| 55001 |
EFTA01427169.txt |
Automatic reply: 1099 Form |
Stewart Oldfield |
none |
none |
2017-04-12 |
email |
dataset_10 |
|
Stewart Oldfield sent an automatic reply to Karyna Shuliak indicating he will be out of the... |
Communications/correspondence |
Karyna Shuliak |
EFTA01427169 |
gemini-2.0-flash-001 |
| 55002 |
EFTA01427172.txt |
RE: Rothschild [C] |
Tazia Smith |
none |
none |
2017-05-23 |
email |
dataset_10 |
|
Richard Kahn of HBRK Associates is seeking a bid/ask quote for 100,000 shares of Rothschild... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Delores Rubin, Richard Kahn |
None |
gemini-2.0-flash-001 |
| 55003 |
EFTA01427181.txt |
Re: [C] |
Richard Kahn |
none |
none |
2017-06-06 |
email |
dataset_10 |
|
Richard Kahn sent paperwork for Mobile Eye to Vahe Stepanian for confirmation. Vahe Stepanian... |
Financial transactions/money flowCommunications/correspondence |
Vahe Stepanian |
None |
gemini-2.0-flash-001 |
| 55004 |
EFTA01427183.txt |
Re: trading meeting |
Stewart Oldfield |
none |
none |
2017-07-07 |
email |
dataset_10 |
|
Stewart Oldfield of Deutsche Bank is coordinating a trading meeting with Richard Kahn of HBRK... |
Business dealingsCommunications/correspondenceFinancial transactions/money flow |
Richard Kahn |
EFTA01427183.txt |
gemini-2.0-flash-001 |
| 55005 |
EFTA01427186.txt |
Accepted: Darren Ind ke Cash Activit [I] |
Stewart Oldfield |
none |
none |
2017-07-20 |
email |
dataset_10 |
|
Stewart Oldfield sent an email to Ying-A Wang informing them that Darren Ind's cash activity has... |
Financial transactions/money flow |
Ying-A Wang |
EFTA01427186 |
gemini-2.0-flash-001 |
| 55006 |
EFTA01427187.txt |
Automatic reply: Swaps Protocol and Updated Financials - Southern Financial, LLC [I] |
Stewart Oldfield |
none |
none |
2017-10-02 |
email |
dataset_10 |
|
This is an automatic reply email from Stewart Oldfield indicating he will be out of the office... |
Communications/correspondence |
Martin Zeman |
EFTA01427187 |
gemini-2.0-flash-001 |
| 55007 |
EFTA01427192.txt |
Automatic reply: Southern Financial - Client Confirmation [C] |
Stewart Oldfield |
none |
none |
2018-03-30 |
email |
dataset_10 |
|
This is an automatic out-of-office reply from Stewart Oldfield, indicating he will be out of the... |
Communications/correspondence |
Xavier Avila |
EFTA01427192 |
gemini-2.0-flash-001 |
| 55008 |
EFTA01427193.txt |
Re: Trade Details 04/02/2018 [I] |
Stewart Oldfield |
none |
none |
2018-04-02 |
email |
dataset_10 |
|
This document contains email exchanges between Deutsche Bank employees discussing trade details,... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Martin Zeman |
EFTA01427193 |
gemini-2.0-flash-001 |
| 55009 |
EFTA01427203.txt |
RE: Frieze NY - re istration status [I] |
Stewart Oldfield |
none |
none |
2018-04-17 |
email |
dataset_10 |
|
This email exchange between Stewart Oldfield and Sarah Rafferty concerns the registration status... |
Business dealingsCommunications/correspondenceTravel/logistics |
Sarah Rafferty <sarah.rafferty@db.com> |
|
gemini-2.0-flash-001 |
| 55010 |
EFTA01427233.txt |
Re: Inquir |
Richard Kahn |
suspicious |
none |
2018-05-15 |
email |
dataset_10 |
|
Richard Kahn responds to Stewart Oldfield's compliance inquiries regarding several wire... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart Oldfield |
xxxxx295 |
gemini-2.0-flash-001 |
| 55011 |
EFTA01427236.txt |
Re: Southern Financial Mar in Call |
Richard Kahn |
suspicious |
none |
2015-08-25 |
email |
dataset_10 |
|
This email chain discusses a margin call for Southern Financial and the potential transfer of... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Ariane Dwyer |
EFTA01427236.txt |
gemini-2.0-flash-001 |
| 55012 |
EFTA01427240.txt |
CDD Update |
Rodney Macelus |
none |
none |
2018-06-13 |
email |
dataset_10 |
|
Rodney Macelus sends an email to Terri Sohrab, Stewart Oldfield, and Bradley Gillin regarding a... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Terri Sohrab, Stewart Oldfield, Bradley Gillin |
|
gemini-2.0-flash-001 |
| 55013 |
EFTA01427245.txt |
RE: Trade Details --> 06/15/2018 [C] |
Liam Osullivan <liam.osullivan@db.com> |
none |
none |
2018-06-15 |
email |
dataset_10 |
|
This email from Liam O'Sullivan of Deutsche Bank Securities Inc. provides trade details to Paul... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paul Barrett, Richard Kahn |
None |
gemini-2.0-flash-001 |
| 55014 |
EFTA01427250.txt |
RE: Euros from acc xxxx9691 [I] |
Nicole Perskawiec <nicole.perskawiec@db.com> |
suspicious |
none |
2018-06-19 |
email |
dataset_10 |
|
This email chain discusses the process of ordering 6,200 Euros for a client of Deutsche Bank... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Bradley Gillin <bradley.gillin@db.com> |
None |
gemini-2.0-flash-001 |
| 55015 |
EFTA01427259.txt |
Deposit Report 20161022 |
pbrd_admin@list.db.com |
suspicious |
none |
2016-10-22 |
report |
dataset_10 |
|
This document is a deposit report from October 21, 2016, listing large balances and... |
Financial transactions/money flow |
— |
RM CODE 82289 |
gemini-2.0-flash-001 |
| 55016 |
EFTA01427260.txt |
Pipeline C |
Henry Clark |
none |
none |
2016-11-07 |
email |
dataset_10 |
|
The first email from Henry Clark to Stewart Oldfield provides a pipeline report and requests... |
Business dealingsCommunications/correspondenceFinancial transactions/money flow |
Stewart Oldfield |
None |
gemini-2.0-flash-001 |
| 55017 |
EFTA01427269.txt |
RM0082289 Daily Deposit Report 20160714 |
PBW/WM/MIS ETL/PBW 15116 |
suspicious |
none |
2016-07-14 |
report |
dataset_10 |
|
This document is a daily deposit report from July 14, 2016, listing large, zero, and negative... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 55018 |
EFTA01427270.txt |
[I] |
Brianna Fowler |
none |
none |
2016-07-15 |
email |
dataset_10 |
|
This is a brief email from Brianna Fowler to Stewart Oldfield, with Anna Fowler of Deutsche Bank... |
|
Stewart Oldfield |
EFTA01427270 |
gemini-2.0-flash-001 |
| 55019 |
EFTA01427271.txt |
Re: FXE [C] |
Richard Kahn |
none |
none |
2017-09-07 |
email |
dataset_10 |
|
This email exchange details instructions and confirmations for FXE call and put option trades... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Liam Osullivan |
EFTA01427271.txt |
gemini-2.0-flash-001 |
| 55020 |
EFTA01427278.txt |
RE: Message in format validation- RFK E103171024T8XVIF |
Cynthia Rodriguez |
none |
none |
2017-10-25 |
email |
dataset_10 |
|
This email chain discusses a cancelled payment (T:01848570) and the actions taken to reverse the... |
Financial transactions/money flowCommunications/correspondence |
Stewart Oldfield |
E103171024T8XVIF, 01848570 |
gemini-2.0-flash-001 |
| 55021 |
EFTA01427286.txt |
RM0082289 Dail De osit Report 20171031 |
|
suspicious |
none |
2017-10-31 |
report |
dataset_10 |
|
This document is a daily deposit report from October 30, 2017, listing large, zero, and negative... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 55022 |
EFTA01427287.txt |
AMENDMENT AGREEMENT |
|
none |
none |
August [ ], 2015 |
legal filing |
dataset_10 |
|
This document is an amendment agreement between Deutsche Bank AG and Southern Financial, LLC,... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
None |
gemini-2.0-flash-001 |
| 55023 |
EFTA01427299.txt |
RM0082289 Daily Deposit Report 20180802 |
dwhpbdw-batch@db.com |
suspicious |
none |
2018-08-02 |
report |
dataset_10 |
|
This document is a daily deposit report for RM code 82289, listing account numbers, names, and... |
Financial transactions/money flow |
rm0082289@list.db.com |
RM0082289 |
gemini-2.0-flash-001 |
| 55024 |
EFTA01427301.txt |
Trade Details 8/8/2018 [C] |
Davide-A Sferrazza <davide-a.sferrazza@db.com> |
none |
none |
2018-08-08 |
email |
dataset_10 |
|
Davide Sferrazza from Deutsche Bank informs Paul Barrett about the sale of WAMMS 2004-RA2... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paul Barrett, Richard Kahn |
None |
gemini-2.0-flash-001 |
| 55025 |
EFTA01427326.txt |
Amendment Agreement |
|
none |
none |
August 2015 |
Amendment Agreement |
dataset_10 |
|
This document is an amendment agreement between Deutsche Bank AG and Southern Trust Company,... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
None |
gemini-2.0-flash-001 |
| 55026 |
EFTA01427336.txt |
Dormant Notice |
Deutsche Bank Trust Co. Americas |
none |
none |
2016-04-29 |
letter |
dataset_10 |
|
Deutsche Bank Trust Co. Americas is sending a dormant account notice to a customer, requesting... |
Financial transactions/money flowCommunications/correspondence |
— |
EFTA01427336 |
gemini-2.0-flash-001 |
| 55027 |
EFTA01427337.txt |
FW: KCP P |
Todd Stevens |
suspicious |
possible |
2016-05-31 |
email |
dataset_10 |
|
This email chain discusses the handling of the KCP account and a transition plan. The mention of... |
Financial transactions/money flowEmployment/staffingBusiness dealings |
Stewart Oldfield |
EFTA01427337 |
gemini-2.0-flash-001 |
| 55028 |
EFTA01427355.txt |
Brazil CDS Update [C] |
Ariane Dwyer <fl |
none |
none |
2015-09-29 |
email |
dataset_10 |
|
Ariane Dwyer from Deutsche Bank sends Jeffrey E. an update on the Brazil 5-year CDS, noting it... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
jeffrey E. <jeevacation@gmail.com> |
|
gemini-2.0-flash-001 |
| 55029 |
EFTA01427360.txt |
Re: intro to our head of investor solutions |
Richard Kahn |
none |
none |
2016-07-25 |
email |
dataset_10 |
|
This email exchange between Richard Kahn and Stewart Oldfield discusses scheduling a meeting for... |
Business dealingsCommunications/correspondenceFinancial transactions/money flow |
Stewart Oldfield |
EFTA01427360 |
gemini-2.0-flash-001 |
| 55030 |
EFTA01427363.txt |
Re: Haze |
Richard Kahn |
suspicious |
none |
2016-07-27 |
email |
dataset_10 |
|
Richard Kahn is inquiring with Vahe Stepanian at Deutsche Bank about the receipt of wire... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vahe Stepanian |
EFTA01427363 |
gemini-2.0-flash-001 |
| 55031 |
EFTA01427367.txt |
http://www.bloomberg.com/news/articles/2016-08-26/saudi-arabia-seen-
undeterred-by-potential-fed-hike-to-sell-bond |
Stewart Oldfield |
none |
none |
2016-08-29 |
email |
dataset_10 |
|
Stewart Oldfield sent Richard Kahn an email containing a link to a Bloomberg article about Saudi... |
Financial transactions/money flowCommunications/correspondenceBusiness dealings |
Richard Kahn |
EFTA01427367 |
gemini-2.0-flash-001 |
| 55032 |
EFTA01427368.txt |
Haze Trust |
Darren Indyke |
none |
none |
2016-12-21 |
email |
dataset_10 |
|
Darren Indyke emailed Stewart Oldfield requesting a phone call regarding the 'Haze Trust'. The... |
Business dealingsCommunications/correspondence |
Stewart Oldfield |
EFTA01427368 |
gemini-2.0-flash-001 |
| 55033 |
EFTA01427369.txt |
Re: Notification: Catch-up about DB Deposits [C] @ Wed Feb 1, 2017 2:30pm - 3pm ( ) [I] |
Stewart Oldfield |
none |
none |
2017-02-01 |
email |
dataset_10 |
|
This email chain is about scheduling a meeting to discuss Deutsche Bank deposits. Richard Kahn... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vahe Stepanian |
EFTA01427369.txt |
gemini-2.0-flash-001 |
| 55034 |
EFTA01427376.txt |
Call Notes |
Cynthia Rodriguez |
none |
none |
2017-03-03 |
email |
dataset_10 |
|
Cynthia Rodriguez emailed Stewart Oldfield to inform him that Bella called to open a sub account... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart Oldfield |
None |
gemini-2.0-flash-001 |
| 55035 |
EFTA01427377.txt |
RE: A |
Cynthia Rodriguez |
none |
none |
2017-03-09 |
email |
dataset_10 |
|
This email thread discusses the confirmation of an account number for THE HAZE TRUST at Deutsche... |
Financial transactions/money flowCommunications/correspondence |
Anna-Sofiya Lupolover, Mary Murray, Stewart Oldfield |
|
gemini-2.0-flash-001 |
| 55036 |
EFTA01427387.txt |
RE: DB AG NY Preferred Rate Increase [I] |
Margie Edwards <margie.edwards@db.com> |
none |
none |
2017-04-26 |
email |
dataset_10 |
|
Margie Edwards informs Stewart Oldfield about an increase in rates for DB AG NY Preferred... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Margie Edwards <margie.edwards@db.com>, Stewart Oldfield |
|
gemini-2.0-flash-001 |
| 55037 |
EFTA01427394.txt |
RE: Risk premia investing / general trading discussion |
Stewart Oldfield |
none |
none |
2017-05-01 |
email |
dataset_10 |
|
Richard Kahn reschedules a meeting about risk premia investing due to Jeffrey Epstein's arrival... |
Business dealingsCommunications/correspondenceFinancial transactions/money flow |
Richard Kahn |
EFTA01427394 |
gemini-2.0-flash-001 |
| 55038 |
EFTA01427397.txt |
Re: Risk premia investing / general trading discussion |
Audie Apple |
suspicious |
none |
2017-05-01 |
email |
dataset_10 |
|
This email exchange discusses rescheduling a meeting about risk premia investing and general... |
Business dealingsCommunications/correspondenceFinancial transactions/money flow |
Stewart Oldfield |
EFTA01427397 |
gemini-2.0-flash-001 |
| 55039 |
EFTA01427400.txt |
Automatic reply: trading capabilities |
Stewart Oldfield <a> |
none |
none |
2017-05-03 |
email |
dataset_10 |
|
This is an automatic out-of-office reply from Stewart Oldfield, indicating he will be out of the... |
Communications/correspondenceEmployment/staffing |
Richard Kahn ‹> |
EFTA01427400 |
gemini-2.0-flash-001 |
| 55040 |
EFTA01427401.txt |
RE: I'm froo fnr tho noYt hniir or so [I] |
Orion Choy |
none |
none |
2017-05-19 |
email |
dataset_10 |
|
Orion Choy is requesting information from Stewart Oldfield regarding client inflows and outflows... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart Oldfield |
EFTA01427401 |
gemini-2.0-flash-001 |
| 55041 |
EFTA01427403.txt |
WMA Client Flow Tracking |
|
none |
none |
May 2017 |
report |
dataset_10 |
|
This document is a client flow tracking report from Oldfield WMA for May 2017, detailing client... |
Financial transactions/money flowBusiness dealings |
— |
None |
gemini-2.0-flash-001 |
| 55042 |
EFTA01427404.txt |
RE: Rothschild [C] |
Tazia Smith |
suspicious |
none |
2017-05-23 |
email |
dataset_10 |
|
This email exchange discusses the possibility of executing a large trade of Rothschild shares,... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn, Delores Rubin, Stewart Oldfield, Vahe... |
None |
gemini-2.0-flash-001 |
| 55043 |
EFTA01427416.txt |
RE: Rothschild [C] |
Delores Rubin <delores.rubin@db.com> |
suspicious |
none |
2017-05-30 |
email |
dataset_10 |
|
This email chain discusses the possibility of purchasing 100,000 shares of Rothschild stock for... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Tazia Smith, Richard Kahn |
EFTA01427416.txt |
gemini-2.0-flash-001 |
| 55044 |
EFTA01427430.txt |
Re: CD rates |
Richard Kahn < |
none |
none |
2017-06-15 |
email |
dataset_10 |
|
Richard Kahn of HBRK Associates Inc. is communicating with Stewart Oldfield and Cynthia... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart Oldfield < |
EFTA01427430 |
gemini-2.0-flash-001 |
| 55045 |
EFTA01427434.txt |
Your Lead has been successful) converted into a Customer-Prospect |
Navin-Kumar Pankaj |
none |
none |
2017-08-23 |
email |
dataset_10 |
|
This email from Navin-Kumar Pankaj notifies the recipient that a lead has been successfully... |
Business dealingsCommunications/correspondence |
— |
EFTA01427434 |
gemini-2.0-flash-001 |
| 55046 |
EFTA01427435.txt |
RM0082289 Daily Deposit Report 20170902 |
|
none |
none |
2017-09-02 |
report |
dataset_10 |
|
This document is a daily deposit report from September 2, 2017, listing accounts with large... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 55047 |
EFTA01427436.txt |
Re: Euros from acc xxxx9691 |
Bella Klein |
suspicious |
none |
2018-06-18 |
email |
dataset_10 |
|
Bella Klein is requesting Rodney Macelus at Deutsche Bank to purchase 6,200 Euros in specific... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Rodney Macelus <rodney.macelus@db.com>, Stewart Oldfield... |
None |
gemini-2.0-flash-001 |
| 55048 |
EFTA01427442.txt |
RM0082289 Daily Deposit Report 20180622 |
|
suspicious |
none |
2018-06-22 |
report |
dataset_10 |
|
This document is a daily deposit report listing large balances, including one associated with... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 55049 |
EFTA01427444.txt |
Re: planning email for Patrick |
Stewart Oldfield |
none |
none |
2018-06-25 |
email |
dataset_10 |
|
This email exchange between Stewart Oldfield and Steven Mattus concerns the planning of an email... |
Employment/staffingBusiness dealingsFinancial transactions/money flow |
Steven Mattus |
EFTA01427444.txt |
gemini-2.0-flash-001 |
| 55050 |
EFTA01427820.txt |
Large, Zero and Negative Balances Report 20190509 |
|
none |
none |
2019-05-08 |
report |
dataset_10 |
|
This document is a financial report listing large, zero, and negative balances for various... |
Financial transactions/money flow |
— |
None |
gemini-2.0-flash-001 |
| 55051 |
EFTA01427825.txt |
FW: ****REVISED**** RE: Non Post Transactions 05-09-2019 For AC 42953432 |
Brigid Macias |
suspicious |
none |
2019-05-10 |
email |
dataset_10 |
|
This email chain discusses an issue at Deutsche Bank where a $100,000 transfer from Jeffrey... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Rishabh Sharma, Stewart Oldfield, Bradle Gillin,... |
02087297 |
gemini-2.0-flash-001 |
| 55052 |
EFTA01427842.txt |
RE: Question |
Martin Zeman |
none |
none |
2018-09-07 |
email |
dataset_10 |
|
Paul Barrett asks a question about segregating IM for non-cleared trades and whether it requires... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paul Barrett, Stewart Oldfield |
EFTA01427842 |
gemini-2.0-flash-001 |
| 55053 |
EFTA01427844.txt |
RE: KYC 1977700 [I] |
Derek St-Hilaire <derek.st-hilaire@db.com> |
suspicious |
none |
2018-09-17 |
email |
dataset_10 |
|
Derek St-Hilaire explains Deutsche Bank's KYC approach for charities and donors, emphasizing the... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Daphne Cales |
01977700 |
gemini-2.0-flash-001 |
| 55054 |
EFTA01427847.txt |
RE: URGENT: Account Re-opening - ref. case#1469681- urgent [I] |
Paul Morris |
none |
none |
2015-10-05 |
email |
dataset_10 |
|
This email chain discusses the urgent re-opening of a Deutsche Bank account for Mort, Inc. and... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Jj Litchford |
case#1469681 |
gemini-2.0-flash-001 |
| 55055 |
EFTA01427859.txt |
RE: Butterfly Trust [C] [I] |
Coley Jellinghaus |
suspicious |
none |
2018-10-11 |
email |
dataset_10 |
|
This email chain discusses the proposal to open the Butterfly Trust account with the KCP team at... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart Oldfield |
None |
gemini-2.0-flash-001 |
| 55056 |
EFTA01427862.txt |
RE: Butterfl / Paul Barrett [C] |
Liam Osullivan |
none |
none |
2018-10-15 |
email |
dataset_10 |
|
Liam Osullivan sends an email to Stewart Oldfield providing KYC and contact information for... |
Business dealingsCommunications/correspondenceFinancial transactions/money flow |
Stewart Oldfield |
None |
gemini-2.0-flash-001 |
| 55057 |
EFTA01427865.txt |
Total Wealth CleanU -Ma Data - Oldfield.xlsx [C] |
Daniel Eisenberg |
none |
none |
2018-10-16 |
email |
dataset_10 |
|
Daniel Eisenberg emailed Stewart Oldfield requesting him to complete a prospect list by filling... |
Business dealingsCommunications/correspondence |
Stewart Oldfield |
EFTA01427865 |
gemini-2.0-flash-001 |
| 55058 |
EFTA01427869.txt |
FW: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP |
Stewart Oldfield |
suspicious |
possible |
2018-10-26 |
email |
dataset_10 |
|
This email chain discusses pending responses on KYC rejection cases for several entities,... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Bradley Gillin, Richard Iarossi |
None |
gemini-2.0-flash-001 |
| 55059 |
EFTA01427874.txt |
FW: Epstein - negative media |
Stewart Oldfield |
suspicious |
possible |
2018-11-14 |
email |
dataset_10 |
|
This email chain discusses Deutsche Bank's internal review and approval process for continuing... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Daniel-E Kaiser, Alan Brody, Liam Osullivan |
None |
gemini-2.0-flash-001 |
| 55060 |
EFTA01427885.txt |
RE: Southern Financial outstanding FX OTC trade [C] [I] |
Martin Zeman |
none |
none |
2018-12-19 |
email |
dataset_10 |
|
This email chain discusses an FX swap held by Southern Financial with Deutsche Bank, detailing... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart Oldfielde> |
None |
gemini-2.0-flash-001 |
| 55061 |
EFTA01427891.txt |
FW: J. Epstein - exit process [I] |
Zbynek Kozelsky |
none |
none |
2018-12-20 |
email |
dataset_10 |
|
This email is a forward from Zbynek Kozelsky to Andrew Gallivan regarding a meeting scheduled to... |
Business dealingsEmployment/staffing |
Andrew Gallivan |
None |
gemini-2.0-flash-001 |
| 55062 |
EFTA01427892.txt |
None |
Richard |
suspicious |
none |
2019-02-06 |
email |
dataset_10 |
|
Richard instructs Liam Osullivan to prepare a form to move the Haze Account to Southern... |
Financial transactions/money flowBusiness dealings |
Liam Osullivan <liam.osullivan@db.com> |
EFTA01427892 |
gemini-2.0-flash-001 |
| 55063 |
EFTA01427893.txt |
Account Transfer Form |
|
none |
none |
2018-03-18 |
form |
dataset_10 |
|
This document is a TD Ameritrade Account Transfer Form (TDA 190 F 03/18) used to transfer... |
Financial transactions/money flow |
— |
TDA 190 F |
gemini-2.0-flash-001 |
| 55064 |
EFTA01427901.txt |
RE: Auto Generated Margin Statement from DEUTSCHE BANK AG to SOUTHERN FINANCIAL, LLC 20190305 C |
Liam Osullivan |
none |
none |
2019-03-07 |
email |
dataset_10 |
|
This email exchange between Liam Osullivan and Richard Kahn concerns issues with auto-generated... |
Financial transactions/money flowCommunications/correspondenceBusiness dealings |
Richard Kahn |
None |
gemini-2.0-flash-001 |
| 55065 |
EFTA01427915.txt |
RM0082289 Daily Deposit Report 20190326 |
dwhpbdw-batch@db.com |
suspicious |
none |
2019-03-26 |
report |
dataset_10 |
|
This document is a daily deposit report from Deutsche Bank listing large, zero, and negative... |
Financial transactions/money flowBusiness dealings |
rm0082289@list.db.com |
RM0082289 |
gemini-2.0-flash-001 |
| 55066 |
EFTA01427920.txt |
None |
Richard Kahn < |
suspicious |
none |
2019-04-26 |
email |
dataset_10 |
|
Richard Kahn informs Stewart Oldfield that the account balances are approaching the target of... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart Oldfield <• |
EFTA01427920 |
gemini-2.0-flash-001 |
| 55067 |
EFTA01427921.txt |
RM0082289 Daily Deposit Report 20190628 |
dwhpbdw-batch@db.com |
none |
none |
2019-06-28 |
report |
dataset_10 |
|
This document is a daily deposit report from db.com for RM code 82289, dated June 28, 2019. It... |
Financial transactions/money flow |
rm0082289@list.db.com |
RM0082289 |
gemini-2.0-flash-001 |
| 55068 |
EFTA01427926.txt |
RE: Canyon requests - AIS - KCP [I] |
Stewart Oldfield |
suspicious |
possible |
2016-11-22 |
email |
dataset_10 |
|
This email chain discusses the process for handling Canyon investment requests for specific... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Daniel Sabba, Darlene Zong |
None |
gemini-2.0-flash-001 |
| 55069 |
EFTA01427932.txt |
Re: AG Preferred Deposit Accounts |
Richard Kahn |
suspicious |
none |
2017-02-07 |
email |
dataset_10 |
|
This email exchange between Richard Kahn and Cynthia Rodriguez concerns the opening of AG... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Cynthia Rodriguez |
None |
gemini-2.0-flash-001 |
| 55070 |
EFTA01427946.txt |
Depositor Information Sheet |
Deutsche Bank Aktiengesellschaft |
none |
none |
2015-08-14 |
information sheet |
dataset_10 |
|
This document is a depositor information sheet from Deutsche Bank AG, informing customers about... |
Financial transactions/money flowLegal matters/litigation |
— |
003 00000 00 DBEN 1262 GTB I 150814 |
gemini-2.0-flash-001 |
| 55071 |
EFTA01427949.txt |
RE: *** NEW JOINT BOOKRUN IPO *** XACTLY CORP (NYSE: XTLY) *** APPROVED FOR EXTERNAL DISTRIBUTION *** [C] |
Vahe Stepanian |
none |
none |
2015-06-24 |
email |
dataset_10 |
|
Vahe Stepanian confirms with Richard Kahn that he has verbally confirmed the indications for... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn |
|
gemini-2.0-flash-001 |
| 55072 |
EFTA01427957.txt |
Depositor Information Sheet |
Deutsche Bank Aktiengesellschaft |
none |
none |
2016-05-31 |
information sheet |
dataset_10 |
|
This document is a depositor information sheet from Deutsche Bank, informing customers about the... |
Financial transactions/money flowLegal matters/litigation |
— |
003 00000 00 DBEN 1294 GTB E BE 150813 |
gemini-2.0-flash-001 |
| 55073 |
EFTA01427960.txt |
Depositor Information Sheet |
Deutsche Bank Aktiengesellschaft |
none |
none |
160919 |
information sheet |
dataset_10 |
|
This document is an information sheet from Deutsche Bank AG informing customers about the... |
Financial transactions/money flowLegal matters/litigation |
Customer |
003 00000 00 DBEN 1262 GTB I |
gemini-2.0-flash-001 |
| 55074 |
EFTA01427962.txt |
Depositor Information Sheet |
Deutsche Bank Aktiengesellschaft |
none |
none |
2019-09-16 |
information sheet |
dataset_10 |
|
This document is a depositor information sheet from Deutsche Bank AG, informing customers about... |
Financial transactions/money flowLegal matters/litigation |
— |
003 00000 00 DBEN 1294 GTB E BE |
gemini-2.0-flash-001 |
| 55075 |
EFTA01427964.txt |
Deutsche Bank AG New York Branch — [Account No.] |
Deutsche Bank Wealth Management Americas |
none |
none |
2015-05-15 |
letter |
dataset_10 |
|
This letter from Deutsche Bank Wealth Management Americas informs a client about the German... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
NYC20-0108 |
gemini-2.0-flash-001 |
| 55076 |
EFTA01427967.txt |
RE: Rothschild [C] |
Tazia Smith |
none |
none |
2017-05-22 |
email |
dataset_10 |
|
This email exchange involves Richard Kahn requesting bid/ask information for 100,000 shares of... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn |
|
gemini-2.0-flash-001 |
| 55077 |
EFTA01427972.txt |
ROTH FP Equity (Rothschild & Co) |
|
none |
none |
None |
other |
dataset_10 |
|
This document describes the ownership and distribution of Bloomberg's financial services, noting... |
Business dealings |
— |
EFTA01427972 |
gemini-2.0-flash-001 |
| 55078 |
EFTA01427975.txt |
Nes LLC [I] |
Vaishali-P Mehta |
none |
none |
2017-06-15 |
email |
dataset_10 |
|
Vaishali Mehta from Deutsche Bank is asking Stewart Oldfield to complete a document to prevent... |
Business dealingsFinancial transactions/money flow |
Stewart Oldfield |
EFTA01427975 |
gemini-2.0-flash-001 |
| 55079 |
EFTA01427976.txt |
RM0082289 Dal]. De osit Report 20170711 |
|
suspicious |
none |
2017-07-11 |
report |
dataset_10 |
|
This document is a deposit report from July 11, 2017, listing large, zero, and negative balances... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 55080 |
EFTA01427977.txt |
RE: DB BK to ML [C] |
Vahe Stepanian |
none |
none |
2017-07-14 |
email |
dataset_10 |
|
Vahe Stepanian informs Richard Kahn that a DTC transfer to Merrill Lynch has been processed.... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn, Stewart Oldfield |
None |
gemini-2.0-flash-001 |
| 55081 |
EFTA01427986.txt |
None |
Richard Kahn <Mj> |
none |
none |
2017-09-01 |
email |
dataset_10 |
|
Richard Kahn instructs Vahe Stepanian to sell stock positions in GoDaddy, Santander USA,... |
Financial transactions/money flowBusiness dealings |
Vahe Stepanian |
None |
gemini-2.0-flash-001 |
| 55082 |
EFTA01427987.txt |
Trade Report 9/20/2017 |
Martin Zeman |
none |
none |
2017-09-20 |
email |
dataset_10 |
|
Martin Zeman informs Paul Barrett that a trade order has been completed. The trade involved... |
Financial transactions/money flowBusiness dealings |
Paul Barrett, Richard Kahn, Stewart Oldfield, Darren... |
EFTA01427987 |
gemini-2.0-flash-001 |
| 55083 |
EFTA01427989.txt |
Account Transactions |
|
none |
none |
2017-11-09 |
financial statement |
dataset_10 |
|
This document is a financial statement detailing account transactions, including stock purchases... |
Financial transactions/money flow |
— |
None |
gemini-2.0-flash-001 |
| 55084 |
EFTA01427991.txt |
RM0082289 Dail De osit Report 20180227 |
|
suspicious |
none |
2018-02-27 |
report |
dataset_10 |
|
This document is a daily deposit report from February 27, 2018, listing large, zero, and... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 55085 |
EFTA01427992.txt |
RE: OD - 5 days [I] |
Cynthia Rodriguez < |
none |
none |
2018-03-05 |
email |
dataset_10 |
|
This email thread discusses an overdrawn account at Deutsche Bank. Cynthia Rodriguez is awaiting... |
Financial transactions/money flowCommunications/correspondence |
Anna-Sofiya Lupolover, Stewart Oldfield < |
None |
gemini-2.0-flash-001 |
| 55086 |
EFTA01427997.txt |
Automatic reply: A le transfer to Merrill Lynch |
Stewart Oldfield |
none |
none |
2017-03-30 |
email |
dataset_10 |
|
This is an automatic reply email from Stewart Oldfield indicating he is out of the office until... |
Financial transactions/money flowCommunications/correspondence |
Richard Kahn |
EFTA01427997 |
gemini-2.0-flash-001 |
| 55087 |
EFTA01428002.txt |
RE: MBLY Tender [C] [I] |
Vahe Stepanian |
none |
none |
2017-05-15 |
email |
dataset_10 |
|
This email chain discusses the MBLY tender offer and its implications for Southern Financial,... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart Oldfield |
EFTA01428002.txt |
gemini-2.0-flash-001 |
| 55088 |
EFTA01428007.txt |
Re: Rothschild [C] |
Richard Kahn |
none |
none |
2017-05-23 |
email |
dataset_10 |
|
Richard Kahn is attempting to get a quote from Deutsche Bank for a large block trade of... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Tazia Smith, Delores Rubin, Stewart Oldfield, Vahe... |
None |
gemini-2.0-flash-001 |
| 55089 |
EFTA01428020.txt |
RE: Rothschild - Bein shown an offer! [C] |
Tazia Smith |
none |
none |
2017-06-01 |
email |
dataset_10 |
|
This email chain discusses the efforts to buy 100,000 shares of Rothschild & Co SCA for Richard... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn, Delores Rubin |
None |
gemini-2.0-flash-001 |
| 55090 |
EFTA01428047.txt |
RM0082289 Daily Deposit Report 20170606 |
pbrd_admin@list.db.com |
suspicious |
none |
2017-06-06 |
report |
dataset_10 |
|
This document is a daily deposit report from 2017 that lists accounts with large, zero, and... |
Financial transactions/money flow |
ACCT |
RM0082289 |
gemini-2.0-flash-001 |
| 55091 |
EFTA01428053.txt |
New Time Proposed: Epstein discussion [I] |
Daniel-E Kaiser |
suspicious |
possible |
2017-07-10 |
email |
dataset_10 |
|
Daniel-E Kaiser is emailing Stewart Oldfield to reschedule a meeting to discuss 'Epstein'... |
Communications/correspondenceBusiness dealings |
Stewart Oldfield |
EFTA01428053 |
gemini-2.0-flash-001 |
| 55092 |
EFTA01428054.txt |
RE: Epstein tradin meetin [I] |
Matt Glassman |
suspicious |
none |
2017-07-19 |
email |
dataset_10 |
|
This email chain discusses rescheduling a meeting related to 'Epstein trading' to August 9th or... |
Business dealingsCommunications/correspondence |
Stewart Oldfield |
EFTA01428054 |
gemini-2.0-flash-001 |
| 55093 |
EFTA01428130.txt |
FW: RM0082289 Daily Deposit Report 20180320 [I] |
Robert Dicerbo |
none |
none |
2018-04-02 |
email |
dataset_10 |
|
This email thread discusses a request for a daily deposit report for CDs. It includes a report... |
Financial transactions/money flowCommunications/correspondence |
Stewart Oldfield |
RM0082289 |
gemini-2.0-flash-001 |
| 55094 |
EFTA01428135.txt |
RM0082289 Daily Deposit Report 20180719 |
dwhpbdw-batch@db.com |
none |
none |
2018-07-19 |
email |
dataset_10 |
|
This email contains a daily deposit report listing account balances for various entities,... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 55095 |
EFTA01428137.txt |
2018 Periodic Review of High Risked Accounts Southern Trust Company, Inc (GCIS#483883), Epstein, Jeffrey E. (GCIS#483289) and Zorro Management, LLC (GCIS#550331) under the SOUTHERN FINANCIAL RELATIONSHIP |
Vijay-A Sawant |
suspicious |
none |
2018-07-30 |
email |
dataset_10 |
|
This email from Vijay Sawant at Deutsche Bank requests information and documentation for the... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Bradley Gillin, Stewart Oldfield |
GCIS#483883, GCIS#483289, GCIS#550331 |
gemini-2.0-flash-001 |
| 55096 |
EFTA01428140.txt |
AML/KYC Checklist |
Vijay Sawant (inferred from 'Completed by') |
suspicious |
none |
7/26/2018 |
checklist |
dataset_10 |
|
This document is an AML/KYC checklist outlining the due diligence process for various entity... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
EFTA01428140 |
gemini-2.0-flash-001 |
| 55097 |
EFTA01428153.txt |
Certification of beneficial owner(s) |
|
none |
none |
None |
form |
dataset_10 |
|
This document is a certification form for beneficial owners of a legal entity opening an account... |
Financial transactions/money flowLegal matters/litigation |
— |
WM189666 026819.051318 |
gemini-2.0-flash-001 |
| 55098 |
EFTA01428156.txt |
AML/KYC Documentation Checklist |
|
suspicious |
none |
1/27/2018 |
checklist |
dataset_10 |
|
This document is an AML/KYC checklist outlining required documentation for various entity types.... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
EFTA01428156 |
gemini-2.0-flash-001 |
| 55099 |
EFTA01428169.txt |
RM0082289 Daily Deposit Report 20180310 |
dwhpbdw-batch@db.com |
none |
none |
2018-03-10 |
email |
dataset_10 |
|
This email contains a daily deposit report from db.com, listing account balances for Jeffrey... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 55100 |
EFTA01428176.txt |
RM0082289 Daily Deposit Report 20161130 |
dwhpbdw-batch@db.com |
suspicious |
none |
2016-11-30 |
report |
dataset_10 |
|
This document is a daily deposit report from Deutsche Bank listing large, zero, and negative... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |