| 31101 |
EFTA01375129.txt |
LARGE, ZERO AND NEGATIVE BALANCES |
|
none |
none |
None |
list |
dataset_10 |
|
This document is a list of accounts with large, zero, and negative balances. It includes names... |
Financial transactions/money flow |
— |
DB-SDNY-0070299 |
gemini-2.0-flash-001 |
| 31102 |
EFTA01375130.txt |
Epstein clearance |
Stewart Oldfield |
suspicious |
possible |
2018-11-20 |
email |
dataset_10 |
|
This email chain discusses the clearance of Jeffrey Epstein as a client and the decision to... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Oaniel-E Kaiser, Andrew Gallivan, Alan Brody, Liam Osullivan |
DB-SDNY-0070302 |
gemini-2.0-flash-001 |
| 31103 |
EFTA01375131.txt |
FW: Epstein - negative media II) |
Stewart Oldfield |
suspicious |
none |
2018-11-07 |
email |
dataset_10 |
|
Stewart Oldfield provides information to Andrew Gallivan and Kimberly Har regarding a withdrawn... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Andrew Gallivan, Kimberly Har |
DB-SDNY-0070303 |
gemini-2.0-flash-001 |
| 31104 |
EFTA01375132.txt |
RE: Epstein • negative media (lj |
Richard larossi |
suspicious |
none |
2018-10-18 |
email |
dataset_10 |
|
Richard larossi seeks approval from Kimberly Hart to proceed with KYC remediation for Southern... |
Financial transactions/money flowLegal matters/litigationCommunications/correspondence |
Kimberly Hart |
DB-SDNY-0070304 |
gemini-2.0-flash-001 |
| 31105 |
EFTA01375133.txt |
Epstein • negative media |
Stewart Oldfield |
suspicious |
none |
2018-10-09 |
email |
dataset_10 |
|
Stewart Oldfield emailed Kimberly Ha about negative media related to Jeffrey Epstein that... |
Financial transactions/money flowLegal matters/litigationCommunications/correspondence |
Kimberly Ha |
DB-SDNY-0070305 |
gemini-2.0-flash-001 |
| 31106 |
EFTA01375134.txt |
Daily Deposit Report |
|
suspicious |
none |
2018-12-12 |
report |
dataset_10 |
|
This document is a daily deposit report from December 12, 2018, listing large, zero, and... |
Financial transactions/money flow |
— |
DB-SDNY-0070306 |
gemini-2.0-flash-001 |
| 31107 |
EFTA01375135.txt |
VM in the office |
Richard Kahn |
none |
none |
2018-12-21 |
email |
dataset_10 |
|
Richard Kahn emailed Stewart Oldfield to request a call back after leaving a voicemail. The... |
Communications/correspondence |
Stewart 0ldfield |
DB-SDNY-0070309 |
gemini-2.0-flash-001 |
| 31108 |
EFTA01375136.txt |
Mteport 20190126 |
NMI |
suspicious |
none |
2019-01-26 |
report |
dataset_10 |
|
This report lists large, zero, and negative balances for various accounts as of January 25,... |
Financial transactions/money flow |
— |
DB-SDNY-0070310 |
gemini-2.0-flash-001 |
| 31109 |
EFTA01375137.txt |
LARGE, ZERO AND NEGATIVE BALANCES |
|
none |
none |
2015 |
other |
dataset_10 |
|
The document is a list of names, trusts, and LLCs, potentially related to financial balances. It... |
Financial transactions/money flow |
— |
DB-SDNY-0070311 |
gemini-2.0-flash-001 |
| 31110 |
EFTA01375138.txt |
Daily Deposit Report 20190131 |
|
suspicious |
possible |
2019-01-31 |
report |
dataset_10 |
|
This document is a daily deposit report from January 31, 2019, listing accounts with large,... |
Financial transactions/money flow |
— |
DB-SDNY-0070313 |
gemini-2.0-flash-001 |
| 31111 |
EFTA01375139.txt |
RE: FORMAT VALIDATION FAILED FILED 20 : 15248111, T: 02049845 [I INC0011682919 |
PWMITUS Production |
none |
none |
2019-02-05 |
email |
dataset_10 |
|
This email thread discusses the status of a case related to a format validation failure. The... |
Communications/correspondenceBusiness dealings |
Shanu Gu'aria, Rishabh Sharma, Stewart Oldfield, Bradley... |
INC0011682919 |
gemini-2.0-flash-001 |
| 31112 |
EFTA01375140.txt |
RE: FORMAT VALIDATION FAILED FILED 20 |
Shanu Gujaria |
none |
none |
2019-02-05 |
email |
dataset_10 |
|
This email discusses a failed wire transfer due to a format validation error. The debit entry... |
Financial transactions/money flowCommunications/correspondence |
Rishabh Sharma, Monica Gilkinson, Stewart Oldfield |
DB-SDNY-0070318 |
gemini-2.0-flash-001 |
| 31113 |
EFTA01375141.txt |
FORMAT VALIDATION FAILED FILED |
Vipul Jain On Behalf Of swift fin |
suspicious |
none |
2019-02-05 |
email |
dataset_10 |
|
An email from Vipul Jain of swift fin informs a team about a failed format validation check for... |
Financial transactions/money flowCommunications/correspondence |
Don Delcher, Kathryn J Stanfield, Di a Ra awat, GTO-PWM... |
DB-SDNY-0070319
SDNY_GM_00216503 |
gemini-2.0-flash-001 |
| 31114 |
EFTA01375142.txt |
Inquiry Regarding Account# |
Kevin Wilson on behalf of Amlcompliance Inquiries |
suspicious |
none |
2018-05-04 |
email |
dataset_10 |
|
This email from Deutsche Bank's AML Compliance department to Stewart Oldfield requests... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Stewart Oldfield, Amlcompliance Inquiries |
Alert K84699 |
gemini-2.0-flash-001 |
| 31115 |
EFTA01375143.txt |
Boods to sell |
Richard Kahn |
none |
none |
2019-02-11 |
email |
dataset_10 |
|
Richard Kahn from HBRK Associates Inc. is requesting Dam Osullivan to obtain pricing for selling... |
Financial transactions/money flowBusiness dealings |
Dam Osullivan |
DB-SDNY-0070327 |
gemini-2.0-flash-001 |
| 31116 |
EFTA01375144.txt |
Re: Auto Generated Margin Statement from DEUTSCHE BANK AG to SOUTHERN FINANCIAL, LLC_20190305 ICJ |
Richard Kahn |
suspicious |
none |
2019-03-07 |
email |
dataset_10 |
|
Richard Kahn is inquiring about the status of a transfer request from Deutsche Bank to Southern... |
Financial transactions/money flowCommunications/correspondence |
Liam Osullivan |
DB-SDNY-0070329 |
gemini-2.0-flash-001 |
| 31117 |
EFTA01375145.txt |
Re: |
Richard Kahn |
none |
none |
2019-03-06 |
email |
dataset_10 |
|
Liam O'Sullivan responds to Richard Kahn and Stewart Oldfield regarding a request to turn off... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Liam Osullivan, Stewart Oldfield |
DB-SDNY-0070330 |
gemini-2.0-flash-001 |
| 31118 |
EFTA01375146.txt |
Fwd: Auto Generated Margin Statement from DEUTSCHE BANK AG to SOUTHERN FINANCIAL ILC_20190305 |
Richard Kahn |
none |
none |
2019-03-06 |
email |
dataset_10 |
|
Richard Kahn is forwarding an auto-generated margin statement from Deutsche Bank to Southern... |
Financial transactions/money flowCommunications/correspondence |
— |
DB-SDNY-0070331 |
gemini-2.0-flash-001 |
| 31119 |
EFTA01375147.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a standard confidentiality disclaimer and legal notice from Deutsche Bank. It... |
|
— |
DB-SDNY-0070332, SDNY_GM_00216516 |
gemini-2.0-flash-001 |
| 31120 |
EFTA01375148.txt |
RE: Talk tomorrow Am |
Stewart Oldfield |
none |
none |
2019-03-21 |
email |
dataset_10 |
|
This email exchange between Stewart Oldfield and Richard Kahn is to schedule a phone call.... |
Communications/correspondenceBusiness dealings |
Richard Kahn |
DB-SDNY-0070334 |
gemini-2.0-flash-001 |
| 31121 |
EFTA01375149.txt |
THE 2017 CATERPILLAR TRUST |
Daphne Wallace, Trustee of The 2017 Caterpillar Trust |
suspicious |
possible |
2019-04-05 |
letter |
dataset_10 |
|
This letter authorizes Deutsche Bank to process a check for $8,723.23 from The 2017 Caterpillar... |
Financial transactions/money flowTrusts/Estates |
— |
DB-SDNY-0070338
SDNY_GM_00216522 |
gemini-2.0-flash-001 |
| 31122 |
EFTA01375150.txt |
Check payable to Leslie |
Brigid Macias |
none |
none |
2019-04-05 |
email |
dataset_10 |
|
Brigid Macias sent an email requesting authorization from the Trustees to process a check... |
Financial transactions/money flowCommunications/correspondence |
Toro, everyone on this message |
DB-SDNY-0070339
SONY GM_00216523 |
gemini-2.0-flash-001 |
| 31123 |
EFTA01375151.txt |
Re: i-laze Trust |
Richard Kah |
none |
none |
2019-04-08 |
email |
dataset_10 |
|
Richard Kahn acknowledges receipt of an email from Stewart Oldfield regarding the i-laze Trust.... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart Oldfield |
DB-SDNY-0070346 |
gemini-2.0-flash-001 |
| 31124 |
EFTA01375152.txt |
Wire Confirmation |
BEU.AKLEIN |
none |
none |
2019-04-09 |
Wire Confirmation |
dataset_10 |
|
This document is a wire transfer confirmation indicating that a wire transfer request has been... |
Financial transactions/money flow |
— |
DB-SDNY-0070349
SDNY_GM_00216533 |
gemini-2.0-flash-001 |
| 31125 |
EFTA01375153.txt |
This swift shoidd be good to go. |
Brigid Macias |
suspicious |
none |
2019-04-09 |
email |
dataset_10 |
|
Brigid Macias informs Bella that a 'swift' is ready. The email is brief and seemingly routine,... |
|
Bella |
DB-SDNY-0070350
SDNY_GM_00216534 |
gemini-2.0-flash-001 |
| 31126 |
EFTA01375154.txt |
Fwd: Wire |
Bella Klein ( |
none |
none |
Monday, |
email |
dataset_10 |
|
Bella Klein is seeking assistance from Brigid Macias and Bradley Ginnie at Deutsche Bank... |
Financial transactions/money flowCommunications/correspondence |
Bradley Ginnie |
None |
gemini-2.0-flash-001 |
| 31127 |
EFTA01375155.txt |
Re: 50,000 - 100,000 if possible |
Richard Kahn |
suspicious |
possible |
2019-04-24 |
email |
dataset_10 |
|
Richard Kahn is inquiring about the possibility of Jeffrey Epstein making a cash withdrawal from... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart 0ldfield, Natalie Barak |
DB-SDNY-0070353 |
gemini-2.0-flash-001 |
| 31128 |
EFTA01375156.txt |
Wire Detail |
|
none |
none |
2019-04-26 |
Wire Detail |
dataset_10 |
|
This document is a wire detail report showing a wire transfer from Neptune LLC to HBRK... |
Financial transactions/money flow |
— |
DB-SDNY-0070362 |
gemini-2.0-flash-001 |
| 31129 |
EFTA01375157.txt |
Wire Detail |
|
none |
none |
2019-04-26 |
other |
dataset_10 |
|
This document is a wire transfer detail, providing information about the originator, Bella... |
Financial transactions/money flow |
— |
DB-SDNY-0070363, SDNY GM_00216547 |
gemini-2.0-flash-001 |
| 31130 |
EFTA01375158.txt |
Wire Detail |
|
none |
none |
2019-04-26 |
Wire Detail |
dataset_10 |
|
This document is a wire transfer detail showing a payment of $100,000.00 USD from SOUTI-ERN... |
Financial transactions/money flowLegal matters/litigation |
— |
197660956 |
gemini-2.0-flash-001 |
| 31131 |
EFTA01375159.txt |
Wire Detail |
|
none |
none |
4/26/2019 |
other |
dataset_10 |
|
This document is a wire detail showing the originator information as Bella Klein of HBRK... |
Financial transactions/money flow |
— |
DB-SDNY-0070365, SDNY GM_00216549 |
gemini-2.0-flash-001 |
| 31132 |
EFTA01375160.txt |
Wire Detail |
|
none |
none |
2019-04-26 |
Wire Detail |
dataset_10 |
|
This document is a wire transfer detail showing a transfer of $500,000.00 USD from Ran D LC ODA... |
Financial transactions/money flow |
— |
DB-SDNY-0070366, SDNY GM_00216550 |
gemini-2.0-flash-001 |
| 31133 |
EFTA01375161.txt |
Wire Detail |
|
suspicious |
none |
2019-04-26 |
Wire Detail |
dataset_10 |
|
This document details a wire transfer of $800,000.00 USD from Jeffrey Epstein to Southern... |
Financial transactions/money flow |
— |
DB-SDNY-0070368, SDNY GM_00216552 |
gemini-2.0-flash-001 |
| 31134 |
EFTA01375162.txt |
Wire Detail |
|
none |
none |
4/26/2019 |
other |
dataset_10 |
|
This document is a wire detail showing the originator as Tne Haze Trust and HBRK Assooates Inc... |
Financial transactions/money flow |
— |
DB-SDNY-0070373, SDNY GM_00216557 |
gemini-2.0-flash-001 |
| 31135 |
EFTA01375163.txt |
Jeepers transfer |
bellaklein |
none |
none |
2016-04-04 |
email |
dataset_10 |
|
The email chain discusses a request to transfer $100,000 from a Jeepers account to a Private... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vahe Stepanian |
DB-SDNY-0070377 |
gemini-2.0-flash-001 |
| 31136 |
EFTA01375164.txt |
Fwd: • 'URGENT" BIB Wires Did Not Flow in OB-Force |
Stewart Oldfield |
suspicious |
none |
2019-04-26 |
email |
dataset_10 |
|
Stewart Oldfield forwarded an urgent email from Ankit-Kumar Sharma to Natalie Barak regarding... |
Financial transactions/money flowCommunications/correspondence |
Natalie Barak |
DB-SDNY-0070378
SDNY_GM_00216562 |
gemini-2.0-flash-001 |
| 31137 |
EFTA01375165.txt |
RE **URGENT** BIB Wires Did Not Flow in D13-Force II] |
Krishna Narayanan On Behalf Of PWMITUS ProduaionSuppoa |
none |
none |
2019-04-26 |
email |
dataset_10 |
|
This email discusses an urgent issue regarding BIB wires not flowing in the D13-Force system at... |
Financial transactions/money flowCommunications/correspondence |
Itishabh Sharma |
DB-SDNY-0070385 |
gemini-2.0-flash-001 |
| 31138 |
EFTA01375167.txt |
Domestic Wire Transfers |
|
suspicious |
none |
None |
financial_report |
dataset_10 |
|
The document lists several domestic wire transfers, primarily to The Haze Trust, on April 26,... |
Financial transactions/money flow |
— |
DB-SDNY-0070387
SDNY_GM_002 16571 |
gemini-2.0-flash-001 |
| 31139 |
EFTA01375168.txt |
File Corruption Notice |
|
none |
none |
None |
other |
dataset_10 |
|
This document indicates that a file is corrupted and unprintable, therefore it cannot be... |
|
— |
SDNY_GM_00216573 |
gemini-2.0-flash-001 |
| 31140 |
EFTA01375169.txt |
Re: IC) |
Tazia Smith |
none |
none |
2014-10-29 |
email |
dataset_10 |
|
Tazia Smith informs Jeffrey E. about completed stock trades and suggests limiting the size of... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
jeffrey E. (jeevacation@gmail.com) |
DB-SDNY-0070390 |
gemini-2.0-flash-001 |
| 31141 |
EFTA01375170.txt |
Re: (C) |
jeffrey E. <leoyacation@gmail.com> |
none |
none |
2014-10-29 |
email |
dataset_10 |
|
This email exchange between Jeffrey Epstein and Tazia Smith discusses the execution of a trade... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Tazia SmidVdb/acomeDESAMERICAS, Richard Kahn |
DB-SDNY-0070391 |
gemini-2.0-flash-001 |
| 31142 |
EFTA01375171.txt |
Re: (C) |
Tazia SmItlYdbrdbcom |
none |
none |
2014-10-28 |
email |
dataset_10 |
|
Tazia Smith from DB Securities updates Jeffrey on the purchase of Citi preferred stock and asks... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
wiettrey <jemeasation@grnail com> |
DB-SDNY-0070392 |
gemini-2.0-flash-001 |
| 31143 |
EFTA01375172.txt |
Re: IC) |
Tazia Smlivab dbcom |
none |
none |
2014-10-28 |
email |
dataset_10 |
|
Tazia Smlivab informs Jeffrey about his purchase of 34,900 shares of Citi 5.8% pfd at $23.9945... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Jeffrey <eeyacatro mail corn>, Paul Morris, Richard Kahn c |
None |
gemini-2.0-flash-001 |
| 31144 |
EFTA01375173.txt |
Re: [C] |
Tazia Smith |
none |
none |
10/28/2014 |
email |
dataset_10 |
|
Tazia Smith from DB Securities is asking Jeffrey how aggressively he wants them to purchase Citi... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
lefty E"< vaation mail.com>, Daniel Sab, Paul Mortis, Richard Kah |
DB-SDNY-0070396 |
gemini-2.0-flash-001 |
| 31145 |
EFTA01375174.txt |
Re: ICI |
Jeffrey E. <jeevacationelDlimail corn> |
suspicious |
none |
2014-10-28 |
email |
dataset_10 |
|
Jeffrey Epstein emails Tazia Smith to buy $5MM of Citi 5.8% Perpetual Preferred. The email is... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn, Daniel Sabba, Vahe Stepania, Paul Morris,... |
DB-SDNY-0070397 |
gemini-2.0-flash-001 |
| 31146 |
EFTA01375175.txt |
Citi 5.80% PFD |
|
none |
none |
None |
other |
dataset_10 |
|
The document provides information about Citi 5.80% PFD and includes standard confidentiality... |
|
— |
DB-SDNY-0070398 |
gemini-2.0-flash-001 |
| 31147 |
EFTA01375176.txt |
Wire Detail |
|
none |
none |
04/26/2019 |
Wire Detail |
dataset_10 |
|
This document is a wire transfer detail showing a transaction from Zorro Management t C to FIBRK... |
Financial transactions/money flow |
— |
None |
gemini-2.0-flash-001 |
| 31148 |
EFTA01375177.txt |
Wire Detail |
|
none |
none |
2019-04-26 |
other |
dataset_10 |
|
This document is a wire detail showing the originator as Tne Haze Trust with an address... |
Financial transactions/money flow |
— |
DB-SDNY-0070401, SDNY GM_00216585 |
gemini-2.0-flash-001 |
| 31149 |
EFTA01375178.txt |
Wire Detail |
|
none |
none |
04/26/2019 |
Wire Detail |
dataset_10 |
|
This document is a wire transfer detail showing a payment of $200,000.00 USD from Neptune LLC to... |
Financial transactions/money flow |
— |
2201880623 |
gemini-2.0-flash-001 |
| 31150 |
EFTA01375179.txt |
STG 9244 to DKI TD Bank |
|
none |
none |
04/26/2019 |
Wire Detail |
dataset_10 |
|
This document is a wire transfer detail showing a payment of $100,000.00 USD from Southern Trust... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0070406 |
gemini-2.0-flash-001 |
| 31151 |
EFTA01375180.txt |
Wire Detail |
|
none |
none |
04/26/2019 |
Wire Detail |
dataset_10 |
|
This document details a wire transfer of $500,000.00 USD from Deutsche Bank to HBRK Associates... |
Financial transactions/money flow |
— |
DB-SDNY-0070409 |
gemini-2.0-flash-001 |
| 31152 |
EFTA01375181.txt |
File Corruption Notice |
|
suspicious |
none |
None |
other |
dataset_10 |
|
The document indicates that the file is corrupted and cannot be produced. This may impact the... |
|
— |
SDNY_GM_00216595 |
gemini-2.0-flash-001 |
| 31153 |
EFTA01375182.txt |
Wire Detail |
|
suspicious |
none |
2019-04-26 |
Wire Detail |
dataset_10 |
|
This document details a wire transfer of $800,000 USD from Jeffrey Epstein's account at DEUTSCHE... |
Financial transactions/money flow |
— |
4253121102 |
gemini-2.0-flash-001 |
| 31154 |
EFTA01375183.txt |
Re: does that work? should we add anything or take anything out? Ill |
Paul Morris |
none |
none |
2014-11-11 |
email |
dataset_10 |
|
This email exchange between Paul Morris, Daniel Sabba, and Stewart Oldfield at Deutsche Bank... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Daniel Sabba |
DB-SDNY-0070414 |
gemini-2.0-flash-001 |
| 31155 |
EFTA01375184.txt |
Wire Detail |
|
none |
none |
2019-04-26 |
other |
dataset_10 |
|
This document is a wire transfer detail showing a $500,000.00 USD transfer from Deutsche Bank to... |
Financial transactions/money flow |
— |
DB-SDNY-0070417 |
gemini-2.0-flash-001 |
| 31156 |
EFTA01375185.txt |
Wire Detail |
|
none |
none |
4/26/2019 |
other |
dataset_10 |
|
This document is a wire transfer detail, providing information about the originator, Bella... |
Financial transactions/money flow |
— |
DB-SDNY-0070418, SDNY GM_00216602 |
gemini-2.0-flash-001 |
| 31157 |
EFTA01375186.txt |
Relational Junction f |
|
none |
none |
2019-07-09 |
email |
dataset_10 |
|
An automated email notification that a prospect's status has been changed to inactive in DB... |
Business dealings |
— |
DB-SDNY-0070426 |
gemini-2.0-flash-001 |
| 31158 |
EFTA01375187.txt |
FW: 2018 Periodic Review of Accts Southern Financial LLC & LSJE, LLC |
Vijay•A Sawant |
none |
none |
2018-08-24 |
email |
dataset_10 |
|
This email from Vijay Sawant at Deutsche Bank requests updated documentation for Southern... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard laros |
DB-SDNY-0070427 |
gemini-2.0-flash-001 |
| 31159 |
EFTA01375188.txt |
Account Review and Required Documentation |
Vijay Sawant, KYC Case Representative, Deutsche CIB Centre Private Limited - Deutsche Bank Group |
suspicious |
none |
None |
other |
dataset_10 |
|
This document is a request from Deutsche Bank to Jeffrey Epstein and associated parties for... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0070428 |
gemini-2.0-flash-001 |
| 31160 |
EFTA01375189.txt |
Re: 2018 Periodic Review of Risked Accounts
■(GCIS
I, Butterfly Trust (
)
and Neptune, LLC (GCI
under the SOUTHERN FINANCIAL RELATIONSHIP ill |
Stewart Old |
none |
none |
2018-08-31 |
email |
dataset_10 |
|
The email discusses KYC compliance for Butterfly Trust and Neptune LLC accounts. Vijay-A Sawant... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vijay-A Sawant |
KYC Case#01977698, KYC Case#01790739 |
gemini-2.0-flash-001 |
| 31161 |
EFTA01375190.txt |
RE: 2018 Periodic Review of High Risked Accounts |
Vijay-A Sawant |
suspicious |
none |
2018-08-24 |
email |
dataset_10 |
|
Vijay Sawant is requesting clarification on the Butterfly Trust's UBOs and highlighting that... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart Oldfield, Richard larossi, Bradley Gitlin |
Caseit01790739 |
gemini-2.0-flash-001 |
| 31162 |
EFTA01375191.txt |
KYC for Butterfly Trust and Neptune LLC |
Vijay Sawant |
suspicious |
none |
None |
email |
dataset_10 |
|
This email from Vijay Sawant requests clarification and confirmation regarding KYC compliance... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0070433, SDNY_GM_00216617 |
gemini-2.0-flash-001 |
| 31163 |
EFTA01375192.txt |
Deutsche CIB Centre Private Limited - Deutsche Bank Group |
|
none |
none |
None |
other |
dataset_10 |
|
This is a cover page from Deutsche Bank's Wealth Management division in Mumbai, India. The... |
|
— |
DB-SDNY-0070434
SDNY_GM_00216618 |
gemini-2.0-flash-001 |
| 31164 |
EFTA01375193.txt |
just tried you. I'm at my desk but have a 9am call |
Stewart Oldfield |
none |
none |
2018-09-07 |
email |
dataset_10 |
|
Stewart Oldfield and Vijay-A Sawant are coordinating a phone call to discuss a KYC case. The... |
Business dealingsCommunications/correspondence |
Vijay-A Sawant I |
KYC Case#01946825 |
gemini-2.0-flash-001 |
| 31165 |
EFTA01375194.txt |
RE: Assistance Required in solving rejection points on KYC Casetl01946825 [II |
Stewart Oldfield |
none |
none |
2018-09-06 |
email |
dataset_10 |
|
This email exchange between Stewart Oldfield and Vijay Sawant concerns a KYC (Know Your... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vijay-A Sawant |
Case#01946825 |
gemini-2.0-flash-001 |
| 31166 |
EFTA01375195.txt |
Re: Assistance Required in solving rejection points on KYC Case#01946825 |
richard.iarossiPdb.corn |
suspicious |
none |
2018-09-04 |
email |
dataset_10 |
|
The email discusses a KYC case rejection and the need for updated ExCo approval, specifically... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
— |
01946825 |
gemini-2.0-flash-001 |
| 31167 |
EFTA01375196.txt |
RE: Assistance Required in solving rejection points on KYC Case#01946825 II) |
Brad |
suspicious |
none |
YYYY-MM-DD |
email |
dataset_10 |
|
This email discusses the resolution of rejection points on a KYC case for Prytanee LLC, an art... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vijay, Stewart Oldfield |
Case#01946825 |
gemini-2.0-flash-001 |
| 31168 |
EFTA01375197.txt |
RE: Assistance Required in solving rejection points on KYC Casa |
Vijay-A Savant |
none |
none |
2018-08-01 |
email |
dataset_10 |
|
Vijay-A Savant is requesting assistance from Bradley Gitlin and Stewart Oldfield in resolving... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Bradley Gitlin |
DB-SDNY-0070441 |
gemini-2.0-flash-001 |
| 31169 |
EFTA01375198.txt |
RE: Assistance Required in solving rejection points on KYC Case/101946825 QI |
Vijay-A Sawant |
suspicious |
none |
2018-07-17 |
email |
dataset_10 |
|
This email discusses the KYC (Know Your Customer) compliance process for Prylanee, LLC, and... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Bradley Gitlin, Stewart Oldfield |
KYC Case/101946825 QI |
gemini-2.0-flash-001 |
| 31170 |
EFTA01375199.txt |
RE: Assistance Required in solving rejection points on KYC Case#0 1946825 |
Vijay-A Sawant |
suspicious |
none |
2018-07-06 |
email |
dataset_10 |
|
This email discusses assistance needed to resolve KYC rejection points and requests proof of... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart Oldfield |
0 1946825 |
gemini-2.0-flash-001 |
| 31171 |
EFTA01375200.txt |
RE: Assistance Required in solving rejection points on KYC Casc#01946825 |
Stewart Oldfield |
suspicious |
possible |
2018-07-06 |
email |
dataset_10 |
|
Stewart Oldfield responds to Vijay-A Sawant's request for assistance with KYC rejection points... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vijay-A Sawant |
KYC Case#01946825 |
gemini-2.0-flash-001 |
| 31172 |
EFTA01375201.txt |
Rejection |
Vijay Sawant |
suspicious |
possible |
None |
other |
dataset_10 |
|
This document is a rejection notice outlining deficiencies in the KYC documentation for Jeffrey... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0070447 |
gemini-2.0-flash-001 |
| 31173 |
EFTA01375202.txt |
• • REMINDER• * Expiring Standing Instructions for October 2018 [I] |
Ankit-Kumar Sharma |
suspicious |
none |
2018-10-03 |
email |
dataset_10 |
|
This email from Ankit-Kumar Sharma informs the team about expiring standing instructions in DB... |
Financial transactions/money flowCommunications/correspondence |
Stewart Oldfield, Kathryn 1 Stanfield, Bradley Gitlin,... |
1071, 1070 |
gemini-2.0-flash-001 |
| 31174 |
EFTA01375203.txt |
RE: Follow-up |
Paul Barrett |
none |
none |
2018-10-05 |
email |
dataset_10 |
|
This email exchange between Paul Barrett and Nadean Novogratz concerns a follow-up on documents.... |
Communications/correspondenceBusiness dealings |
Nadean Novogratz |
DB-SDNY-0070449 |
gemini-2.0-flash-001 |
| 31175 |
EFTA01375204.txt |
NEW ACCOUNT OPTIONS QUESTIONNAIRE |
|
none |
none |
None |
questionnaire |
dataset_10 |
|
This document is a new account options questionnaire used to gather information about a client's... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0070452
SDNY_GM_00216636 |
gemini-2.0-flash-001 |
| 31176 |
EFTA01375205.txt |
Agreement |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a legal agreement between a client and Deutsche Bank Securities Inc. outlining... |
Legal matters/litigationFinancial transactions/money flowBusiness dealings |
— |
None |
gemini-2.0-flash-001 |
| 31177 |
EFTA01375206.txt |
FW: Southern Financial - AUM example ill |
Donna Kerrigan |
suspicious |
none |
2018-10-11 |
email |
dataset_10 |
|
This email chain discusses issues with Southern Financial LLC's asset under management (AUM)... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Leslie Roth |
DB-SDNY-0070456 |
gemini-2.0-flash-001 |
| 31178 |
EFTA01375207.txt |
None |
Bradley Gitlin |
none |
none |
None |
other |
dataset_10 |
|
This document is a contact information block for Bradley Gitlin, Vice President at Deutsche Bank... |
|
— |
DB-SDNY-0070457 |
gemini-2.0-flash-001 |
| 31179 |
EFTA01375208.txt |
Darren and Rich, copies of unexpired IDs |
Stewart Oldfield |
none |
none |
2018-10-15 |
email |
dataset_10 |
|
Stewart Oldfield from Deutsche Bank is requesting updated copies of unexpired IDs from Darren... |
Communications/correspondenceFinancial transactions/money flow |
Darren Indyke |
DB-SDNY-0070458 |
gemini-2.0-flash-001 |
| 31180 |
EFTA01375209.txt |
RE: Caterpillar KYC |
Liam Osullivan |
none |
none |
2018-11-01 |
email |
dataset_10 |
|
Richard Iarossi sent Liam Osullivan the KYC for the 2017 Caterpillar Trust, which is looking to... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart Oldfield, Richard larossi |
DB-SDNY-0070459 |
gemini-2.0-flash-001 |
| 31181 |
EFTA01375210.txt |
Daily Deposit Report 20181109 |
|
none |
none |
2018-11-09 |
report |
dataset_10 |
|
This document is a daily deposit report from November 9, 2018, listing large account balances,... |
Financial transactions/money flow |
— |
DB-SDNY-0070460 |
gemini-2.0-flash-001 |
| 31182 |
EFTA01375211.txt |
Daily Deposit Report |
|
suspicious |
none |
2019-04-11 |
report |
dataset_10 |
|
This document is a daily deposit report from April 10, 2019, listing large, zero, and negative... |
Financial transactions/money flow |
— |
DB-SDNY-0070464 |
gemini-2.0-flash-001 |
| 31183 |
EFTA01375212.txt |
()ally Deposit Report 20181208 LARGE, ZERO AND NEGATIVE BALANCES |
|
suspicious |
possible |
2018-12-07 |
report |
dataset_10 |
|
This document is a deposit report from December 7, 2018, listing accounts with large, zero, and... |
Financial transactions/money flow |
— |
DB-SDNY-0070469 |
gemini-2.0-flash-001 |
| 31184 |
EFTA01375213.txt |
ZERO AND NEGATIVE BALANCES |
|
none |
none |
12/07/18 |
other |
dataset_10 |
|
This document lists accounts with zero and negative balances as of December 7, 2018. It includes... |
Financial transactions/money flow |
— |
DB-SDNY-0070470, SDNY_GM_00216654 |
gemini-2.0-flash-001 |
| 31185 |
EFTA01375214.txt |
Epstein discussion II) |
Stewart Oldfieldll |
none |
none |
2018-12-12 |
email |
dataset_10 |
|
This email from Stewart Oldfieldll to Laura Marcelin schedules a discussion about 'Epstein' for... |
Business dealingsCommunications/correspondence |
Laura Marcelin |
DB-SDNY-0070472 |
gemini-2.0-flash-001 |
| 31186 |
EFTA01375215.txt |
JEGE INC |
Bella Klein |
none |
none |
2018-12-21 |
email |
dataset_10 |
|
Bella Klein emails Stewart Oldfield requesting the closure of the JEGE Inc bank account, which... |
Financial transactions/money flowBusiness dealings |
Stewart Oldfield |
|
gemini-2.0-flash-001 |
| 31187 |
EFTA01375216.txt |
RE: Request to close 5 accounts Pi |
Brigid Macias |
suspicious |
none |
2019-01-10 |
email |
dataset_10 |
|
This email chain discusses a request to close five accounts at Deutsche Bank. The request is... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart 0ldfield |
DB-SDNY-0070475 |
gemini-2.0-flash-001 |
| 31188 |
EFTA01375217.txt |
Request to close 5 accounts |
Bella Klein |
none |
none |
2019-01-10 |
email |
dataset_10 |
|
Bella Klein emails Bradley Gillin and others to request the closure of 5 accounts. The email is... |
Financial transactions/money flow |
Bradley Gillin |
DB-SDNY-0070476 |
gemini-2.0-flash-001 |
| 31189 |
EFTA01375218.txt |
Daily Deposit Report 20190123 |
|
none |
none |
2019-01-23 |
report |
dataset_10 |
|
This document is a daily deposit report from January 23, 2019, listing names and balances.... |
Financial transactions/money flow |
— |
DB-SDNY-0070477 |
gemini-2.0-flash-001 |
| 31190 |
EFTA01375219.txt |
RE: Enhanced Education ICI |
Stewart Oldfield |
suspicious |
none |
2019-02-01 |
email |
dataset_10 |
|
This email discusses the sale of stocks (BMY and DIS) from an account associated with 'Enhanced... |
Financial transactions/money flowBusiness dealings |
Liam Osullivan |
DB-SDNY-0070481 |
gemini-2.0-flash-001 |
| 31191 |
EFTA01375220.txt |
Re: Classification: Confidential |
Richard Kahn |
none |
none |
2019-01-11 |
email |
dataset_10 |
|
Liam O'Sullivan informs Richard Kahn and Darren about the sale of 2,400 BMY stock from the... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Liam Osulliva |
DB-SDNY-0070483 |
gemini-2.0-flash-001 |
| 31192 |
EFTA01375221.txt |
Confidentiality Notice |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a standard confidentiality notice and legal disclaimer from Deutsche Bank. It... |
|
— |
DB-SDNY-0070485 |
gemini-2.0-flash-001 |
| 31193 |
EFTA01375222.txt |
RM0082289 Daily Deposit Report 20190308 |
dwhpbdw-batch@db.com |
suspicious |
none |
2019-03-08 |
report |
dataset_10 |
|
This document is a daily deposit report from Deutsche Bank listing accounts with large, zero,... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 31194 |
EFTA01375223.txt |
ACCT RGE, ZERO AND NEGATIVE BALANCES |
|
none |
none |
03/07/19 |
report |
dataset_10 |
|
This document is a financial report listing accounts and their balances as of March 7, 2019. It... |
Financial transactions/money flow |
— |
None |
gemini-2.0-flash-001 |
| 31195 |
EFTA01375224.txt |
Large, Zero and Negative Balances |
|
none |
none |
2012 |
other |
dataset_10 |
|
The document is a list of accounts with large, zero, and negative balances, associated with... |
Financial transactions/money flow |
— |
DB-SDNY-0070490 |
gemini-2.0-flash-001 |
| 31196 |
EFTA01375225.txt |
Re: A/C# 35-267-258 (SBL Pending) |
Stewart Oldfield, CFA, CAIA |
none |
none |
2019-02-19 |
email |
dataset_10 |
|
Lisa-M Ramos informs recipients about an account being placed in Suspended Balance Ledger (SBL)... |
Financial transactions/money flowCommunications/correspondence |
Brigid Macias, Michele-M Quattrocchi, Daphne Cales,... |
DB-SDNY-0070492 |
gemini-2.0-flash-001 |
| 31197 |
EFTA01375226.txt |
Sample letters per our discussion yesterday |
Richard Kahn |
none |
none |
2019-03-13 |
email |
dataset_10 |
|
Richard Kahn sent an email to Stewart Oldfield on March 13, 2019, with sample letters from a... |
Communications/correspondenceFinancial transactions/money flow |
Stewart Oldfield |
DB-SDNY-0070494 |
gemini-2.0-flash-001 |
| 31198 |
EFTA01375227.txt |
Client Reference |
RICCARDO CRISTIANO, F.PI. |
none |
none |
2015-03-25 |
letter |
dataset_10 |
|
This document is a letter from Riccardo Cristiano of CIBC providing a reference for a client.... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
— |
|
gemini-2.0-flash-001 |
| 31199 |
EFTA01375228.txt |
KYC Comment required |
Sylvia Escobar |
none |
none |
2019-06-24 |
email |
dataset_10 |
|
Sylvia Escobar emails Armen Brash requesting him to update a KYC record to reflect that the PDM... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Armen Brash |
DB-SDNY-0070501 |
gemini-2.0-flash-001 |
| 31200 |
EFTA01375229.txt |
Deutsche Bank - Deutsche Asset & Wealth Management (DeAWM) |
|
none |
none |
None |
other |
dataset_10 |
|
This document is an overview of Deutsche Bank's Deutsche Asset & Wealth Management (DeAWM)... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0070503, SDNY GM_002165137 |
gemini-2.0-flash-001 |