| 51501 |
EFTA01406030.txt |
OVERDRAFT INSUFFICIENT FUNDS NOTICE |
DEUTSCHE BANK TRUST CO. |
none |
none |
2018-08-02 |
NOTICE |
dataset_10 |
|
Deutsche Bank Trust Co. sent an overdraft notice to Karyna Shuliak regarding an overdraft of... |
Financial transactions/money flow |
— |
NYC20-0102 |
gemini-2.0-flash-001 |
| 51502 |
EFTA01406032.txt |
Message Recall Success: 2018 Periodic Review of High Risked Accounts Southern Trust Company , Inc (GCIS4483883), Epstein, Jeffrey E. (GCIS4483289) and Zorro Management, LLC (GCIS4550331) under the SOUTHERN FINANCIAL RELATIONSHIP |
Bradley Gillin |
suspicious |
none |
2018-07-30 |
email |
dataset_10 |
|
The email confirms the successful recall of a message regarding the 2018 periodic review of... |
Financial transactions/money flowLegal matters/litigation |
Vijay-A Sawant |
EFTA01406032 |
gemini-2.0-flash-001 |
| 51503 |
EFTA01406033.txt |
Fw: JEE WT to GO (I] |
Vahe Stepanian |
suspicious |
none |
2014-05-09 |
email |
dataset_10 |
|
This email involves the forwarding of wire transfer instructions. Bella Klein requests... |
Financial transactions/money flowCommunications/correspondence |
Margaux Mcgrath, Amanda Kirby |
EFTA01406033 |
gemini-2.0-flash-001 |
| 51504 |
EFTA01406034.txt |
Fwd: EMS/190618576535: Check Referrals: 42952763 - 307[I] |
Stewart Oldfield |
suspicious |
none |
2018-06-19 |
email |
dataset_10 |
|
Stewart Oldfield forwards an email requesting a pay/no pay decision on a check referral,... |
Financial transactions/money flowCommunications/correspondence |
Bradley Gillin |
EMS/190618576535 |
gemini-2.0-flash-001 |
| 51505 |
EFTA01406036.txt |
RE: Check Referral |
Cynthia Rodriguez |
suspicious |
none |
2017-01-23 |
email |
dataset_10 |
|
Cynthia Rodriguez approves payment for a check referral. The email chain discusses a check... |
Financial transactions/money flowCommunications/correspondence |
sigver dbgps, Stewart Oldfield |
None |
gemini-2.0-flash-001 |
| 51506 |
EFTA01406038.txt |
Fwd: Gratitude Wire |
Richard Kahn |
suspicious |
none |
2018-04-02 |
email |
dataset_10 |
|
Richard Kahn is asking Bradley Gillin to confirm a wire transfer, referred to as a 'Gratitude... |
Financial transactions/money flowCommunications/correspondence |
Bradley Gillin |
EFTA01406038 |
gemini-2.0-flash-001 |
| 51507 |
EFTA01406055.txt |
FW: Non-Post Transaction 03-19-2019- DDA 42-953-715 [I] |
Bradley Gillin |
suspicious |
none |
2019-03-20 |
email |
dataset_10 |
|
Bradley Gillin forwards an email from Yvette Tirrito regarding non-post transactions,... |
Financial transactions/money flowCommunications/correspondence |
Stewart Oldfield |
DDA 42-953-715 |
gemini-2.0-flash-001 |
| 51508 |
EFTA01406057.txt |
None |
Darren K Indyke |
suspicious |
none |
2014-05-09 |
memorandum |
dataset_10 |
|
This memorandum requests a wire transfer of $2500 from a specified account to the National Bank... |
Financial transactions/money flow |
Amenda Kirby |
None |
gemini-2.0-flash-001 |
| 51509 |
EFTA01406058.txt |
Scan from Lexmark MFP with "Mail to Me" |
|
none |
none |
2018-04-02 |
email |
dataset_10 |
|
This email is an automated notification from a Deutsche Bank MFP indicating that a document has... |
Communications/correspondence |
— |
EFTA01406058 |
gemini-2.0-flash-001 |
| 51510 |
EFTA01406059.txt |
Gratitude/BV70 |
Stewart Oldfield < |
none |
none |
2018-11-16 |
email |
dataset_10 |
|
Stewart Oldfield from Deutsche Bank is requesting information from Bradley Gillin regarding the... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Bradley Gillin ‹ > |
EFTA01406059 |
gemini-2.0-flash-001 |
| 51511 |
EFTA01406060.txt |
Re: Fw: JEE WT to GO [C] |
Margaux Mcgrath |
none |
none |
2014-05-09 |
email |
dataset_10 |
|
This email chain documents the verification and processing of an international wire transfer... |
Financial transactions/money flowCommunications/correspondence |
bellaklein |
EFTA01406060 |
gemini-2.0-flash-001 |
| 51512 |
EFTA01406062.txt |
Re: EMS/21081841936: Check Referrals: |
Armen Brash |
none |
none |
2018-08-21 |
email |
dataset_10 |
|
This email thread discusses the approval of check referrals within Deutsche Bank Wealth... |
Financial transactions/money flowCommunications/correspondence |
Bradley Gillin |
EFTA01406062.txt |
gemini-2.0-flash-001 |
| 51513 |
EFTA01406065.txt |
FW: call back for wire [I] |
Rachel Wachs |
none |
none |
2019-04-11 |
email |
dataset_10 |
|
This email chain discusses the process of completing a callback for a wire transfer within... |
Financial transactions/money flowCommunications/correspondence |
Bradley Gillin |
EFTA01406065 |
gemini-2.0-flash-001 |
| 51514 |
EFTA01406067.txt |
RE: **URGENT** BIB Wires Did Not Flow in DB-Force INC0012352428 AC; 42953424,42953758, 42959295, 35269691, 44129244, 42953424, 42966807, 42953467 [I] |
Naveen Bagaria |
none |
none |
2019-04-26 |
email |
dataset_10 |
|
This email thread discusses an urgent issue where Bank Initiated Bank (BIB) wires did not flow... |
Financial transactions/money flowCommunications/correspondenceEmployment/staffing |
Natalie Barak, Stewart Oldfield, Bradley Gillin, Monica... |
INC0012352428 |
gemini-2.0-flash-001 |
| 51515 |
EFTA01406079.txt |
Update : Case mans ement on High Risk accounts [I] |
Terri Sohrab |
suspicious |
none |
2018-08-23 |
email |
dataset_10 |
|
This email provides an update on the case management of high-risk accounts, including those... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Thomas Klemm |
None |
gemini-2.0-flash-001 |
| 51516 |
EFTA01406097.txt |
Fwd: LSJE xxxx9295 wire |
Bella Klein |
none |
none |
2019-03-25 |
email |
dataset_10 |
|
Bella Klein forwards an email to Bradley Gillin regarding a wire transfer. The email instructs... |
Financial transactions/money flowCommunications/correspondence |
Bradley Gillin, Brigid Macias |
LSJE xxxx9295 |
gemini-2.0-flash-001 |
| 51517 |
EFTA01406098.txt |
Wire Confirmation |
|
none |
none |
2019-03-21 |
Wire Confirmation |
dataset_10 |
|
This document is a wire confirmation for a transfer of $4,846.73 USD from LSJE, LLC to TINKOFF... |
Financial transactions/money flow |
— |
896753491 |
gemini-2.0-flash-001 |
| 51518 |
EFTA01406099.txt |
RE: LSJE xxxx9295 wire |
Brigid Macias |
none |
none |
2019-04-03 |
email |
dataset_10 |
|
This email chain discusses issues related to a wire transfer (LSJE xxxx9295), including an... |
Financial transactions/money flowCommunications/correspondence |
Bella Klein |
LSJE xxxx9295 |
gemini-2.0-flash-001 |
| 51519 |
EFTA01406114.txt |
RE: Non-Post Transaction 03-19-2019- DDA 42-953-715 [I] |
Stewart Oldfield |
none |
none |
2019-03-20 |
email |
dataset_10 |
|
This email thread discusses whether to post certain transactions to a closed account. Yvette... |
Financial transactions/money flowCommunications/correspondence |
Bhavesh Chandani, Bradley Gillin, Monica Gilkinson, Daphne Cales |
DDA 42-953-715 |
gemini-2.0-flash-001 |
| 51520 |
EFTA01406118.txt |
RE: LSJE xxxx9295 wire |
Firdaus Madiar |
none |
none |
2019-03-27 |
email |
dataset_10 |
|
This email thread discusses a wire transfer (LSJE xxxx9295) and a problem with the intermediary... |
Financial transactions/money flowCommunications/correspondence |
Bella Klein |
LSJE xxxx9295 |
gemini-2.0-flash-001 |
| 51521 |
EFTA01406125.txt |
RE: EMS/190618576535: Check Referrals: |
Stewart Oldfield |
suspicious |
none |
2018-06-19 |
email |
dataset_10 |
|
Stewart Oldfield approves payment for check referrals in response to an email from sigver dbgps.... |
Financial transactions/money flowCommunications/correspondence |
sigver dbgps |
EMS/190618576535 |
gemini-2.0-flash-001 |
| 51522 |
EFTA01406127.txt |
Re: Gratitude America, Ltd [C] |
Bella Klein < |
none |
none |
2018-08-15 |
email |
dataset_10 |
|
This is an email from Bella Klein to Bradley Gillin regarding Gratitude America, Ltd. The email... |
Business dealingsCommunications/correspondence |
Bradley Gillin |
EFTA01406127 |
gemini-2.0-flash-001 |
| 51523 |
EFTA01406128.txt |
Re: Gratitude America, Ltd [C] |
Bradley Gillin |
none |
none |
2018-08-15 |
email |
dataset_10 |
|
This email exchange discusses the opening of a new deposit account for Gratitude America, Ltd at... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Bella Klein, Richard Kahn, Stewart Oldfield |
None |
gemini-2.0-flash-001 |
| 51524 |
EFTA01406131.txt |
RE: KYC Remediation update [I] |
Vijay-A Sawant |
suspicious |
none |
2018-08-23 |
email |
dataset_10 |
|
This email from Vijay Sawant to Bradley Gillin provides an update on the status of KYC... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Bradley Gillin |
None |
gemini-2.0-flash-001 |
| 51525 |
EFTA01406135.txt |
2018 Periodic Review of High Risked Accounts Kalin, Jennifer Ann (GCIS#489505), Butterfly Trust (GCIS#486426) and Neptune, LLC (GCIS#487264) under the SOUTHERN FINANCIAL RELATIONSHIP |
Vijay-A Sawant |
suspicious |
possible |
2018-07-31 |
email |
dataset_10 |
|
This email discusses the 2018 periodic review of high-risk accounts, including the Butterfly... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Bradley Gillin, Stewart Oldfield |
None |
gemini-2.0-flash-001 |
| 51526 |
EFTA01406138.txt |
RE: 2018 Periodic Review of acct Cerberus Executive, LLC with
GCIS#547540 under the CEREBERUS CAPITAL RELATIONSHIP / query [I] |
Vijay-A Sawant <MIE |
suspicious |
none |
2018-08-21 |
email_chain |
dataset_10 |
|
This email chain discusses the KYC process for Cerberus Executive, LLC, a high-risk account, and... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Bradley Gillin <, Terri Sohrab |
GCIS#547540 |
gemini-2.0-flash-001 |
| 51527 |
EFTA01406156.txt |
FW: SAIF Darren Indyke [I] |
Cherie Quigley |
none |
none |
2016-09-06 |
email |
dataset_10 |
|
Cherie Quigley forwards an email from Ying-A Wang to Ying-A Wang, requesting that the SAIF log... |
Financial transactions/money flowComplianceCommunications/correspondence |
Ying-A Wang |
EFTA01406156 |
gemini-2.0-flash-001 |
| 51528 |
EFTA01406162.txt |
RE: Gratitude America, Ltd & Mort Inc |
Vijay-A Sawant |
suspicious |
possible |
2018-08-23 |
email |
dataset_10 |
|
This email discusses KYC requirements for Gratitude America, Ltd and Mort Inc, highlighting the... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Bradley Gillin |
KYC Case#01977700 |
gemini-2.0-flash-001 |
| 51529 |
EFTA01406165.txt |
2018 Periodic Review of accts Mort, Inc (GCIS4487266) and Gratitude America Ltd (GCIS#49976 0) under the SOUTHERN FINANCIAL RELATIONSHIP |
Vijay-A Sawant |
suspicious |
none |
2018-08-01 |
email |
dataset_10 |
|
This email from Vijay-A Sawant at Deutsche Bank requests confirmation of material changes and... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Bradley Gillin, Stewart Oldfield |
GCIS4487266, GCIS#499760, 01790739 |
gemini-2.0-flash-001 |
| 51530 |
EFTA01406170.txt |
Signature Card |
|
none |
none |
006678.080913 |
Signature Card |
dataset_10 |
|
This document is a signature card for Mort, Inc. at Deutsche Bank Trust Company Americas,... |
Financial transactions/money flow |
— |
NAOSOD00018516-000135866 |
gemini-2.0-flash-001 |
| 51531 |
EFTA01406171.txt |
FW: 2018 Periodic Review of accts JEGE Inc (GCIS#487244), JEGE LLC (GCIS#487216) & Jeepers, Inc (GCIS#486423) |
Vijay-A Sawant |
suspicious |
possible |
2018-08-23 |
email |
dataset_10 |
|
This email discusses the 2018 periodic review of high-risk accounts associated with Jeffrey... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Bradley Gillin, Stewart Oldfield |
|
gemini-2.0-flash-001 |
| 51532 |
EFTA01406175.txt |
2018 Periodic Review of Accts Southern Financial LLC (GCIS#483882)
& LSJE, LLC (GCIS#499733) under the SOUTHERN FINANCIAL RELATIONSHIP |
Vijay-A Sawant <MIE |
suspicious |
none |
2018-08-14 |
email |
dataset_10 |
|
Vijay Sawant from Deutsche Bank is requesting updated documentation for the periodic review of... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Bradley Gillin |
None |
gemini-2.0-flash-001 |
| 51533 |
EFTA01406182.txt |
AML/KYC Documentation Checklist |
|
none |
none |
8/7/2018 |
Checklist |
dataset_10 |
|
This document is an AML/KYC checklist outlining required documentation for various entity types.... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
None |
gemini-2.0-flash-001 |
| 51534 |
EFTA01406195.txt |
RE: 2018 Periodic Review of High Risked Accounts J. Epstein Virgin Islands Foundation, Inc (GCIS#486427) & H perion Air, LLC (GCIS#487225) |
Vijay-A Sawant |
suspicious |
none |
2018-07-31 |
email |
dataset_10 |
|
This email from Vijay Sawant at Deutsche Bank requests information and documentation from... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Bradley Gillin, Stewart Oldfield |
GCIS#486427, GCIS#487225 |
gemini-2.0-flash-001 |
| 51535 |
EFTA01406199.txt |
RE: Clarification Re uired on CDD Form - Section C |
Morgan Trichel |
suspicious |
none |
2018-07-30 |
email |
dataset_10 |
|
Vijay-A Sawant seeks clarification from Morgan Trichel regarding the address to be used for... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Vijay-A Sawant |
EFTA01406199 |
gemini-2.0-flash-001 |
| 51536 |
EFTA01406201.txt |
Re: ACATS for Southern Financial/Trust [I] |
Tazia Smith |
none |
none |
2013-09-09 |
email |
dataset_10 |
|
This email exchange discusses the process of transferring assets for Southern Financial/Trust,... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paul Morris |
EFTA01406201.txt |
gemini-2.0-flash-001 |
| 51537 |
EFTA01406206.txt |
None |
Darren K Indyke |
suspicious |
none |
2018-11-14 |
memorandum |
dataset_10 |
|
This memorandum instructs Bradly to wire 948.60 EUR to THEOTECH in France, with Jeffrey Epstein... |
Financial transactions/money flow |
Bradly |
None |
gemini-2.0-flash-001 |
| 51538 |
EFTA01406207.txt |
Wire instructions |
Bella Klein |
suspicious |
none |
2018-07-30 |
email |
dataset_10 |
|
Bella Klein emails Michele-M Quattrocchi to confirm wire instructions for an incoming wire... |
Financial transactions/money flow |
Michele-M Quattrocchi |
|
gemini-2.0-flash-001 |
| 51539 |
EFTA01406208.txt |
Re: DEPOSIT RETURN A/c #35269691 |
Bradley Gillin <bradley.gillin@db.com> |
none |
none |
2018-07-06 |
email |
dataset_10 |
|
The email discusses a check deposit that was returned due to a stop payment order. The sender is... |
Financial transactions/money flowCommunications/correspondence |
Michele-M Quattrocchi <michele-m.quattrocchi@db.com> |
None |
gemini-2.0-flash-001 |
| 51540 |
EFTA01406210.txt |
Assistance re uired in resolving points - KYC #01977695 [I] |
Alka Babu |
suspicious |
none |
2018-10-24 |
email |
dataset_10 |
|
This email discusses KYC issues related to several accounts associated with Jeffrey E. Epstein,... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Bradley Gillin, Richard Iarossi |
01977695 |
gemini-2.0-flash-001 |
| 51541 |
EFTA01406213.txt |
FW: Southern Financial/Epstein KYC Remediation [I] |
Bradley Gillin |
suspicious |
none |
2018-08-16 |
email |
dataset_10 |
|
Bradley Gillin from Deutsche Bank is seeking confirmation from Vijay-A Sawant regarding KYC... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Vijay-A Sawant |
None |
gemini-2.0-flash-001 |
| 51542 |
EFTA01406217.txt |
RE: Southern Financial [I] |
Bradley Gillin |
suspicious |
possible |
2018-09-26 |
email |
dataset_10 |
|
This email exchange discusses the purpose of various accounts associated with Jeffrey Epstein... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vijay-A Sawant, Stewart Oldfield |
|
gemini-2.0-flash-001 |
| 51543 |
EFTA01406235.txt |
LSJE account xxxx9295 |
Bella Klein |
suspicious |
none |
2018-07-18 |
email |
dataset_10 |
|
Bella Klein requests Bradley Gillin to provide the federal reference for a $3,000 wire transfer... |
Financial transactions/money flow |
Bradley Gillin |
|
gemini-2.0-flash-001 |
| 51544 |
EFTA01406236.txt |
RE: Cinq Case 161119 600001 ; DbForce teas case # 01678707 [I] |
Cynthia Rodriguez |
none |
none |
2016-11-29 |
email |
dataset_10 |
|
This email thread discusses a problem with a wire transfer of USD 1,306.48 and RUB 84,000.00,... |
Financial transactions/money flowCommunications/correspondence |
Annanya Pareek, Stewart Oldfield, Bradley Gillin |
161119 600001; 01678707; 01684578 |
gemini-2.0-flash-001 |
| 51545 |
EFTA01406241.txt |
RE: CQ 190308 200420 1:01980920 Return of DB force # 01980920 [I] |
Ankit-Kumar Sharma |
none |
none |
2019-04-10 |
email |
dataset_10 |
|
This email chain discusses the return of funds related to a specific case and the actions... |
Financial transactions/money flowCommunications/correspondence |
Brigid Macias, Stewart Oldfield, Bradley Gillin, Monica Gilkinson |
CQ 190308 200420 1:01980920 |
gemini-2.0-flash-001 |
| 51546 |
EFTA01406257.txt |
RE: KCP Collateral Flow [I] |
Davide-A Sferrazza |
none |
none |
2018-03-16 |
email |
dataset_10 |
|
This email thread discusses the process of obtaining KYC, PCR, and RDC documents for KCP clients... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paolo De-Leon |
EFTA01406257 |
gemini-2.0-flash-001 |
| 51547 |
EFTA01406261.txt |
RE: ***REASSIGN NEEDED***FW: SOUTHERN FINANCIAL LLC - ONB-1010155 ****URGENT** [I] |
Nina Tona |
suspicious |
possible |
2018-02-26 |
email |
dataset_10 |
|
This email chain discusses the placement of Southern Financial LLC on a 'red list,' preventing... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Rita Shteynberg, Zack Bunimovich, Jitan Patel, Lindsay... |
ONB-1010155 |
gemini-2.0-flash-001 |
| 51548 |
EFTA01406280.txt |
FW: 2018 Periodic Review of Accts Southern Financial LLC (GCIS#483882) & LSJE, LLC (GCIS#499733) under the SOUTHERN FINANCIAL RELATIONSHIP [I] [C] |
Davide-A Sferrazza |
suspicious |
none |
2018-09-21 |
email |
dataset_10 |
|
This email chain discusses the periodic review of high-risk accounts associated with Southern... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Michael Raphael |
GCIS#483882, GCIS#499733, STRUPDT0118001, KYCCase#01977703 |
gemini-2.0-flash-001 |
| 51549 |
EFTA01406287.txt |
RE: N4G-026161 - Southern Financial [C] |
Davide-A Sferrazza |
none |
none |
2018-02-22 |
email |
dataset_10 |
|
This email exchange discusses the documentation required for setting up an OTC collateral... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Cynthia Rodriguez |
N4G-026161 |
gemini-2.0-flash-001 |
| 51550 |
EFTA01406292.txt |
RE: Southern Financial LLC - KYC and credit derivatives/convertible bonds onboarding [C] [I] |
Xavier Avila |
suspicious |
none |
2018-03-30 |
email_chain |
dataset_10 |
|
This email chain discusses the KYC process for onboarding Southern Financial LLC at Deutsche... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Zack Bunimovich, Liam Osullivan, Nina Tona, Martin... |
|
gemini-2.0-flash-001 |
| 51551 |
EFTA01406317.txt |
RE: N4G-026161 - Southern Financial [C] |
Cynthia Rodriguez <ME> |
none |
none |
2018-02-22 |
email |
dataset_10 |
|
This email exchange discusses the necessary documentation, including KYC, PCR, and RDC, required... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Davide-A Sferrazza |
N4G-026161 |
gemini-2.0-flash-001 |
| 51552 |
EFTA01406322.txt |
RE: ***REASSIGN NEEDED***FW: SOUTHERN FINANCIAL LLC - ONB-1010155 ****URGENT** [I] |
Zack Bunimovich |
suspicious |
possible |
2018-02-26 |
email |
dataset_10 |
|
This document consists of emails concerning the onboarding and KYC review of Southern Financial... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Nina Tona |
ONB-1010155 |
gemini-2.0-flash-001 |
| 51553 |
EFTA01406339.txt |
RE: ***REASSIGN NEEDED***FW: SOUTHERN FINANCIAL LLC - ONB-1010155 [I] |
Zack Bunimovich |
suspicious |
none |
2018-02-14 |
email |
dataset_10 |
|
This email chain documents the onboarding process of Southern Financial LLC at Deutsche Bank,... |
Business dealingsFinancial transactions/money flowEmployment/staffing |
Nina Tona |
ONB-1010155 |
gemini-2.0-flash-001 |
| 51554 |
EFTA01406363.txt |
RE: GM KCP Bible - Action Plan - Update I [I] |
Xavier Avila |
none |
none |
2018-03-02 |
email |
dataset_10 |
|
This email thread discusses the progress and action plan for the 'GM KCP Bible,' focusing on KYC... |
Business dealingsFinancial transactions/money flowCommunications/correspondence |
Nina Tona, Davide-A Sferrazza, Alastair Mackinla |
EFTA01406363.txt |
gemini-2.0-flash-001 |
| 51555 |
EFTA01406418.txt |
Client tidy up [I] |
Ian Salters <a |
none |
none |
2019-05-29 |
email |
dataset_10 |
|
Ian Salters emails Davide-A Sferrazza and Liam Osullivan regarding an IWP client remediation... |
Business dealingsCommunications/correspondenceFinancial transactions/money flow |
Davide-A Sferrazza, Liam Osullivan |
|
gemini-2.0-flash-001 |
| 51556 |
EFTA01406420.txt |
RE: Butterfl Trust - new brokers e account needed [I] |
Richard Iarossi |
suspicious |
none |
2018-09-04 |
email |
dataset_10 |
|
This email exchange discusses the opening of a new brokerage account for 'Jeffrey' under the... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Davide-A Sferrazza |
EFTA01406420.txt |
gemini-2.0-flash-001 |
| 51557 |
EFTA01406424.txt |
Southern Financial [I] |
Cynthia Rodriguez |
none |
none |
2018-02-26 |
email |
dataset_10 |
|
Cynthia Rodriguez from Deutsche Bank sends Davide-A Sferrazza updated research, alert, and... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Davide-A Sferrazza |
EFTA01406424 |
gemini-2.0-flash-001 |
| 51558 |
EFTA01406443.txt |
FW: Red List [SC] ur ent |
Nina Tona |
none |
none |
2018-10-23 |
email |
dataset_10 |
|
This email chain discusses a 'Red List' of clients at Deutsche Bank Wealth Management. The... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Davide-A Sferrazza |
None |
gemini-2.0-flash-001 |
| 51559 |
EFTA01406448.txt |
Case # 01141322: has been assigned to you. |
Amanda Kirby |
none |
none |
2013-10-22 |
email |
dataset_10 |
|
Amanda Kirby sent an email to Paul Morris notifying him of a new case assignment for NES, LLC.... |
Business dealingsCommunications/correspondence |
Paul Morris |
01141322 |
gemini-2.0-flash-001 |
| 51560 |
EFTA01406449.txt |
Copy of IWP Remediation List - to be reviewed (002).xlsx [I] |
Davide-A Sferrazza |
none |
none |
2019-05-16 |
email |
dataset_10 |
|
Davide-A Sferrazza sent Nina Tona a copy of the IWP Remediation List in an Excel file for... |
Business dealingsCommunications/correspondence |
Nina Tona |
EFTA01406449 |
gemini-2.0-flash-001 |
| 51561 |
EFTA01406469.txt |
RE: Southern Financial LLC - KYC and credit derivatives/convertible bonds onboarding [C] |
Xavier Avila |
suspicious |
possible |
2018-03-27 |
email_chain |
dataset_10 |
|
This email chain discusses the onboarding of Southern Financial LLC at Deutsche Bank for credit... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Martin Zeman, Zack Bunimovich, Rita Shteynberg, Jitan... |
|
gemini-2.0-flash-001 |
| 51562 |
EFTA01406490.txt |
RE: ***REASSIGN NEEDED***FW: SOUTHERN FINANCIAL LLC - ONB-1010155 ****URGENT** [I] |
Nina Tona |
suspicious |
possible |
2018-02-26 |
email |
dataset_10 |
|
This email chain documents the onboarding process of Southern Financial LLC at Deutsche Bank,... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Zack Bunimovich |
ONB-1010155 |
gemini-2.0-flash-001 |
| 51563 |
EFTA01406535.txt |
RE: Southern Financial LLC [I] [C] |
Nina Tona |
none |
none |
2018-02-06 |
email |
dataset_10 |
|
This email chain documents internal communications at Deutsche Bank Wealth Management regarding... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Davide-A Sferrazza |
|
gemini-2.0-flash-001 |
| 51564 |
EFTA01406559.txt |
RE: Southern Financial LLC - KYC and credit derivatives/convertible bonds onboarding [C] [I] |
Xavier Avila |
suspicious |
none |
2018-03-29 |
email chain |
dataset_10 |
|
This email chain discusses the KYC process for onboarding Southern Financial LLC, a company... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Nina Tona, Zack Bunimovich, Martin Zeman, Rita... |
|
gemini-2.0-flash-001 |
| 51565 |
EFTA01406592.txt |
RE: Southern Financial - KYC Docs. [I] |
Martin Zeman |
none |
none |
2018-04-19 |
email |
dataset_10 |
|
This email chain discusses the KYC process for Southern Financial, focusing on obtaining and... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Zack Bunimovich, Nina Tona |
|
gemini-2.0-flash-001 |
| 51566 |
EFTA01406598.txt |
RE: Southern Financial LLC - KYC and credit derivatives/convertible bonds onboarding [C] [I] |
Zack Bunimovich |
suspicious |
possible |
2018-03-30 |
email |
dataset_10 |
|
This email chain discusses the KYC and onboarding process for Southern Financial LLC at Deutsche... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Xavier Avila |
EFTA01406598.txt |
gemini-2.0-flash-001 |
| 51567 |
EFTA01406625.txt |
Automatic reply: Southern Financial - KYC Docs. [I] |
Davide-A Sferrazza <davide-a.sferrazza@db.com> |
none |
none |
2018-04-12 |
email |
dataset_10 |
|
This is an automatic out-of-office reply from Davide-A Sferrazza to Martin Zeman. The email... |
Communications/correspondence |
Martin Zeman <martin.zeman@db.com> |
EFTA01406625 |
gemini-2.0-flash-001 |
| 51568 |
EFTA01406626.txt |
FW: EMS/160418103764: Preconfirmation |
Liam Osullivan |
none |
none |
2018-04-16 |
email |
dataset_10 |
|
This email thread discusses the preconfirmation and settlement instructions for a EUR payment of... |
Financial transactions/money flowCommunications/correspondence |
Joe Aglione |
EMS/160418103764 |
gemini-2.0-flash-001 |
| 51569 |
EFTA01406632.txt |
RE: ***REASSIGN NEEDED***FW: SOUTHERN FINANCIAL LLC - ONB-1010155 [I] |
Nina Tona |
suspicious |
possible |
2018-02-14 |
email |
dataset_10 |
|
This email chain documents the onboarding process of Southern Financial LLC, a company linked to... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Zack Bunimovich |
ONB-1010155 |
gemini-2.0-flash-001 |
| 51570 |
EFTA01406647.txt |
RE: SF [I] |
Rita Shteynberg |
suspicious |
none |
2018-03-05 |
email |
dataset_10 |
|
This email chain discusses the KYC status of a client, Southern Financial, and the process of... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Xavier Avila, Mathew Negus, Jitan Patel, Zack Bunimovich |
EFTA01406647.txt |
gemini-2.0-flash-001 |
| 51571 |
EFTA01406657.txt |
RE: Southern Financial LLC - KYC and credit derivatives/convertible bonds onboarding [C] [I] |
Liam Osullivan |
suspicious |
possible |
2018-03-30 |
email |
dataset_10 |
|
This email chain discusses the KYC process for Southern Financial LLC, highlighting the need to... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Zack Bunimovich, Nina Tona, Xavier Avila, Martin Zeman,... |
|
gemini-2.0-flash-001 |
| 51572 |
EFTA01406681.txt |
RE: - Southern Financial [C] |
Cynthia Rodriguez |
none |
none |
2018-02-22 |
email |
dataset_10 |
|
This email exchange discusses the documentation needed for Southern Financial LLC's collateral... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Davide-A Sferrazza |
EFTA01406681.txt |
gemini-2.0-flash-001 |
| 51573 |
EFTA01406687.txt |
RE: N4G-026161 - Southern Financial [C] |
Cynthia Rodriguez |
none |
none |
2018-02-22 |
email |
dataset_10 |
|
This email exchange between Deutsche Bank employees concerns the retrieval of KYC, PCR, and RDC... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Davide-A Sferrazza |
N4G-026161 |
gemini-2.0-flash-001 |
| 51574 |
EFTA01406694.txt |
FW: 2018 Periodic Review of Accts Southern Financial LLC (GCIS#483882) & LSJE, LLC (GCIS#499733) under the SOUTHERN FINANCIAL RELATIONSHIP [I] [C] |
Liam Osullivan |
suspicious |
none |
2018-09-21 |
email |
dataset_10 |
|
This email chain discusses the periodic review of accounts for Southern Financial LLC and LSJE,... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Davide-A Sferrazza |
GCIS#483882, GCIS#499733, STRUPDT0118001, KYCCase#01977703 |
gemini-2.0-flash-001 |
| 51575 |
EFTA01406708.txt |
Client KYC Onboarding Process and Agency Direction Letter Status |
|
none |
none |
None |
list |
dataset_10 |
|
This document is a list of clients and their KYC onboarding and Agency Direction Letter status.... |
Business dealingsCommunications/correspondenceReal estate/properties |
— |
None |
gemini-2.0-flash-001 |
| 51576 |
EFTA01406753.txt |
FW: Southern Financial LLC - KYC and credit derivatives/convertible bonds onboarding [I] |
Martin Zeman |
suspicious |
possible |
2018-03-19 |
email |
dataset_10 |
|
This email chain discusses the KYC and onboarding process for Southern Financial LLC, with... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Nina Tona |
|
gemini-2.0-flash-001 |
| 51577 |
EFTA01406772.txt |
RE: Southern Financial - KYC Docs. [C] |
FATCA Outreach |
none |
none |
2018-04-11 |
email |
dataset_10 |
|
This email chain discusses the KYC process for Southern Financial, specifically regarding the... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Zack Bunimovich, Martin Zeman, Nina Tona, Anthony Lentini |
|
gemini-2.0-flash-001 |
| 51578 |
EFTA01406776.txt |
RE: Southern Financial - KYC Docs. [I] |
Nina Tona |
none |
none |
2018-04-12 |
email |
dataset_10 |
|
This email chain discusses the KYC (Know Your Customer) documentation process for Southern... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Zack Bunimovich, Martin Zeman |
None |
gemini-2.0-flash-001 |
| 51579 |
EFTA01406784.txt |
RE: GM KCP Bible - Action Plan - Update I [I] |
Martin Zeman |
suspicious |
none |
2018-03-02 |
email |
dataset_10 |
|
This email exchange discusses the progress of the "GM KCP Bible - Action Plan," focusing on... |
Business dealingsCommunications/correspondenceFinancial transactions/money flow |
Xavier Avila, Nina Tona, Davide-A Sferrazza, Alastair Mackinla |
None |
gemini-2.0-flash-001 |
| 51580 |
EFTA01406804.txt |
RE: Escalation: ONB-1135648 / LKYCGB-160049 / Southern Financial LLC [I] |
Nicholas Hislop |
suspicious |
none |
2018-05-21 |
email |
dataset_10 |
|
This email chain discusses an escalation regarding Southern Financial LLC's product extension... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Kareen Johnson |
ONB-1135648 / LKYCGB-160049 |
gemini-2.0-flash-001 |
| 51581 |
EFTA01406819.txt |
RE: Updated Harvest Materials [I] |
Vahe Stepanian |
none |
none |
2018-02-07 |
email |
dataset_10 |
|
This email chain discusses updated materials for the Harvest Collateral Yield Enhancement... |
Business dealingsFinancial transactions/money flowCommunications/correspondence |
Stewart Oldfield, Martin Zeman |
None |
gemini-2.0-flash-001 |
| 51582 |
EFTA01406821.txt |
RE: Darren Indyke [I] |
Firdaus Madiar |
suspicious |
possible |
2016-07-21 |
email |
dataset_10 |
|
This email chain discusses Darren Indyke's cash transactions at Deutsche Bank, including cashing... |
Financial transactions/money flowBusiness dealings |
Ying-A Wang, Cherie Quigley |
None |
gemini-2.0-flash-001 |
| 51583 |
EFTA01406830.txt |
FW: Updated Harvest Materials |
Stewart Oldfield |
none |
none |
2018-02-27 |
email |
dataset_10 |
|
Stewart Oldfield forwarded an email from Andrew King of Deutsche Bank to Martin Zeman and Vahe... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Martin Zeman, Vahe Stepanian |
EFTA01406830 |
gemini-2.0-flash-001 |
| 51584 |
EFTA01406832.txt |
Update on Harvest CYES |
Andrew King |
none |
none |
2018-07-13 |
email |
dataset_10 |
|
Andrew King from Deutsche Bank sent an email to Paul, Stewart Oldfield, and Martin Zeman... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
— |
None |
gemini-2.0-flash-001 |
| 51585 |
EFTA01406834.txt |
RE: Loan docs - can you help direct me please? [I] |
Nina Tona <M> |
none |
none |
2017-12-15 |
email |
dataset_10 |
|
This email chain discusses the process of granting Southern Financial LLC access to loan... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Abhinav Gandhi, Martin Zeman, Xavier Avila, Liam Osullivan |
None |
gemini-2.0-flash-001 |
| 51586 |
EFTA01406842.txt |
RE: KYC Breach_SOUTHFINANMD_Southern Financial, LLC_FFT Location [I] |
Mathew Negus |
suspicious |
none |
2018-04-16 |
email |
dataset_10 |
|
The email chain discusses a KYC breach related to a trade booked for Southern Financial, LLC in... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Xavier Avila, Akash Malhotra |
|
gemini-2.0-flash-001 |
| 51587 |
EFTA01406845.txt |
RE: KYC Breach_SOUTHFINANMD_Southern Financial, LLC_FFT Location [I] |
Mathew Negus |
suspicious |
none |
2018-04-17 |
email_chain |
dataset_10 |
|
This email chain discusses a KYC breach related to Southern Financial, LLC and the need to... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Jimmy-H Xu, Xavier Avila, Akash Malhotra |
G175714L |
gemini-2.0-flash-001 |
| 51588 |
EFTA01406853.txt |
Darren, greetings. Here is your fill: |
Joshua Shoshan |
none |
none |
2017-09-14 |
email |
dataset_10 |
|
Joshua Shoshan from Deutsche Bank sent an email to Martin Zeman, Liam Osullivan, and... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Martin Zeman, Liam Osullivan, dkiesq@aol.com |
None |
gemini-2.0-flash-001 |
| 51589 |
EFTA01406856.txt |
A r 4 2018 12:41:03 PM Conversation 436897872 |
|
none |
none |
2018-04-04 |
email |
dataset_10 |
|
Martin Zeman and Zack Bunimovich are discussing KYC requirements for Southern Financial. Martin... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
— |
36897872 |
gemini-2.0-flash-001 |
| 51590 |
EFTA01406857.txt |
RE: KYC Breach SOUTHFINANMD_Southern Financial, LLC FFT Location [I] |
Nina Tona |
suspicious |
none |
2018-04-17 |
email_chain |
dataset_10 |
|
This email chain discusses a KYC breach related to a trade booked for Southern Financial, LLC in... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Mathew Negus, Jimmy-H Xu, Xavier Avila, Akash Malhotra |
|
gemini-2.0-flash-001 |
| 51591 |
EFTA01406866.txt |
RE: Southern Financial - KYC Docs. [I] |
Zack Bunimovich |
none |
none |
2018-04-19 |
email |
dataset_10 |
|
This email chain discusses the KYC documentation process for Southern Financial, specifically... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Martin Zeman, Nina Tona, Aiasha Khokhar |
EFTA01406866.txt |
gemini-2.0-flash-001 |
| 51592 |
EFTA01406871.txt |
RE: KYC Breach_SOUTHFINANMD_Southern Financial, LLC_FFT Location [I] |
Xavier Avila |
suspicious |
none |
2018-04-17 |
email |
dataset_10 |
|
This email chain discusses a KYC breach related to a trade booked for Southern Financial, LLC in... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Mathew Negus, Nina Tona |
|
gemini-2.0-flash-001 |
| 51593 |
EFTA01406881.txt |
RE: KYC Breach SOUTHFINANMD Southern Financial, LLC_FFT Location [I] |
Mathew Negus |
suspicious |
none |
2018-04-17 |
email |
dataset_10 |
|
This email exchange discusses a KYC breach involving Southern Financial, LLC and the appropriate... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Nina Tona, Xavier Avila |
EFTA01406881.txt |
gemini-2.0-flash-001 |
| 51594 |
EFTA01406890.txt |
RE: KYC Breach_SOUTHFINANMD_Southern Financial, LLC_FFT Location [I] |
Jimmy-H Xu |
suspicious |
none |
2018-04-16 |
email_thread |
dataset_10 |
|
The email thread discusses a KYC breach related to a trade booked for Southern Financial, LLC in... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Xavier Avila, Mathew Negus, Akash Malhotra |
EFTA01406890.txt |
gemini-2.0-flash-001 |
| 51595 |
EFTA01406895.txt |
RE: KYC Breach SOUTHFINANMD_Southern Financial, LLC FFT Location [I] |
Mathew Negus |
suspicious |
none |
2018-04-17 |
email |
dataset_10 |
|
This email exchange discusses a KYC breach related to a trade booked for Southern Financial,... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Xavier Avila, Nina Tona |
EFTA01406895.txt |
gemini-2.0-flash-001 |
| 51596 |
EFTA01406906.txt |
FW: Jeffrey Epstein / Southern Financial [I] |
Xavier Avila |
suspicious |
none |
2017-09-29 |
email |
dataset_10 |
|
This email chain discusses the potential re-engagement of Jeffrey Epstein/Southern Financial as... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Daniel-E Kaiser, Martin Zeman |
EFTA01406906.txt |
gemini-2.0-flash-001 |
| 51597 |
EFTA01406940.txt |
Request ID ONB-1135648 *** Southern Financial, LLC *** |
Neha Dugar |
none |
none |
2018-05-16 |
email |
dataset_10 |
|
Neha Dugar from Tata Consultancy Services, on behalf of Deutsche Bank, requests confirmation... |
Financial transactions/money flowCommunications/correspondence |
Amber Davis |
ONB-1135648 |
gemini-2.0-flash-001 |
| 51598 |
EFTA01406948.txt |
RE: KYC Breach SOUTHFINANMD Southern Financial, LLC FFT Location [I] |
Jimmy-H Xu |
suspicious |
none |
2018-04-17 |
email |
dataset_10 |
|
This email chain discusses a KYC breach related to a trade booked for Southern Financial, LLC in... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Xavier Avila, Mathew Negus, Akash Malhotra |
EFTA01406948 |
gemini-2.0-flash-001 |
| 51599 |
EFTA01406955.txt |
RE: KYC Breach SOUTHFINANMD Southern Financial, LLC FFT Location [I] |
Akash Malhotra |
suspicious |
none |
2018-04-17 |
email |
dataset_10 |
|
This email chain discusses a KYC breach for Southern Financial, LLC related to a trade booked in... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Nina Tona, Mathew Negus, Jimmy-H Xu, Xavier Avila |
None |
gemini-2.0-flash-001 |
| 51600 |
EFTA01406965.txt |
Re: Welcome to Deutsche Bank Research — [C] |
Stewart Oldfield |
none |
none |
2017-09-21 |
email |
dataset_10 |
|
This email exchange discusses granting research access to an individual named Paul at Deutsche... |
Communications/correspondenceEmployment/staffing |
Martin Zeman |
EFTA01406965 |
gemini-2.0-flash-001 |