahe Stepanian |
DB-SDNY-0068223 |
gemini-2.0-flash-001 |
| 30050 |
EFTA01373837.txt |
are we equip to sell puts? |
Richard Kahn |
none |
none |
None |
email |
dataset_10 |
|
Richard Kahn of HBRK Associates Inc. emailed Stewart Oldfield to inquire if they are equipped to... |
Financial transactions/money flowBusiness dealings |
Stewart Oldfield |
DB-SDNY-0068224 |
gemini-2.0-flash-001 |
| 30051 |
EFTA01373838.txt |
Re: trading ;nee mg |
Richard Kahn |
none |
none |
2017-07-12 |
email |
dataset_10 |
|
This email exchange between Richard Kahn and Stewart Oldfield confirms a meeting scheduled for... |
Business dealingsCommunications/correspondenceEmployment/staffing |
Stewart Oldfield |
DB-SDNY-0068226 |
gemini-2.0-flash-001 |
| 30052 |
EFTA01373839.txt |
Re: trading |
Stewart Oldfield |
none |
none |
2017-07-12 |
email |
dataset_10 |
|
This email exchange between Stewart Oldfield and Richard Kahn discusses scheduling a meeting to... |
Business dealingsCommunications/correspondence |
Richard Kahn |
DB-SDNY-0068227 |
gemini-2.0-flash-001 |
| 30053 |
EFTA01373840.txt |
please advise |
Richard Kahn |
none |
none |
2017-07-10 |
email |
dataset_10 |
|
Richard Kahn sent an email to Stewar t Oldfiel d seeking advice. Oldfiel d responded that... |
Communications/correspondence |
Stewar t Oldfiel d |
DB-SDNY-0068229 |
gemini-2.0-flash-001 |
| 30054 |
EFTA01373854.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document appears to be a page from a legal document, possibly related to a case involving... |
|
— |
DB-SDNY-0068254, SDNY GM_00214438 |
gemini-2.0-flash-001 |
| 30055 |
EFTA01373855.txt |
Trade Report 7/25/2017 [C) |
Vahe Stepanian |
none |
none |
2017-07-25 |
email |
dataset_10 |
|
Vahe Stepanian reports to Richard Kahn about the execution of a trade order to sell 1000 shares... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn |
None |
gemini-2.0-flash-001 |
| 30056 |
EFTA01373856.txt |
Fwd: Trade Report 7/13/2017 {C} |
Richard Kahn |
none |
none |
2017-07-26 |
email |
dataset_10 |
|
Richard Kahn forwarded a trade report from Vahe Stepanian regarding the sale of AMD puts. Kahn... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vahe Stepanian |
DB-SDNY-0068259 |
gemini-2.0-flash-001 |
| 30057 |
EFTA01373857.txt |
AMD |
Richard Kahn |
none |
none |
2017-07-13 |
email |
dataset_10 |
|
This email exchange between Richard Kahn and Vahe Stepanian discusses a stock trade order for... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vahe Stepanian |
DB-SDNY-0068260, SDNY GM_00214444 |
gemini-2.0-flash-001 |
| 30058 |
EFTA01373858.txt |
.1... |
Richard Kahn |
none |
none |
2017-07-13 |
email |
dataset_10 |
|
Richard Kahn from HBRK Associates Inc. is requesting Vahe Stepanian at Southern Financial to... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vahe Stepanian |
DB-SDNY-0068261 |
gemini-2.0-flash-001 |
| 30059 |
EFTA01373859.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document contains disclosures and disclaimers from Deutsche Bank regarding legal and tax... |
|
— |
DB-SDNY-0068263, SDNY GM_00214447 |
gemini-2.0-flash-001 |
| 30060 |
EFTA01373860.txt |
RM0082289 Daily Deposit Report 20180126 |
|
suspicious |
possible |
2018-01-26 |
report |
dataset_10 |
|
This document is a daily deposit report from January 26, 2018, listing large, zero, and negative... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 30061 |
EFTA01373861.txt |
Re: Account Planning-Stewart Oldfield II) |
Stewart Oldfield |
none |
none |
2018-01-26 |
email |
dataset_10 |
|
Stewart Oldfield responds to Sam Petrucci's offer of assistance with account planning. The email... |
Business dealingsCommunications/correspondenceEmployment/staffing |
Sam Petrucci |
DB-SDNY-0068265 |
gemini-2.0-flash-001 |
| 30062 |
EFTA01373862.txt |
Account planning session notes |
Unknown |
suspicious |
none |
Unknown |
notes |
dataset_10 |
|
These are notes from an account planning session, outlining potential business opportunities... |
Business dealingsFinancial transactions/money flow |
— |
DB-SDNY-0068266 |
gemini-2.0-flash-001 |
| 30063 |
EFTA01373863.txt |
Thirdlake, Tisch, Possible Prospects |
Cynthia Rodriguez |
none |
none |
2018-01-11 |
email |
dataset_10 |
|
This email summarizes potential business opportunities for Deutsche Bank Wealth Management,... |
Business dealingsFinancial transactions/money flowCommunications/correspondence |
Patrick Campion, Stewart Oldfield, Samantha Harmon, Dana... |
DB-SDNY-0068267 |
gemini-2.0-flash-001 |
| 30064 |
EFTA01373864.txt |
Account Planning-Stewart Oldfield [I] |
Hack |
none |
none |
2018-01-22 |
email |
dataset_10 |
|
This email from Hack informs recipients about the 2018 Account Planning meeting for Stewart... |
Business dealingsCommunications/correspondenceEmployment/staffing |
Joshua Shoshan, Matt Glassman, Paul Bartilucci, Peter... |
DB-SDNY-0068268 |
gemini-2.0-flash-001 |
| 30065 |
EFTA01373865.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document is a list of international phone numbers for various countries. It does not contain... |
|
— |
DB-SDNY-0068269 |
gemini-2.0-flash-001 |
| 30066 |
EFTA01373867.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document appears to be a page with some text, possibly extracted via OCR, and contains a... |
|
— |
DB-SDNY-0068271 |
gemini-2.0-flash-001 |
| 30067 |
EFTA01373868.txt |
Your lead has been successfully converted into a Customer-Prospect |
Prashant Mahendru |
none |
none |
2018-02-02 |
email |
dataset_10 |
|
This email from Prashant Mahendru notifies the recipient that The 2013 Caterpillar Trust has... |
Business dealings |
— |
DB-SDNY-0068272 |
gemini-2.0-flash-001 |
| 30068 |
EFTA01373869.txt |
2018 Periodic Review of High Risked Accounts Southern Trust Company, Inc (GCIS#483883), Epstein, Jeffrey E. (GCISI1483289) and Zorro Management, LLC (GCISSIS50331) under the SOUTHERN FINANCIAL RELATIONSHIP |
Vijay-A Sawant |
suspicious |
none |
2018-07-30 |
email |
dataset_10 |
|
This email from Vijay-A Sawant initiates a periodic review of high-risk accounts associated with... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Bradley Gill in, Stewart Oldfield |
GCIS#483883, GCISI1483289, GCISSIS50331 |
gemini-2.0-flash-001 |
| 30069 |
EFTA01373870.txt |
SoS request and CDD form correction |
Vijay Sawant |
suspicious |
none |
None |
email |
dataset_10 |
|
Vijay Sawant from Deutsche Bank requests a Statement of Standing for an account holding entity... |
Financial transactions/money flowLegal matters/litigationCommunications/correspondence |
— |
DB-SDNY-0068274, SDNY_GM_00214458 |
gemini-2.0-flash-001 |
| 30070 |
EFTA01373871.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document appears to be a scanned image containing fragmented text, including the name... |
|
— |
DB-SDNY-0068277, SDNY_GM_00214461 |
gemini-2.0-flash-001 |
| 30071 |
EFTA01373872.txt |
Certification of beneficial owner(s) |
|
none |
none |
None |
Certification |
dataset_10 |
|
This document is a certification form for identifying the beneficial owner(s) of a legal entity... |
Financial transactions/money flow |
— |
None |
gemini-2.0-flash-001 |
| 30072 |
EFTA01373873.txt |
RM0082289 Daily Deposit Report 20171223 |
|
none |
none |
2017-12-23 |
report |
dataset_10 |
|
This document is a daily deposit report from December 23, 2017, listing account balances for... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 30073 |
EFTA01373874.txt |
Large Withdrawal |
Cynthia Rodriguez |
none |
none |
2018-01-11 |
email |
dataset_10 |
|
Cynthia Rodriguez informs Richard Kahn that an indemnification is not required for a large... |
Financial transactions/money flow |
Richard Kahn |
DB-SDNY-0068281 |
gemini-2.0-flash-001 |
| 30074 |
EFTA01373875.txt |
RM0082289 Daily Deposit Report 20180130 |
|
suspicious |
possible |
2018-01-30 |
report |
dataset_10 |
|
This document is a daily deposit report from January 30, 2018, listing accounts with large,... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 30075 |
EFTA01373876.txt |
RE: Canyon requests - AIS - KCP [I] |
Zbynek Kozelsky |
suspicious |
none |
2016-11-15 |
email |
dataset_10 |
|
Zbynek Kozelsky emails Stewart Oldfield regarding Canyon requests for clients Southern Financial... |
Business dealingsCommunications/correspondenceLegal matters/litigation |
Stewart Oldfield |
DB-SDNY-0068285 |
gemini-2.0-flash-001 |
| 30076 |
EFTA01373877.txt |
Epstein mtg |
Stewart Oldfield |
none |
none |
2017-09-14 |
email |
dataset_10 |
|
Stewart Oldfield emailed Daniel Kaiser, Martin Zeman, Matt Glassman, Vahe Stepanian, and Xavier... |
Business dealingsCommunications/correspondenceFinancial transactions/money flow |
0aniel•E Kaiser, Martin Zeman, Matt Glassman, Vahe... |
DB-SDNY-0068287 |
gemini-2.0-flash-001 |
| 30077 |
EFTA01373878.txt |
Meeting Forward Notification: Epstein trading meeting |
Stewart Oldfield |
none |
none |
2017-09-15 |
email |
dataset_10 |
|
This email is a meeting forward notification from Stewart Oldfield regarding an 'Epstein trading... |
Business dealingsCommunications/correspondenceFinancial transactions/money flow |
Stewart Oldfield |
DB-SDNY-0068288 |
gemini-2.0-flash-001 |
| 30078 |
EFTA01373879.txt |
None |
Jeffrey E Epstein |
suspicious |
none |
9/20/2017 |
other |
dataset_10 |
|
This document is a payment order from Jeffrey Epstein for $450,000.00 dated September 20, 2017.... |
Financial transactions/money flow |
— |
001012 |
gemini-2.0-flash-001 |
| 30079 |
EFTA01373881.txt |
RE: Message in format validation- RFK E103171024T8XVIF 7:01848570 |
Gaurav Bhargava |
none |
none |
2017-10-24 |
email |
dataset_10 |
|
This email discusses the cancellation and reversal of a payment (T:01848570) from a client's... |
Financial transactions/money flowCommunications/correspondence |
Ankit-Kumar Sharma, Stewart Oldfield, William-M Finn,... |
E103171024T8XVIF 7:01848570, T:01848570 |
gemini-2.0-flash-001 |
| 30080 |
EFTA01373882.txt |
Trade Details --> 5/11/2018 (CI |
Liam Osullivan |
none |
none |
2018-05-11 |
email |
dataset_10 |
|
Liam O'Sullivan informs Paul Barrett about a recent trade of C 5.8% Ser C Pref. at 25.15 and... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paul Barrett, Martin Zeman, Richard Kahn, Davide-A... |
DB-SDNY-0068297 |
gemini-2.0-flash-001 |
| 30081 |
EFTA01373883.txt |
RE: AIS Request AIS-00006017 has been Approved (II |
Stewart Oldfield |
none |
none |
2018-05-14 |
email |
dataset_10 |
|
This email exchange discusses the approval of an Alternative Investment Suitability (AIS)... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Davide-A Sferrazza |
AIS-00006017 |
gemini-2.0-flash-001 |
| 30082 |
EFTA01373884.txt |
RE: planning email for Patrick |
Steven Mattus |
none |
none |
2018-06-25 |
email |
dataset_10 |
|
This email exchange between Steven Mattus and Stewart Oldfield concerns the best way to deliver... |
Communications/correspondenceBusiness dealingsEmployment/staffing |
Stewart 0ldfield |
DB-SDNY-0068299 |
gemini-2.0-flash-001 |
| 30083 |
EFTA01373885.txt |
Career overview and financial progress at Deutsche Bank |
|
suspicious |
none |
2014-2018 |
other |
dataset_10 |
|
The document is a career overview and financial progress report from an individual at Deutsche... |
Employment/staffingFinancial transactions/money flowBusiness dealings |
— |
DB-SDNY-0068300, SDNY_GM_00214484 |
gemini-2.0-flash-001 |
| 30084 |
EFTA01373886.txt |
Client Relationship Overview |
|
none |
none |
2016 |
other |
dataset_10 |
|
The document outlines key client relationships and internal partnerships within DB, highlighting... |
Business dealingsFinancial transactions/money flowEmployment/staffing |
— |
DB-SDNY-0068301 |
gemini-2.0-flash-001 |
| 30085 |
EFTA01373887.txt |
Contact List |
Stewart Oldfield |
none |
none |
None |
other |
dataset_10 |
|
This document is a contact list from Stewart Oldfield at Deutsche Bank, including names and... |
Business dealingsCommunications/correspondence |
— |
DB-SDNY-0068302, SDNY_GM_00214486 |
gemini-2.0-flash-001 |
| 30086 |
EFTA01373888.txt |
RE: EDD package Par the RID: ONB-120902 UCYCUS-3443 Party name : Southern Financial LW III |
Dmitri Saks |
none |
none |
2014-12-22 |
email |
dataset_10 |
|
This email exchange concerns the status of an Enhanced Due Diligence (EDD) package for Southern... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Anastasia Pringle, Ged Account-Opening, Manikandan... |
ONB-120902 UCYCUS-3443 |
gemini-2.0-flash-001 |
| 30087 |
EFTA01373889.txt |
RE: EDD package tor the RID: ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC 0) |
Manikandan Muralidharan |
suspicious |
none |
2014-12-19 |
email |
dataset_10 |
|
The email chain discusses an EDD package for Southern Financial LLC and an alert review for... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Dmitri Saks |
ONB-120902 LKYCUS-3443 |
gemini-2.0-flash-001 |
| 30088 |
EFTA01373890.txt |
Re: Fw. EDD package for the RID: lart, name : Southern Financial LLC ROC alert Review - Very Urged (I] |
Syed-Anzar Ahmed/db/dbcom |
none |
none |
2014-12-19 |
email |
dataset_10 |
|
This email discusses an alert review for Southern Financial LLC and Richard Kahn. The email... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Manikinjar, CAGNY Curesll-, Anantesh |
DB-SDNY-0068309 |
gemini-2.0-flash-001 |
| 30089 |
EFTA01373891.txt |
RE: EDO breve for the RID ONB-120902 LINCUS-3443 Party name Southern Financial LLC [II |
Manikandan Murandharan:dbidbcom |
none |
none |
2014-12-19 |
email |
dataset_10 |
|
The email requests a review of a RDC hit on Richard Kahn, a board member of Southern Trust... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Anastasia Pringletdbldbcom@DBCOEX, Dmitn Salcaldb/dbcom,... |
ONB-120902 LINCUS-3443 |
gemini-2.0-flash-001 |
| 30090 |
EFTA01373892.txt |
RE: EDO package for the RID |
Manikandan Muralidharan•dbldbcom |
none |
none |
2014-12-17 |
email |
dataset_10 |
|
The email discusses the need for a revised ownership confirmation for Southern Financial LLC due... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
— |
|
gemini-2.0-flash-001 |
| 30091 |
EFTA01373893.txt |
RE: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC [I] |
3ofin Varghese |
suspicious |
none |
2014-12-17 |
email |
dataset_10 |
|
This email exchange between Deutsche Bank employees discusses the documentation required to... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Dmitri Saks, CAGNY NCA, Manikandan Muralidharan, Sujith... |
ONB-120902 LKYCUS-3443 |
gemini-2.0-flash-001 |
| 30092 |
EFTA01373894.txt |
RE: EDD package for the RID: ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC II) |
Dmitn Sakklelbielbcom@DBCOEX |
suspicious |
possible |
2014-12-17 |
email |
dataset_10 |
|
Dmitri Saks from Deutsche Bank raises concerns about the EDD package for Southern Financial LLC... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Jofin Varghese/db/dbcom@DBAMERICAS, CAGNY... |
DB-SDNY-0068316 |
gemini-2.0-flash-001 |
| 30093 |
EFTA01373895.txt |
Re: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC [I] |
Jofin Varghese |
none |
none |
2014-12-16 |
email |
dataset_10 |
|
The email discusses the verification process for the UBO of Southern Financial LLC and seeks... |
Financial transactions/money flowBusiness dealingsLegal matters/litigation |
US-CB S-AML |
ONB-120902 LKYCUS-3443 |
gemini-2.0-flash-001 |
| 30094 |
EFTA01373896.txt |
Message Recall Success: 2018 Periodic Review of High Risked Accounts Southern Trust Company, Inc (GCIS#483883), Epstein, Jeffrey E. (GCIS#483289) and Zorro Management, LLC (GCIS#550331) under the SOUTHERN FINANCIAL RELATIONSHIP |
Stewart Oldfield |
suspicious |
none |
2018-07-30 |
email |
dataset_10 |
|
Stewart Oldfield sent an email to Vijay-A Sawant confirming the successful recall of a message... |
Financial transactions/money flowCommunications/correspondence |
Vijay-A Sawant |
DB-SDNY-0068322 |
gemini-2.0-flash-001 |
| 30095 |
EFTA01373897.txt |
RM0082289 Daily Deposit Report 20180728 |
|
suspicious |
possible |
2018-07-28 |
report |
dataset_10 |
|
This document is a daily deposit report from July 28, 2018, listing large, zero, and negative... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 30096 |
EFTA01373898.txt |
FW: US Open [Ii |
Stewart Oldfield |
none |
none |
2016-08-24 |
email |
dataset_10 |
|
Stewart Oldfield emails Cynthia Rodriguez requesting her to submit three new names for US Open... |
Business dealingsCommunications/correspondence |
Cynthia Rodriguez |
DB-SDNY-0068325 |
gemini-2.0-flash-001 |
| 30097 |
EFTA01373899.txt |
None |
Stewart Oldfield |
none |
none |
None |
other |
dataset_10 |
|
This document is a letterhead or contact information for Stewart Oldfield, a Director at... |
|
— |
DB-SDNY-0068326, SDNY_GM_00214510 |
gemini-2.0-flash-001 |
| 30098 |
EFTA01373900.txt |
tonight |
Stewart Oldfield |
none |
none |
2016-08-29 |
email |
dataset_10 |
|
Stewart Oldfield is emailing Richard Kahn to coordinate plans for an event that evening. They... |
Personal relationshipsCommunications/correspondence |
Richard Kahn |
DB-SDNY-0068327 |
gemini-2.0-flash-001 |
| 30099 |
EFTA01373901.txt |
RE: [CI |
Vahe Stepanian |
none |
none |
2016-10-07 |
email |
dataset_10 |
|
Richard Kahn requests Vahe Stepanian to obtain bid and ask prices for specific bonds on Tuesday... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn, Daniel Sabba |
None |
gemini-2.0-flash-001 |
| 30100 |
EFTA01373902.txt |
RM0082289 Daily Deposit Report 20161118 |
RM0082289@list.db.com |
suspicious |
none |
2016-11-18 |
report |
dataset_10 |
|
This document is a daily deposit report from Deutsche Bank listing large balances and... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |