| 31401 |
EFTA01375473.txt |
RE: Southern Financial and Southern Trust ISDA/CSAs [II |
Paul Morris I |
none |
none |
2015-07-21 |
email |
dataset_10 |
|
Paul Morris is following up on the status of increasing the Tier I Ceiling Limit for Southern... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vahe Stepanian, Troy-D Williams I, Roddy Moore |
DB-SDNY-0070964 |
gemini-2.0-flash-001 |
| 31402 |
EFTA01375474.txt |
Re: Annual Remediation |
Bella Klein |
suspicious |
none |
2017-07-06 |
email |
dataset_10 |
|
Cynthia Rodriguez from Deutsche Bank requests Bella Klein to provide updated certificates of... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Cynthia Rodriguez |
DB-SDNY-0070966 |
gemini-2.0-flash-001 |
| 31403 |
EFTA01375475.txt |
Confidentiality Notice |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a standard confidentiality notice and legal disclaimer from Deutsche Bank. It... |
Legal matters/litigation |
— |
DB-SDNY-0070967 |
gemini-2.0-flash-001 |
| 31404 |
EFTA01375476.txt |
RE: Euro Calls ICI |
Vahe Stepanian |
none |
none |
2017-07-12 |
email |
dataset_10 |
|
Richard Kahn is inquiring about the ability to buy Euro calls and requesting a structure to get... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn |
DB-SDNY-0070968 |
gemini-2.0-flash-001 |
| 31405 |
EFTA01375477.txt |
Re: [C] |
Richard Kahn |
none |
none |
2017-07-13 |
email |
dataset_10 |
|
Richard Kahn requests Vahe Stepanian to sell 200 contracts of SFL puts. Vahe Stepanian responds... |
Financial transactions/money flowBusiness dealings |
Vahe Stepanian, Stewart oldfield, Darren Indyke, Jeanne Brennan |
DB-SDNY-0070970 |
gemini-2.0-flash-001 |
| 31406 |
EFTA01375478.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document consists of standard confidentiality and legal disclaimers from Deutsche Bank. It... |
|
— |
DB-SDNY-0070971, SDNY_GM_00217155 |
gemini-2.0-flash-001 |
| 31407 |
EFTA01375479.txt |
Re: Enhance |
Richard Kah |
suspicious |
none |
2017-08-04 |
email |
dataset_10 |
|
Richard Kah is questioning why he is just finding out about a returned wire transfer. Vahe... |
Financial transactions/money flowCommunications/correspondence |
Liam Osullivan, Vahe Stepanian |
DB-SDNY-0070973 |
gemini-2.0-flash-001 |
| 31408 |
EFTA01375480.txt |
Re: Enhanced Ed wire [C] |
Bella Klein |
none |
none |
2017-08-04 |
email |
dataset_10 |
|
This email exchange discusses a returned wire transfer due to an invalid account. Bella Klein is... |
Financial transactions/money flowCommunications/correspondence |
Vahe Stepanian |
DB-SDNY-0070974 |
gemini-2.0-flash-001 |
| 31409 |
EFTA01375481.txt |
Re: Enhanced Ed wire [C] |
Liam Osullivan |
suspicious |
none |
2017-07-28 |
email |
dataset_10 |
|
Liam Osullivan informs Bella that a wire transfer has been processed, noting the absence of a... |
Financial transactions/money flowCommunications/correspondence |
Vahe Stepanian |
DB-SDNY-0070975 |
gemini-2.0-flash-001 |
| 31410 |
EFTA01375482.txt |
Re: Enhanced Ed wire [C] |
Bella Klein |
none |
none |
2017-07-27 |
email |
dataset_10 |
|
Bella Klein confirms to Vahe Stepanian that the wire transfer instructions are in USD and... |
Financial transactions/money flowCommunications/correspondence |
Vahe Stepanian |
DB-SDNY-0070976 |
gemini-2.0-flash-001 |
| 31411 |
EFTA01375483.txt |
Missing US corresponding bank |
Darren Indyke (mailto: p |
none |
none |
2017-07-27 |
email |
dataset_10 |
|
Darren Indyke emailed Vahe Stepani an about a missing US corresponding bank. Vahe replied asking... |
Financial transactions/money flowCommunications/correspondence |
Vahe Stepani an |
DB-SDNY-0070977 |
gemini-2.0-flash-001 |
| 31412 |
EFTA01375484.txt |
RE: Enhanc S Ed wire [CI |
Liam Osulliva |
suspicious |
none |
2017-07-27 |
email |
dataset_10 |
|
Liam Osulliva responds to an email from Vahe Stepani an regarding a wire transfer. Vahe... |
Communications/correspondenceFinancial transactions/money flow |
Vahe Stepani an |
DB-SDNY-0070978 |
gemini-2.0-flash-001 |
| 31413 |
EFTA01375485.txt |
Enhanced Edwire |
Bella Klein |
none |
none |
2017-07-27 |
email |
dataset_10 |
|
Bella Klein sent an email to Va he Stepan ian, with Darren Indyke and Ric ar d Kahn CC'd,... |
|
Va he Stepan ian |
DB-SDNY-0070979 |
gemini-2.0-flash-001 |
| 31414 |
EFTA01375486.txt |
Please process the attached wire |
Bella |
none |
none |
None |
email |
dataset_10 |
|
The email is a request from Bella to process an attached wire transfer. It suggests a financial... |
Financial transactions/money flow |
— |
None |
gemini-2.0-flash-001 |
| 31415 |
EFTA01375487.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a disclaimer from Deutsche Bank stating that the distribution of the material... |
Legal matters/litigation |
— |
DB-SDNY-0070984, SDNY_GM_00217168 |
gemini-2.0-flash-001 |
| 31416 |
EFTA01375488.txt |
Epstein mtg [1] |
Joyce Tsoi |
none |
none |
2017-09-12 |
email |
dataset_10 |
|
Joyce Tsoi sent an email to Stewart Oldfield scheduling a meeting with Jeffrey Epstein and... |
Business dealingsCommunications/correspondence |
Stewart Oldfield |
DB-SDNY-0070988 |
gemini-2.0-flash-001 |
| 31417 |
EFTA01375489.txt |
RE: Hunt for Security Event DI |
Samantha Harmon |
suspicious |
possible |
2017-10-24 |
email |
dataset_10 |
|
Samantha Harmon requests information from Stewart Oldfield about Brad Wechsler and Paul Barrett... |
Business dealingsFinancial transactions/money flowCommunications/correspondence |
Stewart 0ldfield I |
DB-SDNY-0070989 |
gemini-2.0-flash-001 |
| 31418 |
EFTA01375490.txt |
None |
Samantha Harmon |
none |
none |
None |
email |
dataset_10 |
|
This document is an email signature from Samantha Harmon, a Sales Support Analyst at Deutsche... |
Employment/staffingCommunications/correspondence |
— |
DB-SDNY-0070990, SDNY_GM_00217174 |
gemini-2.0-flash-001 |
| 31419 |
EFTA01375491.txt |
RE: Message in format validation- RFK E103171024T8XVIFT:01848570 |
Krishna Narayanan |
none |
none |
2017-10-24 |
email |
dataset_10 |
|
Krishna Narayanan informs Gaurav Bhargava that a case is closed. Gaurav Bhargava approves the resolution. |
Communications/correspondence |
Gaurav Bhargava |
E103171024T8XVIFT:01848570 |
gemini-2.0-flash-001 |
| 31420 |
EFTA01375492.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document is a partial record from Warren Power and Machinery LP, possibly related to an... |
|
— |
None |
gemini-2.0-flash-001 |
| 31421 |
EFTA01375493.txt |
LARGE, ZERO AND NEGATIVE BALANCES |
pbrd_admin@list.db.com |
none |
none |
2018-02-23 |
report |
dataset_10 |
|
This document is a report listing accounts with large, zero, and negative balances as of... |
Financial transactions/money flow |
— |
RM CODE 82289 |
gemini-2.0-flash-001 |
| 31422 |
EFTA01375494.txt |
RM0082289 Daily Deposit Report 20180309 |
|
none |
none |
2018-03-09 |
report |
dataset_10 |
|
This document is a daily deposit report from March 9, 2018, listing the balances of various... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 31423 |
EFTA01375495.txt |
FW: Trade ideas for shorting Asian currencies (CI |
Ariane Dwyer |
none |
none |
2015-08-20 |
email |
dataset_10 |
|
Ariane Dwyer sent an email to Jeffrey with USDKRW charts and information related to trade ideas... |
Financial transactions/money flowBusiness dealings |
jeevacation@gmail.com |
EFTA01375495 |
gemini-2.0-flash-001 |
| 31424 |
EFTA01375496.txt |
Re: FW: Trade ideas for shorting Asian currencies [C] |
Jeffrey E. [mailtoleeyacation@gmail.com] |
none |
none |
2015-08-20 |
email |
dataset_10 |
|
This email exchange between Jeffrey E. and Vahe Stepanian discusses trade ideas for shorting... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vahe Stepanian |
DB-SDNY-0070998 |
gemini-2.0-flash-001 |
| 31425 |
EFTA01375497.txt |
6m USDKRW Premium Neutral Collars |
|
none |
none |
None |
other |
dataset_10 |
|
This document details financial instruments such as premium neutral collars and vanilla basket... |
Financial transactions/money flow |
— |
DB-SDNY-0070999 |
gemini-2.0-flash-001 |
| 31426 |
EFTA01375498.txt |
FW: Trade ideas for shorting Asian currencies [C] |
Vahe Stepanian |
none |
none |
2015-08-17 |
email |
dataset_10 |
|
Vahe Stepanian emailed Jeffrey E. with trade ideas for shorting Asian currencies, specifically... |
Financial transactions/money flowBusiness dealings |
Jeffrey E. |
None |
gemini-2.0-flash-001 |
| 31427 |
EFTA01375499.txt |
Trade ideas for shorting Asian currencies |
Richard Kahn |
none |
none |
2015-08-17 |
email |
dataset_10 |
|
Richard Kahn requests trade ideas for shorting Asian currencies from Daniel Sabha and Vahe... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Daniel Sabha, Vahe Stepanian, Jeffrey |
EFTA01375499 |
gemini-2.0-flash-001 |
| 31428 |
EFTA01375500.txt |
None |
jeevacation@tzmail.com |
none |
none |
None |
email |
dataset_10 |
|
This document is a standard confidentiality disclaimer found in emails, instructing recipients... |
Communications/correspondence |
— |
DB-SDNY-0071002, SDNY_GM_00217186 |
gemini-2.0-flash-001 |
| 31429 |
EFTA01375501.txt |
FW: Inquiry Regarding Account 42959295, Client: LS1E, tic; Alert No. 83817 - DUE April 11, 2018 III |
Bradley Gill |
suspicious |
none |
2018-04-10 |
email |
dataset_10 |
|
Bradley Gill explains that the purpose of wires from account 42959295 was for educational... |
Financial transactions/money flowCommunications/correspondence |
Michele-M Quattrocchi |
42959295, 83817 |
gemini-2.0-flash-001 |
| 31430 |
EFTA01375502.txt |
Inquiry Regarding Account |
PWM AML Compliance |
suspicious |
none |
2018-04-11 |
email |
dataset_10 |
|
Deutsche Bank's PWM AML Compliance is requesting information from Cynthia Rodriguez and Stewart... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Cynthia Rodriguez, Stewart Oldfield, Amlcompliance... |
Alert No. 83817 |
gemini-2.0-flash-001 |
| 31431 |
EFTA01375503.txt |
RM0082289 Daily Deposit Report 20180413 |
|
suspicious |
none |
2018-04-12 |
report |
dataset_10 |
|
This document is a daily deposit report from April 12, 2018, listing accounts with large, zero,... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 31432 |
EFTA01375504.txt |
RE: Inquiry - Account** xmca691 (C) |
Bradley GiBin |
suspicious |
possible |
2018-05-09 |
email |
dataset_10 |
|
Bradley Gillin and Richard Kahn exchange emails regarding an inquiry about account xmca691.... |
Financial transactions/money flowBusiness dealings |
Richard Kahn |
DB-SDNY-0071006 |
gemini-2.0-flash-001 |
| 31433 |
EFTA01375505.txt |
Inquiry into certain transactions |
Bradley Gillin |
suspicious |
none |
2018-03-15 |
email |
dataset_10 |
|
Bradley Gillin from Deutsche Bank Wealth Management is requesting information from Richard... |
Financial transactions/money flowCommunications/correspondence |
Richard |
DB-SDNY-0071007 |
gemini-2.0-flash-001 |
| 31434 |
EFTA01375506.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a disclaimer from Deutsche Bank stating that it does not render legal or tax... |
|
— |
DB-SDNY-0071008 |
gemini-2.0-flash-001 |
| 31435 |
EFTA01375507.txt |
Daily Deposit Report
LARGE, ZERO AND NEGATIVE BALANCES |
|
suspicious |
possible |
05/21/18 |
report |
dataset_10 |
|
This document is a daily deposit report listing large, zero, and negative balances for various... |
Financial transactions/money flow |
— |
DB-SDNY-0071009 |
gemini-2.0-flash-001 |
| 31436 |
EFTA01375508.txt |
Financial Information |
|
none |
none |
2015 |
other |
dataset_10 |
|
The document presents financial information, specifically amounts of 149,900.00 and .00,... |
Financial transactions/money flow |
— |
DB-SDNY-0071010 |
gemini-2.0-flash-001 |
| 31437 |
EFTA01375509.txt |
RM0082289 Daily Deposit Report 20180523 |
|
none |
none |
2018-05-23 |
report |
dataset_10 |
|
This document is a daily deposit report from May 23, 2018, listing accounts with large, zero,... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 31438 |
EFTA01375510.txt |
Trade Details --> 5/30/2018 (Cl |
Dam Osullivan |
none |
none |
2018-05-30 |
email |
dataset_10 |
|
This email from Dam O'Sullivan to Paul Barrett details recent stock trades, including the sale... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paul Barrett I, 'Richard Kahn' I, Davide-A Sferrazza I,... |
None |
gemini-2.0-flash-001 |
| 31439 |
EFTA01375511.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a disclaimer from Deutsche Bank stating that it does not provide legal or tax... |
Legal matters/litigation |
— |
DB-SDNY-0071014, SDNY_GM_00217198 |
gemini-2.0-flash-001 |
| 31440 |
EFTA01375512.txt |
Clearance Required on RDC Alert _Richard D Kahn |
Vijay-A Sawant |
suspicious |
none |
2018-06-01 |
email |
dataset_10 |
|
Vijay Sawant from Deutsche CM Centre is requesting updated approval from PWMUS AMLKYC for an RDC... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
PWMUS AMLKYC |
DB-SDNY-0071015 |
gemini-2.0-flash-001 |
| 31441 |
EFTA01375513.txt |
Alert |
|
suspicious |
none |
2018-05-30 |
alert |
dataset_10 |
|
This document is an alert from Deutsche Bank Private Bank regarding Richard D Kahn. It... |
Legal matters/litigationFinancial transactions/money flow |
— |
KYC 01946825 |
gemini-2.0-flash-001 |
| 31442 |
EFTA01375514.txt |
Richard D Kahn |
Deutsche Bank Private Bank |
suspicious |
none |
2018-05-30 |
alert |
dataset_10 |
|
This document is an alert from Deutsche Bank Private Bank regarding Richard Kahn, noting... |
Legal matters/litigationFinancial transactions/money flow |
— |
13917575.11632113.64761053 |
gemini-2.0-flash-001 |
| 31443 |
EFTA01375515.txt |
Please clear these alerts |
Cynthia Rodriguez |
none |
none |
None |
other |
dataset_10 |
|
Cynthia Rodriguez from Deutsche Bank Trust Company Amencas requests the clearing of alerts for... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0071019 |
gemini-2.0-flash-001 |
| 31444 |
EFTA01375516.txt |
Ghislaine Maxwell [I] |
Paul Morris |
none |
none |
2014-11-20 |
email |
dataset_10 |
|
Paul Morris emails Stewart Oldfield with background information on Ghislaine Maxwell, noting her... |
Communications/correspondencePersonal relationshipsMedia/Journalist Interactions |
Stewart 0ldfield |
DB-SDNY-0071020 |
gemini-2.0-flash-001 |
| 31445 |
EFTA01375517.txt |
Richard D Kahn rdc alert [II |
Michael Vila |
none |
none |
2013-11-01 |
email |
dataset_10 |
|
Michael Vila sends an email to Amanda Kirby and others, revising a previous alert regarding... |
Financial transactions/money flowLegal matters/litigationEmployment/staffing |
Amanda Kirby, Jacqueline Lightbody, Janice Franklin |
None |
gemini-2.0-flash-001 |
| 31446 |
EFTA01375518.txt |
Re: Richard D Kahn rdc alert |
Amanda Kirby/db/dbcom |
none |
none |
2013-04-09 |
email |
dataset_10 |
|
Amanda Kirby is responding to an RDC alert regarding Richard D Kahn. She explains that Kahn is a... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
PWMUS AMLKYCielb, Andrea Klingenbergdbi, Urvashi... |
None |
gemini-2.0-flash-001 |
| 31447 |
EFTA01375519.txt |
Kahn rdc alert 1.pdr deleted b |
Urvashi |
none |
none |
None |
other |
dataset_10 |
|
The document is a notification from Urvashi indicating that a file named 'Kahn rdc alert 1.pdr'... |
|
— |
DB-SDNY-0071023 |
gemini-2.0-flash-001 |
| 31448 |
EFTA01375520.txt |
RE: FinCEN COD Rule; Customer Mailing |
Anna-Sofiya Lupolover |
none |
none |
2018-06-11 |
email |
dataset_10 |
|
Anna-Sofiya Lupolover is coordinating a customer mailing related to the FinCEN CDD Rule and... |
Financial transactions/money flowCommunications/correspondenceLegal matters/litigation |
Bradley Gillin, Stewart Oldfield, Rodney Macelus, Terri Sohrab |
None |
gemini-2.0-flash-001 |
| 31449 |
EFTA01375521.txt |
FinCEN COD Rule; Customer Mailing |
Armen Brash |
none |
none |
2018-06-04 |
email |
dataset_10 |
|
Armen Brash informs recipients about the implementation of the FinCEN CDD Rule and the upcoming... |
Financial transactions/money flowLegal matters/litigationCommunications/correspondence |
USPWM-PB-US@Iist.db.com, Michel Plut, James Donofrio,... |
DB-SDNY-0071025 |
gemini-2.0-flash-001 |
| 31450 |
EFTA01375522.txt |
None |
Armen Brash |
none |
none |
None |
email |
dataset_10 |
|
This is a standard business email from Armen Brash, a Director at Deutsche Bank Wealth... |
Business dealingsCommunications/correspondence |
— |
DB-SDNY-0071026 |
gemini-2.0-flash-001 |
| 31451 |
EFTA01375523.txt |
Re: Your account(s) |
Patrick Campion, Head of Deutsche Bank Wealth Management Americas |
none |
none |
«Date» |
letter |
dataset_10 |
|
Deutsche Bank Wealth Management is informing a client about the new Customer Due Diligence... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
«Client_Name» |
DB-SDNY-0071028 |
gemini-2.0-flash-001 |
| 31452 |
EFTA01375524.txt |
FW: CDD Forms and Prytanee certificate of good standing ICJ [I) |
Bradley Giffin |
none |
none |
2018-07-23 |
email |
dataset_10 |
|
Bradley Giffin forwards an email from Darren Indyke containing CDD forms for Southern Trust... |
Business dealingsCommunications/correspondenceFinancial transactions/money flow |
Vijay-A Sawant |
DB-SDNY-0071029 |
gemini-2.0-flash-001 |
| 31453 |
EFTA01375525.txt |
RE: COD Forms and Prytanee certificate of good standing |
Stewart Oldfield |
suspicious |
none |
2018-07-17 |
email |
dataset_10 |
|
This email chain discusses the requirements for CDD forms and a certificate of good standing for... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Darren Indyke |
DB-SDNY-0071030 |
gemini-2.0-flash-001 |
| 31454 |
EFTA01375526.txt |
Re: COD Forms and Prytanee certificate of good standing |
DARREN K. INDYKE |
none |
none |
2018-07-16 |
email |
dataset_10 |
|
Darren Indyke responds to Stewart Oldfield's request for COD forms and a Prytanee certificate,... |
Business dealingsCommunications/correspondenceLegal matters/litigation |
Darren Indyke, Richard Kahn, Stewart Oldfield |
DB-SDNY-0071031 |
gemini-2.0-flash-001 |
| 31455 |
EFTA01375527.txt |
Certificate of Existence for PRVTANEE, LLC |
Osbert E. Potter, Lieutenant Governor of the Virgin Islands |
none |
none |
2018-07-17 |
Certificate |
dataset_10 |
|
This is a Certificate of Existence issued by the Lieutenant Governor of the Virgin Islands for... |
Business dealings |
— |
DB-SDNY-0071032 |
gemini-2.0-flash-001 |
| 31456 |
EFTA01375528.txt |
Certification of beneficial owner(s) |
|
none |
none |
2018 |
form |
dataset_10 |
|
This document is a certification form for beneficial owners of a legal entity opening an... |
Financial transactions/money flowLegal matters/litigation |
— |
WI4139666 026819.0SISIS |
gemini-2.0-flash-001 |
| 31457 |
EFTA01375529.txt |
Recall: 2018 Periodic Review of High Risked Accounts Southern Trust Company, Inc (GCIS#483883), Epstein, Jeffrey E. (GCIS11483289) and Zorro Management, LLC (GCIS#S50331) under the SOUTHERN FINANCIAL RELATIONSHIP |
Vijay-A Sawan |
suspicious |
none |
2018-07-30 |
email |
dataset_10 |
|
Vijay-A Sawan sent an email to Bradley Gillin to recall a message regarding the 2018 Periodic... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Bradley Gillin |
GCIS#483883, GCIS11483289, GCIS#S50331 |
gemini-2.0-flash-001 |
| 31458 |
EFTA01375530.txt |
RM0082289 Daily Deposit Report 20180807 |
|
none |
none |
2018-08-07 |
report |
dataset_10 |
|
This document is a daily deposit report from August 7, 2018, listing large, zero, and negative... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 31459 |
EFTA01375531.txt |
LARGE, ZERO AND NEGATIVE BALANCES |
|
none |
none |
08/06/18 |
report |
dataset_10 |
|
This document is a report listing large, zero, and negative balances for various accounts and... |
Financial transactions/money flow |
— |
RM CODE 82289 |
gemini-2.0-flash-001 |
| 31460 |
EFTA01375532.txt |
RM0082289 Daily Deposit Report 20180816 |
|
suspicious |
possible |
2018-08-16 |
report |
dataset_10 |
|
This document is a daily deposit report from August 16, 2018, listing large, zero, and negative... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 31461 |
EFTA01375533.txt |
RE: One idea for diverging policies - calls on global dispersion [C] |
Stewart Oldfield |
suspicious |
none |
2015-01-30 |
email |
dataset_10 |
|
Stewart Oldfield confirms receipt of a term sheet and plans to discuss it with Paul Morris. The... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paul Morris |
DB-SDNY-0071039 |
gemini-2.0-flash-001 |
| 31462 |
EFTA01375534.txt |
One idea for diverging policies - calls on global dispersion [C] |
Daniel Sabba |
none |
none |
2015-01-29 |
email |
dataset_10 |
|
Daniel Sabba emails Jeffrey E. with an investment idea related to calls on global dispersion,... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Jeffrey E. |
None |
gemini-2.0-flash-001 |
| 31463 |
EFTA01375535.txt |
None |
Daniel Sabba |
none |
none |
None |
other |
dataset_10 |
|
The document provides contact information for Daniel Sabba, a Key Client Partner at Deutsche... |
|
— |
DB-SDNY-0071041
SDNY_GM_00217225 |
gemini-2.0-flash-001 |
| 31464 |
EFTA01375536.txt |
Trade Details -- 08/17/2018 (CI |
Liam Osullivan |
none |
none |
2018-08-17 |
email |
dataset_10 |
|
Liam O'Sullivan from Deutsche Bank sent Paul Barrett trade details regarding the sale of... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paul Barrett, rard Kahn |
None |
gemini-2.0-flash-001 |
| 31465 |
EFTA01375537.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a confidentiality notice and legal disclaimer from Deutsche Bank. It prohibits... |
|
— |
DB-SDNY-0071043, SDNY_GM_00217227 |
gemini-2.0-flash-001 |
| 31466 |
EFTA01375538.txt |
Daily Deposit Report 20160826 |
|
suspicious |
none |
2016-08-26 |
report |
dataset_10 |
|
This document is a daily deposit report from August 26, 2016, listing accounts with large, zero,... |
Financial transactions/money flow |
— |
None |
gemini-2.0-flash-001 |
| 31467 |
EFTA01375539.txt |
Re: Inquiry regarding account 44130552, BUTTERFLY TRUST, Case 137428 [I] |
Armen Brash |
suspicious |
none |
2016-09-27 |
email |
dataset_10 |
|
This email exchange concerns an inquiry into the BUTTERFLY TRUST account at Deutsche Bank,... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Stewart 0ldfield |
137428 |
gemini-2.0-flash-001 |
| 31468 |
EFTA01375540.txt |
Account Inquiry: BUTTERFLY TRUST outgoing wire |
PWM AML Compliance, Deutsche Bank |
suspicious |
none |
2015-02-07 |
email |
dataset_10 |
|
Deutsche Bank's PWM AML Compliance is inquiring about a $50,000 wire transfer from BUTTERFLY... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0071046, SDNY_GM_00217230 |
gemini-2.0-flash-001 |
| 31469 |
EFTA01375541.txt |
FW: Individual Self-Certification Form (II |
Armen Brash |
none |
none |
2016-05-24 |
email |
dataset_10 |
|
This email chain involves the forwarding of an Individual Self-Certification Form within... |
Financial transactions/money flowCommunications/correspondence |
Stewart 0ldfield I |
DB-SDNY-0071047 |
gemini-2.0-flash-001 |
| 31470 |
EFTA01375542.txt |
Individual Self-Certification Form |
Bebe Avdiu |
none |
none |
2016-04-29 |
email |
dataset_10 |
|
Bebe Avdiu, a Legal Assistant at DARREN K INDYKE, PLLC, sent an email to Richard Kahn with an... |
Communications/correspondenceLegal matters/litigation |
Richard Kahn |
DB-SDNY-0071048 |
gemini-2.0-flash-001 |
| 31471 |
EFTA01375543.txt |
attached is signed form |
Richard Kahn |
none |
none |
2016-05-26 |
email |
dataset_10 |
|
Richard Kahn sent an email to Stewart Oldfield attaching a signed form. The email expresses... |
Communications/correspondence |
Stewart Oldfield |
DB-SDNY-0071050 |
gemini-2.0-flash-001 |
| 31472 |
EFTA01375544.txt |
Dormant Notice |
Deutsche Bank Trust Co. Americas |
none |
none |
2016-04-29 |
Notice |
dataset_10 |
|
This document is a dormant account notice from Deutsche Bank Trust Co. Americas, informing the... |
Financial transactions/money flowCommunications/correspondence |
— |
42952763 |
gemini-2.0-flash-001 |
| 31473 |
EFTA01375545.txt |
Re: indication on WTI risk reversals |
Vahe Stepanian |
none |
none |
2016-05-31 |
email |
dataset_10 |
|
Vahe Stepanian sent Richard Kahn and Daniel Sabba an email with refreshed indications on WTI... |
Financial transactions/money flowBusiness dealings |
Richard Kahn, Daniel Sabba |
DB-SDNY-0071056 |
gemini-2.0-flash-001 |
| 31474 |
EFTA01375546.txt |
Re: |
Daniel Sabba |
none |
none |
2016-05-20 |
email |
dataset_10 |
|
Daniel Sabba sent an email to Richard Kahn providing indications for WTI futures and premium... |
Financial transactions/money flowBusiness dealings |
Richard Kahn |
DB-SDNY-0071057 |
gemini-2.0-flash-001 |
| 31475 |
EFTA01375547.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document contains contact information for Daniel Sabba at Deutsche Bank Securities Inc. and... |
|
— |
DB-SDNY-0071058 |
gemini-2.0-flash-001 |
| 31476 |
EFTA01375548.txt |
Spectrum Asset Management! Principal Spectrum Preferred Securities |
|
none |
none |
1/1/1987 |
report |
dataset_10 |
|
This document is a report on Spectrum Asset Management's Principal Spectrum Preferred Securities... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0071059, SDNY_GM_00217243 |
gemini-2.0-flash-001 |
| 31477 |
EFTA01375549.txt |
Adviser Select Spectrum Asset Management / Principal Portfolio |
|
none |
none |
2016-03-31 |
report |
dataset_10 |
|
This document is a portfolio report for Spectrum Asset Management / Principal as of March 31,... |
Financial transactions/money flow |
— |
DB-SDNY-0071061 |
gemini-2.0-flash-001 |
| 31478 |
EFTA01375550.txt |
Adviser Select Spectrum Asset Management I Principal Preferred Securities As of 1Q 2016 Glossary |
|
none |
none |
2016 |
glossary |
dataset_10 |
|
This document is a glossary of financial terms related to investment performance and risk... |
Financial transactions/money flow |
— |
DB-SDNY-0071062 |
gemini-2.0-flash-001 |
| 31479 |
EFTA01375551.txt |
Adviser Select Spectrum Asset Management I Principal Preferred Securities |
Deutsche Bank |
none |
none |
2016 |
report |
dataset_10 |
|
This document is a report from Deutsche Bank providing performance data and information about... |
Financial transactions/money flowBusiness dealings |
— |
0232567 021816 |
gemini-2.0-flash-001 |
| 31480 |
EFTA01375552.txt |
Re: Higher rates in Europe - timely [C] |
Stewart Oldfield |
none |
none |
2015-04-29 |
email |
dataset_10 |
|
The email chain discusses the rise in European interest rates and potential investment... |
Financial transactions/money flowBusiness dealings |
Paul Morris |
DB-SDNY-0071064 |
gemini-2.0-flash-001 |
| 31481 |
EFTA01375553.txt |
European Rates and Indicative Transaction Terms |
|
none |
none |
None |
chart |
dataset_10 |
|
This document presents a chart of European rates and indicative transaction terms for CMS Caps... |
Financial transactions/money flow |
— |
DB-SDNY-0071065, SDNY_GM_00217249 |
gemini-2.0-flash-001 |
| 31482 |
EFTA01375554.txt |
Re: Approval Needed - List of Preferreds [I] |
Terri Sohrab |
none |
none |
2016-06-14 |
email |
dataset_10 |
|
This email chain discusses the approval process for marketing materials within Deutsche Bank.... |
Business dealingsCommunications/correspondenceEmployment/staffing |
Stewart Oldfield |
DB-SDNY-0071067 |
gemini-2.0-flash-001 |
| 31483 |
EFTA01375555.txt |
RM0082289 Daily Deposit Report 20160622 |
PBW/WM/MIS ETL/PBW 15116 |
suspicious |
none |
2016-06-22 |
report |
dataset_10 |
|
This document is a daily deposit report from June 22, 2016, listing accounts with large, zero,... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 31484 |
EFTA01375556.txt |
Regarding Canyon AIS requests |
Ziggy |
none |
none |
None |
email |
dataset_10 |
|
This email from Ziggy Kozelsky at Deutsche Bank clarifies that Canyon AIS requests should be... |
Business dealingsCommunications/correspondence |
— |
DB-SDNY-0071073 |
gemini-2.0-flash-001 |
| 31485 |
EFTA01375557.txt |
RM0082289 Daily Deposit Report 20180206 |
|
suspicious |
none |
2018-02-06 |
report |
dataset_10 |
|
This document is a daily deposit report from February 6, 2018, listing account balances for... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 31486 |
EFTA01375558.txt |
RE: Southern Financial Relationship - YTD 2018 Brokerage Revenues [C] |
Stewart Oldfield |
none |
none |
2018-02-26 |
email |
dataset_10 |
|
Stewart Oldfield followed up with Davide-A Sferrazza regarding OTC numbers related to the... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Davide-A Sferrazza |
DB-SDNY-0071075 |
gemini-2.0-flash-001 |
| 31487 |
EFTA01375559.txt |
Daily Deposit Report 20170620 |
dwhpbdw-batch@db.com |
none |
none |
2017-06-20 |
email |
dataset_10 |
|
This email contains a daily deposit report from DB, listing account balances and large... |
Financial transactions/money flow |
— |
None |
gemini-2.0-flash-001 |
| 31488 |
EFTA01375560.txt |
Annual Review |
Cynthia Rodriguez |
none |
none |
2017-06-23 |
email |
dataset_10 |
|
Cynthia Rodriguez from Deutsche Bank requests dates of birth for beneficiaries of the Butterfly... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Sella Kle' |
DB-SDNY-0071077 |
gemini-2.0-flash-001 |
| 31489 |
EFTA01375561.txt |
RE: trading meeting |
Stewart Oldfield |
none |
none |
2017-07-12 |
email |
dataset_10 |
|
This email exchange between Stewart Oldfield and Richard Kahn discusses scheduling a trading... |
Business dealingsCommunications/correspondence |
Richard Kahn |
DB-SDNY-0071078 |
gemini-2.0-flash-001 |
| 31490 |
EFTA01375562.txt |
Re: trading meeting |
Richard Kahn |
none |
none |
2017-07-11 |
email |
dataset_10 |
|
This email exchange between Richard Kahn and Stewart Oldfield discusses scheduling a trading... |
Business dealingsCommunications/correspondenceEmployment/staffing |
Stewart Oldfield |
DB-SDNY-0071079 |
gemini-2.0-flash-001 |
| 31491 |
EFTA01375563.txt |
Re: trading meeting |
Stewart Oldfield |
none |
none |
2017-07-10 |
email |
dataset_10 |
|
This email exchange between Stewart Oldfield and Richard Kahn discusses scheduling a trading... |
Business dealingsCommunications/correspondence |
Richard Kahn |
DB-SDNY-0071080 |
gemini-2.0-flash-001 |
| 31492 |
EFTA01375564.txt |
Thanks |
Stewart Oldfield |
none |
none |
None |
other |
dataset_10 |
|
This document is a contact information and disclaimer block from Stewart Oldfield, a Director at... |
|
— |
DB-SDNY-0071081 |
gemini-2.0-flash-001 |
| 31493 |
EFTA01375565.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document contains standard confidentiality and legal disclaimers from Deutsche Bank. It... |
|
— |
DB-SDNY-0071082 |
gemini-2.0-flash-001 |
| 31494 |
EFTA01375566.txt |
Tentative: Epstein trading meeting [II |
Tracy-Ann Hopkins |
suspicious |
none |
2017-07-13 |
email |
dataset_10 |
|
Tracy-Ann Hopkins sent an email to Stewart Oldfield to schedule a tentative meeting on August 8,... |
Business dealings |
Stewart 0ldfield |
DB-SDNY-0071084 |
gemini-2.0-flash-001 |
| 31495 |
EFTA01375567.txt |
Daily Deposit Report 20171121 |
|
suspicious |
none |
2017-11-21 |
report |
dataset_10 |
|
This document is a daily deposit report listing accounts with large, zero, and negative... |
Financial transactions/money flow |
— |
DB-SDNY-0071085 |
gemini-2.0-flash-001 |
| 31496 |
EFTA01375568.txt |
RM0082289 Daily Deposit Report 20171222 |
|
suspicious |
none |
2017-12-22 |
report |
dataset_10 |
|
This document is a daily deposit report for RM code 82289, listing account balances for Jeffrey... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 31497 |
EFTA01375569.txt |
Daily Report 20180403 |
|
suspicious |
none |
2018-04-03 |
report |
dataset_10 |
|
This document is a daily report listing large, zero, and negative account balances as of April... |
Financial transactions/money flow |
— |
DB-SDNY-0071087, SDNY_GM_00217271 |
gemini-2.0-flash-001 |
| 31498 |
EFTA01375570.txt |
R640082289 Daily Deposit Report 20180509 |
|
suspicious |
possible |
2018-05-08 |
report |
dataset_10 |
|
This document is a daily deposit report from May 8, 2018, listing large, zero, and negative... |
Financial transactions/money flow |
— |
DB-SDNY-0071088 |
gemini-2.0-flash-001 |
| 31499 |
EFTA01375571.txt |
Financial Data |
|
none |
none |
2015 |
other |
dataset_10 |
|
The document presents financial data for individuals and trusts, listing names, years, and... |
Financial transactions/money flow |
— |
DB-SDNY-0071089, SDNY_GM_00217273 |
gemini-2.0-flash-001 |
| 31500 |
EFTA01375572.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a header page from Deutsche Bank Securities, Inc and Deutsche Bank Wealth... |
|
— |
DB-SDNY-0071091, SDNY_GM_00217275 |
gemini-2.0-flash-001 |