| 40701 |
EFTA01386006.txt |
Re: From DB's Rod Lathe: General Motors Co - AV Opportunity: It's Better than We Thought; Reiterating Buy (upgrade to Buy of 9/24/17 also attached) (II |
Stewart Oldfield |
none |
none |
2017-10-04 |
email |
dataset_10 |
|
Stewart Oldfield received an email from Joshua Shoshan forwarding a report on General Motors'... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Joshua Shoshan |
DB-SDNY-0087512 |
gemini-2.0-flash-001 |
| 40702 |
EFTA01386007.txt |
GM's AV based Mobility Platform |
|
none |
none |
2020 |
other |
dataset_10 |
|
The document analyzes GM's AV based Mobility Platform, highlighting its potential to disrupt the... |
Business dealingsFinancial transactions/money flow |
— |
DB-SDNY-0087514 |
gemini-2.0-flash-001 |
| 40703 |
EFTA01386008.txt |
GM N |
Joshua Shoshan |
none |
none |
None |
email |
dataset_10 |
|
This email from Joshua Shoshan at DB Securities Inc provides access to a GM report and includes... |
Business dealingsFinancial transactions/money flowCommunications/correspondence |
shcshanOdb con |
096525a2-d5a3-4013-babd-51a:SabbCel&g:t4ijoshua |
gemini-2.0-flash-001 |
| 40704 |
EFTA01386009.txt |
Harvest Presentation - August 2017 |
andrew lonoOdb corn |
none |
none |
2017-08 |
email |
dataset_10 |
|
This email from Andrew King at Deutsche Bank includes a presentation and factsheet related to... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
— |
DB-SDNY-0087517 |
gemini-2.0-flash-001 |
| 40705 |
EFTA01386010.txt |
RE: Butterfly Trust [I] |
Amanda Kirby |
suspicious |
possible |
2015-02-03 |
email |
dataset_10 |
|
Amanda Kirby informs Paul Morris about the change in trustees for the Butterfly Trust and the... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paul MorrisI |
DB-SDNY-0087519 |
gemini-2.0-flash-001 |
| 40706 |
EFTA01386011.txt |
Trust documents |
DARREN K. INDYKE |
none |
none |
2015 |
email |
dataset_10 |
|
Darren K. Indyke sends trust documents related to the designation of Erika and Harry as new... |
Financial transactions/money flowLegal matters/litigationCommunications/correspondence |
— |
DB-SDNY-0087520, SDNY GM_00233704 |
gemini-2.0-flash-001 |
| 40707 |
EFTA01386012.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document appears to be a page from a larger set of documents, identified by document IDs.... |
|
— |
DB-SDNY-0087521, SDNY_GM_00233705 |
gemini-2.0-flash-001 |
| 40708 |
EFTA01386013.txt |
RE: DB - Harvest Collateral Yield Enhancement Strategy |
Andrew King |
none |
none |
2017-10-17 |
email |
dataset_10 |
|
Andrew King is trying to convince Paul Barrett to invest in the DB - Harvest Collateral Yield... |
Financial transactions/money flowBusiness dealings |
Paul Barrett |
DB-SDNY-0087522 |
gemini-2.0-flash-001 |
| 40709 |
EFTA01386014.txt |
Harvest Collateral Yield Enhancement Strategy (CYES) |
Andrew King |
none |
none |
2008-04 |
email |
dataset_10 |
|
Andrew King from Deutsche Bank is sending information to Paul about the Harvest Collateral Yield... |
Financial transactions/money flowBusiness dealings |
Paul |
DB-SDNY-0087523 |
gemini-2.0-flash-001 |
| 40710 |
EFTA01386015.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document contains a standard disclaimer from Deutsche Bank stating that the communication... |
|
— |
DB-SDNY-0087524, SDNY_GM_00233708 |
gemini-2.0-flash-001 |
| 40711 |
EFTA01386016.txt |
RE: DIFFERENTIATED EVENT: DB Theme Week: 1) Tech/Internet 12/12, 2) Media/Telco 12/14, 3) Industrials 12/11, 4) Consumer 12/14, 5) Healthcare 12/15, 6) Energy 12/18, 7) Financials 12/19 [I) |
Garlina Meggett |
none |
none |
2017-12-06 |
email |
dataset_10 |
|
Martin Zeman requests Garlina Meggett to invite client Paul Barrett to Deutsche Bank events.... |
Business dealingsCommunications/correspondence |
Martin Zeman |
DB-SDNY-0087525 |
gemini-2.0-flash-001 |
| 40712 |
EFTA01386017.txt |
DIFFERENTIATED EVENT: DB Theme Week: 1) Tech/Internet 12/12, 2) Media/Telco 12/14, 3) Industrials 12/11, 4) Consumer 12/14, 5) Healthcare 12/15, 6) Energy 12/18, 7) Financials 12/19 |
Marc Nickley |
none |
none |
2017-12-05 |
email |
dataset_10 |
|
Marc Nickley from Deutsche Bank sent an email to Martin at Alpha Group Capital LLC, inviting him... |
Business dealingsCommunications/correspondence |
Martin |
DB-SDNY-0087526 |
gemini-2.0-flash-001 |
| 40713 |
EFTA01386018.txt |
Turkey Currency Analysis |
|
suspicious |
none |
YYYY-MM-DD |
other |
dataset_10 |
|
This document analyzes the Turkish Lira (TRY) and its vulnerability within the emerging market... |
Financial transactions/money flowPolitical connections/influenceBusiness dealings |
— |
DB-SDNY-0087528 |
gemini-2.0-flash-001 |
| 40714 |
EFTA01386019.txt |
RE: Rated Infrastructure Notes (RIN) II |
Vahe Stepanian |
none |
none |
2018-03-29 |
email |
dataset_10 |
|
This email exchange discusses scheduling a meeting to discuss Rated Infrastructure Notes (RIN)... |
Business dealingsCommunications/correspondence |
Paul Barrett |
DB-SDNY-0087531 |
gemini-2.0-flash-001 |
| 40715 |
EFTA01386020.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a disclaimer from Deutsche Bank Securities Inc. regarding its Key Client... |
Financial transactions/money flowCommunications/correspondence |
— |
DB-SDNY-0087533 |
gemini-2.0-flash-001 |
| 40716 |
EFTA01386021.txt |
Inquiry Regarding Account |
Rob Wang on behalf of Amlcompliance Inquiries |
suspicious |
none |
2018-04-05 |
email |
dataset_10 |
|
Rob Wang from Deutsche Bank's AML Compliance department is requesting information from Cynthia... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Cynthia Rodriguez, Stewart Oldfield |
Alert No. 83817 |
gemini-2.0-flash-001 |
| 40717 |
EFTA01386022.txt |
Re: 9am ET Call - Postpone? |
Paul Barrett |
none |
none |
2018-04-04 |
email |
dataset_10 |
|
Paul Barrett requests to postpone a 9am ET call with Vahe Stepanian because he needs to go to a... |
Business dealingsCommunications/correspondence |
Vahe Stepanian |
DB-SDNY-0087536 |
gemini-2.0-flash-001 |
| 40718 |
EFTA01386023.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a confidentiality notice and regulatory disclosure from Deutsche Bank. It... |
|
— |
DB-SDNY-0087537
SDNY_GM_00233721 |
gemini-2.0-flash-001 |
| 40719 |
EFTA01386024.txt |
FW: DB - Harvest Collateral Yield Enhancement Strategy 0] IC] |
Stewart Oldfield |
none |
none |
2018-02-26 |
email |
dataset_10 |
|
This email chain discusses a 'DB - Harvest Collateral Yield Enhancement Strategy' and requests... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Andrew King |
DB-SDNY-0087538 |
gemini-2.0-flash-001 |
| 40720 |
EFTA01386025.txt |
JE follow-up - past litigation with Citi. [SC] |
Daniel Sabba |
none |
none |
2015-05-27 |
email |
dataset_10 |
|
Daniel Sabba is inquiring about Jeffrey Epstein's past lawsuit with Citi, referencing a previous... |
Legal matters/litigationFinancial transactions/money flowBusiness dealings |
Paul Morris |
DB-SDNY-0087542 |
gemini-2.0-flash-001 |
| 40721 |
EFTA01386026.txt |
Financial Trust Co., Inc. v. Citibank |
|
none |
none |
2001-08-02 |
legal filing |
dataset_10 |
|
This document is a legal filing related to a case between Financial Trust Co., Inc. and... |
Legal matters/litigationFinancial transactions/money flowBusiness dealings |
— |
Civ. No.2002-108 |
gemini-2.0-flash-001 |
| 40722 |
EFTA01386027.txt |
Jurisdiction and Venue Dispute |
|
none |
none |
1999 |
legal filing |
dataset_10 |
|
This legal document discusses the court's decision to assert jurisdiction over Citibank and... |
Legal matters/litigationFinancial transactions/money flow |
— |
Civ. No.2000-121 |
gemini-2.0-flash-001 |
| 40723 |
EFTA01386028.txt |
Jumara v. State Farm Ins. Co. |
|
none |
none |
1995 |
legal filing |
dataset_10 |
|
This legal document details the court's decision to deny a motion to transfer a case from the... |
Legal matters/litigationFinancial transactions/money flowBusiness dealings |
— |
55 F.3d 873, 879-80 |
gemini-2.0-flash-001 |
| 40724 |
EFTA01386029.txt |
Motion to Dismiss Analysis |
|
suspicious |
none |
1999 |
legal filing |
dataset_10 |
|
This document is a legal analysis of a motion to dismiss an amended complaint alleging breach of... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0087548 |
gemini-2.0-flash-001 |
| 40725 |
EFTA01386030.txt |
Memorandum Opinion and Order regarding motions to dismiss |
|
none |
none |
2002-09-10 |
legal filing |
dataset_10 |
|
This document is a Memorandum Opinion and Order addressing motions to dismiss in a case... |
Legal matters/litigationFinancial transactions/money flowBusiness dealings |
— |
Civ. No.2002-1230 |
gemini-2.0-flash-001 |
| 40726 |
EFTA01386031.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a standard confidentiality and legal disclaimer from Deutsche Bank Securities... |
|
— |
DB-SDNY-0087553, SDNY_GM_00233737 |
gemini-2.0-flash-001 |
| 40727 |
EFTA01386032.txt |
IDS: ARS Lebac DB Pass-through Note |
Xavier Avila |
none |
none |
2017-10-24 |
email |
dataset_10 |
|
Xavier Avila sent an email detailing a Lebacs MS denominated offshore structure, hedging... |
Financial transactions/money flowPolitical connections/influenceBusiness dealings |
Paul Barrettil, Stewart 0ldfield, Martin Zeman, Joshua Shoshan |
None |
gemini-2.0-flash-001 |
| 40728 |
EFTA01386033.txt |
Argentina - Position for the upturn |
|
none |
none |
2017-10-16 |
report |
dataset_10 |
|
This Deutsche Bank report analyzes Argentina's FX and fixed income markets, recommending... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0087560 |
gemini-2.0-flash-001 |
| 40729 |
EFTA01386034.txt |
Special Report: Argentina - Position for the upturn |
|
none |
none |
2017-10-16 |
report |
dataset_10 |
|
This special report analyzes Argentina's economic and political landscape, focusing on the... |
Financial transactions/money flowPolitical connections/influenceBusiness dealings |
— |
DB-SDNY-0087561
SDNY_GM_00233745 |
gemini-2.0-flash-001 |
| 40730 |
EFTA01386035.txt |
Special Report: Argentina - Position tor the upturn |
|
none |
none |
2017-10-16 |
report |
dataset_10 |
|
This special report from Deutsche Bank Securities Inc. analyzes Argentina's economic position,... |
Financial transactions/money flow |
— |
DB-SDNY-0087562
SDNY_GM_00233746 |
gemini-2.0-flash-001 |
| 40731 |
EFTA01386036.txt |
Special Report: Argentina • Position for the upturn |
|
none |
none |
2017-10-16 |
report |
dataset_10 |
|
This special report from Deutsche Bank Securities analyzes the Argentinian financial market,... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0087563, SDNY_GM_00233747 |
gemini-2.0-flash-001 |
| 40732 |
EFTA01386037.txt |
Special Report: Argentina • Position for the upturn |
|
none |
none |
2017-10-16 |
report |
dataset_10 |
|
This report analyzes Argentina's financial position, focusing on the real exchange rate, credit... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0087565, SDNY_GM_00233749 |
gemini-2.0-flash-001 |
| 40733 |
EFTA01386038.txt |
Special Report: Argentina - Position tor the upturn |
|
none |
none |
2017-10-16 |
report |
dataset_10 |
|
This Deutsche Bank report analyzes the Argentine financial market, focusing on bonds and GDP... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0087566, SDNY_GM_00233750 |
gemini-2.0-flash-001 |
| 40734 |
EFTA01386039.txt |
Special Report: Argentina - Position for the upturn |
|
none |
none |
2017-10-16 |
report |
dataset_10 |
|
This document is a special report on Argentina's financial position, including disclosures and... |
Financial transactions/money flow |
— |
DB-SDNY-0087567 |
gemini-2.0-flash-001 |
| 40735 |
EFTA01386040.txt |
Special Report: Argentina - Position for the upturn |
|
none |
none |
2017-10-16 |
report |
dataset_10 |
|
This special report from Deutsche Bank discusses the macroeconomic risks and opportunities... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0087569 |
gemini-2.0-flash-001 |
| 40736 |
EFTA01386041.txt |
Special Report Argentina - Position for the upturn |
|
none |
none |
2017-10-16 |
report |
dataset_10 |
|
This document is a special report from Deutsche Bank regarding investment opportunities in... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0087570 |
gemini-2.0-flash-001 |
| 40737 |
EFTA01386042.txt |
Special Report: Argentina - Position for the upturn |
Deutsche Bank AG |
none |
none |
2017-10-16 |
report |
dataset_10 |
|
This is a special report from Deutsche Bank on Argentina's investment potential. It includes... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0087571 |
gemini-2.0-flash-001 |
| 40738 |
EFTA01386043.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a directory of key research personnel at Deutsche Bank AG, providing their... |
Business dealingsCommunications/correspondence |
— |
SDNY_GM_00233756
DB-SDNY-0087572 |
gemini-2.0-flash-001 |
| 40739 |
EFTA01386044.txt |
None |
Martin Zeman, Director I Key Client Partners, Deutsche Bark Wealth Management |
none |
none |
None |
other |
dataset_10 |
|
This document is a disclaimer from Martin Zeman at Deutsche Bank Wealth Management regarding Key... |
Business dealingsCommunications/correspondence |
— |
DB-SDNY-0087574 |
gemini-2.0-flash-001 |
| 40740 |
EFTA01386045.txt |
Semiconductors, Intel, Appendix 1 Important Disclosures |
|
none |
none |
2018-01-03 |
report |
dataset_10 |
|
This document is a disclosure from Deutsche Bank regarding potential conflicts of interest... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0087576 |
gemini-2.0-flash-001 |
| 40741 |
EFTA01386046.txt |
Semiconductors, Intel |
|
none |
none |
2018-01-03 |
report |
dataset_10 |
|
This is a report from Deutsche Bank providing analysis and recommendations on Intel stock. It... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0087577 |
gemini-2.0-flash-001 |
| 40742 |
EFTA01386047.txt |
Semiconductors, Intel, Additional Information |
Deutsche Bank AG |
none |
none |
2018-01-03 |
report |
dataset_10 |
|
This document is a Deutsche Bank research report disclaimer regarding semiconductors and Intel.... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0087578, SDNY_GM_00233762 |
gemini-2.0-flash-001 |
| 40743 |
EFTA01386048.txt |
Semiconductors, Intel, Macroeconomic fluctuations |
Deutsche Bank |
none |
none |
2018-01-03 |
report |
dataset_10 |
|
This document is a report from Deutsche Bank discussing the risks associated with various... |
Financial transactions/money flowBusiness dealingsLegal matters/litigation |
— |
DB-SDNY-0087579 |
gemini-2.0-flash-001 |
| 40744 |
EFTA01386049.txt |
Semiconductors Intel |
Deutsche Bank |
none |
none |
2018-01-03 |
report |
dataset_10 |
|
This document is a report from Deutsche Bank regarding semiconductors and Intel, including... |
Business dealingsFinancial transactions/money flow |
— |
DB-SDNY-0087580 |
gemini-2.0-flash-001 |
| 40745 |
EFTA01386050.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a directory of key personnel and international locations for Deutsche Bank... |
Employment/staffingBusiness dealingsCommunications/correspondence |
— |
SDNY_GM_00233766
DB-SDNY-0087582 |
gemini-2.0-flash-001 |
| 40746 |
EFTA01386051.txt |
Tactical Trading Thoughts |
|
none |
none |
1/4/18 |
other |
dataset_10 |
|
This document is a tactical trading thought document from Deutsche Bank Wealth Management, GPS —... |
Business dealingsFinancial transactions/money flow |
— |
SDNY GM_00233767 |
gemini-2.0-flash-001 |
| 40747 |
EFTA01386052.txt |
Important information for client-facing professionals |
|
none |
none |
None |
other |
dataset_10 |
|
This document is for internal use at Deutsche Bank Wealth Management and provides information... |
Business dealingsFinancial transactions/money flow |
— |
026755 010418 |
gemini-2.0-flash-001 |
| 40748 |
EFTA01386053.txt |
RE: 2018 Account Planning Session III |
Stewart Oldfield |
none |
none |
2018-01-08 |
email |
dataset_10 |
|
Stewart Oldfield sent an email to Cynthia Rodriguez and Samantha Harmon with attached account... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Cynthia Rodriguez, Samantha Harmon |
DB-SDNY-0087586 |
gemini-2.0-flash-001 |
| 40749 |
EFTA01386054.txt |
2018 Account Planning |
|
suspicious |
none |
2018 |
Account Planning Document |
dataset_10 |
|
This document is an account planning document for Southern Financial, including a profile of... |
Financial transactions/money flowBusiness dealingsReal estate/properties |
— |
GCIS Number: 00000427075 |
gemini-2.0-flash-001 |
| 40750 |
EFTA01386055.txt |
Jeffrey Epstein Client Relationship |
|
suspicious |
none |
August 2013 |
other |
dataset_10 |
|
This document outlines Jeffrey Epstein's relationship with Deutsche Bank, detailing his trading... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
— |
DB-SDNY-0087588, SDNY_GM_00233772 |
gemini-2.0-flash-001 |
| 40751 |
EFTA01386056.txt |
2018 Account Planning |
|
none |
none |
2018 |
other |
dataset_10 |
|
This document is an account planning report for Mark Dzialga, Co-Chairman of General Atlantic's... |
Business dealingsFinancial transactions/money flow |
— |
DB-SDNY-0087589 |
gemini-2.0-flash-001 |
| 40752 |
EFTA01386057.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document outlines a business strategy to transition a relationship from a family office... |
Business dealingsFinancial transactions/money flow |
— |
DB-SDNY-0087590 |
gemini-2.0-flash-001 |
| 40753 |
EFTA01386058.txt |
Financial Trust Co., Inc. v. Citibank, N.A. |
|
suspicious |
possible |
1999-08-02 |
legal filing |
dataset_10 |
|
This document is a legal filing related to a dispute between Financial Trust Co., Inc. and... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
Civ. No.2002-108 (D.V.I. Nov. 27, 2002) |
gemini-2.0-flash-001 |
| 40754 |
EFTA01386059.txt |
Jurisdiction over defendants under the Virgin Islands' Long-Arm Statute |
|
suspicious |
none |
2000-10-26 |
legal filing |
dataset_10 |
|
This legal document addresses the issue of personal jurisdiction over Citibank and Citigroup in... |
Legal matters/litigationFinancial transactions/money flowBusiness dealings |
— |
Civ. No.1996-180 |
gemini-2.0-flash-001 |
| 40755 |
EFTA01386060.txt |
Motion to Dismiss - Jurisdiction and Venue |
|
none |
none |
1999 |
legal filing |
dataset_10 |
|
This legal document addresses a motion to dismiss based on lack of personal jurisdiction and... |
Legal matters/litigationFinancial transactions/money flowReal estate/properties |
— |
DB-SDNY-0087594 |
gemini-2.0-flash-001 |
| 40756 |
EFTA01386061.txt |
Motion to Transfer and Motion to Dismiss |
|
none |
none |
2001-06-07 |
legal filing |
dataset_10 |
|
This document is a legal filing concerning a motion to transfer the case to a new forum and a... |
Legal matters/litigationFinancial transactions/money flowBusiness dealings |
— |
Civ. No.2000-121 |
gemini-2.0-flash-001 |
| 40757 |
EFTA01386062.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a legal analysis of a motion to dismiss a complaint. The court is considering... |
Legal matters/litigationFinancial transactions/money flowBusiness dealings |
— |
None |
gemini-2.0-flash-001 |
| 40758 |
EFTA01386063.txt |
Breach of Fiduciary Duty and Negligent Misrepresentation |
|
suspicious |
none |
1994 |
legal filing |
dataset_10 |
|
This document is a legal analysis of claims against Citibank and Citigroup for breach of... |
Legal matters/litigationFinancial transactions/money flowBusiness dealings |
— |
None |
gemini-2.0-flash-001 |
| 40759 |
EFTA01386064.txt |
Memorandum Opinion and Order regarding motion to dismiss |
|
none |
none |
2000 |
legal filing |
dataset_10 |
|
This document is a Memorandum Opinion and Order from a court addressing the defendants' motion... |
Legal matters/litigationFinancial transactions/money flowBusiness dealings |
— |
DB-SDNY-0087598, SDNY_GM_00233782 |
gemini-2.0-flash-001 |
| 40760 |
EFTA01386065.txt |
Legal case involving Mass Mutual Fund and Martin Act |
|
suspicious |
none |
2000-06-15 |
legal filing |
dataset_10 |
|
This legal document discusses a case involving Epstein's investment in the Mass Mutual Fund and... |
Legal matters/litigationFinancial transactions/money flow |
— |
Civ. No.2002-1230 |
gemini-2.0-flash-001 |
| 40761 |
EFTA01386066.txt |
2018 Account Planning - Jockey Club |
|
none |
none |
2018 |
other |
dataset_10 |
|
This document is an account planning overview for the Jockey Club's relationship with Deutsche... |
Business dealingsFinancial transactions/money flow |
— |
GCIS Number: 0000043346 |
gemini-2.0-flash-001 |
| 40762 |
EFTA01386067.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document discusses potential business opportunities with Safanad, including real estate... |
Business dealingsFinancial transactions/money flowReal estate/properties |
— |
DB-SDNY-0087603, SDNY_GM_00233787 |
gemini-2.0-flash-001 |
| 40763 |
EFTA01386068.txt |
2018 Account Planning |
|
none |
none |
2018 |
report |
dataset_10 |
|
This document is an account planning report for the Lindemann family, detailing their financial... |
Financial transactions/money flowBusiness dealingsPersonal relationships |
— |
GCIS Number: 00000427075 |
gemini-2.0-flash-001 |
| 40764 |
EFTA01386069.txt |
Lending Opportunities to Adam and George |
|
suspicious |
possible |
2015 |
other |
dataset_10 |
|
The document assesses lending opportunities to Adam and George, noting their leverage against... |
Financial transactions/money flowBusiness dealingsReal estate/properties |
— |
DB-SDNY-0087605, SDNY_GM_00233789 |
gemini-2.0-flash-001 |
| 40765 |
EFTA01386070.txt |
2018 Account Planning - RM contribution |
|
suspicious |
possible |
2018 |
report |
dataset_10 |
|
This document is an account planning report for Elysium Management, Leon Black's family office.... |
Financial transactions/money flowBusiness dealingsPersonal relationships |
— |
GCIS Number: 00000490445 |
gemini-2.0-flash-001 |
| 40766 |
EFTA01386071.txt |
Loan to Leon and relationship with Leon's family office |
|
suspicious |
none |
2017 |
other |
dataset_10 |
|
The document discusses a past loan offer to Leon by JPM and BAML, and a current opportunity to... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0087609, SDNY_GM_00233793 |
gemini-2.0-flash-001 |
| 40767 |
EFTA01386072.txt |
2018 Account Planning - RM contribution |
|
none |
none |
2018 |
report |
dataset_10 |
|
This document is an account planning report for Third Lake Capital, the single family office of... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0087610 |
gemini-2.0-flash-001 |
| 40768 |
EFTA01386073.txt |
Opportunities and Challenges - Third Lake Family Office |
|
none |
none |
O1 |
other |
dataset_10 |
|
This document describes the relationship with Third Lake family office, highlighting their... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0087611 |
gemini-2.0-flash-001 |
| 40769 |
EFTA01386074.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document discusses the potential and challenges of working with a financially sophisticated... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0087613, SDNY_GM_00233797 |
gemini-2.0-flash-001 |
| 40770 |
EFTA01386075.txt |
2018 Account Planning - RM contribution - Deering/Crosby |
|
none |
none |
2018 |
report |
dataset_10 |
|
This document is an account planning report for the Deering/Crosby relationship at Deutsche... |
Financial transactions/money flowBusiness dealingsEmployment/staffing |
— |
00000535503 |
gemini-2.0-flash-001 |
| 40771 |
EFTA01386076.txt |
Deering/Crosby family asset management opportunities |
|
none |
none |
2003-04-30 |
other |
dataset_10 |
|
This document outlines opportunities and challenges in managing the Deering/Crosby family... |
Financial transactions/money flowBusiness dealingsPersonal relationships |
— |
DB-SDNY-0087615, SDNY_GM_00233799 |
gemini-2.0-flash-001 |
| 40772 |
EFTA01386077.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document provides technical analysis and predictions for various currency pairs including... |
Financial transactions/money flowPolitical connections/influenceBusiness dealings |
— |
DB-SDNY-0087617 |
gemini-2.0-flash-001 |
| 40773 |
EFTA01386078.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a market analysis report from Deutsche Bank Wealth Management, providing... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0087618
SDNY GM_00233802 |
gemini-2.0-flash-001 |
| 40774 |
EFTA01386079.txt |
Accepted: FW: Torsten Slok - Paul Barrett Call |
Stewart Oldfield |
none |
none |
2018-03-02 |
email |
dataset_10 |
|
Stewart Oldfield accepted a meeting invitation for a call between Torsten Slok and Paul Barrett... |
Communications/correspondence |
Martin Zeman |
DB-SDNY-0087620 |
gemini-2.0-flash-001 |
| 40775 |
EFTA01386080.txt |
managed portfolio follow-up ICI |
Paul Morris |
none |
none |
6/9/2035 |
email |
dataset_10 |
|
Paul Morris from Deutsche Bank is following up with Jeffrey E. regarding a discussion about... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Jeffrey E. [jeevacation@gmail.com) |
DB-SDNY-0087621 |
gemini-2.0-flash-001 |
| 40776 |
EFTA01386081.txt |
Re: Inquiry Regarding Account xxxxx295, LSJE |
Richard Kahn |
suspicious |
none |
2018-05-11 |
email |
dataset_10 |
|
Richard Kahn responds to Stewart Oldfield's compliance inquiries regarding wire transfers from... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart 0ldfield |
|
gemini-2.0-flash-001 |
| 40777 |
EFTA01386082.txt |
None |
Stewart Oldfield |
none |
none |
None |
other |
dataset_10 |
|
This document is a scan of Stewart Oldfield's contact information at Deutsche Bank, including... |
Business dealingsCommunications/correspondence |
— |
DB-SDNY-0087625, SDNY_GM_00233809 |
gemini-2.0-flash-001 |
| 40778 |
EFTA01386083.txt |
Currency Option Transaction |
Deutsche Bank AG, London Branch |
none |
none |
2018-05-15 |
letter agreement |
dataset_10 |
|
This document is a letter agreement from Deutsche Bank AG, London Branch to PRIVATE CLIENT... |
Financial transactions/money flowBusiness dealings |
PRIVATE CLIENT SERVICES PVVM ALEX BROWN AC SOUTHERN FINANCIAL LLC |
Ov ret 1803998242.1
DB USI:103021067801120000000C00C0000031603998242P
DB UTI:10302108780112000000000300000001603998242P |
gemini-2.0-flash-001 |
| 40779 |
EFTA01386084.txt |
Confirmation |
Party A |
none |
none |
2018-05-15 |
other |
dataset_10 |
|
This document is a confirmation of a currency option transaction between Party A and Party B,... |
Financial transactions/money flowBusiness dealings |
Party B |
SDNY GM_00233812, DB-SDNY-0087628 |
gemini-2.0-flash-001 |
| 40780 |
EFTA01386085.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a scanned image of a financial confirmation involving Deutsche Bank AG. Due to... |
Financial transactions/money flow |
— |
DB-SDNY-0087629
SDNY_GM_00233813 |
gemini-2.0-flash-001 |
| 40781 |
EFTA01386086.txt |
Currency Option Transaction |
Deutsche Bank AG, London Branch |
none |
none |
2018-05-15 |
letter agreement |
dataset_10 |
|
This document is a letter agreement from Deutsche Bank AG, London Branch to PRIVATE CLIENT... |
Financial transactions/money flowBusiness dealings |
PRIVATE CUENT SERVICES RANI ALEX BROWN AC SOUTHERN FINANCIAL LW |
1803998241.1 |
gemini-2.0-flash-001 |
| 40782 |
EFTA01386087.txt |
Currency Option |
Party A |
none |
none |
15 May 2018 |
other |
dataset_10 |
|
This document is a confirmation of a currency option transaction between Party A and Party B,... |
Financial transactions/money flowBusiness dealings |
Party B |
DB-SDNY-0087631, SDNY GM_00233815 |
gemini-2.0-flash-001 |
| 40783 |
EFTA01386088.txt |
Confirmation |
Deutsche Bank AG, London Branch |
none |
none |
2014/12/01 |
other |
dataset_10 |
|
This document is a confirmation from Deutsche Bank AG, London Branch, regarding a financial... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0087632, SDNY_GM_00233816 |
gemini-2.0-flash-001 |
| 40784 |
EFTA01386089.txt |
Currency Option Transaction |
Deutsche Bank AG, London Branch |
none |
none |
2018-05-15 |
letter agreement |
dataset_10 |
|
This is a letter agreement confirming the terms of a currency option transaction between... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
PRIVATE CLIENT SERVICES PWN1 ALEX BROWN AC SOUTHERN FINANCIAL LLC |
DB US!: 103021067801120000000000000CCC01603998244P
DB UTI:103021067801120000X00C000000001603993244P |
gemini-2.0-flash-001 |
| 40785 |
EFTA01386090.txt |
Currency Option Transaction |
Party A |
none |
none |
2018-05-15 |
Confirmation |
dataset_10 |
|
This document is a confirmation of a currency option transaction between Party A and Party B,... |
Financial transactions/money flowBusiness dealings |
Party B |
SDNY GM_00233818
DB-SDNY-0087634 |
gemini-2.0-flash-001 |
| 40786 |
EFTA01386091.txt |
None |
Deutsche Bank AG, London Branch |
none |
none |
11/0/07 |
other |
dataset_10 |
|
This document appears to be a confirmation of a financial transaction between Deutsche Bank AG... |
Financial transactions/money flow |
— |
None |
gemini-2.0-flash-001 |
| 40787 |
EFTA01386092.txt |
Frieze London & Frieze Masters |
Fabrizio Campelli, Global Head of Deutsche Bank Wealth Management |
none |
none |
None |
invitation |
dataset_10 |
|
This document is an invitation from Fabrizio Campelli of Deutsche Bank Wealth Management to a... |
Business dealings |
— |
DB-SDNY-0087638, SDNY_GM_00233822 |
gemini-2.0-flash-001 |
| 40788 |
EFTA01386093.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document contains standard confidentiality and legal disclaimers from Deutsche Bank. It... |
|
— |
DB-SDNY-0087639, SDNY_GM_00233823 |
gemini-2.0-flash-001 |
| 40789 |
EFTA01386094.txt |
FW: DB - Tech HF Manager |
Stewart Oldfield iiimmunatappii |
none |
none |
2017-11-01 |
email |
dataset_10 |
|
Stewart Oldfield forwarded an email from Nathaniel Morgan to Martin Zeman. The email from... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Martin Zeman |
DB-SDNY-0087640 |
gemini-2.0-flash-001 |
| 40790 |
EFTA01386095.txt |
SEC RULE 506(D) DISCLOSURE STATEMENTS |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a SEC Rule 506(d) disclosure statement for ALKEON GROWTH PW PARTNERS, LP and... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0087641 |
gemini-2.0-flash-001 |
| 40791 |
EFTA01386096.txt |
Disclosures by Alkeon Capital Management and the soliciting agents for the Fund |
ALKEON CAPITAL MANAGEMENT, LLC |
none |
none |
2016-12-21 |
letter |
dataset_10 |
|
This letter from Alkeon Capital Management provides disclosures to an investor in Alkeon Growth... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0087642 |
gemini-2.0-flash-001 |
| 40792 |
EFTA01386097.txt |
ANNEX A |
|
none |
none |
None |
other |
dataset_10 |
|
This document, Annex A, is a declaration stating that no Covered Person associated with ACM,... |
Legal matters/litigationFinancial transactions/money flowBusiness dealings |
— |
DB-SDNY-0087644 |
gemini-2.0-flash-001 |
| 40793 |
EFTA01386098.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines specific disciplinary orders and regulations from the SEC related to... |
Legal matters/litigationFinancial transactions/money flowCompliance/regulatory |
— |
DB-SDNY-0087645, SDNY GM_00233829 |
gemini-2.0-flash-001 |
| 40794 |
EFTA01386099.txt |
AGP LP 519 Alpha Group Caudal Paul Barrett |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a compliance statement from AGP LP, asserting that no covered person has... |
Legal matters/litigationBusiness dealingsCompliance issues |
— |
SIC 03974 0004 1414661 v2 |
gemini-2.0-flash-001 |
| 40795 |
EFTA01386100.txt |
UBS Financial Semites, Inc. Disciplinary History for Third Party Funds - Distribution Platform |
|
suspicious |
none |
2011-08-22 |
report |
dataset_10 |
|
This document details disciplinary actions against UBS Financial Services and UBS AG, including... |
Financial transactions/money flowLegal matters/litigationAllegations/complaints |
— |
DB-SDNY-0087647 |
gemini-2.0-flash-001 |
| 40796 |
EFTA01386101.txt |
UBS Financial Services Disciplinary History for Third Party Funds - Distribution Platform |
|
suspicious |
none |
2005-03-07 |
report |
dataset_10 |
|
This document outlines the disciplinary history of UBS Financial Services and several individual... |
Legal matters/litigationFinancial transactions/money flowCompliance issues |
— |
DB-SDNY-0087648 |
gemini-2.0-flash-001 |
| 40797 |
EFTA01386102.txt |
Amendments to Rule 506 of Regulation D under the Securities Act of 1933 |
Deutsche Asset & Wealth Management |
none |
none |
2013-09-23 |
letter |
dataset_10 |
|
This letter from Deutsche Asset & Wealth Management to Alkeon Capital Management outlines... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Alkeon Capital Management, LLC |
DB-SDNY-0087649 |
gemini-2.0-flash-001 |
| 40798 |
EFTA01386103.txt |
EXECUTION |
Deutsche Bank Securities Inc., Deutsche Bank Trust Company Americas |
none |
none |
None |
other |
dataset_10 |
|
This document outlines an agreement between Deutsche Bank entities and the Funds regarding the... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
AGP LP, 519 Alpha Group Capital, Paul Barrett, Funds |
DB-SDNY-0087650, SDNY GM_00233834 |
gemini-2.0-flash-001 |
| 40799 |
EFTA01386104.txt |
Research-Related Settlement |
|
suspicious |
none |
2004-08-26 |
other |
dataset_10 |
|
This document outlines a settlement agreement reached on August 26, 2004, between Deutsche Bank... |
Legal matters/litigationFinancial transactions/money flow |
— |
DB-SDNY-0087651 |
gemini-2.0-flash-001 |
| 40800 |
EFTA01386105.txt |
Disclosures by Compensated Solicitors Under Rule 506(d) of Regulation D under the Securities Mt of 1933, as amended |
Mark P. Barracca, Vice President, Managing Attorney, RAYMOND JAMES & ASSOCIATES, INC., RAYMOND JAMES FINANCIAL SERVICES, INC. |
none |
none |
2013-09-20 |
letter |
dataset_10 |
|
This letter from Raymond James & Associates and Raymond James Financial Services to an Issuer... |
Legal matters/litigationBusiness dealingsFinancial transactions/money flow |
Issuer |
DB-SDNY-0087652
SDNY GM_00233836 |
gemini-2.0-flash-001 |