| 36301 |
EFTA01381147.txt |
KYC Case relating to customer - Pmance. LLC |
Vijay Savant, KYC Case Representative |
suspicious |
possible |
None |
email |
dataset_10 |
|
This email from Vijay Savant requests assistance in resolving KYC rejection points for Pmance.... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
None |
gemini-2.0-flash-001 |
| 36302 |
EFTA01381148.txt |
Deutsche CIB Centre Private Limited - Deutsche Bank Group |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a contact information sheet for Deutsche Bank Group's Wealth Management... |
|
— |
DB-SDNY-0079921, SDNY_GM_00226105 |
gemini-2.0-flash-001 |
| 36303 |
EFTA01381149.txt |
RM0082289 Daily Deposit Report 20180818 |
dwhpbdw-batch@db.com |
suspicious |
possible |
2018-08-18 |
report |
dataset_10 |
|
This document is a daily deposit report from Deutsche Bank listing large, zero, and negative... |
Financial transactions/money flow |
RM0082289@list.db.com |
RM0082289 |
gemini-2.0-flash-001 |
| 36304 |
EFTA01381150.txt |
LARGE, ZERO AND NEGATIVE BALANCES |
|
none |
none |
08/17/18 |
report |
dataset_10 |
|
This document is a report listing large, zero, and negative balances for various accounts held... |
Financial transactions/money flow |
— |
DB-SDNY-0079923, SDNY_GM_00226107 |
gemini-2.0-flash-001 |
| 36305 |
EFTA01381151.txt |
None |
|
none |
none |
None |
agreement |
dataset_10 |
|
This document outlines the required documents to be delivered by Party A and Party B as part of... |
Legal matters/litigationFinancial transactions/money flowBusiness dealings |
— |
None |
gemini-2.0-flash-001 |
| 36306 |
EFTA01381152.txt |
Amendment to Agreement |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is an amendment to a credit support annex between Party A and Party B. It modifies... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0079927 |
gemini-2.0-flash-001 |
| 36307 |
EFTA01381153.txt |
Amendment |
|
none |
none |
YYYY-MM-DD |
legal filing |
dataset_10 |
|
This document is an amendment to an agreement between Deutsche Bank AG and Southern Trust... |
Legal matters/litigationFinancial transactions/money flowBusiness dealings |
— |
DB-SDNY-0079928 |
gemini-2.0-flash-001 |
| 36308 |
EFTA01381154.txt |
Entity Self-Certification Form |
Bebe Avdiu |
none |
none |
2016-04-29 |
email |
dataset_10 |
|
This is an email from Bebe Avdiu, a Legal Assistant at DARREN K LNDYKE, PLLC, to Richard Kahn,... |
Communications/correspondenceLegal matters/litigation |
Richard Kahn |
DB-SDNY-0079931, SDNY GM_00226115 |
gemini-2.0-flash-001 |
| 36309 |
EFTA01381155.txt |
Dormant Notice |
Deutsche Bank Trust Co. Americas |
none |
none |
2016-04-29 |
letter |
dataset_10 |
|
Deutsche Bank Trust Co. Americas sent a dormant account notice to Southern Trust Company, Inc.,... |
Financial transactions/money flowCommunications/correspondence |
Southern Trust Company, Inc. |
tsYC20-0102 |
gemini-2.0-flash-001 |
| 36310 |
EFTA01381156.txt |
FW: KCP Pershing Accts [II |
Todd Stevens |
suspicious |
possible |
2016-05-31 |
email |
dataset_10 |
|
This email chain discusses the handling of KCP Pershing accounts and includes a request to... |
Financial transactions/money flowEmployment/staffingBusiness dealings |
Stewart Oldtield |
DB-SDNY-0079933 |
gemini-2.0-flash-001 |
| 36311 |
EFTA01381157.txt |
Approval Needed - List of Preferreds |
Andrew King |
suspicious |
none |
6/10/2016 |
email |
dataset_10 |
|
Andrew King from Deutsche Bank is seeking approval to send a list of preferred equities to... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Zbynek Kozelsky |
DB-SDNY-0079935 |
gemini-2.0-flash-001 |
| 36312 |
EFTA01381158.txt |
None |
Mane Dwyer, Analyst I Key Client Partners - US, Deutsche Bank Securities Inc, Deutsche Asset & Wealth Management |
none |
none |
None |
other |
dataset_10 |
|
This document is a financial record or spreadsheet extract from Deutsche Bank. It contains... |
Financial transactions/money flow |
— |
DB-SDNY-0079941, SDNY_GM_00226125 |
gemini-2.0-flash-001 |
| 36313 |
EFTA01381159.txt |
BUTTERFLY TRUST |
JEFFREY E. EPSTEIN |
none |
none |
2006-12-27 |
legal filing |
dataset_10 |
|
This document is a legal filing establishing the Butterfly Trust, with Jeffrey E. Epstein as the... |
Financial transactions/money flowLegal matters/litigation |
DARREN K. INDYKE, RICHARD KAHN |
rtis - C431-7 I/ |
gemini-2.0-flash-001 |
| 36314 |
EFTA01381160.txt |
Trust Agreement |
|
none |
none |
2006-12-21 |
Trust Agreement |
dataset_10 |
|
This document is a Trust Agreement dated December 21, 2006, between Jeffrey E. Epstein as... |
Financial transactions/money flowLegal matters/litigation |
— |
|
gemini-2.0-flash-001 |
| 36315 |
EFTA01381161.txt |
Trust Agreement |
|
none |
none |
1986 |
legal filing |
dataset_10 |
|
This document defines the terms of a trust agreement. Ghislaine Maxwell is named as a potential... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0079948 |
gemini-2.0-flash-001 |
| 36316 |
EFTA01381162.txt |
None |
|
suspicious |
possible |
None |
legal filing |
dataset_10 |
|
This document outlines the terms of a trust, specifying the powers of the trustees to distribute... |
Legal matters/litigation |
— |
DB-SDNY-0079949, SDNY_GM_00226133 |
gemini-2.0-flash-001 |
| 36317 |
EFTA01381163.txt |
Trust Agreement |
|
suspicious |
none |
None |
legal filing |
dataset_10 |
|
This document is an excerpt from a trust agreement establishing the 'Butterfly Trust' and... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0079950 |
gemini-2.0-flash-001 |
| 36318 |
EFTA01381164.txt |
Trust Agreement |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is an excerpt from a Trust Agreement, detailing the process for designating and... |
Legal matters/litigation |
— |
DB-SDNY-0079951, SDNY GM_00226135 |
gemini-2.0-flash-001 |
| 36319 |
EFTA01381165.txt |
Trustee Provisions |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This legal document outlines the provisions for trustees within a trust, including their... |
Legal matters/litigation |
— |
DB-SDNY-0079952, SDNY_GM_00226136 |
gemini-2.0-flash-001 |
| 36320 |
EFTA01381166.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This legal document outlines the process for settling accounts and releasing Trustees from... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0079953 |
gemini-2.0-flash-001 |
| 36321 |
EFTA01381167.txt |
Trustee Resignation and Account Settlement |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the legal procedures for a trustee's resignation from a trust, including... |
Legal matters/litigationFinancial transactions/money flow |
— |
DB-SDNY-0079954, SDNY_GM_00226138 |
gemini-2.0-flash-001 |
| 36322 |
EFTA01381168.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This legal document defines the powers and limitations of trustees managing a trust. It... |
Legal matters/litigation |
— |
DB-SDNY-0079955, SDNY GM_00226139 |
gemini-2.0-flash-001 |
| 36323 |
EFTA01381169.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document outlines the powers and investment capabilities of trustees, granting them broad... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0079956, SDNY GM_00226140 |
gemini-2.0-flash-001 |
| 36324 |
EFTA01381170.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document outlines the powers of the Trustees of a Trust, including making financial... |
Financial transactions/money flowBusiness dealingsReal estate/properties |
— |
DB-SDNY-0079957 |
gemini-2.0-flash-001 |
| 36325 |
EFTA01381171.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document outlines the powers of the Trustees of a trust, granting them broad authority to... |
Real estate/propertiesFinancial transactions/money flowLegal matters/litigation |
— |
None |
gemini-2.0-flash-001 |
| 36326 |
EFTA01381172.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the powers of the Trustees of a Trust, including the ability to settle... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0079960 |
gemini-2.0-flash-001 |
| 36327 |
EFTA01381173.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the powers and responsibilities of the Trustees of a Trust, including... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0079961, SDNY_GM_00226145 |
gemini-2.0-flash-001 |
| 36328 |
EFTA01381174.txt |
Trust Agreement |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a signature page for a Trust Agreement executed by Jeffrey E. Epstein as the... |
Financial transactions/money flowLegal matters/litigation |
— |
None |
gemini-2.0-flash-001 |
| 36329 |
EFTA01381175.txt |
Schedule A |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a 'Schedule A' marked as confidential and related to Fed. R. Crim. P. 6(e). It... |
|
— |
DB-SDNY-0079964, SDNY GM_00226148 |
gemini-2.0-flash-001 |
| 36330 |
EFTA01381176.txt |
Acknowledgment of Jeffrey E. Epstein and Darren K. Indyke |
|
none |
none |
2006 |
legal filing |
dataset_10 |
|
This document is a notarized acknowledgment of signatures for Jeffrey E. Epstein and Darren K.... |
Legal matters/litigation |
— |
DB-SDNY-0079965, SDNY GM_00226149 |
gemini-2.0-flash-001 |
| 36331 |
EFTA01381177.txt |
Acknowledgment of Richard Kahn's signature |
|
none |
none |
2006-04-27 |
legal filing |
dataset_10 |
|
This document is a notarized acknowledgment of Richard Kahn's signature, signed by Notary Public... |
Legal matters/litigation |
— |
DB-SDNY-0079966, SDNY GM_00226150 |
gemini-2.0-flash-001 |
| 36332 |
EFTA01381178.txt |
BUTTERFLY TRUST ADDITION OF BENEFICIARIES |
|
none |
none |
2011-03-28 |
legal filing |
dataset_10 |
|
This document is a legal instrument adding beneficiaries to the Butterfly Trust, established by... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0079967 |
gemini-2.0-flash-001 |
| 36333 |
EFTA01381179.txt |
BUTTERFLY TRUST ADDITION OF BENEFICIARY |
|
suspicious |
none |
2011-03-24 |
legal filing |
dataset_10 |
|
This document is a legal instrument adding a beneficiary to the Butterfly Trust, established by... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0079968, SDNY GM_00226152 |
gemini-2.0-flash-001 |
| 36334 |
EFTA01381180.txt |
Request for Taxpayer Identification Number and Certification |
|
none |
none |
2011 |
Form W-9 |
dataset_10 |
|
This document is a Form W-9, Request for Taxpayer Identification Number and Certification, for... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0079969
SDNY GM_00226153 |
gemini-2.0-flash-001 |
| 36335 |
EFTA01381181.txt |
Employer Identification Number (EIN) Assignment |
INTERNAL REVENUE SERVICE |
none |
none |
2008-11-13 |
notice |
dataset_10 |
|
The document is a notice from the IRS assigning an Employer Identification Number (EIN) to... |
Financial transactions/money flowLegal matters/litigation |
— |
CP 575 B |
gemini-2.0-flash-001 |
| 36336 |
EFTA01381182.txt |
ACTION REQUIRED: STFR Regulation Mailing (Part 2)111 |
Armel Brash |
none |
none |
2016-07-19 |
email |
dataset_10 |
|
Armel Brash is instructing Stewart Oldfield to deliver SFTR Disclosure Letters to specific... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Stewart 0ldfield |
None |
gemini-2.0-flash-001 |
| 36337 |
EFTA01381183.txt |
Thank you |
Armen Brash |
none |
none |
None |
email |
dataset_10 |
|
This is a brief email signature from Armen Brash, a Director at Deutsche BaNc Wealth Management,... |
|
— |
DB-SDNY-0079972 |
gemini-2.0-flash-001 |
| 36338 |
EFTA01381184.txt |
SFTR Information Statement |
Patrick Harris, Managing Director, Deutsche Bank Securities Inc. and Zia Memon, Managing Director, Deutsche Bank Securities Inc. |
none |
none |
2016-07-08 |
letter |
dataset_10 |
|
This letter from Deutsche Bank informs clients about the EU Securities Financing Transactions... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0079973 |
gemini-2.0-flash-001 |
| 36339 |
EFTA01381185.txt |
Re-use Risks and Consequences |
|
none |
none |
2016 |
other |
dataset_10 |
|
This document outlines the risks and consequences associated with the re-use of financial... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0079976 |
gemini-2.0-flash-001 |
| 36340 |
EFTA01381186.txt |
Defined terms for the purposes of the Securities Financing Transactions Regulation |
|
none |
none |
2016 |
other |
dataset_10 |
|
This document defines key terms related to the Securities Financing Transactions Regulation,... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0079977 |
gemini-2.0-flash-001 |
| 36341 |
EFTA01381187.txt |
Examples of Agreements to Which This Information Statement Applies |
|
none |
none |
2016 |
other |
dataset_10 |
|
This document provides examples of agreements to which an Information Statement applies,... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0079978 |
gemini-2.0-flash-001 |
| 36342 |
EFTA01381188.txt |
Collateral Arrangements |
|
none |
none |
2016 |
legal filing |
dataset_10 |
|
This document outlines the risks and consequences associated with collateral arrangements and... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0079981 |
gemini-2.0-flash-001 |
| 36343 |
EFTA01381189.txt |
SFTR Internal FAQs |
|
none |
none |
2016-07-08 |
other |
dataset_10 |
|
This document is an internal FAQ from Deutsche Wealth Management dated July 8, 2016, concerning... |
|
— |
DB-SDNY-0079984 |
gemini-2.0-flash-001 |
| 36344 |
EFTA01381190.txt |
Securities Financing Transaction Regulation — Re-use of collateral |
|
none |
none |
2015-10-29 |
other |
dataset_10 |
|
This document explains the Securities Financing Transaction Regulation (SFTR), a European... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0079985 |
gemini-2.0-flash-001 |
| 36345 |
EFTA01381191.txt |
Re: intro to our head of investor solutions |
Richard Kahn |
none |
none |
2016-07-25 |
email |
dataset_10 |
|
Richard Kahn and Stewart Oldfield are corresponding to schedule a meeting between Richard Kahn... |
Business dealingsCommunications/correspondenceFinancial transactions/money flow |
Stewart 0ldfield |
DB-SDNY-0079987 |
gemini-2.0-flash-001 |
| 36346 |
EFTA01381192.txt |
Re: Haze N4G024943 (C) |
Richard Kahn |
none |
none |
2016-07-27 |
email |
dataset_10 |
|
Richard Kahn is inquiring with Vahe Stepanian at Deutsche Bank about the status of a wire... |
Financial transactions/money flowCommunications/correspondence |
Vahe Stepanian |
N4G024943 |
gemini-2.0-flash-001 |
| 36347 |
EFTA01381193.txt |
Re: Han N4G024943 [C] |
Richard Kahn |
suspicious |
none |
2016-07-21 |
email |
dataset_10 |
|
Richard Kahn informs Vahe Stepanian about an expected wire transfer of approximately 5.960.000... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vahe Stepanian |
N4G024943 |
gemini-2.0-flash-001 |
| 36348 |
EFTA01381194.txt |
FX RS* |
Daniel Sabba |
none |
none |
2015-09-29 |
email |
dataset_10 |
|
This email from Daniel Sabba at Deutsche Bank AG provides FX valuations to SOUTHERN FINANCIAL,... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Jabwcpa Gmail, Richard Kahn12, Mark Whyman, Hm./... |
Statement ID 182298 20150928 20150929_1 |
gemini-2.0-flash-001 |
| 36349 |
EFTA01381195.txt |
SOUTHERN FINANCIAL, LLC |
Deutsche Bank AG |
none |
none |
2015-09-29 |
report |
dataset_10 |
|
This document is a financial statement from Deutsche Bank AG to SOUTHERN FINANCIAL, LLC,... |
Financial transactions/money flow |
SOUTHERN FINANCIAL, LLC |
Request 182298 |
gemini-2.0-flash-001 |
| 36350 |
EFTA01381196.txt |
Equity-Swap NYblid |
Deutsche Bank AG |
none |
none |
2016-02-01 |
statement |
dataset_10 |
|
This document is a statement from Deutsche Bank AG to SOUTHERN FINANCIAL, LLC regarding an... |
Financial transactions/money flow |
— |
612676 |
gemini-2.0-flash-001 |
| 36351 |
EFTA01381197.txt |
http://www.bloomberg.com/news/articles/2016-08-26/saudi-arabia-seen-undeterred-by-potential-fed-hike-to-sell-bond |
Stewart Oldfield |
none |
none |
2016-08-29 |
email |
dataset_10 |
|
Stewart Oldfield sent Richard Kahn a link to a Bloomberg article about Saudi Arabia's bond sales... |
Financial transactions/money flowCommunications/correspondenceBusiness dealings |
Richard Kahn |
DB-SDNY-0079995 |
gemini-2.0-flash-001 |
| 36352 |
EFTA01381198.txt |
Re: Trade Report 9/8/2016 • JEVIF ICI |
Richard Kahn |
none |
none |
2016-09-08 |
email |
dataset_10 |
|
This email confirms the execution of a trade of 5,800 PFE at $34.7235 by Richard Kahn, as... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vahe Stepanian |
DB-SDNY-0079996 |
gemini-2.0-flash-001 |
| 36353 |
EFTA01381199.txt |
Haze Trust |
Darren Indyke |
none |
none |
2016-12-21 |
email |
dataset_10 |
|
Darren Indyke emailed Stewart Oldfield requesting a phone call regarding the 'Haze Trust'. The... |
Business dealingsCommunications/correspondence |
Stewart Oldfield |
DB-SDNY-0079997 |
gemini-2.0-flash-001 |
| 36354 |
EFTA01381200.txt |
RE: quote please ICI |
Vahe Stepanian |
none |
none |
2017-01-04 |
email |
dataset_10 |
|
This email exchange between Vahe Stepanian and Richard Kahn discusses a potential bond purchase.... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn |
DB-SDNY-0079998 |
gemini-2.0-flash-001 |
| 36355 |
EFTA01381201.txt |
Bid/Ask for LSCCOM 8.75% 10/15/2023 |
Richard Kahn |
none |
none |
2023-10-15 |
email |
dataset_10 |
|
Richard Kahn of HBRK Associates Inc. is requesting a bid/ask for 2,000,000 quantity of LSCCOM... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0079999, SDNY_GM_00226183 |
gemini-2.0-flash-001 |
| 36356 |
EFTA01381202.txt |
RE: quote please [C] |
Darlene Zong |
none |
none |
2017-01-04 |
email |
dataset_10 |
|
This email exchange discusses the status of a financial order, with updates on the bid level.... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn, Vahe Stepanian |
DB-SDNY-0080001 |
gemini-2.0-flash-001 |
| 36357 |
EFTA01381203.txt |
Re: quote please [C] |
Richard Kahn |
none |
none |
2017-01-04 |
email |
dataset_10 |
|
This email exchange between Richard Kahn and Vahe Stepanian concerns the purchase of a bond... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vahe Stepanian |
DB-SDNY-0080002 |
gemini-2.0-flash-001 |
| 36358 |
EFTA01381204.txt |
quote please |
Richard Kahn |
none |
none |
2023-10-15 |
email |
dataset_10 |
|
Richard Kahn of HBRK Associates Inc. emails Darlene tong and Stewart Oldfield requesting a... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Darlene tong, Stewart Oldfield |
DB-SDNY-0080003 |
gemini-2.0-flash-001 |
| 36359 |
EFTA01381205.txt |
FW: aapl |
Vahe Stepanian |
none |
none |
2017-01-31 |
email |
dataset_10 |
|
Vahe Stepanian forwards an email from Richard Kahn inquiring about after-hours trading of AAPL.... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Zbynek Kozelsky |
DB-SDNY-0080005 |
gemini-2.0-flash-001 |
| 36360 |
EFTA01381206.txt |
Trading Outside Of Normal Business Hours Authorization Letter |
|
none |
none |
021318.0604 |
letter |
dataset_10 |
|
This document is an authorization letter to Deutsche Bank Securities Inc. allowing an individual... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Deutsche Bank Securities Inc. |
Va4156657 |
gemini-2.0-flash-001 |
| 36361 |
EFTA01381207.txt |
Order Acceptance Acknowledgement |
|
none |
none |
021318060415 |
other |
dataset_10 |
|
This document is an acknowledgement form from DBSI stating that they may not accept an order and... |
Financial transactions/money flow |
— |
MA156657 |
gemini-2.0-flash-001 |
| 36362 |
EFTA01381208.txt |
Re: Notification: Catch-up about DB Deposits (C) @ Wed Feb 1, 2017 2:30pm - 3pm |
Stewart Oldfield |
none |
none |
2017-02-01 |
email |
dataset_10 |
|
This email is a thread between Vahe Stepanian, Stewart Oldfield, and Richard Kahn to schedule a... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vahe Stepanian |
DB-SDNY-0080008 |
gemini-2.0-flash-001 |
| 36363 |
EFTA01381209.txt |
Catch-up about DB Deposits [C] |
Google Calendar <calendar-notification@gooele.com> |
none |
none |
2017-02-01 |
email |
dataset_10 |
|
This is a Google Calendar invitation for a meeting on February 1, 2017, to discuss Deutsche Bank... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
— |
DB-SDNY-0080009 |
gemini-2.0-flash-001 |
| 36364 |
EFTA01381210.txt |
Call Notes |
Rodriguez |
none |
none |
2017-03-03 |
email |
dataset_10 |
|
Cynthia Rodriguez emailed Stewart Oldfield I to inform him that Bella called to open a sub... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart 0ldfield I |
DB-SDNY-0080012 |
gemini-2.0-flash-001 |
| 36365 |
EFTA01381211.txt |
EURUSD risk reversal ideas ICI |
Daniel Sabba |
none |
none |
2015-11-06 |
email |
dataset_10 |
|
Daniel Sabba from Deutsche Bank sent an email to Jeffrey E. providing information and... |
Financial transactions/money flowBusiness dealings |
jeffrey E. (Ueevacation@grnail.com), Paul Morris, Vahe... |
DB-SDNY-0080013 |
gemini-2.0-flash-001 |
| 36366 |
EFTA01381212.txt |
RE: Anna - can you please confirm the accuracy of DBTCA acct # for THE HAZE TRUST 4296287 as the acct # looks a digit short. We have to wire funds to the acct tomorrow. Thank you. DJ |
Cynthia Rodriguez |
none |
none |
2017-03-09 |
email |
dataset_10 |
|
This email exchange discusses the verification of a bank account number for THE HAZE TRUST at... |
Financial transactions/money flowCommunications/correspondence |
Anna-Sofiya Lupolover, Mary Murray, Stewart Oldfield |
DB-SDNY-0080014 |
gemini-2.0-flash-001 |
| 36367 |
EFTA01381213.txt |
DB Account Detail: THE HAZE TRUST |
|
none |
none |
3/9/2017 |
other |
dataset_10 |
|
This document is a Salesforce account detail page for THE HAZE TRUST, containing information... |
Business dealingsFinancial transactions/money flow |
— |
DB-SDNY-0080016 |
gemini-2.0-flash-001 |
| 36368 |
EFTA01381214.txt |
DB Account: THE HAZE TRUST |
|
none |
none |
2017-03-09 |
other |
dataset_10 |
|
This document is a database record from Salesforce for 'THE HAZE TRUST', showing account... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0080017 |
gemini-2.0-flash-001 |
| 36369 |
EFTA01381215.txt |
RE: DB AG NY Preferred Rate Increase [I] |
Margie Edwards |
none |
none |
2017-04-26 |
email |
dataset_10 |
|
Margie Edwards informs Stewart Oldfield about the increase in rates for DB AG NY Preferred... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Margie Edwards atewart, Oldfield |
DB-SDNY-0080018 |
gemini-2.0-flash-001 |
| 36370 |
EFTA01381216.txt |
None |
Margie Edwards, Director, Deutsche Bark Trust Company Americas, Deutsche Bark Wealth Management, SOUTHERN FINANCIAL LLC, SOUTHERN TRUST COMPANY, INC. |
none |
none |
None |
other |
dataset_10 |
|
This document contains the contact information and signature block for Margie Edwards, a... |
|
Stewart Oldfield, Cynthia Rodriguez |
DB-SDNY-0080019, SDNY_GM_00226203 |
gemini-2.0-flash-001 |
| 36371 |
EFTA01381217.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a standard confidentiality disclaimer from Deutsche Bank, likely part of an... |
|
— |
DB-SDNY-0080023, SDNY_GM_00226207 |
gemini-2.0-flash-001 |
| 36372 |
EFTA01381218.txt |
Automatic reply: trading capabilities |
Stewart Oldfield |
none |
none |
2017-05-03 |
email |
dataset_10 |
|
Stewart Oldfield sent an automatic out-of-office reply to Richard Kahn, indicating he will be... |
Communications/correspondence |
Richard Kahn |
DB-SDNY-0080024 |
gemini-2.0-flash-001 |
| 36373 |
EFTA01381219.txt |
RE: Rothschild [Cl |
Tazia Smith |
none |
none |
2017-05-23 |
email |
dataset_10 |
|
Tazia Smith from Deutsche Bank provides Richard Kahn with an update on the trading of ROTH FP,... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn, Delores Rubin, Stewart Oldfield, Vahe... |
DB-SDNY-0080027 |
gemini-2.0-flash-001 |
| 36374 |
EFTA01381220.txt |
RE: Rothschild [CI |
Delores Rubin |
none |
none |
2017-05-23 |
email |
dataset_10 |
|
Delores Rubin from Deutsche Bank provides Richard Kahn with an update on the bid and ask for... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn, Tazia Smith |
DB-SDNY-0080028 |
gemini-2.0-flash-001 |
| 36375 |
EFTA01381221.txt |
Re: Rothschild [C] |
Richard Kahn |
none |
none |
2017-05-22 |
email |
dataset_10 |
|
This email exchange between Richard Kahn and Tazia Smith discusses a quote for Rothschild shares... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Tazia Smith |
DB-SDNY-0080029 |
gemini-2.0-flash-001 |
| 36376 |
EFTA01381222.txt |
Re: Rothschild [C] |
Richard Kahn |
none |
none |
2017-05-22 |
email |
dataset_10 |
|
Richard Kahn requests Tazia Smith to provide bid/ask information regarding Rothschild. Tazia... |
Business dealingsFinancial transactions/money flowCommunications/correspondence |
Tazia Smith |
SDNY_GM_00226214 |
gemini-2.0-flash-001 |
| 36377 |
EFTA01381223.txt |
Rothschild |
Richard Kahn <n> |
none |
none |
2017-05-22 |
email |
dataset_10 |
|
Richard Kahn of HBRK Associates Inc. emailed Vahe Stepanian requesting a bid ask for 100,000... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vahe Stepanian |
DB-SDNY-0080031 |
gemini-2.0-flash-001 |
| 36378 |
EFTA01381224.txt |
Rothschild interday 5.22.17.pdr |
|
none |
none |
2017-05-22 |
other |
dataset_10 |
|
This document is a cover page referencing a Rothschild interday report from May 22, 2017. It... |
|
— |
DB-SDNY-0080032, SDNY_GM_00226216 |
gemini-2.0-flash-001 |
| 36379 |
EFTA01381225.txt |
RE: Rothschild (C) |
Tazia Smith |
none |
none |
2017-05-23 |
email |
dataset_10 |
|
Tazia Smith updates Richard Kahn on Rothschild stock trading, noting that Jeffrey Epstein is not... |
Financial transactions/money flowBusiness dealings |
Richard Kahn, Delores Rubin, Stewart Oldfield, Matt... |
DB-SDNY-0080034 |
gemini-2.0-flash-001 |
| 36380 |
EFTA01381226.txt |
RE: Rothschild [C] |
Tazia Smith |
none |
none |
2017-05-23 |
email |
dataset_10 |
|
Tazia Smith and Delores Rubin of Deutsche Bank are communicating with Richard Kahn regarding the... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Delores Rubin, Richard Kahn |
DB-SDNY-0080035 |
gemini-2.0-flash-001 |
| 36381 |
EFTA01381227.txt |
Re: Rothschild [C] |
Richard Kahn |
none |
none |
2017-05-22 |
email |
dataset_10 |
|
This email exchange between Richard Kahn and Tazia Smith concerns the trading of Rothschild... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Tazia Smith |
DB-SDNY-0080037 |
gemini-2.0-flash-001 |
| 36382 |
EFTA01381228.txt |
Fwd: Rothschild |
Richard Kahn |
none |
none |
2017-05-22 |
email |
dataset_10 |
|
Richard Kahn requests Tazia Smith to provide bid ask information regarding Rothschild. Stewart... |
Financial transactions/money flowCommunications/correspondence |
Tazia Smith |
DB-SDNY-0080038 |
gemini-2.0-flash-001 |
| 36383 |
EFTA01381229.txt |
Bid Ask on Rothschild & Co SCA |
ian <db.com> |
none |
none |
May 22 |
email |
dataset_10 |
|
Richard Kahn of HBRK Associates Inc. emailed Deutsche Bank requesting a bid ask for 100,000... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart ldfield <ta~db.com> |
DB-SDNY-0080039 |
gemini-2.0-flash-001 |
| 36384 |
EFTA01381230.txt |
Blue Buffalo Pet Products, Inc. |
Vahe Stepanian |
none |
none |
2015-07-20 |
email |
dataset_10 |
|
Vahe Stepanian from Deutsche Bank sent an email to Jeffrey E. with information on Blue Buffalo... |
Business dealingsFinancial transactions/money flowCommunications/correspondence |
Jeffrey E., Daniel Sabba, Ariane Dwyer, Stewart... |
DB-SDNY-0080042 |
gemini-2.0-flash-001 |
| 36385 |
EFTA01381231.txt |
RE: Rothschild [CI |
Delores Rubin |
none |
none |
2017-05-30 |
email |
dataset_10 |
|
Delores Rubin from DB Securities provides an update on Rothschild stock trading volume to Tazia... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Tazia Smith, Richard Kahn, Vahe Stepanian, Davide-A... |
DB-SDNY-0080043 |
gemini-2.0-flash-001 |
| 36386 |
EFTA01381232.txt |
RE: Rothschild ICJ |
Tazia Smith |
suspicious |
none |
2017-05-23 |
email |
dataset_10 |
|
Tazia Smith informs Richard Kahn that there is no immediate market for Jeffrey Epstein's 100k... |
Financial transactions/money flowBusiness dealings |
Richard Kahn, Delores Rubin, Stewart Oldfield, Matt... |
DB-SDNY-0080044 |
gemini-2.0-flash-001 |
| 36387 |
EFTA01381233.txt |
RE: Rothschild [C] |
Tazia Smith |
none |
none |
2017-05-23 |
email |
dataset_10 |
|
Tazia Smith from Deutsche Bank provides Richard Kahn with an update on the trading of ROTH FP... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Delores Rubin, Richard Kahn |
DB-SDNY-0080045 |
gemini-2.0-flash-001 |
| 36388 |
EFTA01381234.txt |
RE: Rothschild [C] |
Delores Rubin |
none |
none |
2017-05-23 |
email |
dataset_10 |
|
Delores Rubin from Deutsche Bank is responding to Richard Kahn's inquiry about the bid and ask... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn, Tazia Smith |
DB-SDNY-0080046 |
gemini-2.0-flash-001 |
| 36389 |
EFTA01381235.txt |
Re: Rothschild [C] |
Richard Kahn [richardkahn12®amail conil |
none |
none |
2017-05-22 |
email |
dataset_10 |
|
This email exchange between Richard Kahn of HBRK Associates and Tazia Smith of Deutsche Bank... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Tazia Smith |
DB-SDNY-0080047 |
gemini-2.0-flash-001 |
| 36390 |
EFTA01381236.txt |
Re: Rothschild [C] |
Richard Kahn |
none |
none |
2017-05-22 |
email |
dataset_10 |
|
Richard Kahn emailed Tazia Smith regarding Rothschild shares, mentioning the closing price in... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Tazia Smith |
DB-SDNY-0080048 |
gemini-2.0-flash-001 |
| 36391 |
EFTA01381237.txt |
Rothschild |
Richard Kahn |
none |
none |
2017-05-22 |
email |
dataset_10 |
|
Richard Kahn of HBRK Associates Inc. emailed Vahe Ste anian requesting a bid ask on 100,000... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vahe Ste anian |
DB-SDNY-0080049 |
gemini-2.0-flash-001 |
| 36392 |
EFTA01381288.txt |
Interest Expense, Interest Income, Provision for Income Taxes, Net Income, Net Sales |
|
none |
none |
2014-12-31 |
form |
dataset_10 |
|
The document is a financial report comparing the years 2012, 2013, and 2014. It details changes... |
Financial transactions/money flow |
— |
DB-SDNY-0080140, SDNY GM_00228324 |
gemini-2.0-flash-001 |
| 36393 |
EFTA01381289.txt |
Financial Performance Analysis |
|
none |
none |
2013-12-31 |
Form S-1 |
dataset_10 |
|
This document is an excerpt from a Form S-1 filing, analyzing the company's financial... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0080141, SDNY GM_00228325 |
gemini-2.0-flash-001 |
| 36394 |
EFTA01381290.txt |
Form S-1 Table of Coalinga Cash Used in Financing Activities |
|
none |
none |
2015-03-31 |
form |
dataset_10 |
|
This document is a Form S-1 table detailing Coalinga's cash used in financing activities for the... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0080144, SDNY GM_00226328 |
gemini-2.0-flash-001 |
| 36395 |
EFTA01381291.txt |
Form S-1 |
|
none |
none |
7/20/2015 |
legal filing |
dataset_10 |
|
This document is an excerpt from a Form S-1 filing, detailing the company's accounting policies... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0080146, SDNY GM_00226330 |
gemini-2.0-flash-001 |
| 36396 |
EFTA01381292.txt |
Form S-1 Table of Contra' |
|
none |
none |
2015-07-20 |
form |
dataset_10 |
|
This document is a Form S-1 excerpt discussing the company's commodity price risk management... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0080148, SDNY GM_00228332 |
gemini-2.0-flash-001 |
| 36397 |
EFTA01381293.txt |
Pet Food Market Analysis |
|
none |
none |
2015-07-20 |
form |
dataset_10 |
|
This document provides an overview of the pet food market, including trends like ancestral... |
Business dealings |
— |
DB-SDNY-0080153, SDNY GM_00228337 |
gemini-2.0-flash-001 |
| 36398 |
EFTA01381294.txt |
Specialty Channels: A Large and Diverse Pet Food Retail Landscape |
|
none |
none |
2014 |
Form S-1 |
dataset_10 |
|
This document is an excerpt from a Form S-1 filing, providing an overview of the pet food retail... |
Business dealingsFinancial transactions/money flow |
— |
DB-SDNY-0080154, SDNY GM_00226338 |
gemini-2.0-flash-001 |
| 36399 |
EFTA01381295.txt |
Market Segments |
|
none |
none |
2015-07-20 |
form |
dataset_10 |
|
This document defines market segments within the pet food industry, including Wholesome Natural,... |
Business dealings |
— |
DB-SDNY-0080155
SDNY GM_00226339 |
gemini-2.0-flash-001 |
| 36400 |
EFTA01381296.txt |
Our Strategic Differentiation - The Landscape We Found - The BLUE Disruption |
|
none |
none |
2015-07-20 |
Form S-1 Excerpt |
dataset_10 |
|
This document describes the strategy of a pet food company (BLUE) to disrupt the established pet... |
Business dealingsCommunications/correspondenceFinancial transactions/money flow |
— |
DB-SDNY-0080161, SDNY GM_00226345 |
gemini-2.0-flash-001 |