| 36201 |
EFTA01381046.txt |
RE: Apple transfer to Merrill Lynch (CI |
Tazia Smith |
suspicious |
none |
2017-03-30 |
email |
dataset_10 |
|
This email exchange discusses the transfer of 100,000 Apple shares from Southern Financial LIc... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn |
None |
gemini-2.0-flash-001 |
| 36202 |
EFTA01381047.txt |
None |
Richard Kahn, HBRK Associates Inc. |
none |
none |
None |
other |
dataset_10 |
|
The document provides contact information for Richard Kahn of HBRK Associates Inc. and includes... |
|
— |
DB-SDNY-0079780, SDNY_GM_00225964 |
gemini-2.0-flash-001 |
| 36203 |
EFTA01381048.txt |
Automatic reply: 1099 Form |
Stewart Oldfield |
none |
none |
2017-04-12 |
email |
dataset_10 |
|
This is an automatic reply email from Stewart Oldfield indicating he is out of the office until... |
Communications/correspondence |
Karyna Shuliak |
DB-SDNY-0079781 |
gemini-2.0-flash-001 |
| 36204 |
EFTA01381049.txt |
RM0082289 Daily Deposit Report 20170503 |
dwhpbdw-batch@db.com |
suspicious |
none |
2017-05-03 |
report |
dataset_10 |
|
This document is a daily deposit report from Deutsche Bank listing large account balances,... |
Financial transactions/money flow |
RM0082289@list.db.com |
RM0082289 |
gemini-2.0-flash-001 |
| 36205 |
EFTA01381050.txt |
RE: Rothschild (CI |
Tazia Smith |
none |
none |
2017-05-23 |
email |
dataset_10 |
|
This email exchange discusses the possibility of trading Rothschild stock through Deutsche Bank.... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Delores Rubin, Richard Kahn |
DB-SDNY-0079783 |
gemini-2.0-flash-001 |
| 36206 |
EFTA01381051.txt |
Re: Rothschild [C] |
Richard Kahn |
none |
none |
2017-05-23 |
email |
dataset_10 |
|
Richard Kahn is requesting an update on a bid ask for 100k related to Rothschild from Tazia... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Tazia Smith |
DB-SDNY-0079784 |
gemini-2.0-flash-001 |
| 36207 |
EFTA01381052.txt |
Re: Rothschild [C] |
Richard Kahn |
none |
none |
2017-05-22 |
email |
dataset_10 |
|
Richard Kahn requests Tazia Smith to forward a quote for Rothschild stock. Tazia Smith mentions... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Tazia Smith, Stewart Oldfield, Vahe Stepanian, Matt Glassman |
DB-SDNY-0079785 |
gemini-2.0-flash-001 |
| 36208 |
EFTA01381053.txt |
Fwd: Rothschild |
Richard Kahn |
none |
none |
2017-05-22 |
email |
dataset_10 |
|
Richard Kahn requests bid ask information for 100,000 shares of Rothschild & Co SCA from Vahe... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Tazia Smith |
DB-SDNY-0079786 |
gemini-2.0-flash-001 |
| 36209 |
EFTA01381054.txt |
thank you |
Richard Kahn |
none |
none |
None |
email |
dataset_10 |
|
This is a brief email from Richard Kahn of HBRK Associates Inc expressing gratitude. The email... |
Communications/correspondence |
— |
DB-SDNY-0079787 |
gemini-2.0-flash-001 |
| 36210 |
EFTA01381055.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a cover page or header containing confidentiality notices and disclaimers from... |
|
— |
DB-SDNY-0079788 |
gemini-2.0-flash-001 |
| 36211 |
EFTA01381056.txt |
RE: Rothschild (C) |
TaziaSna |
none |
none |
2017-05-23 |
email |
dataset_10 |
|
The email chain discusses a potential transaction involving 100,000 shares of Rothschild stock.... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Delores Rubin |
DB-SDNY-0079789 |
gemini-2.0-flash-001 |
| 36212 |
EFTA01381057.txt |
Re: Rothschild [C] |
Richard Kahn [mailto ] |
none |
none |
2017-05-23 |
email |
dataset_10 |
|
Richard Kahn inquires about the bid ask for 100k Rothschild. Tazia Smith responds that she is... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Tazia Smith |
DB-SDNY-0079790 |
gemini-2.0-flash-001 |
| 36213 |
EFTA01381058.txt |
Re: Rothschild [C] |
Richard Kahn |
none |
none |
2017-05-22 |
email |
dataset_10 |
|
Richard Kahn requests a quote for Rothschild stock from Tazia Smith, expressing concern about... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Tazia Smith |
DB-SDNY-0079791 |
gemini-2.0-flash-001 |
| 36214 |
EFTA01381059.txt |
Fwd: Rothschild |
Richard Kahn |
none |
none |
2017-05-22 |
email |
dataset_10 |
|
Richard Kahn requests bid ask information for Rothschild & Co SCA shares from Vahe Stepanian and... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Tazia Smith, Vahe Stepanian |
DB-SDNY-0079792 |
gemini-2.0-flash-001 |
| 36215 |
EFTA01381060.txt |
Re: (C) |
Richard Kahn |
none |
none |
2017-06-06 |
email |
dataset_10 |
|
Richard Kahn sends paperwork for Mobile Eye to Vahe Stepanian for confirmation. Vahe Stepanian... |
Financial transactions/money flowCommunications/correspondence |
Vahe Stepanian |
None |
gemini-2.0-flash-001 |
| 36216 |
EFTA01381061.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a header/footer page containing confidentiality notices and document... |
|
— |
DB-SDNY-0079796 |
gemini-2.0-flash-001 |
| 36217 |
EFTA01381062.txt |
Re: trading meeting (C) |
Stewart Oldfield |
none |
none |
2017-07-07 |
email |
dataset_10 |
|
This email exchange between Stewart Oldfield of Deutsche Bank and Richard Kahn of HBRK... |
Business dealingsCommunications/correspondence |
*richardkahn12@gmaitcomi |
DB-SDNY-0079799 |
gemini-2.0-flash-001 |
| 36218 |
EFTA01381063.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a scan of Stewart Oldfield's contact information at Deutsche Bank. It includes... |
Business dealingsCommunications/correspondence |
— |
DB-SDNY-0079800 |
gemini-2.0-flash-001 |
| 36219 |
EFTA01381064.txt |
Accepted: Darren Indyke Cash Activity [I) |
Stewart Oldfield |
suspicious |
none |
2017-07-20 |
email |
dataset_10 |
|
Stewart Oldfield sent an email to Ying-A Wang I regarding Darren Indyke's cash activity and a... |
Financial transactions/money flowCommunications/correspondence |
Ying-A Wang I, I |
DB-SDNY-0079801 |
gemini-2.0-flash-001 |
| 36220 |
EFTA01381065.txt |
Automatic reply: Swaps Protocol and Updated Financials - Southern Financial, LLC [I] |
Stewart Oldfield |
none |
none |
2017-10-02 |
email |
dataset_10 |
|
This is an automatic out-of-office email reply from Stewart Oldfield to Martin Zeman. It... |
Communications/correspondenceFinancial transactions/money flow |
Martin Zeman |
DB-SDNY-0079802 |
gemini-2.0-flash-001 |
| 36221 |
EFTA01381066.txt |
SOUTHERN FINANCIAL, LLC Statement |
Deutsche Bank AG |
none |
none |
2015-08-10 |
statement |
dataset_10 |
|
This document is a financial statement from Deutsche Bank AG to SOUTHERN FINANCIAL, LLC,... |
Financial transactions/money flow |
Jabwcpa Gmail, Richard Kahn, Hnw Chentservices, Gedeon... |
182298 |
gemini-2.0-flash-001 |
| 36222 |
EFTA01381067.txt |
Statement of financial transactions |
Deutsche Bank AG |
none |
none |
2015-08-10 |
financial statement |
dataset_10 |
|
This document is a financial statement from Deutsche Bank AG to Southern Financial, LLC,... |
Financial transactions/money flow |
— |
182298_20150810_2015081 1_1 |
gemini-2.0-flash-001 |
| 36223 |
EFTA01381068.txt |
Equity-Swap NYblid |
Deutsche Bank AG |
none |
none |
2015-08-11 |
financial statement |
dataset_10 |
|
This document is a financial statement from Deutsche Bank AG to Southern Financial, LLC,... |
Financial transactions/money flow |
— |
612676 |
gemini-2.0-flash-001 |
| 36224 |
EFTA01381069.txt |
REF Debit Card Limit Increase Apprin. |
Hildegarde Berrios |
suspicious |
possible |
2018-03-19 |
email |
dataset_10 |
|
Hildegarde Berrios requests approval to increase the debit card limits for Jeffery Epstein's... |
Financial transactions/money flowBusiness dealings |
Charlie Burrows |
DB-SDNY-0079807 |
gemini-2.0-flash-001 |
| 36225 |
EFTA01381070.txt |
Automatic reply: Southern Financial - Client Confirmation [CI |
Stewart Oldfield I |
none |
none |
2018-03-30 |
email |
dataset_10 |
|
This is an automated out-of-office email from Stewart Oldfield, indicating he will be out of the... |
Communications/correspondence |
Xavier Avila f |
DB-SDNY-0079808 |
gemini-2.0-flash-001 |
| 36226 |
EFTA01381071.txt |
Re: Trade Details 04/02/2018 [ij |
Stewart Old |
none |
none |
2018-04-02 |
email |
dataset_10 |
|
Stewart Oldfield and Martin Zeman discuss trade details and pricing for a client, focusing on... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Martin Zeman |
DB-SDNY-0079809 |
gemini-2.0-flash-001 |
| 36227 |
EFTA01381072.txt |
Trade Details 04/02/2018 (CJ |
Martin Zeman < > |
none |
none |
2018-04-02 |
email |
dataset_10 |
|
This email from Liam O'Sullivan at Deutsche Bank Securities informs Paul about the execution of... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Liam Osullivan, Richard Kahn <richardkahn12 mail corn>,... |
DB-SDNY-0079810 |
gemini-2.0-flash-001 |
| 36228 |
EFTA01381074.txt |
None |
|
none |
none |
None |
list |
dataset_10 |
|
This document is a list of meetings scheduled with Stevan Oldfield, Stewart Oldfield, and... |
Business dealingsCommunications/correspondence |
— |
DB-SDNY-0079816
SDNY_GM_00226000 |
gemini-2.0-flash-001 |
| 36229 |
EFTA01381075.txt |
List of meetings/appointments |
|
none |
none |
N/A |
other |
dataset_10 |
|
The document is a list of meetings scheduled with Stevan and Stewart Oldfield, including the... |
Business dealingsCommunications/correspondence |
— |
DB-SDNY-0079817
SDNY_GM_00226001 |
gemini-2.0-flash-001 |
| 36230 |
EFTA01381076.txt |
Re: Inquiry Regarding Account =DM LS.IE |
Richard Kahn |
suspicious |
none |
2018-05-15 |
email |
dataset_10 |
|
Richard Kahn responds to Stewart Oldfield's inquiry regarding compliance issues related to... |
Financial transactions/money flowCommunications/correspondence |
Stewart Oldfield |
SDNY GM_00228003 |
gemini-2.0-flash-001 |
| 36231 |
EFTA01381077.txt |
Transaction Details |
Stewart Oldfield |
suspicious |
possible |
2018-03-07 |
other |
dataset_10 |
|
This document outlines several financial transactions, including payments related to Mr.... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0079820, SDNY_GM_00226004 |
gemini-2.0-flash-001 |
| 36232 |
EFTA01381078.txt |
SOUTHERN FINANCIAL LLC - please sign and return |
Martin Zeman |
none |
none |
2018-06-05 |
email |
dataset_10 |
|
Martin Zeman from Deutsche Bank requests Richard Kahn to sign and return a confirmation document... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn |
NG348669M |
gemini-2.0-flash-001 |
| 36233 |
EFTA01381079.txt |
Confirmation of a CMS One Look Transaction |
Deutsche Bank AG London |
none |
none |
2018-06-04 |
letter agreement |
dataset_10 |
|
This document is a confirmation letter from Deutsche Bank AG to Southern Financial, LLC,... |
Financial transactions/money flowBusiness dealings |
Southern Financial, LLC |
Global No. NG348669M |
gemini-2.0-flash-001 |
| 36234 |
EFTA01381080.txt |
Confirmation of Agreement |
Deutsche Bank AG |
none |
none |
None |
other |
dataset_10 |
|
This document is a confirmation of an agreement between Deutsche Bank AG and Southern Financial,... |
Financial transactions/money flowBusiness dealings |
— |
NG348669M |
gemini-2.0-flash-001 |
| 36235 |
EFTA01381081.txt |
Certification of beneficial owner(s) |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a certification form for identifying beneficial owners of a legal entity... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0079828, SDNY_GM_00226012 |
gemini-2.0-flash-001 |
| 36236 |
EFTA01381082.txt |
Certification of beneficial owner(s) |
|
none |
none |
None |
form |
dataset_10 |
|
This document is a certification form for identifying the beneficial owners of a legal entity... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0079829
SDNY_GM_00226013 |
gemini-2.0-flash-001 |
| 36237 |
EFTA01381083.txt |
Certification of beneficial owner(s) |
|
none |
none |
None |
form |
dataset_10 |
|
This document is a certification form for identifying beneficial owners of a legal entity... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0079830
SDNY_GM_00226014 |
gemini-2.0-flash-001 |
| 36238 |
EFTA01381084.txt |
Certification of beneficial owner(s) |
|
none |
none |
None |
form |
dataset_10 |
|
This document is a certification form for beneficial owners of a legal entity opening an... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0079831, SDNY GM_00228015 |
gemini-2.0-flash-001 |
| 36239 |
EFTA01381085.txt |
Certification of beneficial owner(s) |
|
none |
none |
None |
Form |
dataset_10 |
|
This document is a 'Certification of beneficial owner(s)' form, likely used for opening an... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0079832 |
gemini-2.0-flash-001 |
| 36240 |
EFTA01381086.txt |
Certification of beneficial owner(s) |
|
none |
none |
2018 |
Certification Form |
dataset_10 |
|
This document is a certification form for identifying the beneficial owners of a legal entity... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0079833, SDNY_GM_00226017 |
gemini-2.0-flash-001 |
| 36241 |
EFTA01381087.txt |
Certification of beneficial owner(s) |
|
none |
none |
None |
form |
dataset_10 |
|
This document is a certification form used to identify the beneficial owners of a legal entity... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0079834, SDNY_GM_00226018 |
gemini-2.0-flash-001 |
| 36242 |
EFTA01381088.txt |
Certification of beneficial owner(s) |
|
none |
none |
2018 |
form |
dataset_10 |
|
This document is a certification form for beneficial owners of a legal entity opening an... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0079835 |
gemini-2.0-flash-001 |
| 36243 |
EFTA01381089.txt |
Certification of beneficial owner(s) |
|
none |
none |
None |
form |
dataset_10 |
|
This document is a certification form for identifying the beneficial owners of a legal entity... |
|
— |
DB-SDNY-0079836
SDNY_GM_00226020 |
gemini-2.0-flash-001 |
| 36244 |
EFTA01381090.txt |
Certification of beneficial owner(s) |
|
none |
none |
None |
Certification |
dataset_10 |
|
This document is a certification form for identifying the beneficial owners of a legal entity... |
Financial transactions/money flowLegal matters/litigation |
— |
None |
gemini-2.0-flash-001 |
| 36245 |
EFTA01381091.txt |
Certification of beneficial owner(s) |
|
none |
none |
None |
Certification |
dataset_10 |
|
This document is a certification of beneficial ownership required for Parsons opening an account... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0079838
SDNY_GM_00226022 |
gemini-2.0-flash-001 |
| 36246 |
EFTA01381092.txt |
Certification of beneficial owner(s) |
|
none |
none |
2018 |
Certification Form |
dataset_10 |
|
This document is a certification form for identifying the beneficial owners of a legal entity... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0079839 |
gemini-2.0-flash-001 |
| 36247 |
EFTA01381093.txt |
Certification of beneficial owner(s) |
|
none |
none |
2014 |
form |
dataset_10 |
|
This document is a certification form for beneficial ownership of a legal entity, likely... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0079840, SDNY_GM_00226024 |
gemini-2.0-flash-001 |
| 36248 |
EFTA01381094.txt |
Certification of beneficial owner(s) |
|
none |
none |
None |
Certification |
dataset_10 |
|
This document is a certification form for identifying the beneficial owner(s) of a legal entity... |
Financial transactions/money flow |
— |
None |
gemini-2.0-flash-001 |
| 36249 |
EFTA01381095.txt |
Re: Southern Financial Margin Call |
Richard Kahn |
suspicious |
none |
2015-08-25 |
email |
dataset_10 |
|
This email exchange discusses the transfer of 32,620 shares of Apple stock related to a margin... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Mane Dwyer |
DB-SDNY-0079843 |
gemini-2.0-flash-001 |
| 36250 |
EFTA01381096.txt |
Margin Call for Southern Financial |
Ariane Dwyer |
none |
none |
2015-08-25 |
email |
dataset_10 |
|
Ariane Dwyer from Deutsche Bank informs Rich about a $1,680,000 margin call for Southern... |
Financial transactions/money flowBusiness dealings |
Rich |
8032932 |
gemini-2.0-flash-001 |
| 36251 |
EFTA01381097.txt |
CDD Update |
Rodney Macelus |
none |
none |
2018-06-13 |
email |
dataset_10 |
|
Rodney Macelus from Deutsche Bank Wealth Management is sending an email to Terri Sohrab, Stewart... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Terri Sohrab, Stewart OldfieId, Bradley Gillin |
DB-SDNY-0079846 |
gemini-2.0-flash-001 |
| 36252 |
EFTA01381098.txt |
RE: Trade Details --> 06/15/2018 [CI |
Liam Osullivan |
none |
none |
2018-06-15 |
email |
dataset_10 |
|
Liam O'Sullivan sent an email to Paul Barrett and Richard Kahn providing trade details for a... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paul Barrett, Richard Kahn |
DB-SDNY-0079850 |
gemini-2.0-flash-001 |
| 36253 |
EFTA01381099.txt |
SFLLC Trade Confirmation |
Liam O'Sullivan |
none |
none |
2018-06-11 |
other |
dataset_10 |
|
This document is a trade confirmation from Deutsche Bank Securities for the sale of 70,600... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0079851, SDNY_GM_00226035 |
gemini-2.0-flash-001 |
| 36254 |
EFTA01381100.txt |
RE: Euros from acc )000MIJ |
Rodney Macelus |
none |
none |
2018-06-18 |
email |
dataset_10 |
|
This email exchange between Rodney Macelus and Nicole Perskawiec at Deutsche Bank confirms a... |
Financial transactions/money flowCommunications/correspondence |
Nicole Perskawiec |
DB-SDNY-0079853 |
gemini-2.0-flash-001 |
| 36255 |
EFTA01381101.txt |
RE: Euros from acc |
Nicole Perskawiec |
none |
none |
2018-06-18 |
email |
dataset_10 |
|
This email exchange between Nicole Perskawiec and Rodney Macelus of Deutsche Bank discusses the... |
Financial transactions/money flowCommunications/correspondence |
Rodney Macelus |
DB-SDNY-0079854 |
gemini-2.0-flash-001 |
| 36256 |
EFTA01381102.txt |
Outstanding Official Checks Report as of 05/2018 DI |
Sanjay-s Yadav |
none |
none |
05/2018 |
email |
dataset_10 |
|
This email informs recipients about outstanding official checks issued through May 31, 2018, and... |
Financial transactions/money flowCommunications/correspondence |
All |
DB-SDNY-0079859 |
gemini-2.0-flash-001 |
| 36257 |
EFTA01381103.txt |
RM0082289 Daily Deposit Report 20161022 |
dwhpbdw-batch@db.com |
suspicious |
none |
2016-10-22 |
email |
dataset_10 |
|
This email contains a daily deposit report listing large balances and transactions. It includes... |
Financial transactions/money flow |
RM0082289@list.db.com |
RM0082289 |
gemini-2.0-flash-001 |
| 36258 |
EFTA01381104.txt |
Pipeline ICI |
Henry Clark |
none |
none |
2016-11-07 |
email |
dataset_10 |
|
This email exchange involves Henry Clark sending Stewart Oldfield a pipeline report from... |
Business dealingsFinancial transactions/money flowCommunications/correspondence |
Stewart 0ldfield |
DB-SDNY-0079863 |
gemini-2.0-flash-001 |
| 36259 |
EFTA01381105.txt |
ISDA Amendments ICI |
Ariane Dwyer |
none |
none |
2005-09-03 |
email |
dataset_10 |
|
Ariane Dwyer from Deutsche Bank Securities sent ISDA amendments for Southern Financial LLC and... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Darren Indyke, Richard Kahn |
DB-SDNY-0079866 |
gemini-2.0-flash-001 |
| 36260 |
EFTA01381106.txt |
RE: MD approval for ACUs completed for High Risk Clients Ill |
Andrew Gallivan |
none |
none |
2016-12-01 |
email |
dataset_10 |
|
This email provides an update on the Annual Client Updates (ACUs) completed for High Risk... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vaishali•P Mehta |
DB-SDNY-0079867
SDNY_GM_00226051 |
gemini-2.0-flash-001 |
| 36261 |
EFTA01381107.txt |
KYC Update Approval Request |
Vaishali Mehta, Head of Anti-Money Laundering Business Risk, Deutsche Bank Wealth Management |
none |
none |
10/26/2016 |
other |
dataset_10 |
|
Vaishali Mehta from Deutsche Bank is requesting approval for ACU comments and KYC updates for... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Mark Gonzalez, Andrew Gallivan, Gwynle, Stewart Oldfield |
DB-SDNY-0079868, SDNY_GM_00226052 |
gemini-2.0-flash-001 |
| 36262 |
EFTA01381108.txt |
PBW/WM/MIS ETL/PBW 15116 Daily Deposit Report 20160714 |
|
suspicious |
none |
2016-07-14 |
email |
dataset_10 |
|
This email contains a daily deposit report from July 14, 2016, listing accounts with large,... |
Financial transactions/money flow |
— |
DB-SDNY-0079869 |
gemini-2.0-flash-001 |
| 36263 |
EFTA01381109.txt |
Inquiry Regarding Account |
Danya Friedman on behalf of Amlcompliance Inquiries |
suspicious |
none |
2018-02-01 |
email |
dataset_10 |
|
This email from Deutsche Bank's AML Compliance department to Cynthia Rodriguez concerns an... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Cynthia Rodriguez |
Case No. 146215 |
gemini-2.0-flash-001 |
| 36264 |
EFTA01381110.txt |
Re: FXE (CJ |
Richard Kahn |
none |
none |
2017-09-07 |
email |
dataset_10 |
|
Richard Kahn instructs Liam Osullivan and Davide-A Sferrazza to sell 450 FXE 113 calls at $3.00... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Liam Osullivan, Davide-A Sferrazza, Vahe Stepanian,... |
DB-SDNY-0079873 |
gemini-2.0-flash-001 |
| 36265 |
EFTA01381111.txt |
order we wou |
Vahe Stepanian |
none |
none |
2017-07-19 |
email |
dataset_10 |
|
Vahe Stepanian informs Richard Kahn that Southern Financial executed a specific order involving... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn |
DB-SDNY-0079874 |
gemini-2.0-flash-001 |
| 36266 |
EFTA01381112.txt |
RE: pipeline [II |
Stewart Oldfield |
none |
none |
2017-09-25 |
email |
dataset_10 |
|
Stewart Oldfield emails Bradley Gillin to provide an update on various pipeline deals, including... |
Financial transactions/money flowBusiness dealings |
Bradley Gill in, Bradley Gillin |
DB-SDNY-0079876 |
gemini-2.0-flash-001 |
| 36267 |
EFTA01381113.txt |
None |
Stewart Oldfield |
none |
none |
None |
other |
dataset_10 |
|
This document contains the contact information for Stewart Oldfield, a Director at Deutsche Bank... |
|
— |
DB-SDNY-0079877 |
gemini-2.0-flash-001 |
| 36268 |
EFTA01381114.txt |
RE: Message in format validation- RFK |
Cynthia Rod |
none |
none |
2017-10-25 |
email |
dataset_10 |
|
This email exchange discusses a message validation issue (RFK) within Deutsche Bank. The issue... |
Communications/correspondence |
Stewart 0ldfield |
E103171024T8XVIF T:01848570 |
gemini-2.0-flash-001 |
| 36269 |
EFTA01381115.txt |
RE: Message in format validation- RFK E103171024T8XVIF T:01848570 |
Gaurav Bhargava |
none |
none |
2017-10-25 |
email |
dataset_10 |
|
Gaurav Bhargava approves a message in format validation with the reference number... |
Communications/correspondenceEmployment/staffingBusiness dealings |
Ankit-Kumar Sharma, Cynthia Rodriguez, Stewart Oldfield,... |
EFTA01381115 |
gemini-2.0-flash-001 |
| 36270 |
EFTA01381116.txt |
FW: Message in format validation- RFK |
swift fin |
none |
none |
2017-10-24 |
email |
dataset_10 |
|
The email informs the team about a cancelled payment and the reversal of funds from the client's... |
Financial transactions/money flowCommunications/correspondence |
PAC Champs, Don Delcher, GTO-PWM-Banking... |
None |
gemini-2.0-flash-001 |
| 36271 |
EFTA01381117.txt |
FRMAT VALtDATIen |
BKTRUS33PWM |
none |
none |
2017-10-24 |
email |
dataset_10 |
|
This email is a notification of a failed format validation for a financial transaction of 169.20... |
Financial transactions/money flow |
BKTRUS33XXX |
E103171024THXVIF /3425129 |
gemini-2.0-flash-001 |
| 36272 |
EFTA01381118.txt |
RM0082289 Daily Deposit Report 20171031 |
dwhpbdw-batch@db.com |
none |
none |
2017-10-31 |
email |
dataset_10 |
|
This email contains a daily deposit report from Deutsche Bank, listing accounts with large,... |
Financial transactions/money flow |
RM0082289@list.db.com |
RM0082289 |
gemini-2.0-flash-001 |
| 36273 |
EFTA01381119.txt |
Amendment Agreement |
|
none |
none |
2015-08-11 |
agreement |
dataset_10 |
|
This document is an amendment agreement between Deutsche Bank AG and Southern Financial, LLC,... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0079884 |
gemini-2.0-flash-001 |
| 36274 |
EFTA01381120.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the required documentation to be exchanged between Party A and Party B,... |
Legal matters/litigationFinancial transactions/money flow |
— |
DB-SDNY-0079885 |
gemini-2.0-flash-001 |
| 36275 |
EFTA01381121.txt |
Amendment to Credit Support Annex |
|
none |
none |
As of execution of this |
legal filing |
dataset_10 |
|
This document is an amendment to a Credit Support Annex, modifying the financial limits. It... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0079886 |
gemini-2.0-flash-001 |
| 36276 |
EFTA01381122.txt |
Clarification Required on COD Form - Section C |
Vijay•A Sawant |
suspicious |
none |
2018-07-30 |
email |
dataset_10 |
|
Vijay Sawant from Deutsche Bank is seeking clarification from Morgan Trichel regarding the... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Morgan Trichel |
DB-SDNY-0079890 |
gemini-2.0-flash-001 |
| 36277 |
EFTA01381123.txt |
Certification of beneficial owner(s) |
|
none |
none |
None |
Form/Application |
dataset_10 |
|
This document is a certification form for identifying the beneficial owners of a legal entity... |
Financial transactions/money flow |
— |
DB-SDNY-0079891 |
gemini-2.0-flash-001 |
| 36278 |
EFTA01381124.txt |
Certification of beneficial owner(s) |
|
none |
none |
051514 |
form |
dataset_10 |
|
This document is a certification form for beneficial ownership of a legal entity opening an... |
|
— |
DB-SDNY-0079892
SDNY_GM_00226076 |
gemini-2.0-flash-001 |
| 36279 |
EFTA01381125.txt |
Certification of beneficial owner(s) |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a certification form for beneficial owners of a legal entity opening an... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0079894, SDNY GM_00226078 |
gemini-2.0-flash-001 |
| 36280 |
EFTA01381126.txt |
Certification of beneficial owner(s) |
|
none |
none |
20ai |
Certification |
dataset_10 |
|
This document is a certification of beneficial ownership required for opening an account on... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0079895 |
gemini-2.0-flash-001 |
| 36281 |
EFTA01381127.txt |
Certification of beneficial owner(s) |
|
none |
none |
2018 |
legal filing |
dataset_10 |
|
This document is a certification form for identifying the beneficial owners of a legal entity... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0079896 |
gemini-2.0-flash-001 |
| 36282 |
EFTA01381128.txt |
Certification of beneficial owner(s) |
|
none |
none |
Unclear |
Certification Form |
dataset_10 |
|
This document is a certification form for identifying beneficial owners of a legal entity... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0079897, SDNY_GM_00226081 |
gemini-2.0-flash-001 |
| 36283 |
EFTA01381129.txt |
Certification of beneficial owner(s) |
|
none |
none |
2018 |
Certification |
dataset_10 |
|
This document is a certification of beneficial ownership for a legal entity. It identifies... |
|
— |
DB-SDNY-0079898, SDNY_GM_00226082 |
gemini-2.0-flash-001 |
| 36284 |
EFTA01381130.txt |
Certification of beneficial owner(s) |
|
none |
none |
2019 |
Certification |
dataset_10 |
|
This document is a certification form for identifying the beneficial owners of a legal entity... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0079899, SDNY_GM_00226083 |
gemini-2.0-flash-001 |
| 36285 |
EFTA01381131.txt |
Certification of beneficial owner(s) |
|
none |
none |
None |
Certification Form |
dataset_10 |
|
This document is a certification form for identifying the beneficial owners of a legal entity... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0079900, SDNY GM_00226084 |
gemini-2.0-flash-001 |
| 36286 |
EFTA01381132.txt |
Certification of beneficial owner(s) |
|
none |
none |
None |
Certification |
dataset_10 |
|
This document is a certification of beneficial ownership required for Parsons opening an account... |
Financial transactions/money flowLegal matters/litigation |
— |
None |
gemini-2.0-flash-001 |
| 36287 |
EFTA01381133.txt |
Certification of beneficial owner(s) |
|
none |
none |
2018 |
legal filing |
dataset_10 |
|
This document is a certification form for identifying the beneficial owners of a legal entity... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0079902, SDNY_GM_00226086 |
gemini-2.0-flash-001 |
| 36288 |
EFTA01381134.txt |
Certification of beneficial owner(s) |
|
none |
none |
2014 |
form |
dataset_10 |
|
This document is a certification form for beneficial ownership required by Deutsche Bank AG for... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0079903 |
gemini-2.0-flash-001 |
| 36289 |
EFTA01381135.txt |
Identification Card Information |
|
none |
none |
10/21/1,00= |
other |
dataset_10 |
|
This document is a scanned image of an identification card belonging to Jeffrey E. Entein. It... |
|
— |
00000258 |
gemini-2.0-flash-001 |
| 36290 |
EFTA01381136.txt |
RM0082289 Daily Deposit Report 20180802 |
dwhpbdw-batch@db.com |
suspicious |
none |
2018-08-02 |
report |
dataset_10 |
|
This document is a daily deposit report from Deutsche Bank listing large balances. It includes... |
Financial transactions/money flow |
RM0082289@list.db.com |
RM0082289 |
gemini-2.0-flash-001 |
| 36291 |
EFTA01381137.txt |
RE: Gratitude America, Ltd |
Stewart Oldfield |
none |
none |
2018-08-08 |
email |
dataset_10 |
|
Richard Kahn requests Stewart Oldfield to set up an account with higher interest for Gratitude... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn |
DB-SDNY-0079909 |
gemini-2.0-flash-001 |
| 36292 |
EFTA01381138.txt |
Trade Details 8/8/2018 ICI |
Davide-A Sferrazza |
none |
none |
2018-08-08 |
email |
dataset_10 |
|
Davide-A Sferrazza from Deutsche Bank informs Paul Barrett about the sale of a WAMMS 2004-RA2... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paul Barrett, Richard Kahn |
DB-SDNY-0079910 |
gemini-2.0-flash-001 |
| 36293 |
EFTA01381139.txt |
RE: Assistance Required in solving rejection points on KYC Case! |
Vijay-A Sawant |
none |
none |
2018-08-10 |
email |
dataset_10 |
|
Vijay Sawant is requesting assistance from Bradley Gillin to obtain an updated Exco approval for... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Bradley Gillin |
DB-SDNY-0079912, SDNY GM_00226096 |
gemini-2.0-flash-001 |
| 36294 |
EFTA01381140.txt |
RE: Assistance Required in solving rejection points on KYC Case#01946825 Ill |
Bradley Gillin |
none |
none |
2018-08-01 |
email |
dataset_10 |
|
Bradley Gillin responds to Vijay-A Sawant regarding KYC rejection points for Case #01946825,... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vijay-A Sawant |
01946825 |
gemini-2.0-flash-001 |
| 36295 |
EFTA01381141.txt |
RE: Assistance Required in solving rejection points on KYC Case#0 1946825 [II |
Vijay-A Sawant |
none |
none |
2018-08-01 |
email |
dataset_10 |
|
Vijay-A Sawant is seeking assistance from Bradley Gillin and Stewart Oldfiei to resolve... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Bradley Gillin |
0 1946825 |
gemini-2.0-flash-001 |
| 36296 |
EFTA01381142.txt |
RE: AssistanceRequired in so ving rejection points on KYC Case#01946825 [II |
Vijay-A Sawant |
suspicious |
none |
2018-07-23 |
email |
dataset_10 |
|
Vijay Sawant is following up with Bradley Gitlin and Stewart Oldfield regarding pending items... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Bradley Gitlin, Stewart Oldfield |
01946825 |
gemini-2.0-flash-001 |
| 36297 |
EFTA01381143.txt |
RE: Assistance Required in solving rejection points on KYC Case#01946825 |
Bradley Gitlin |
none |
none |
2018-07-12 |
email |
dataset_10 |
|
Bradley Gitlin is seeking assistance from Vijay Sawant and Stewart Oldfield in resolving... |
Financial transactions/money flowCommunications/correspondenceLegal matters/litigation |
Vijay-A Smartt, Stewart Oldfield |
01946825 |
gemini-2.0-flash-001 |
| 36298 |
EFTA01381144.txt |
RE: Assistance Required in solving rejection points on K |
Bradley Gillin |
suspicious |
possible |
2018-07-11 |
email |
dataset_10 |
|
Bradley Gillin is seeking assistance from Vijay Sawant to resolve KYC rejection points for... |
Financial transactions/money flowEmployment/staffingBusiness dealings |
Vijay-A Sawant, Stewart Oldfield |
None |
gemini-2.0-flash-001 |
| 36299 |
EFTA01381145.txt |
KYC Information Request and Updates |
Bradley Gillin |
suspicious |
none |
2013 |
email |
dataset_10 |
|
This email discusses KYC updates and information requests related to Jeffrey Epstein, including... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
1898372 |
gemini-2.0-flash-001 |
| 36300 |
EFTA01381146.txt |
RE: Assistance Required in solving rejection points on KYC Caseii01946825 |
Vijay-A Smartt |
suspicious |
possible |
2018-07-06 |
email |
dataset_10 |
|
Vijay-A Smartt is seeking assistance from Stewart Oldfield and Bradley Gitlin to resolve... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart Oldfield |
Case#01946825 |
gemini-2.0-flash-001 |