| 30101 |
EFTA01373903.txt |
Check Referral -Acct |
Uplabdhi Singh |
suspicious |
none |
2016-12-23 |
email |
dataset_10 |
|
Uplabdhi Singh sent an email requesting a pay/no pay decision for a check referral. The email... |
Financial transactions/money flowCommunications/correspondence |
Stewart 0ldfield, Teresa Metallo, Julian J Leff, Bradley... |
DB-SDNY-0068330 |
gemini-2.0-flash-001 |
| 30102 |
EFTA01373904.txt |
None |
JEFFREY EPSTEIN |
suspicious |
none |
2016-12-21 |
check |
dataset_10 |
|
This document is an image of a check for $7,600.00 issued by Jeffrey Epstein on December 21,... |
Financial transactions/money flow |
— |
1-103/210 |
gemini-2.0-flash-001 |
| 30103 |
EFTA01373905.txt |
quote please |
Richard Kahn |
none |
none |
2017-01-04 |
email |
dataset_10 |
|
Richard Kahn from HBRK Associates Inc. requests a bid/ask quote from Vahe Stepanian for... |
Financial transactions/money flowBusiness dealings |
Vahe Stepanian |
DB-SDNY-0068333 |
gemini-2.0-flash-001 |
| 30104 |
EFTA01373906.txt |
RM0082289 Daily Deposit Report 20170113 |
dwhpbdw-batch@db.com |
suspicious |
none |
2017-01-13 |
email |
dataset_10 |
|
This email contains a daily deposit report for RM code 82289, listing large balances associated... |
Financial transactions/money flow |
RM0082289@list.db.com |
RM0082289 |
gemini-2.0-flash-001 |
| 30105 |
EFTA01373907.txt |
FW: Southern FR |
Wayne Salit |
suspicious |
none |
2014-12-22 |
email |
dataset_10 |
|
Wayne Salit requests information about the sponsor of a New Client Adoption for Southern... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Dmitri Saks, Carlos-A Garcia |
DB-SDNY-0068335 |
gemini-2.0-flash-001 |
| 30106 |
EFTA01373908.txt |
Southern Financial LLC - Jeffrey Edward Epstein |
Dmitri |
concerning |
none |
2008 |
report |
dataset_10 |
|
This report assesses the AML and reputational risks associated with opening an account for... |
Financial transactions/money flowLegal matters/litigationAllegations/complaints |
— |
DB-SDNY-0068336, SDNY_GM_00214520 |
gemini-2.0-flash-001 |
| 30107 |
EFTA01373909.txt |
AML Compliance Officer Information |
Dmitri Saks, AML Compliance Officer, Deutsche Bank Securities Inc. |
none |
none |
None |
other |
dataset_10 |
|
The document provides the contact information for Dmitri Saks, an AML Compliance Officer at... |
Legal matters/litigation |
— |
DB-SDNY-0068337, SDNY_GM_00214521 |
gemini-2.0-flash-001 |
| 30108 |
EFTA01373910.txt |
Account Planning |
Manish Pahlajani |
none |
none |
FY2016 |
email |
dataset_10 |
|
This email from Manish Pahlajani to RM teams outlines the account planning process, including... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
— |
DB-SDNY-0068339, SDNY_GM_00214523 |
gemini-2.0-flash-001 |
| 30109 |
EFTA01373911.txt |
RM0082289 Daily Deposit Report 20170201 |
|
suspicious |
none |
2017-02-01 |
email |
dataset_10 |
|
This email contains a daily deposit report from February 1, 2017, listing large account balances... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 30110 |
EFTA01373912.txt |
RM0082289 Daily Deposit Report 20170209 |
|
suspicious |
none |
2017-02-09 |
report |
dataset_10 |
|
This document is a daily deposit report from February 9, 2017, listing large, zero, and negative... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 30111 |
EFTA01373913.txt |
RM0082289 Daily Deposit Report 20170228 |
|
suspicious |
none |
2017-02-28 |
report |
dataset_10 |
|
This document is a daily deposit report from February 28, 2017, listing large, zero, and... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 30112 |
EFTA01373914.txt |
None |
NEPTUNE, LLC |
none |
none |
2017-03-17 |
check |
dataset_10 |
|
The document is a check from Neptune, LLC to Coastal Windows & Doors, LLC for $32,717.84. The... |
Financial transactions/money flow |
— |
1090 |
gemini-2.0-flash-001 |
| 30113 |
EFTA01373915.txt |
RE: 100,000 apple shares IC) |
Tazia Smith |
none |
none |
2017-03-31 |
email |
dataset_10 |
|
Tazia Smith confirms the completion of a transfer of 100,000 apple shares and requests... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn |
DB-SDNY-0068346 |
gemini-2.0-flash-001 |
| 30114 |
EFTA01373916.txt |
Payment to Karenhart dela Cruz |
Jeffrey Epstein |
suspicious |
possible |
12/5/2017 |
check |
dataset_10 |
|
This document is a check from Jeffrey Epstein to Karenhart dela Cruz for $10,000.00, dated... |
Financial transactions/money flow |
— |
1113 |
gemini-2.0-flash-001 |
| 30115 |
EFTA01373917.txt |
RE: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC [Ii |
Wayne Salit |
none |
none |
2014-12-23 |
email |
dataset_10 |
|
This email exchange revolves around an Enhanced Due Diligence (EDD) package for Southern... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
John Juul |
ONB-120902 LKYCUS-3443 |
gemini-2.0-flash-001 |
| 30116 |
EFTA01373918.txt |
FW: EDD package for the RID : |
Carlos-A Garcia |
none |
none |
2014-12-23 |
email |
dataset_10 |
|
The email provides contact information for key personnel involved in a deal with Southern... |
Financial transactions/money flowEmployment/staffingBusiness dealings |
Wayne Salit |
DB-SDNY-0068350 |
gemini-2.0-flash-001 |
| 30117 |
EFTA01373919.txt |
Fw: EDD package for the RID :Il a'arty name : Southern Financial LLC [I] |
Carlos-A Garcia |
none |
none |
2014-12-28 |
email |
dataset_10 |
|
This email chain discusses an Enhanced Due Diligence (EDD) package request for Southern... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Carlos-A Garcia |
DB-SDNY-0068351 |
gemini-2.0-flash-001 |
| 30118 |
EFTA01373920.txt |
RE: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC [I] |
Iv |
suspicious |
none |
2014-12-22 |
email |
dataset_10 |
|
Iv from Deutsche Bank's AML Compliance team requests Anastasia Pringle to identify the Head of... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Anastasia Pringle |
ONB-120902 LKYCUS-3443 |
gemini-2.0-flash-001 |
| 30119 |
EFTA01373921.txt |
RE: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC [I] |
Dmitri Saks |
none |
none |
2014-12-19 |
email |
dataset_10 |
|
Dmitri Saks informs Anastasia Pringle that the EDD case for Southern Financial LLC has been... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Anastasia Pringle |
ONB-120902 LKYCUS-3443 |
gemini-2.0-flash-001 |
| 30120 |
EFTA01373922.txt |
Re: Fw. EDD package for the RID : |
Syed-Anzar Ahmed/db/dbcom |
suspicious |
none |
2014-12-19 |
email |
dataset_10 |
|
The email provides details regarding the EDD package for a specific RID, focusing on alerts... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Manikandan Muralidharan/db/dbcom@DBAPAC |
DB-SDNY-0068355, SDNY_GM_00214539 |
gemini-2.0-flash-001 |
| 30121 |
EFTA01373923.txt |
RE: EDD package forth. RI |
Mrs. Anastasia Pringle |
none |
none |
2014-12-19 |
email |
dataset_10 |
|
Anastasia Pringle from Deutsche Bank sends background checks for two CVs to Dmitri Saks and... |
Financial transactions/money flowEmployment/staffingCommunications/correspondence |
Dmitri Saks |
DB-SDNY-0068357 |
gemini-2.0-flash-001 |
| 30122 |
EFTA01373924.txt |
RE: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC [I] |
Dmitri Saks |
suspicious |
none |
2014-12-18 |
email |
dataset_10 |
|
Dmitri Saks requests additional documentation from Anastasia Pringle regarding the EDD package... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Anastasia Pringle, Ged Account-Opening, US-CB S-AML,... |
ONB-120902 LKYCUS-3443 |
gemini-2.0-flash-001 |
| 30123 |
EFTA01373925.txt |
RE: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Fmanc4I LW II) |
Dmitri SalaJdbidbcom@DBCOEX |
suspicious |
none |
2014-12-17 |
email |
dataset_10 |
|
Dmitri is requesting additional documentation to validate the ownership structure of Southern... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Jofin Varghese/db/dbcom®DBAMERICAS, CAGNY... |
ONB-120902 LKYCUS-3443 |
gemini-2.0-flash-001 |
| 30124 |
EFTA01373926.txt |
Re: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC [I] |
Jofin Varghese |
suspicious |
possible |
2014-12-16 |
email |
dataset_10 |
|
This email discusses concerns regarding Jeffrey Epstein's control over Southern Financial LLC... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
US-CB S-AML |
ONB-120902 LKYCUS-3443 |
gemini-2.0-flash-001 |
| 30125 |
EFTA01373927.txt |
Consent of the Board of Directors of Southern Trust Company, Inc. |
Jofin Varghese |
none |
none |
2013-03-19 |
Consent Resolution |
dataset_10 |
|
This document is a consent resolution from the Board of Directors of Southern Trust Company,... |
Business dealings |
— |
DB-SDNY-0068363, SDNY_GM_00214547 |
gemini-2.0-flash-001 |
| 30126 |
EFTA01373928.txt |
EDD package for the RID: ONB-120902 UCYCUS-3443 Party name : Southern Financial LLC |
Sujith Shetty |
suspicious |
none |
2014-12-15 |
email |
dataset_10 |
|
The email forwards an EDD package for Southern Financial LLC, a Private Investment Vehicle, to... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
US-CB S-AMUdtabcom@DBAMERICAS, Manikandan... |
ONB-120902 UCYCUS-3443 |
gemini-2.0-flash-001 |
| 30127 |
EFTA01373929.txt |
None |
JEFFREY EPSTEIN |
suspicious |
none |
4/252017 |
check |
dataset_10 |
|
This document is a check from Jeffrey Epstein to Jay Ryan Fontanilla for $10,000.00. The purpose... |
Financial transactions/money flow |
Jay Ryan Fontanilla |
None |
gemini-2.0-flash-001 |
| 30128 |
EFTA01373930.txt |
Inquiry Regarding HBRK ASSOCIATES, INC; |
Cynthia Rodriguez |
suspicious |
none |
2017-05-03 |
email |
dataset_10 |
|
Cynthia Rodriguez from Deutsche Bark is following up with Richard Kahn regarding a wire transfer... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn |
DB-SDNY-0068369 |
gemini-2.0-flash-001 |
| 30129 |
EFTA01373931.txt |
J Epstein Foundation |
Vahe Stepanian |
suspicious |
none |
2017-06-01 |
email |
dataset_10 |
|
Vahe Stepanian informs Richard Kahn about a GTC order to sell PFE stock in the JE foundation... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn |
DB-SDNY-0068372 |
gemini-2.0-flash-001 |
| 30130 |
EFTA01373932.txt |
None |
Richard Kahn |
none |
none |
None |
email |
dataset_10 |
|
Richard Kahn of HBRK Associates Inc. requests the placement of two good till cancel orders to... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0068373 |
gemini-2.0-flash-001 |
| 30131 |
EFTA01373933.txt |
Let's try again. 9/6 or 9/7? |
Stewart Oldfield |
none |
none |
2017-08-22 |
email |
dataset_10 |
|
Stewart Oldfield is attempting to reschedule a meeting with Daniel-E Kaiser, which is related to... |
Business dealingsCommunications/correspondence |
0aniel•E Kaiser |
None |
gemini-2.0-flash-001 |
| 30132 |
EFTA01373934.txt |
RM0082289 Daily Deposit Report 20170919 |
dwhpbdw-batch@db.com |
suspicious |
possible |
2017-09-19 |
report |
dataset_10 |
|
This document is a daily deposit report listing large, zero, and negative balances, as well as... |
Financial transactions/money flow |
RM0082289@list.db.com |
RM0082289 |
gemini-2.0-flash-001 |
| 30133 |
EFTA01373935.txt |
FW: Hospital private REIT equity raise |
Stewart Oldfield |
suspicious |
none |
2016-08-22 |
email |
dataset_10 |
|
Stewart Oldfield is circulating information about a $300mm+ private equity raise for a new... |
Financial transactions/money flowBusiness dealingsReal estate/properties |
Zack Tax |
DB-SDNY-0068377 |
gemini-2.0-flash-001 |
| 30134 |
EFTA01373936.txt |
Confidentiality Agreement regarding possible equity investment in American Medical Properties LW |
|
none |
none |
None |
Confidentiality Agreement |
dataset_10 |
|
This is a confidentiality agreement between AMERICAN MEDICAL PROPERTIES LW (AMP) and an investor... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0068379 |
gemini-2.0-flash-001 |
| 30135 |
EFTA01373937.txt |
Acceptance of Terms and Commitments |
AMERICAN MEDICAL PROPERTIES LW |
none |
none |
2016 |
letter |
dataset_10 |
|
This is a letter from American Medical Properties to an investor, seeking confirmation of... |
Business dealingsLegal matters/litigation |
— |
SDNY_GM_00214565 |
gemini-2.0-flash-001 |
| 30136 |
EFTA01373938.txt |
American Medical Properties Investment Teaser |
|
none |
none |
June 2016 |
Investment Teaser |
dataset_10 |
|
This document is an investment teaser for American Medical Properties, intended for key client... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0068382, SDNY_GM_00214566 |
gemini-2.0-flash-001 |
| 30137 |
EFTA01373939.txt |
INVESTMENT OPPORTUNITY |
|
none |
none |
None |
investment opportunity |
dataset_10 |
|
American Medical Properties LLC (AMP) is seeking investors to acquire high-quality hospital and... |
Financial transactions/money flowReal estate/propertiesBusiness dealings |
— |
DB-SDNY-0068383 |
gemini-2.0-flash-001 |
| 30138 |
EFTA01373940.txt |
RISK MANAGEMENT STRATEGIES |
|
none |
none |
None |
other |
dataset_10 |
|
This document outlines risk management strategies for American Medical Properties, focusing on... |
Financial transactions/money flowBusiness dealingsLegal matters/litigation |
— |
DB-SDNY-0068385 |
gemini-2.0-flash-001 |
| 30139 |
EFTA01373941.txt |
Offering Summary |
Deutsche Bank Securities Inc |
none |
none |
None |
offering summary |
dataset_10 |
|
This document is a confidential offering summary from Deutsche Bank Securities Inc. to a limited... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0068386, SDNY_GM_00214570 |
gemini-2.0-flash-001 |
| 30140 |
EFTA01373942.txt |
Notice to Deutsche Bank Potential Investors |
|
none |
none |
2016-02-06 |
other |
dataset_10 |
|
This document is a notice to potential investors of Deutsche Bank Wealth Management's Key Client... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0068387 |
gemini-2.0-flash-001 |
| 30141 |
EFTA01373943.txt |
Re: US Open next week? |
Richard Kahn |
none |
none |
2016-08-23 |
email |
dataset_10 |
|
Richard Kahn confirms his attendance at the US Open at the invitation of Stewart Oldfield. They... |
Communications/correspondenceBusiness dealingsTravel/logistics |
Stewart Oldfield |
DB-SDNY-0068389 |
gemini-2.0-flash-001 |
| 30142 |
EFTA01373944.txt |
US Open Tickets |
Stew |
none |
none |
YYYY-MM-DD |
email |
dataset_10 |
|
Stewart Oldfield from Deutsche Bank is offering two tickets to the opening night of the US Open.... |
Communications/correspondencePersonal relationships |
— |
DB-SDNY-0068390 |
gemini-2.0-flash-001 |
| 30143 |
EFTA01373945.txt |
Butterfly Trust |
Cynthia Rodriguez |
none |
none |
2016-09-30 |
email |
dataset_10 |
|
Cynthia Rodriguez from Deutsche Bank requests updated KYC information from Stewart Oldfield... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart Oldfield |
DB-SDNY-0068393, SDNY_GM_00214577 |
gemini-2.0-flash-001 |
| 30144 |
EFTA01373946.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a standard confidentiality notice and disclaimer from Deutsche Bank, stating... |
|
— |
DB-SDNY-0068394, SDNY_GM_00214578 |
gemini-2.0-flash-001 |
| 30145 |
EFTA01373947.txt |
RE: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC [I] |
Dmitri Saks |
none |
none |
2015-01-05 |
email |
dataset_10 |
|
Dmitri Saks responds to Anastasia Pringle's inquiry about the status of the EDD package for... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Anastasia Pringle, Courteney B Fornal, US-CB S-AML, Mark Whyman |
ONB-120902 LKYCUS-3443 |
gemini-2.0-flash-001 |
| 30146 |
EFTA01373948.txt |
RE: EDD package for the RID: ONB-120S02 LKYCUS-3443 Party name Southern Financial LLC Ilj |
Anastasia PringIerdbrdbcom@DOCOEX |
suspicious |
none |
2014-12-22 |
email |
dataset_10 |
|
This email discusses the onboarding of Southern Financial LLC as a client of Deutsche Bank... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
US-CB SAMUdb/dbcom@DBAMERICAS, Gad... |
ONB-120S02 LKYCUS-3443 |
gemini-2.0-flash-001 |
| 30147 |
EFTA01373949.txt |
RE: EDD package for the RID : |
Dmitri Saks |
none |
none |
2014-12-19 |
email |
dataset_10 |
|
Dmitri Saks informs Anastasia Pringle that the EDD package for Southern Financial LLC has been... |
Financial transactions/money flowCommunications/correspondence |
Anastasia Pringle |
DB-SDNY-0068400, SDNY_GM_00214584 |
gemini-2.0-flash-001 |
| 30148 |
EFTA01373950.txt |
Re: Fw. EDD package for the RID: ONB-120902 LKYCUS-3443 Party name Southern Financial LLC ROC alert Review- Very Urgent III |
Syed-Anzar Ahmed |
none |
none |
12/192014 |
email |
dataset_10 |
|
This email discusses the results of an EDD (Enhanced Due Diligence) review for Southern... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
ONB-120902 LKYCUS-3443 |
gemini-2.0-flash-001 |
| 30149 |
EFTA01373951.txt |
RE: EDD package for the RID: ON8-120932 IKYCUS-3443 Party name : Southern Finance' LLC (I) |
Dmitri Saks |
suspicious |
none |
2014-12-19 |
email |
dataset_10 |
|
This email exchange discusses the Enhanced Due Diligence (EDD) package for Southern Finance' LLC... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Anastasia Pringle |
ON8-120932 IKYCUS-3443 |
gemini-2.0-flash-001 |
| 30150 |
EFTA01373952.txt |
Fw: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC [I] |
Manikandan Muralidharan |
suspicious |
none |
2014-12-17 |
email |
dataset_10 |
|
Manikandan Muralidharan from DBOI Gtoliai Services requests Anastasia Pringle from Deutsche... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Anastasia Pringle |
ONB-120902 LKYCUS-3443 |
gemini-2.0-flash-001 |
| 30151 |
EFTA01373953.txt |
RE: EDO package for the RID ONB-120932 LKYOUS-3443 Party name : Southem Financial LW ill |
Dmitri Saks |
suspicious |
none |
None |
email |
dataset_10 |
|
Dmitri Saks from Deutsche Bank is requesting documentation to validate the ownership structure... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
ONB-120932 LKYOUS-3443 |
gemini-2.0-flash-001 |
| 30152 |
EFTA01373954.txt |
Consent of the Board of Directors of Southern Trust Company, Inc. |
Jofin Varghese |
none |
none |
2013-03-19 |
Consent Resolution |
dataset_10 |
|
This document is a consent resolution from the Board of Directors of Southern Trust Company,... |
Business dealings |
— |
DB-SDNY-0068410
SDNY_GM_00214594 |
gemini-2.0-flash-001 |
| 30153 |
EFTA01373955.txt |
EDD package tor the RID: |
Sujith Shettykrbidbean |
suspicious |
none |
2014-12-15 |
email |
dataset_10 |
|
This email discusses the escalation of an Enhanced Due Diligence (EDD) package for Southern... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Mafia San |
DB-SDNY-0068412 |
gemini-2.0-flash-001 |
| 30154 |
EFTA01373956.txt |
RE: IC) |
Darlene Zong |
none |
none |
2016-10-18 |
email |
dataset_10 |
|
Darlene Zong provides Richard Kahn with updates on the sale of financial instruments,... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn |
DB-SDNY-0068414 |
gemini-2.0-flash-001 |
| 30155 |
EFTA01373957.txt |
Re: [C] |
Richard Kahn |
none |
none |
2016-10-17 |
email |
dataset_10 |
|
This email exchange between Richard Kahn and Darlene Zong discusses two-way quotes for financial... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Darlene Zong |
DB-SDNY-0068415
SDNY_GM_00214599
EFTA01373957 |
gemini-2.0-flash-001 |
| 30156 |
EFTA01373958.txt |
Re: [C] |
Richard Kahn |
none |
none |
2016-10-14 |
email |
dataset_10 |
|
Richard Kahn responds to Darlene Zong's email regarding financial spreads and requests a... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Darlene Zong, Vahe Stepanian |
DB-SDNY-0068416 |
gemini-2.0-flash-001 |
| 30157 |
EFTA01373959.txt |
can you please obtain bid ask to sell these bonds tuesday morning |
Richard Kahn |
none |
none |
2016-10-11 |
email |
dataset_10 |
|
Richard Kahn requests Vahe Stepanian and Daniel Sabba to obtain bid ask prices for specific... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vahe Stepanian, Daniel Sabba |
DB-SDNY-0068417 |
gemini-2.0-flash-001 |
| 30158 |
EFTA01373960.txt |
None |
Richard Kahn, HBRK Associates Inc. |
none |
none |
None |
letter |
dataset_10 |
|
This document provides contact information for Richard Kahn of HBRK Associates Inc. and includes... |
|
— |
DB-SDNY-0068418 |
gemini-2.0-flash-001 |
| 30159 |
EFTA01373961.txt |
RE: Individual Self-Classification: For Mimi use only |
Stewart Oldfield |
suspicious |
possible |
2016-05-24 |
email |
dataset_10 |
|
Stewart Oldfield is tracking accounts associated with Jeffrey at Deutsche Bank for... |
Financial transactions/money flowCommunications/correspondence |
Cynthia Rodriguez, Armen Brash, Brianna Fowler |
DB-SDNY-0068420 |
gemini-2.0-flash-001 |
| 30160 |
EFTA01373962.txt |
RE: Individual Self-Certification Form [I] |
Stewart Oldfield |
none |
none |
2016-05-24 |
email |
dataset_10 |
|
Armen Brash instructs Stewart Oldfield to complete self-certification forms for individual... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Armen Brash |
DB-SDNY-0068421 |
gemini-2.0-flash-001 |
| 30161 |
EFTA01373963.txt |
FW: Individual Self-Certification Form [I] |
Paul Morris |
none |
none |
2016-05-09 |
email |
dataset_10 |
|
This email chain involves the forwarding of an Individual Self-Certification Form. Paul Morris... |
Financial transactions/money flowCommunications/correspondence |
Aracely Sanchez |
DB-SDNY-0068422 |
gemini-2.0-flash-001 |
| 30162 |
EFTA01373964.txt |
Confidentiality Notice |
Darren K. Indyke, PLLC |
none |
none |
2016 |
other |
dataset_10 |
|
This document is a standard confidentiality notice and legal disclaimer from Darren K. Indyke,... |
|
— |
DB-SDNY-0068423, SDNY_GM_00214607 |
gemini-2.0-flash-001 |
| 30163 |
EFTA01373965.txt |
Re: Thanks you. |
Unknown (Sent from iPhone) |
none |
none |
2016-05-19 |
email |
dataset_10 |
|
Paul Morris sent an email providing Stewart Oldfield's contact information to Rich. The email... |
Business dealingsCommunications/correspondence |
Paul Morris |
DB-SDNY-0068425 |
gemini-2.0-flash-001 |
| 30164 |
EFTA01373966.txt |
Premium neutral risk reversals on WTI - Indications |
Daniel Sabba |
none |
none |
2016-08-17 |
other |
dataset_10 |
|
This document outlines premium neutral risk reversals on WTI, indicating that Southern Financial... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0068429 |
gemini-2.0-flash-001 |
| 30165 |
EFTA01373967.txt |
preferred swap |
Stewart Oldfield |
none |
none |
2016-06-29 |
email |
dataset_10 |
|
Stewart Oldfield informs Richard Kahn that a single basket swap is inefficient due to low... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn |
DB-SDNY-0068431 |
gemini-2.0-flash-001 |
| 30166 |
EFTA01373968.txt |
That audit letter for GA was sent out. Thanks |
Stewart Oldfield |
none |
none |
2016-07-13 |
email |
dataset_10 |
|
Stewart Oldfield informs Richard Kahn that an audit letter for GA has been sent. The email is... |
Financial transactions/money flowCommunications/correspondence |
Richard Kahn |
DB-SDNY-0068432 |
gemini-2.0-flash-001 |
| 30167 |
EFTA01373969.txt |
RE: Seconday Share ECM Partnership internal Use Only* III |
Zack Tax |
none |
none |
2017-01-25 |
email |
dataset_10 |
|
Zack Tax from Deutsche Bank responds to Stewart Oldfield regarding a secondary share ECM... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart Oldfield |
None |
gemini-2.0-flash-001 |
| 30168 |
EFTA01373970.txt |
RE: App a transfer to Merrill Lynch ICI |
Tazia Smith |
none |
none |
2017-03-30 |
email |
dataset_10 |
|
Richard Kahn requests Tazia Smith to transfer 100,000 shares from Southern Financial LLC to a... |
Financial transactions/money flowBusiness dealings |
Richard Kahn |
None |
gemini-2.0-flash-001 |
| 30169 |
EFTA01373971.txt |
RM0082289 Daily Deposit Report 20170411 |
|
suspicious |
none |
2017-04-11 |
report |
dataset_10 |
|
This document is a daily deposit report from April 11, 2017, listing large, zero, and negative... |
Financial transactions/money flowBusiness dealings |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 30170 |
EFTA01373973.txt |
FW: Southern Financial LLC EDD IC) |
Wayne Salit |
suspicious |
none |
2014-12-22 |
email |
dataset_10 |
|
This email forwards an Enhanced Due Diligence report on Southern Financial LLC, a private... |
Financial transactions/money flowBusiness dealings |
John-A Lynch |
DB-SDNY-0068439 |
gemini-2.0-flash-001 |
| 30171 |
EFTA01373974.txt |
PCR/RDC Alerts - Jeffrey Edward Epstein |
Dmitri Saks |
concerning |
possible |
2008 (case date) |
other |
dataset_10 |
|
This document is an AML compliance review regarding Southern Financial LLC, highlighting Jeffrey... |
Financial transactions/money flowLegal matters/litigationAllegations/complaints |
— |
DB-SDNY-0068440, SDNY_GM_00214624 |
gemini-2.0-flash-001 |
| 30172 |
EFTA01373975.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document appears to be a cover page or header containing contact information and... |
|
— |
DB-SDNY-0068441, SDNY_GM_00214625 |
gemini-2.0-flash-001 |
| 30173 |
EFTA01373976.txt |
Epstein |
Stewart Oldfield |
suspicious |
possible |
2017-04-28 |
email |
dataset_10 |
|
Stewart Oldfield from Deutsche Bank emailed 0aniel•E Kaiser to schedule a discussion about... |
Business dealingsCommunications/correspondenceFinancial transactions/money flow |
0aniel•E Kaiser |
DB-SDNY-0068442 |
gemini-2.0-flash-001 |
| 30174 |
EFTA01373977.txt |
RE: I'm free for the next hour or so [I] |
Stewart Oldfield |
none |
none |
2017-05-19 |
email |
dataset_10 |
|
Orion Choy is requesting Stewart Oldfield's assistance in an investigation into client inflows... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Orion Choy |
DB-SDNY-0068443 |
gemini-2.0-flash-001 |
| 30175 |
EFTA01373978.txt |
RE: Invitation : Frieze London 2016 - 11:00 Preview [I] |
Stewart Oldfield |
none |
none |
2016-09-19 |
email |
dataset_10 |
|
This email exchange between Stewart Oldfield and Sarah Rafferty discusses the invitation list... |
Communications/correspondenceBusiness dealings |
Sarah Rafferty |
None |
gemini-2.0-flash-001 |
| 30176 |
EFTA01373979.txt |
RM0082289 Daily Deposit Report 20160922 |
|
suspicious |
none |
2016-09-22 |
report |
dataset_10 |
|
This document is a daily deposit report from September 22, 2016, listing accounts with large... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 30177 |
EFTA01373980.txt |
RM0082289 Daily Deposit Report 20180228 |
dwhpbdw-batch@db.com |
none |
none |
2018-02-28 |
report |
dataset_10 |
|
This document is a daily deposit report from Deutsche Bank listing account balances as of... |
Financial transactions/money flow |
RM0082289@list.db.com |
RM0082289 |
gemini-2.0-flash-001 |
| 30178 |
EFTA01373981.txt |
RE: Southern Trust Company, Inc. and Southern Financial, LLC ICl |
Darlene Zong |
none |
none |
2016-12-21 |
email |
dataset_10 |
|
Darlene Zong acknowledges receipt of an email from Darren Indyk containing signed ISDA and GMRA... |
Business dealingsLegal matters/litigationCommunications/correspondence |
Darren Indyk, Daniel Sabba |
DB-SDNY-0068450 |
gemini-2.0-flash-001 |
| 30179 |
EFTA01373982.txt |
Certificate of Existence |
Osbert E. Potter, Lieutenant Governor of the Virgin Islands |
none |
none |
2016-08-05 |
certificate |
dataset_10 |
|
This document is a Certificate of Existence issued by the Lieutenant Governor of the Virgin... |
Business dealings |
— |
Corp No. 586644 |
gemini-2.0-flash-001 |
| 30180 |
EFTA01373983.txt |
Articles of Organization of Prytanee, LLC |
|
none |
none |
None |
Articles of Organization |
dataset_10 |
|
This document outlines the Articles of Organization for Prytanee, LLC, including its name,... |
Business dealings |
— |
None |
gemini-2.0-flash-001 |
| 30181 |
EFTA01373984.txt |
ARTICLE TWO PURPOSE |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the articles of organization for a limited liability company in the U.S.... |
Business dealings |
— |
DB-SDNY-0068454
SDNY_GM_002 14638 |
gemini-2.0-flash-001 |
| 30182 |
EFTA01373985.txt |
Limitation of Liability, Member Liability, Severability |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document defines the limitations of liability for managers and members of the Company. It... |
Legal matters/litigation |
— |
DB-SDNY-0068455, SDNY_GM_00214639 |
gemini-2.0-flash-001 |
| 30183 |
EFTA01373986.txt |
Articles of Organization |
|
none |
none |
2016-07-22 |
legal filing |
dataset_10 |
|
This document is a legal filing representing the Articles of Organization for a company in the... |
Legal matters/litigationBusiness dealings |
— |
DB-SDNY-0068456, SDNY_GM_00214640 |
gemini-2.0-flash-001 |
| 30184 |
EFTA01373987.txt |
Operating Agreement Definitions |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document defines key terms within the Operating Agreement of a Company, focusing on... |
Legal matters/litigationBusiness dealings |
— |
DB-SDNY-0068458, SDNY_GM_00214642 |
gemini-2.0-flash-001 |
| 30185 |
EFTA01373988.txt |
Prytanee, LLC Agreement Definitions |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document defines key terms used in the Prytanee, LLC agreement, including 'Capital... |
Business dealings |
— |
DB-SDNY-0068459, SDNY_GM_00214643 |
gemini-2.0-flash-001 |
| 30186 |
EFTA01373989.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document defines key terms related to a company's membership interests, profits, and... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0068461, SDNY_GM_00214645 |
gemini-2.0-flash-001 |
| 30187 |
EFTA01373990.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document details the formation and operational guidelines for Prytanee, LLC, a limited... |
Business dealingsReal estate/properties |
— |
DB-SDNY-0068462 |
gemini-2.0-flash-001 |
| 30188 |
EFTA01373991.txt |
Membership Interests, Capital Accounts, Profits and Losses, Distributions |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the membership interests, capital contributions, and profit/loss... |
Business dealingsFinancial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0068463, SDNY_GM_00214647 |
gemini-2.0-flash-001 |
| 30189 |
EFTA01373992.txt |
Allocation of Profits and Losses |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document details the allocation of profits and losses among members of a company, outlining... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0068464, SDNY_GM_00214648 |
gemini-2.0-flash-001 |
| 30190 |
EFTA01373993.txt |
Section 704(c) Allocations, Distribution of Cash Flow, Management |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document details the allocation of income, gain, loss, and deduction for tax purposes, the... |
Financial transactions/money flowBusiness dealingsLegal matters/litigation |
— |
DB-SDNY-0068465, SDNY_GM_00214649 |
gemini-2.0-flash-001 |
| 30191 |
EFTA01373994.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the responsibilities, limitations, and procedures for the removal and... |
Business dealingsLegal matters/litigation |
— |
DB-SDNY-0068469, SDNY_GM_00214653 |
gemini-2.0-flash-001 |
| 30192 |
EFTA01373995.txt |
Indemnification by the Company |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the indemnification agreement between the Company and its Manager,... |
Legal matters/litigationBusiness dealings |
— |
DB-SDNY-0068470 |
gemini-2.0-flash-001 |
| 30193 |
EFTA01373996.txt |
Transactions; Affiliated Party Transactions |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the financial and operational procedures for a company, detailing rules... |
Financial transactions/money flowBusiness dealingsLegal matters/litigation |
— |
DB-SDNY-0068471, SDNY_GM_00214655 |
gemini-2.0-flash-001 |
| 30194 |
EFTA01373997.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the terms of a company agreement, including accounting practices, tax... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0068472, SDNY_GM_00214656 |
gemini-2.0-flash-001 |
| 30195 |
EFTA01373998.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the procedures for the dissolution of a company, including the... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0068473, SDNY_GM_00214657 |
gemini-2.0-flash-001 |
| 30196 |
EFTA01373999.txt |
MISCELLANEOUS |
|
none |
none |
None |
agreement |
dataset_10 |
|
This document outlines miscellaneous terms of an agreement, including clauses about binding... |
Legal matters/litigationBusiness dealings |
— |
DB-SDNY-0068474
SDNY_GM_00214658 |
gemini-2.0-flash-001 |
| 30197 |
EFTA01374000.txt |
Membership Interests |
|
none |
none |
None |
exhibit |
dataset_10 |
|
This document outlines the membership interests of Southern Trust Company, Inc. and The Pierre... |
Business dealingsFinancial transactions/money flow |
— |
DB-SDNY-0068478, SDNY_GM_00214662 |
gemini-2.0-flash-001 |
| 30198 |
EFTA01374001.txt |
WE ASSIGNED YOU AN EMPLOYER IDENTIFICATION NUMBER |
INTERNAL REVENUE SERVICE |
none |
none |
2016-09-20 |
notice |
dataset_10 |
|
The document is a notice from the IRS to PRYTANEELLC, informing them of their assigned Employer... |
Financial transactions/money flowLegal matters/litigation |
PRYTANEELLC |
CP 575 8 |
gemini-2.0-flash-001 |
| 30199 |
EFTA01374002.txt |
Employer Identification Number (EIN) Notice |
INTERNAL REVENUE SERVICE |
none |
none |
2016-09-20 |
IRS Notice |
dataset_10 |
|
This document is an IRS notice providing PRYTANEE LLC with its Employer Identification Number... |
Financial transactions/money flow |
— |
9999999999 |
gemini-2.0-flash-001 |
| 30200 |
EFTA01374003.txt |
The Pierre Trust |
|
none |
none |
November at, 2016 |
Trust Agreement |
dataset_10 |
|
This document is a trust agreement establishing The Pierre Trust, with Caroline Sophie Camille... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0068481, SDNY_GM_00214665 |
gemini-2.0-flash-001 |