| 30601 |
EFTA01374413.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document appears to be a cover sheet or header for a document related to Deutsche Bank,... |
|
— |
DB-SDNY-0069084, SDNY GM_00215268 |
gemini-2.0-flash-001 |
| 30602 |
EFTA01374414.txt |
RE: Southern Financial |
Cynthia Rodriguez |
none |
none |
2017-03-07 |
email |
dataset_10 |
|
This email exchange between Cynthia Rodriguez and Jeanne, with CC to Stewart Oldfield, Richard... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Jeanne, Richard Kahn |
DB-SDNY-0069085 |
gemini-2.0-flash-001 |
| 30603 |
EFTA01374415.txt |
RE: Southern Financial |
Jeanne [maitto |
suspicious |
none |
2017-03-07 |
email |
dataset_10 |
|
This email exchange discusses adding Southern Financial to an online profile at Deutsche Bank... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Cynthia Rodriguez, Richard Kahn |
DB-SDNY-0069087 |
gemini-2.0-flash-001 |
| 30604 |
EFTA01374416.txt |
Re: Southern Financial |
Richard Kahn |
none |
none |
2017-03-07 |
email |
dataset_10 |
|
Richard Kahn requests Cynthia Rodriguez at Deutsche Bank to disable the auto-sweep feature for... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Cynthia Rodriguez |
DB-SDNY-0069088 |
gemini-2.0-flash-001 |
| 30605 |
EFTA01374417.txt |
RE: Southern Financial |
Cynthia Rodriguez [cynthia.rodriguez@db.com) |
none |
none |
2017-03-07 |
email |
dataset_10 |
|
This email is a brief exchange between Cynthia Rodriguez and Jeanne, with Richard Kahn, Stewart... |
Business dealingsCommunications/correspondence |
Jeanne, Richard Kahn |
DB-SDNY-0069090 |
gemini-2.0-flash-001 |
| 30606 |
EFTA01374418.txt |
RE: Southern Financial |
Jeanne [mailtol |
none |
none |
2017-03-07 |
email |
dataset_10 |
|
Jeanne requests the February statement for Southern Financial from Cynthia Rodriguez at Deutsche... |
Financial transactions/money flowCommunications/correspondence |
Cynthia Rodriguez, 'Richard Kahn' |
DB-SDNY-0069091 |
gemini-2.0-flash-001 |
| 30607 |
EFTA01374419.txt |
RE: Southern Financial |
Jeanne Brennan |
suspicious |
none |
2017-03-07 |
email |
dataset_10 |
|
This email exchange discusses adding Southern Financial to an online profile and monitoring its... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Cynthia Rodriguez, Richard Kahn |
DB-SDNY-0069092 |
gemini-2.0-flash-001 |
| 30608 |
EFTA01374420.txt |
Re: Southern Financial |
Richard Kahn |
suspicious |
none |
2017-03-07 |
email |
dataset_10 |
|
Richard Kahn requests Cynthia Rodriguez to disable the automatic sweep function between DBTCA... |
Financial transactions/money flowBusiness dealings |
Cynthia Rodriguez |
DB-SDNY-0069093 |
gemini-2.0-flash-001 |
| 30609 |
EFTA01374421.txt |
EMS/240517721746: Check referrals: 42953424 - 109911] |
Signature Verification |
suspicious |
none |
2017-05-24 |
email |
dataset_10 |
|
This email requests a pay/no pay decision for a check referral and outlines the procedure for... |
Financial transactions/money flowLegal matters/litigation |
All |
EMS/240517721746 |
gemini-2.0-flash-001 |
| 30610 |
EFTA01374422.txt |
None |
NEPTUNE, LLC |
none |
none |
5/17/2017 |
check |
dataset_10 |
|
This document is a check from NEPTUNE, LLC to Coastal Windows & Doors, LLC for $14,564.33, dated... |
Financial transactions/money flow |
Coastal Windows & Doors, LLC |
SAF-O16-040B |
gemini-2.0-flash-001 |
| 30611 |
EFTA01374423.txt |
Re: trading meeting |
Stewart Oldfield |
none |
none |
2017-07-12 |
email |
dataset_10 |
|
This email exchange between Stewart Oldfield and Richard Kahn discusses scheduling a trading... |
Business dealingsCommunications/correspondence |
Richard Kahn |
DB-SDNY-0069098 |
gemini-2.0-flash-001 |
| 30612 |
EFTA01374424.txt |
Re: trading meeting |
Richard Kahn |
none |
none |
2017-07-11 |
email |
dataset_10 |
|
This email exchange between Richard Kahn and Stewart Oldfield discusses scheduling a trading... |
Business dealingsCommunications/correspondenceEmployment/staffing |
Stewart Oldfield |
DB-SDNY-0069099 |
gemini-2.0-flash-001 |
| 30613 |
EFTA01374425.txt |
Re: trading meeting |
Richard Kahn |
none |
none |
2017-07-10 |
email |
dataset_10 |
|
Richard Kahn is trying to schedule a trading meeting with Stewart Oldfield. They are discussing... |
Business dealingsCommunications/correspondenceFinancial transactions/money flow |
Stewart Oldfield |
DB-SDNY-0069100 |
gemini-2.0-flash-001 |
| 30614 |
EFTA01374426.txt |
Re: |
Richard Kahn |
none |
none |
2017-07-07 |
email |
dataset_10 |
|
Richard Kahn confirms his availability at 11 am in response to an email from Stewart Oldfield.... |
Communications/correspondence |
Stewart Oldfield |
DB-SDNY-0069101 |
gemini-2.0-flash-001 |
| 30615 |
EFTA01374427.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document appears to be a confidentiality notice from Deutsche Bank Securities Inc. It... |
|
— |
DB-SDNY-0069103, SDNY_GM_00215287 |
gemini-2.0-flash-001 |
| 30616 |
EFTA01374428.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a standard legal disclaimer and confidentiality notice. It states that the... |
|
— |
DB-SDNY-0069105, SDNY_GM_00215289 |
gemini-2.0-flash-001 |
| 30617 |
EFTA01374429.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a standard confidentiality disclaimer from Deutsche Bank. It outlines the... |
|
— |
DB-SDNY-0069106
SDNY_GM_00215290 |
gemini-2.0-flash-001 |
| 30618 |
EFTA01374430.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document contains legal disclaimers and confidentiality notices from Deutsche Bank. It... |
|
— |
DB-SDNY-0069107, SDNY_GM_00215291 |
gemini-2.0-flash-001 |
| 30619 |
EFTA01374431.txt |
RE: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC (Ii |
John Juul |
suspicious |
none |
2014-12-23 |
email |
dataset_10 |
|
The email chain discusses a potential reputational risk issue related to Southern Financial LLC... |
Business dealingsCommunications/correspondence |
Wayne Salit |
ONB-120902 LKYCUS-3443 |
gemini-2.0-flash-001 |
| 30620 |
EFTA01374432.txt |
RE: EDD package for the RID: ONB-I
LKYCUS= Party name Southern Financial LLC Ill |
Dmitri Saks On Behalf Of US-CB S-AML |
none |
none |
2014-12-22 |
email |
dataset_10 |
|
This email is a follow-up request from Dmitri Saks (US-CB S-AML) to Anastasia Pringle (Deutsche... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Anastasia Pringle |
ONB-I
LKYCUS |
gemini-2.0-flash-001 |
| 30621 |
EFTA01374433.txt |
RE: EDD package for the RID |
Anastasia Pringle |
none |
none |
2014-12-19 |
email |
dataset_10 |
|
Anastasia Pringle from Deutsche Bank Securities Inc. is requesting an update from Dmitri... |
Financial transactions/money flowCommunications/correspondence |
Dmitri |
DB-SDNY-0069113 |
gemini-2.0-flash-001 |
| 30622 |
EFTA01374434.txt |
RDC hit received on "Richard K |
Syed-Anzar Ahmed |
none |
none |
2014-09-19 |
email |
dataset_10 |
|
This email provides details regarding alerts related to Richard Kahn, clarifying that they are... |
Financial transactions/money flowLegal matters/litigationCommunications/correspondence |
All |
DB-SDNY-0069115, SDNY_GM_002 15299 |
gemini-2.0-flash-001 |
| 30623 |
EFTA01374435.txt |
Fw: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC [I] |
Manikandan Muralidharan |
none |
none |
2014-12-17 |
email |
dataset_10 |
|
Manikandan Muralidharan emails Anastasia Pringle requesting her assistance in obtaining a... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Anastasia Pringle |
ONB-120902 LKYCUS-3443 |
gemini-2.0-flash-001 |
| 30624 |
EFTA01374436.txt |
Consent of the Board of Directors of Southern Trust Company, Inc. |
Jofin Varghese |
none |
none |
2013-03-19 |
Consent |
dataset_10 |
|
This document is a consent form from the Board of Directors of Southern Trust Company, Inc.,... |
Business dealings |
— |
SDNY GM_00215307
DB-SDNY-0069123 |
gemini-2.0-flash-001 |
| 30625 |
EFTA01374437.txt |
EDD package lor the RID: ONB-120902 UCYCUS-3443 Party name : Southern Financial LLC Ill |
Sujith Shetty |
suspicious |
none |
2014-12-15 |
email |
dataset_10 |
|
This email discusses the escalation of an EDD (Enhanced Due Diligence) package for Southern... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
nate |
ONB-120902 UCYCUS-3443 |
gemini-2.0-flash-001 |
| 30626 |
EFTA01374438.txt |
RE: Securities to buy IC) [I] |
Vahe Stepanian |
none |
none |
2017-07-28 |
email |
dataset_10 |
|
This email chain discusses the status of securities purchases. Vahe Stepanian and Stewart... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart 0ldfield, Richard Kahn, Joshua Shoshan |
DB-SDNY-0069127 |
gemini-2.0-flash-001 |
| 30627 |
EFTA01374439.txt |
Securities to buy |
Vahe Stepanian |
none |
none |
2017-07-26 |
email |
dataset_10 |
|
Richard Kahn requests Vahe Stepanian to review purchasing non-US securities, seeking information... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn |
DB-SDNY-0069128 |
gemini-2.0-flash-001 |
| 30628 |
EFTA01374440.txt |
Investments |
|
none |
none |
None |
other |
dataset_10 |
|
This document lists investment amounts of $500,000 each in several companies including Win Semi,... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0069129 |
gemini-2.0-flash-001 |
| 30629 |
EFTA01374441.txt |
RE: Epstein mtg - reschedule [I] |
Martin Zeman |
none |
none |
2017-09-05 |
email |
dataset_10 |
|
This email chain discusses rescheduling a meeting with Jeffrey Epstein. The participants are... |
Business dealingsCommunications/correspondence |
Joyce Tsoi |
EFTA01374441 |
gemini-2.0-flash-001 |
| 30630 |
EFTA01374442.txt |
RE: Epstein mtg - reschedule Ill |
Stewart Oldfield |
none |
none |
2017-08-23 |
email |
dataset_10 |
|
This email chain discusses rescheduling a meeting with Jeffrey Epstein. The participants are... |
Business dealingsCommunications/correspondenceTravel/logistics |
Jo ce Tsoi, Vahe Ste anian, Daniel-E Kaiser, Xavier... |
DB-SDNY-0069131 |
gemini-2.0-flash-001 |
| 30631 |
EFTA01374443.txt |
RM0082289 Daily Deposit Report 20170920 |
|
suspicious |
possible |
2017-09-20 |
report |
dataset_10 |
|
This document is a daily deposit report from 2017 listing large, zero, and negative balances, as... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 30632 |
EFTA01374444.txt |
RM0082289 Daily Deposit Report 20171111 |
|
suspicious |
none |
2017-11-11 |
report |
dataset_10 |
|
This document is a daily deposit report from November 11, 2017, listing balances for various... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 30633 |
EFTA01374445.txt |
RE:Inquiry Regarding Accou |
Stewart Oldfield |
none |
none |
2018-05-15 |
email |
dataset_10 |
|
This email exchange involves Stewart Oldfield and Richard Kahn, with Bradley Giffin copied. The... |
Communications/correspondence |
Richard Kahn |
DB-SDNY-0069135, SDNY GM_00215319 |
gemini-2.0-flash-001 |
| 30634 |
EFTA01374446.txt |
Compliance inquiries on recent wires |
Stewart Oldfield |
suspicious |
possible |
2018-03-07 |
email |
dataset_10 |
|
This email discusses compliance inquiries related to recent wire transfers, including payments... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
— |
DB-SDNY-0069136 |
gemini-2.0-flash-001 |
| 30635 |
EFTA01374448.txt |
Re: signed confirms [CI |
Richard Kahn |
none |
none |
2018-05-23 |
email |
dataset_10 |
|
Liam Osullivan from DB securities Inc requests Richard Kahn to sign amended confirmations for... |
Financial transactions/money flowCommunications/correspondence |
Martin Zeman, Paul Barrett, Xavier Avila, Davide-A... |
DB-SDNY-0069138 |
gemini-2.0-flash-001 |
| 30636 |
EFTA01374449.txt |
signed confirms |
Richard Kahn |
none |
none |
2018-05-17 |
email |
dataset_10 |
|
Richard Kahn sent an email with the subject "signed confirms" to multiple recipients. The email... |
Communications/correspondenceBusiness dealings |
Martin Zeman, Paul Barrett, Xavier Avila, Joshua... |
DB-SDNY-0069139 |
gemini-2.0-flash-001 |
| 30637 |
EFTA01374450.txt |
Currency Option Transaction |
Deutsche Bank AG, London Branch |
none |
none |
2018-05-16 |
letter |
dataset_10 |
|
This document is a confirmation letter from Deutsche Bank AG, London Branch to PRIVATE CLIENT... |
Financial transactions/money flowBusiness dealings |
PRIVATE CLIENT SERVICES RAM ALEX BROWN AC SOUTHERN FINANCIAL LLC |
1603998244-2 |
gemini-2.0-flash-001 |
| 30638 |
EFTA01374451.txt |
Currency Option |
Party A |
none |
none |
May 15 2018 |
letter |
dataset_10 |
|
This document is a confirmation letter outlining the terms of a currency option transaction... |
Financial transactions/money flowBusiness dealings |
Party B |
DB-SDNY-0069141
SDNY GM_00215325 |
gemini-2.0-flash-001 |
| 30639 |
EFTA01374453.txt |
Currency Option Transaction |
Deutsche Bank AG, London Branch |
none |
none |
2018-05-16 |
letter agreement |
dataset_10 |
|
This document is a letter agreement confirming the terms and conditions of a currency option... |
Financial transactions/money flowBusiness dealings |
PRIVATE CLIENT SERVICES PAM ALEX BROM! AC SOUTHERN FINANCIAL LLC |
DB-SDNY-0069143, SDNY GM_00215327 |
gemini-2.0-flash-001 |
| 30640 |
EFTA01374454.txt |
None |
Deutsche Bank AG, London Branch |
none |
none |
None |
other |
dataset_10 |
|
This document is a confirmation notice from Deutsche Bank AG, London Branch, to SERVICES PWM... |
Financial transactions/money flow |
— |
DB-SDNY-0069145, SDNY_GM_00215329 |
gemini-2.0-flash-001 |
| 30641 |
EFTA01374455.txt |
Currency Option Transaction |
Deutsche Bank AG, London Branch |
none |
none |
2018-05-16 |
letter |
dataset_10 |
|
This letter confirms the terms and conditions of a currency option transaction between Deutsche... |
Financial transactions/money flowBusiness dealings |
PRIVATE CLIENT SERVICES RMA ALEX BROOM! AC SOUTHERN FINANCIAL LLC |
1803996242-2 |
gemini-2.0-flash-001 |
| 30642 |
EFTA01374456.txt |
Transaction Confirmation |
|
none |
none |
None |
Confirmation |
dataset_10 |
|
This document is a confirmation of a currency option transaction. It outlines the general terms,... |
Financial transactions/money flowBusiness dealings |
— |
None |
gemini-2.0-flash-001 |
| 30643 |
EFTA01374457.txt |
Confirmation |
Deutsche Bank AG, London Branch |
none |
none |
2001 |
legal filing |
dataset_10 |
|
This document is a confirmation of a financial transaction between Deutsche Bank AG, London... |
Financial transactions/money flowBusiness dealings |
PRIVATE SERVICES PWM ALEX BROWN AC SOUTHERN FINANCIAL LLC |
DB-SDNY-0069148, SDNY_GM_00215332 |
gemini-2.0-flash-001 |
| 30644 |
EFTA01374458.txt |
FW: USA Patriot Act Customer Identification Program Notification |
Stewart Oldfield |
none |
none |
2018-06-11 |
email |
dataset_10 |
|
This email chain discusses a USA Patriot Act Customer Identification Program Notification sent... |
Financial transactions/money flowLegal matters/litigationCommunications/correspondence |
Martin Zeman |
DB-SDNY-0069149 |
gemini-2.0-flash-001 |
| 30645 |
EFTA01374459.txt |
None |
Client Data Services, Deutsche Bank USA Core Corporation |
none |
none |
None |
other |
dataset_10 |
|
Deutsche Bank's Client Data Services instructs recipients to refrain from submitting U.S. dollar... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0069151, SDNY_GM_00215335 |
gemini-2.0-flash-001 |
| 30646 |
EFTA01374460.txt |
Terms for your transactions |
|
suspicious |
none |
None |
other |
dataset_10 |
|
This document outlines the Bank's order handling practices, risk management techniques, and... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0069157 |
gemini-2.0-flash-001 |
| 30647 |
EFTA01374461.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document informs customers about the risks associated with securities loans,... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0069159, SDNY GM_00215343 |
gemini-2.0-flash-001 |
| 30648 |
EFTA01374462.txt |
ERISA Section 408(6)(21 |
M. Batty Bausat, Thomas Patrick |
none |
none |
2012-02-03 |
letter |
dataset_10 |
|
This letter from Deutsche Bank Securities Inc. to a client confirms their commitment to service... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0069160, SDNY GM_00215344 |
gemini-2.0-flash-001 |
| 30649 |
EFTA01374463.txt |
None |
NEPTUNE, LLC |
none |
none |
6/13/2018 |
check |
dataset_10 |
|
This document is a check from NEPTUNE, LLC to Paver & Marble Professionals for $8,000.00. The... |
Financial transactions/money flow |
— |
1498 |
gemini-2.0-flash-001 |
| 30650 |
EFTA01374464.txt |
Client Relationship and Career Trajectory |
|
none |
none |
2017 |
other |
dataset_10 |
|
The document details the author's client relationship management and revenue generation efforts... |
Financial transactions/money flowBusiness dealingsEmployment/staffing |
— |
DB-SDNY-0069165, SDNY_GM_00215349 |
gemini-2.0-flash-001 |
| 30651 |
EFTA01374465.txt |
Management, ISG, KCP, DPM, Credit, Deposits, Other, Bankers, CIB |
|
none |
none |
None |
list |
dataset_10 |
|
This document is a list of individuals categorized by their departments or groups within an... |
|
— |
DB-SDNY-0069166, SDNY_GM_00215350 |
gemini-2.0-flash-001 |
| 30652 |
EFTA01374466.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document identifies Stewart Oldfield as a Director at Deutsche Bark Trust Company Americas,... |
|
— |
DB-SDNY-0069167, SDNY_GM_00215351 |
gemini-2.0-flash-001 |
| 30653 |
EFTA01374467.txt |
FW: USDARS Order Cancelled |
Xavier Avila |
suspicious |
none |
2017-12-01 |
email |
dataset_10 |
|
Xavier Avila informs Martin Zeman about market conditions and a meeting with Paul, and discusses... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Martin Zeman, Chris Maxmin |
DB-SDNY-0069168 |
gemini-2.0-flash-001 |
| 30654 |
EFTA01374468.txt |
RE: Account Planning sessions [C] [I] |
Cynthia Rodriguez |
none |
none |
2018-01-08 |
email |
dataset_10 |
|
Cynthia Rodriguez sends Stewart Oldfield and Bradley Gillin the final account planning documents... |
Business dealingsCommunications/correspondenceFinancial transactions/money flow |
Stewart 0ldfield, Bradley Gillin |
DB-SDNY-0069169 |
gemini-2.0-flash-001 |
| 30655 |
EFTA01374469.txt |
RE: Account Planning sessions ICJ [I] |
Cynthia Rodriguez |
none |
possible |
2018-01-05 |
email |
dataset_10 |
|
Cynthia Rodriguez sent an email to Stewart Oldfield and Bradley Gillin with account planning... |
Business dealingsFinancial transactions/money flowPersonal relationships |
Stewart Oldfield, Bradley Gillin |
None |
gemini-2.0-flash-001 |
| 30656 |
EFTA01374470.txt |
FW: Account Planning sessions [C] |
Stewart Oldfield |
suspicious |
none |
2018-01-03 |
email |
dataset_10 |
|
This email is a coordination message regarding account planning sessions for various clients,... |
Business dealingsFinancial transactions/money flowCommunications/correspondence |
Bradley Gitlin, Cynthia Rodriguez |
DB-SDNY-0069171 |
gemini-2.0-flash-001 |
| 30657 |
EFTA01374471.txt |
2018 Account Planning - RM contribution |
|
none |
none |
2018 |
report |
dataset_10 |
|
This document is an account planning report for Madison Park Capital LLC and General Atlantic,... |
Financial transactions/money flowBusiness dealings |
— |
GCIS Number: |
gemini-2.0-flash-001 |
| 30658 |
EFTA01374472.txt |
2018 Account Planning - Deering/Crosby Relationship |
|
none |
none |
2018 |
report |
dataset_10 |
|
This document is an account planning report for the Deering/Crosby relationship at Deutsche... |
Financial transactions/money flowBusiness dealingsEmployment/staffing |
— |
GCIS Number: 00000535503 |
gemini-2.0-flash-001 |
| 30659 |
EFTA01374473.txt |
Deering/Crosby family opportunities and challenges |
|
suspicious |
possible |
2003-04-30 until November 17, 2017 |
other |
dataset_10 |
|
This document outlines opportunities and challenges in managing the Deering/Crosby family... |
Financial transactions/money flowBusiness dealingsPersonal relationships |
— |
DB-SDNY-0069175, SDNY_GM_00215359 |
gemini-2.0-flash-001 |
| 30660 |
EFTA01374474.txt |
RM0082289 Daily Deposit Report 20180222 |
|
suspicious |
none |
2018-02-22 |
report |
dataset_10 |
|
This document is a daily deposit report from February 22, 2018, listing accounts with large,... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 30661 |
EFTA01374475.txt |
RM0082289 Daily Deposit Report 20170617 |
RM0082289@list.db.corn |
suspicious |
none |
2017-06-17 |
email |
dataset_10 |
|
This email contains a daily deposit report for RM code 82289, listing account balances and large... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 30662 |
EFTA01374476.txt |
None |
|
suspicious |
none |
None |
other |
dataset_10 |
|
The document records a transfer of $4,000,000.00 from SSw 2007 LLC to WO AVL PRIN. It includes a... |
Financial transactions/money flow |
— |
None |
gemini-2.0-flash-001 |
| 30663 |
EFTA01374477.txt |
RE: send to rich please Di |
Paul Morris |
suspicious |
none |
2015-06-03 |
email |
dataset_10 |
|
This email exchange involves Jeffrey E. requesting detailed information about his Twitter... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Daniel Sabba |
DB-SDNY-0069179 |
gemini-2.0-flash-001 |
| 30664 |
EFTA01374478.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document consists primarily of confidentiality disclaimers and legal notices. It references... |
|
— |
DB-SDNY-0069180 |
gemini-2.0-flash-001 |
| 30665 |
EFTA01374479.txt |
RM0082289 Daily Deposit Report 20170725 |
dwhpbdw-batch@db.com |
suspicious |
none |
2017-07-25 |
email |
dataset_10 |
|
This email contains a daily deposit report from DB, listing large account balances and... |
Financial transactions/money flow |
RM0082289@list.db.com |
RM0082289 |
gemini-2.0-flash-001 |
| 30666 |
EFTA01374480.txt |
RE: RUSH EXCO Approval Needed: KYC Case 01898372 [I] |
Stewart Oldfield |
suspicious |
none |
2018-03-14 |
email |
dataset_10 |
|
Stewart Oldfield confirms receipt of an email regarding KYC approval for a new account and... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Dana Ponzio |
01898372 |
gemini-2.0-flash-001 |
| 30667 |
EFTA01374481.txt |
Exco Approval Request for Jeffrey Epstein Account Opening |
Cynthia Rodriguez, Stewart Oldfield |
suspicious |
possible |
2023-10-26 |
other |
dataset_10 |
|
This document is a request for Exco Approval to open a new account for The 2017 Caterpillar... |
Financial transactions/money flowLegal matters/litigationPolitical connections/influence |
— |
DB-SDNY-0069183 |
gemini-2.0-flash-001 |
| 30668 |
EFTA01374482.txt |
None |
Cynthia Rodriguez, Assistant Vice President, Deutsche Bank Trust Company Americas, Deutsche Bank Weakh Management |
none |
none |
None |
other |
dataset_10 |
|
This document contains the contact information for Cynthia Rodriguez, an Assistant Vice... |
|
— |
DB-SDNY-0069184, SDNY GM_00215368 |
gemini-2.0-flash-001 |
| 30669 |
EFTA01374483.txt |
RE: RM0082289 Daily Deposit Report 20180329 [II |
Rishab Sarawagi |
suspicious |
none |
2018-03-29 |
email |
dataset_10 |
|
This email forwards a Daily Deposit Report listing account balances, including a large balance... |
Financial transactions/money flowCommunications/correspondence |
Stewart 0ldfieki |
RM0082289 |
gemini-2.0-flash-001 |
| 30670 |
EFTA01374484.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document lists financial transactions or account balances for various entities, including... |
Financial transactions/money flow |
— |
None |
gemini-2.0-flash-001 |
| 30671 |
EFTA01374485.txt |
RE: Inquiry Regarding Account |
Rob Wang |
suspicious |
none |
2018-04-05 |
email |
dataset_10 |
|
Rob Wang is requesting information regarding outgoing wire transfers from the account of LSJE,... |
Financial transactions/money flowCommunications/correspondenceLegal matters/litigation |
Hildegarde Berrios, Michele-M Quattrocchi |
Alert No. 83817 |
gemini-2.0-flash-001 |
| 30672 |
EFTA01374486.txt |
RE: RM0082289 Daily Deposit Report 20180320 III |
Stewart Oldfield |
none |
none |
2018-05-07 |
email |
dataset_10 |
|
Stewart Oldfield is requesting information from Robert Dicerbo about the inclusion of CD... |
Financial transactions/money flowCommunications/correspondence |
Robert Dicerbo |
RM0082289 |
gemini-2.0-flash-001 |
| 30673 |
EFTA01374487.txt |
None |
|
suspicious |
none |
None |
other |
dataset_10 |
|
This document lists financial amounts associated with various individuals and entities,... |
Financial transactions/money flow |
— |
DB-SDNY-0069192, SDNY GM_00215376 |
gemini-2.0-flash-001 |
| 30674 |
EFTA01374489.txt |
RE: RM0082289 Daily Deposit Report 20180320 III |
Robert Dicerbo |
none |
none |
2018-06-25 |
email |
dataset_10 |
|
Robert Dicerbo is following up with IT regarding a daily deposit report (RM0082289) requested by... |
Financial transactions/money flowCommunications/correspondence |
Stewart 0ldfield |
RM0082289 |
gemini-2.0-flash-001 |
| 30675 |
EFTA01374490.txt |
RE: RM008 |
Steuart Oldfield |
none |
none |
2018-04-11 |
email |
dataset_10 |
|
This email exchange discusses a request to add Certificates of Deposit (CDs) to a daily deposit... |
Financial transactions/money flowCommunications/correspondence |
Robert Dicerbo |
RM0082289 |
gemini-2.0-flash-001 |
| 30676 |
EFTA01374491.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document lists account names and their corresponding balances. Jeffrey Epstein is listed as... |
Financial transactions/money flow |
— |
DB-SDNY-0069198 |
gemini-2.0-flash-001 |
| 30677 |
EFTA01374492.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document is a list of financial entities, including trusts and LLCs, along with associated... |
Financial transactions/money flow |
— |
DB-SDNY-0069199, SDNY GM_00215383 |
gemini-2.0-flash-001 |
| 30678 |
EFTA01374493.txt |
RE: RM0082289 Daily Deposit Report 20180320 III |
Robert Dicerbo |
none |
none |
2018-08-01 |
email |
dataset_10 |
|
This email exchange between Robert Dicerbo and Stewart Oldfield concerns a daily deposit report... |
Financial transactions/money flowCommunications/correspondence |
Stewart Oldfield |
RM0082289 |
gemini-2.0-flash-001 |
| 30679 |
EFTA01374494.txt |
RE: RM0082289 Daily Deposit Report 20180320 III |
Stewart Oldfield |
none |
none |
2018-06-25 |
email |
dataset_10 |
|
This email exchange between Stewart Oldfield and Robert Dicerbo concerns the implementation of... |
Financial transactions/money flowCommunications/correspondence |
Robert Dicerbo |
RM0082289 |
gemini-2.0-flash-001 |
| 30680 |
EFTA01374495.txt |
RM0082289 Daily Deposit Report 20180320 |
Mal. |
suspicious |
none |
2018-03-20 |
email |
dataset_10 |
|
The document is an email forwarding a daily deposit report that includes Jeffrey Epstein's... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 30681 |
EFTA01374498.txt |
Financial Data |
|
none |
none |
2009 |
other |
dataset_10 |
|
The document presents financial data related to GEW 2009 LLC and THE 2017 CATERPILLAR TRUST,... |
Financial transactions/money flow |
— |
DB-SDNY-0069207, SDNY GM_00215391 |
gemini-2.0-flash-001 |
| 30682 |
EFTA01374499.txt |
2018 Periodic Review of Accts Southern Financial LLC (GCIS#483882) & LSJE, LLC (GCIS4499733) under the SOUTHERN FINANCIAL RELATIONSHIP |
Vijay-A Sawant |
suspicious |
none |
2018-08-14 |
email |
dataset_10 |
|
This email from Vijay-A Sawant to Bradley GiIlin requests updated documentation for the periodic... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Bradley GiIlin |
GCIS#483882, GCIS4499733 |
gemini-2.0-flash-001 |
| 30683 |
EFTA01374500.txt |
KYC Case Representative Information |
|
none |
none |
None |
other |
dataset_10 |
|
This document provides the contact information for Vijay Sawant, a KYC Case Representative at... |
Financial transactions/money flow |
— |
DB-SDNY-0069209, SDNY GM_00215393 |
gemini-2.0-flash-001 |
| 30684 |
EFTA01374501.txt |
RE: send to rich please (CI |
Stewart Oldfield |
suspicious |
none |
2015-06-08 |
email |
dataset_10 |
|
This email chain discusses scheduling a call to discuss a financial strategy involving stocks... |
Business dealingsFinancial transactions/money flowCommunications/correspondence |
Mane Dwyer |
DB-SDNY-0069212 |
gemini-2.0-flash-001 |
| 30685 |
EFTA01374502.txt |
RE: send to rich please [C] |
Daniel Sabba |
none |
none |
2015-06-02 |
email |
dataset_10 |
|
This email exchange involves a request for stock information from 'Jeffrey' to Daniel Sabba, who... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
jeevacation@gmail.com, Richard Kahn |
DB-SDNY-0069213 |
gemini-2.0-flash-001 |
| 30686 |
EFTA01374503.txt |
Stock Prices |
|
none |
none |
None |
other |
dataset_10 |
|
The document lists stock prices for various companies. It includes a standard confidentiality notice. |
Financial transactions/money flow |
— |
DB-SDNY-0069214, SDNY GM_00215398 |
gemini-2.0-flash-001 |
| 30687 |
EFTA01374504.txt |
RE: Reinsurance deal [CI |
Ariane D |
none |
none |
2015-02-05 |
email |
dataset_10 |
|
This email chain discusses a reinsurance deal and coordination of communication with potential... |
Business dealingsFinancial transactions/money flowCommunications/correspondence |
Stewart Oldfield I |
None |
gemini-2.0-flash-001 |
| 30688 |
EFTA01374505.txt |
Re: Trade Report 1/13/2017 IC) |
Richard Kahn |
none |
none |
2017-01-13 |
email |
dataset_10 |
|
Richard Kahn requests Vahe Stepanian to sell 16,535 shares of ARIA at a specified price. He also... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vahe Stepanian |
DB-SDNY-0069217 |
gemini-2.0-flash-001 |
| 30689 |
EFTA01374506.txt |
RE: statements |
Stewart Oldfield |
none |
none |
2017-02-06 |
email |
dataset_10 |
|
Richard Kahn is inquiring about Joshua Shoshan being listed as the client advisor on recent... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn |
DB-SDNY-0069219 |
gemini-2.0-flash-001 |
| 30690 |
EFTA01374507.txt |
FW: Southern Financial - IA Request [I] |
Vahe Stepanian |
none |
none |
2016-06-28 |
email |
dataset_10 |
|
Vahe Stepanian is providing an update to Stewart Oldfield regarding the pricing for Southern... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart Oldfield |
DB-SDNY-0069222 |
gemini-2.0-flash-001 |
| 30691 |
EFTA01374508.txt |
RE: Southern Financial - IA Request [I] |
Vahe Stepanian |
suspicious |
none |
2016-06-28 |
email |
dataset_10 |
|
This email exchange discusses assets held by Southern Financial, with Vahe Stepanian providing... |
Financial transactions/money flowBusiness dealings |
Andrew Xu, Roddy Moore |
N4G023804, N4G024943, N4G023812, N4G024935, N4G024950 |
gemini-2.0-flash-001 |
| 30692 |
EFTA01374509.txt |
RE: Southern Financial - IA Request [I] |
Andrew Xu |
none |
none |
2016-06-28 |
email |
dataset_10 |
|
This email exchange discusses the initial margin requirements for a trade involving Southern... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vahe Stepanian, Roddy Moore |
DB-SDNY-0069224 |
gemini-2.0-flash-001 |
| 30693 |
EFTA01374511.txt |
RM0082289 Daily Deposit Report 20160727 |
PBW/WM/MIS ETL/PBW 15116 |
suspicious |
possible |
2016-07-27 |
email |
dataset_10 |
|
This email contains a daily deposit report listing large balances and transactions, including a... |
Financial transactions/money flowBusiness dealings |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 30694 |
EFTA01374512.txt |
Automatic reply: Southern Financial - Saudi bond new issue. fil |
Daniel Sabba |
none |
none |
2016-08-16 |
email |
dataset_10 |
|
This is an automatic reply email from Daniel Sabba indicating he is out of office until August... |
Communications/correspondenceFinancial transactions/money flow |
Stewart Oldfield |
DB-SDNY-0069228 |
gemini-2.0-flash-001 |
| 30695 |
EFTA01374513.txt |
Invitation: Frieze Regent's Park London Preview |
Kelly Kieran |
none |
none |
2016-10-05 |
invitation |
dataset_10 |
|
This document is an invitation from Fabrizio Campelli, Global Head of Deutsche Bank Wealth... |
Business dealingsCommunications/correspondence |
— |
DB-SDNY-0069230, SDNY_GM_00215414, CCS0004 |
gemini-2.0-flash-001 |
| 30696 |
EFTA01374514.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document contains the contact information for Stewart Oldfield, a Director at Deutsche... |
|
— |
DB-SDNY-0069231, SDNY_GM_00215415 |
gemini-2.0-flash-001 |
| 30697 |
EFTA01374515.txt |
Check Referral - |
Kavish Sharma |
suspicious |
none |
2016-09-20 |
email |
dataset_10 |
|
Kavish Sharma from Deutsche Bank sent an email requesting a pay/no pay decision on a check... |
Financial transactions/money flowCommunications/correspondence |
Stewart 0ldfield, Mitchell, Rodriguez, Catherine... |
SDNY_GM_00215416 |
gemini-2.0-flash-001 |
| 30698 |
EFTA01374516.txt |
None |
JEFFREY EPSTEIN |
suspicious |
none |
4/10/06 |
check |
dataset_10 |
|
This document is a scanned image of a check issued by Jeffrey Epstein for $750,000. It provides... |
Financial transactions/money flow |
— |
None |
gemini-2.0-flash-001 |
| 30699 |
EFTA01374517.txt |
European EUR Put and Call Options |
Vahe Stepanian |
none |
none |
2015-12-30 |
other |
dataset_10 |
|
This document outlines potential EUR/USD options transactions offered by Deutsche Bank... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0069235, SDNY GM_00215419 |
gemini-2.0-flash-001 |
| 30700 |
EFTA01374518.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document contains confidentiality and legal disclaimers from Deutsche Bank and JEE,... |
Communications/correspondence |
— |
DB-SDNY-0069236, SDNY_GM_00215420 |
gemini-2.0-flash-001 |