| 56101 |
EFTA01435312.txt |
RE: Rated Infrastructure Notes (RIN) II |
Vahe Stepanian |
none |
none |
2018-04-02 |
email |
dataset_10 |
|
This email exchange between Vahe Stepanian of Deutsche Bank and Paul Barrett of Alpha Group... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paul Barrett, Stewart Oldfield |
None |
gemini-2.0-flash-001 |
| 56102 |
EFTA01435320.txt |
Re: Invitation: Frieze New York preview day - May 2, 2018 |
Stewart Oldfield |
none |
none |
2018-05-01 |
email |
dataset_10 |
|
Stewart Oldfield invites Paul Barrett to the Frieze New York preview day on behalf of Deutsche... |
Communications/correspondenceBusiness dealings |
Paul Barrett |
EFTA01435320.txt |
gemini-2.0-flash-001 |
| 56103 |
EFTA01435323.txt |
RE: Inquiry Regarding Account 147864 - DUE MAY 17 [I] |
Amlcompliance Inquiries |
suspicious |
possible |
2018-05-11 |
email |
dataset_10 |
|
This email exchange between Deutsche Bank's AML compliance team and Stewart Oldfield concerns an... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart Oldfield |
|
gemini-2.0-flash-001 |
| 56104 |
EFTA01435326.txt |
Fw: short crude vol strate y - follow-up analysis [I] |
Paul Morris |
none |
none |
2015-02-05 |
email |
dataset_10 |
|
This email chain discusses the performance of a short crude vol strategy implemented for Jeffrey... |
Financial transactions/money flowBusiness dealings |
Stewart Oldfield |
None |
gemini-2.0-flash-001 |
| 56105 |
EFTA01435329.txt |
Re: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP [I] |
Stewart Oldfield |
suspicious |
possible |
2018-11-15 |
email_chain |
dataset_10 |
|
This email chain discusses pending KYC rejection cases related to the Southern Financial... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Mayur Rathod |
EFTA01435329.txt |
gemini-2.0-flash-001 |
| 56106 |
EFTA01435339.txt |
RE: Follow Up - Caterpillar Trust [I] |
Stewart Oldfield |
none |
none |
2019-04-05 |
email |
dataset_10 |
|
This email exchange discusses the processing of a check payable to Leslie from the Caterpillar... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Brigid Macias <brigid.macias@db.com>, Natalie Barak... |
EFTA01435339.txt |
gemini-2.0-flash-001 |
| 56107 |
EFTA01435343.txt |
Re: Swift and IBAN [C] |
Bella Klein |
none |
none |
2019-01-14 |
email |
dataset_10 |
|
This email exchange revolves around verifying the SWIFT and IBAN codes for a wire transfer to... |
Financial transactions/money flowCommunications/correspondence |
Brigid Macias |
None |
gemini-2.0-flash-001 |
| 56108 |
EFTA01435350.txt |
Assistance Required in Rejection of KYC Case#01977698 |
Vijay-A Sawant |
suspicious |
none |
2018-09-24 |
email |
dataset_10 |
|
This email requests assistance in resolving a rejection point in a KYC case, specifically... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Bradley Gillin, Stewart Oldfield |
01977698 |
gemini-2.0-flash-001 |
| 56109 |
EFTA01435353.txt |
Due diligence research on Karyna Shuliak |
Priyanka Sharma, Research Analyst |
suspicious |
possible |
09/04/2018 |
report |
dataset_10 |
|
This document is a due diligence report on Karyna Shuliak, conducted by PWM BIS-RESEARCH. The... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
|
gemini-2.0-flash-001 |
| 56110 |
EFTA01435366.txt |
Re: wiring limit |
Richard Kahn |
none |
none |
2018-10-11 |
email |
dataset_10 |
|
Richard Kahn of HBRK Associates Inc. requests an increase in their daily wire transfer limit... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Iarossi |
|
gemini-2.0-flash-001 |
| 56111 |
EFTA01435372.txt |
image001.jpg |
|
none |
none |
None |
other |
dataset_10 |
|
This document contains metadata for a JPEG image file named 'image001.jpg'. It describes... |
|
— |
EFTA01435372 |
gemini-2.0-flash-001 |
| 56112 |
EFTA01435373.txt |
|
Stewart Oldfield |
none |
none |
2018-08-31 |
email |
dataset_10 |
|
This is an email from Stewart Oldfield to Bella, dated August 31, 2018. The email appears to be... |
Communications/correspondence |
Bella |
EFTA01435373 |
gemini-2.0-flash-001 |
| 56113 |
EFTA01435374.txt |
Re: Euro purchase JE acc xxx 9691 |
Richard Kahn |
suspicious |
possible |
2019-04-10 |
email |
dataset_10 |
|
This email chain discusses the purchase of Euros from Deutsche Bank. Bella Klein requests a... |
Financial transactions/money flowTravel/logisticsBusiness dealings |
Brigid Macias <brigid.macias@db.com> |
|
gemini-2.0-flash-001 |
| 56114 |
EFTA01435379.txt |
RE: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP [I] |
Bradley Gillin <bradley.gillin@db.com> |
suspicious |
possible |
2018-11-15 |
email |
dataset_10 |
|
This email chain discusses pending responses and rejection cases related to KYC compliance for... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Mayur Rathod <mayur.rathod@db.com>, Stewart Oldfield |
01983253, 01977699 |
gemini-2.0-flash-001 |
| 56115 |
EFTA01435388.txt |
Re: 2 bank accounts closing [C] |
Richard Kahn |
suspicious |
possible |
2018-11-29 |
email |
dataset_10 |
|
This email chain discusses the closing of two bank accounts at Deutsche Bank, one of which is... |
Financial transactions/money flowBusiness dealings |
Richard Iarossi, Bradley Gillin, Bella Klein, Darren... |
EFTA01435388.txt |
gemini-2.0-flash-001 |
| 56116 |
EFTA01435391.txt |
RE: Assistance Required in solving rejection points on KYC Case#01946825 [I] |
Vijay-A Sawant <vijay-a.sawant@db.com> |
suspicious |
possible |
2018-09-04 |
email |
dataset_10 |
|
This email chain discusses the challenges in resolving KYC rejection points for Prytanee LLC, a... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart Oldfield |
01946825 |
gemini-2.0-flash-001 |
| 56117 |
EFTA01435412.txt |
RE: Partial Call [C] |
Liam Osullivan <liam.osullivan@db.com> |
none |
none |
2018-10-10 |
email |
dataset_10 |
|
Liam Osullivan informs Paul Barrett about a partial call on the JPM Float PERP and provides... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paul Barrett |
|
gemini-2.0-flash-001 |
| 56118 |
EFTA01435422.txt |
EPSTEIN Account Transactions |
|
none |
none |
11/20/2017 |
financial sheet |
dataset_10 |
|
This document is a financial sheet listing the transactions of the EPSTEIN account between... |
Financial transactions/money flow |
— |
None |
gemini-2.0-flash-001 |
| 56119 |
EFTA01435423.txt |
RE: Gratitude [I] |
Emily Craig <emily.craig@db.com> |
suspicious |
none |
2018-11-30 |
email |
dataset_10 |
|
This document is a series of emails discussing KYC compliance issues for various clients of... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Stewart Oldfield |
None |
gemini-2.0-flash-001 |
| 56120 |
EFTA01435433.txt |
Re: Thank you, |
M |
none |
none |
2019-03-20 |
email |
dataset_10 |
|
M is emailing Bella Klein to inquire about the status of a wire transfer and offers to contact... |
Financial transactions/money flowCommunications/correspondence |
Bella Klein |
EFTA01435433 |
gemini-2.0-flash-001 |
| 56121 |
EFTA01435434.txt |
Re: Frieze New York Preview - May 1, 2019 |
Stewart Oldfield |
none |
none |
2019-03-25 |
email |
dataset_10 |
|
Stewart Oldfield from Deutsche Bank Wealth Management invites Paul Barrett to a VIP preview of... |
Business dealingsCommunications/correspondenceTravel/logistics |
Paul Barrett |
EFTA01435434 |
gemini-2.0-flash-001 |
| 56122 |
EFTA01435440.txt |
Re: WheelTu Introduction and Follow-up |
Paul Barrett |
none |
none |
2018-08-25 |
email |
dataset_10 |
|
This email chain involves an introduction between Paul Barrett of Alpha Group Capital LLC and... |
Business dealingsCommunications/correspondence |
Isaiah Cox |
EFTA01435440.txt |
gemini-2.0-flash-001 |
| 56123 |
EFTA01435443.txt |
RE: CIO Registration Updates [I] |
Stewart Oldfield |
none |
none |
2019-01-16 |
email |
dataset_10 |
|
This email exchange between Stewart Oldfield and Ana A Zamora concerns client registration for a... |
Business dealingsCommunications/correspondence |
Ana A Zamora <ana.a.zamora@db.com> |
None |
gemini-2.0-flash-001 |
| 56124 |
EFTA01435447.txt |
Re: 2018 Periodic Review of Accts NES, LLC (GCIS#487265), Plan D, LLC (GCIS#487219), The Haze Trust (GCIS#486428) & The 2007 Jeffrey E. Epstein Insurance Trust#3 (GCIS#487199) under the SOUTHERN FINANCIAL RELATIONSHIP [I] |
Vijay-A Sawant |
suspicious |
none |
2018-08-24 |
email |
dataset_10 |
|
This email from Deutsche Bank's KYC team requests clarification and documentation related to the... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart Oldfield, Richard Iarossi |
GCIS#487265, GCIS#487219, GCIS#486428, GCIS#487199 |
gemini-2.0-flash-001 |
| 56125 |
EFTA01435452.txt |
Certificate of Existence |
Osbert E. Potter, Lieutenant Governor of the Virgin Islands |
none |
none |
2018-09-13 |
Certificate |
dataset_10 |
|
This document is a Certificate of Existence issued by the Lieutenant Governor of the Virgin... |
Business dealingsLegal matters/litigation |
— |
None |
gemini-2.0-flash-001 |
| 56126 |
EFTA01435453.txt |
Attached is what I have, expecting others next week |
Bella Klein |
none |
none |
2018-09-14 |
email |
dataset_10 |
|
Bella Klein sent an email on September 14, 2018, with an attachment and mentioned that she... |
Communications/correspondence |
— |
EFTA01435453 |
gemini-2.0-flash-001 |
| 56127 |
EFTA01435475.txt |
RE: 2018 Periodic Review of High Risked Accounts Southern Trust Company, Inc (GCIS#483883), Epstein, Jeffrey E. (GCIS#483289) and Zorro Management, LLC (GCIS#550331) under the SOUTHERN FINANCIAL RELATIONSHIP [I] [C] |
Bradley Gillin |
suspicious |
none |
2018-09-24 |
email |
dataset_10 |
|
This email chain details the KYC process for high-risk accounts associated with Southern Trust... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Vijay-A Sawant, Stewart Oldfield |
KYC# 01977695 |
gemini-2.0-flash-001 |
| 56128 |
EFTA01435482.txt |
Certificate of Existence |
Osbert E. Potter, Lieutenant Governor of the Virgin Islands |
none |
none |
2018-09-13 |
certificate |
dataset_10 |
|
This document is a Certificate of Existence issued by the Lieutenant Governor of the Virgin... |
Business dealingsLegal matters/litigation |
— |
EFTA01435482 |
gemini-2.0-flash-001 |
| 56129 |
EFTA01435483.txt |
Fundraising Information |
|
none |
none |
2015 |
other |
dataset_10 |
|
The document outlines a fundraising effort targeting 250 in Fall 2015, with the Bank of... |
Financial transactions/money flowReal estate/propertiesBusiness dealings |
— |
EFTA01435483 |
gemini-2.0-flash-001 |
| 56130 |
EFTA01435485.txt |
Job Inquiry |
Matt Pryde |
none |
none |
2014 |
other |
dataset_10 |
|
Matt Pryde, a Penn State finance major, is seeking job opportunities after completing an... |
Employment/staffingBusiness dealings |
— |
EFTA01435485 |
gemini-2.0-flash-001 |
| 56131 |
EFTA01435488.txt |
Works w/ DB Drew Goldman Head ofRE Group |
|
none |
none |
2015-09-08 |
other |
dataset_10 |
|
The document describes 54 Madison Partners, a private real estate equity investment firm, its... |
Business dealingsReal estate/propertiesFinancial transactions/money flow |
— |
EFTA01435488 |
gemini-2.0-flash-001 |
| 56132 |
EFTA01435490.txt |
Investment Administration |
Barbara Sommars |
none |
none |
2015-07-15 |
email |
dataset_10 |
|
This document is an email providing contact information for Barbara Sommars and other... |
Communications/correspondenceEmployment/staffing |
Emili, Milo, onzalez M-e e-lo, Gosha Zandt, Pat Walters,... |
EFTA01435490 |
gemini-2.0-flash-001 |
| 56133 |
EFTA01435492.txt |
Introduction of Renee M. Noto |
Roger Bulluch |
none |
none |
None |
other |
dataset_10 |
|
This document is an introduction of Renee M. Noto from Brightstar Capital Partners by Roger... |
Business dealingsCommunications/correspondence |
— |
EFTA01435492 |
gemini-2.0-flash-001 |
| 56134 |
EFTA01435499.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document provides contact information for Phillip S. Shefter, Director, Capital Markets at... |
|
— |
EFTA01435499 |
gemini-2.0-flash-001 |
| 56135 |
EFTA01435502.txt |
RE: Fwd: DB: Foreign demand for US credit weakening |
Martin Zeman |
none |
none |
2018-03-01 |
email |
dataset_10 |
|
Martin Zeman is arranging a call between Torsten Slok and Paul Barrett to discuss the weakening... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Torsten Slok, Xavier Avila, Stewart Oldfield |
|
gemini-2.0-flash-001 |
| 56136 |
EFTA01435505.txt |
Re: Call with our Muni desk - [I] |
Stewart Oldfield |
suspicious |
none |
2017-10-19 |
email |
dataset_10 |
|
Stewart Oldfield asks Martin Zeman to cancel a call with the muni desk because deposits are... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Martin Zeman, Paul Barrett |
EFTA01435505 |
gemini-2.0-flash-001 |
| 56137 |
EFTA01435507.txt |
RE: Any additional responses for Thursday's lunch? [I] |
Stewart Oldfield |
none |
none |
2017-10-24 |
email |
dataset_10 |
|
Stewart Oldfield responds to Sarah Rafferty's email regarding attendance for a Thursday lunch,... |
Communications/correspondenceBusiness dealings |
Sarah Rafferty |
None |
gemini-2.0-flash-001 |
| 56138 |
EFTA01435509.txt |
Xmas cards - updated addresses |
Stewart Oldfield |
none |
none |
2017-12-18 |
email |
dataset_10 |
|
Stewart Oldfield sent an email to Bonnie and Merrins regarding updated addresses for Christmas... |
Communications/correspondence |
Bonnie, Merrins |
EFTA01435509 |
gemini-2.0-flash-001 |
| 56139 |
EFTA01435510.txt |
FW: Annual Review I |
Cynthia Rodriguez |
suspicious |
none |
2017-08-22 |
email |
dataset_10 |
|
Cynthia Rodriguez from Deutsche Bank is requesting KYC information for trust beneficiaries,... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart Oldfield |
None |
gemini-2.0-flash-001 |
| 56140 |
EFTA01435514.txt |
Re: [/] Trade Idea: Tax Reform Pure-Play / Long-Short Basket Pair [C] |
Paul Barrett <a |
none |
none |
2017-09-26 |
email |
dataset_10 |
|
Paul Barrett responds to Martin Zeman's email regarding a trade idea related to US Tax Reform,... |
Financial transactions/money flowBusiness dealings |
Martin Zeman |
EFTA01435514.txt |
gemini-2.0-flash-001 |
| 56141 |
EFTA01435519.txt |
FW: Southern Financial - Client Confirmation [C] |
Martin Zeman |
suspicious |
none |
2018-03-22 |
email |
dataset_10 |
|
This email chain discusses the onboarding of Southern Financial for trading in credit... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart Oldfield |
None |
gemini-2.0-flash-001 |
| 56142 |
EFTA01435525.txt |
RE: 9am ET Call - Postpone? |
Vahe Stepanian |
none |
none |
2018-04-09 |
email |
dataset_10 |
|
Vahe Stepanian from Deutsche Bank is following up with Paul Barrett from Alpha Group Capital to... |
Business dealingsCommunications/correspondence |
Paul Barrett |
None |
gemini-2.0-flash-001 |
| 56143 |
EFTA01435529.txt |
Inquiry Regardin |
Stewart Oldfield |
suspicious |
none |
2018-05-10 |
email |
dataset_10 |
|
Stewart Oldfield from Deutsche Bank is requesting information from Richard Kahn regarding... |
Financial transactions/money flowCommunications/correspondenceLegal matters/litigation |
Richard Kahn |
|
gemini-2.0-flash-001 |
| 56144 |
EFTA01435531.txt |
Client Conference Call with CEO Christian Sewing: Deutsche Bank in
the news - June 1 @ 1pm ET |
Stewart Oldfield |
none |
none |
2018-05-31 |
email |
dataset_10 |
|
Stewart Oldfield is inviting Paul Barrett and Rich to a client conference call with Deutsche... |
Business dealingsCommunications/correspondenceFinancial transactions/money flow |
Paul Barrett |
EFTA01435531 |
gemini-2.0-flash-001 |
| 56145 |
EFTA01435533.txt |
Deutsche Bank in the news |
|
none |
none |
2018-06-01 |
other |
dataset_10 |
|
This document announces a conference call hosted by Deutsche Bank's CEO, Christian Sewing, to... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
— |
1580766 |
gemini-2.0-flash-001 |
| 56146 |
EFTA01435534.txt |
Trade Details --> 7/25/18 /
Naspers [C] |
Liam Osullivan |
none |
none |
2018-07-25 |
email |
dataset_10 |
|
Liam O'Sullivan from DB Securities Inc. informs Paul Barrett about the sale of 2,000 shares of... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paul Barrett, Richard Kahn |
None |
gemini-2.0-flash-001 |
| 56147 |
EFTA01435536.txt |
RE:
Overdraft |
Cynthia Rodriguez |
none |
none |
2018-03-08 |
email |
dataset_10 |
|
Cynthia Rodriguez from Deutsche Bank is emailing Bella Klein to inform her that an account is... |
Financial transactions/money flowCommunications/correspondence |
Bella Klein |
EFTA01435536 |
gemini-2.0-flash-001 |
| 56148 |
EFTA01435538.txt |
DO NOT FORWARD: Brad, can you give me an urgent call re Jeffrey Epstein? |
Joshua Shoshan <joshua.shoshan@db.com> |
suspicious |
possible |
2018-03-22 |
email |
dataset_10 |
|
Joshua Shoshan urgently requests information from Bradley Gillin regarding Jeffrey Epstein's... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Bradley Gillin |
|
gemini-2.0-flash-001 |
| 56149 |
EFTA01435542.txt |
Re: Welcome to Deutsche Bank Research — |
Stewart Oldfield |
none |
none |
2017-09-21 |
email |
dataset_10 |
|
This email chain involves Stewart Oldfield from Deutsche Bank responding to Paul Barrett... |
Communications/correspondenceBusiness dealings |
Paul Barrett |
EFTA01435542 |
gemini-2.0-flash-001 |
| 56150 |
EFTA01435548.txt |
FW: [DAT#80696] RE: Southern Financial LLC Amendment[C] |
Martin Zeman <MI |
none |
none |
2017-10-24 |
email |
dataset_10 |
|
Martin Zeman sends Paul Barrett a signed copy of an amendment for Southern Financial LLC, noting... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paul Barrett (S |
DAT#80696 |
gemini-2.0-flash-001 |
| 56151 |
EFTA01435564.txt |
Re: Indicative R/R on 10Y US rates |
Paul Barrett |
none |
none |
2017-12-06 |
email |
dataset_10 |
|
Paul Barrett inquires about the collateral on the short leg of a financial transaction. Martin... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Martin Zeman |
None |
gemini-2.0-flash-001 |
| 56152 |
EFTA01435567.txt |
RE: Fwd: DB: Forei n demand for US credit weakening |
Torsten Slok |
none |
none |
2018-03-01 |
email |
dataset_10 |
|
The email chain discusses arranging a call between Torsten Slok and Paul Barrett to discuss the... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Martin Zeman, Xavier Avila, Stewart Oldfield |
EFTA01435567 |
gemini-2.0-flash-001 |
| 56153 |
EFTA01435570.txt |
Re: DB Client Lunch: Cybercrime and Security with CIA Chief Information Security Officer - Oct. 26th, NYC |
Paul Barrett < |
none |
none |
2017-10-12 |
email |
dataset_10 |
|
Paul Barrett confirms his attendance to a lunch event focused on cybercrime and geopolitical... |
Business dealingsCommunications/correspondenceFinancial transactions/money flow |
Stewart Oldfield |
None |
gemini-2.0-flash-001 |
| 56154 |
EFTA01435572.txt |
SACA agreement, Paul. |
Martin Zeman |
none |
none |
2017-10-27 |
email |
dataset_10 |
|
Martin Zeman from Deutsche Bank sent an email to Paul Barrett with the subject "SACA agreement,... |
Business dealingsCommunications/correspondenceFinancial transactions/money flow |
Paul Barrett |
EFTA01435572 |
gemini-2.0-flash-001 |
| 56155 |
EFTA01435594.txt |
Argentina Long Dated Bonds EUR XCCY |
Xavier Avila <xavier.avila@db.com> |
none |
none |
2018-04-10 |
email |
dataset_10 |
|
Xavier Avila from Deutsche Bank sent an email to Paul Barrett discussing Argentina Long Dated... |
Financial transactions/money flowBusiness dealings |
Paul Barrett <~~~> |
None |
gemini-2.0-flash-001 |
| 56156 |
EFTA01435597.txt |
USDARS NDF confirmation [C] |
Liam Osullivan |
none |
none |
2018-05-08 |
email |
dataset_10 |
|
Liam O'Sullivan from DB Securities Inc confirms a currency exchange transaction to Paul Barrett... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paul Barrett, Richard Kahn |
|
gemini-2.0-flash-001 |
| 56157 |
EFTA01435599.txt |
Fw: Reg E Disclosure [I] |
Paul Morris |
suspicious |
none |
2014-03-04 |
email |
dataset_10 |
|
This email chain involves Richard Kahn inquiring about the pricing of a euro purchase and... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Amanda Kirby |
EFTA01435599.txt |
gemini-2.0-flash-001 |
| 56158 |
EFTA01435603.txt |
2Y 2slOs Curve Cap Confirmation |
Davide-A Sferrazza |
none |
none |
2018-06-01 |
email |
dataset_10 |
|
This email from Davide Sferrazza at Deutsche Bank confirms a US curve cap transaction with Paul... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paul Barrett, Richard Kahn |
None |
gemini-2.0-flash-001 |
| 56159 |
EFTA01435612.txt |
Re: Have you spoken to Paul Barrett about Harvest? [I] |
Stewart Oldfield |
none |
none |
2018-01-24 |
email |
dataset_10 |
|
Stewart Oldfield and Vahe Stepanian are discussing Harvest and whether Oldfield has spoken to... |
Business dealingsFinancial transactions/money flowCommunications/correspondence |
Vahe Stepanian |
EFTA01435612.txt |
gemini-2.0-flash-001 |
| 56160 |
EFTA01435615.txt |
RE: DB New York Acct |
Cynthia Rodriguez |
none |
none |
2018-03-06 |
email |
dataset_10 |
|
Cynthia Rodriguez from Deutsche Bank sends account opening documents for the DB New York account... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn |
None |
gemini-2.0-flash-001 |
| 56161 |
EFTA01435621.txt |
RE: Harvest Collateral Yield Enhancement Strategy |
Stewart Oldfield |
none |
none |
2017-10-10 |
email |
dataset_10 |
|
This email from Andrew King at Deutsche Bank Securities Inc. to Steve (and forwarded by Stewart... |
Financial transactions/money flowBusiness dealings |
Andrew King, Paul Barrett |
EFTA01435621.txt |
gemini-2.0-flash-001 |
| 56162 |
EFTA01435623.txt |
RE: MIFID II & research - access to portal for clients [I] |
Stewart Oldfield |
none |
none |
2017-10-31 |
email |
dataset_10 |
|
Stewart Oldfield responds to Sheffali Welch's request for a list of clients who need access to... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Sheffali Welch |
EFTA01435623 |
gemini-2.0-flash-001 |
| 56163 |
EFTA01435656.txt |
RE: Trade Details --> 7 25 18
Naspers [C] |
Liam Osullivan |
none |
none |
2018-07-25 |
email |
dataset_10 |
|
Liam O'Sullivan from DB Securities Inc. sent an email to Paul Barrett confirming the details of... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paul Barrett, Richard Kahn |
None |
gemini-2.0-flash-001 |
| 56164 |
EFTA01435660.txt |
RE: EURUSD Option confirmation |
Stewart Oldfield |
none |
none |
2017-11-20 |
email |
dataset_10 |
|
This email chain confirms a EURUSD option trade between Deutsche Bank and Paul Barrett. It also... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Martin Zeman, Paul Barrett, Richard Kahn |
|
gemini-2.0-flash-001 |
| 56165 |
EFTA01435663.txt |
Re: RIN follow up |
Stewart Oldfield |
none |
none |
2018-04-16 |
email |
dataset_10 |
|
Stewart Oldfield from Deutsche Bank is following up with Paul Barrett from Alpha Group Capital... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paul Barrett |
|
gemini-2.0-flash-001 |
| 56166 |
EFTA01435668.txt |
AML/KYC Documentation Checklist |
|
suspicious |
none |
5/23/2018 |
Checklist |
dataset_10 |
|
This document is an AML/KYC checklist outlining required documentation for various entity types.... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
EFTA01435668 |
gemini-2.0-flash-001 |
| 56167 |
EFTA01435682.txt |
FW: Nicholas Ribis check 1148 |
Stewart Oldfield |
suspicious |
none |
2018-07-03 |
email |
dataset_10 |
|
This email chain documents the deposit and clearance of a check from Nicholas Ribis. The emails... |
Financial transactions/money flowCommunications/correspondence |
Bradley Gillin |
|
gemini-2.0-flash-001 |
| 56168 |
EFTA01435685.txt |
RE: DB FX trade idea: EURZAR-USDZAR correlation swap |
Xavier Avila |
none |
none |
2017-12-05 |
email |
dataset_10 |
|
This email chain discusses potential FX trade ideas, specifically correlation swaps involving... |
Financial transactions/money flowBusiness dealings |
Paul Barrett |
|
gemini-2.0-flash-001 |
| 56169 |
EFTA01435693.txt |
RE: Launched: [13.01% p.a. Callable Yield Note with Contingent Coupon |
Martin Zeman <~MIEM> |
none |
none |
2018-02-07 |
email |
dataset_10 |
|
This email discusses the launch of a 2-year Callable Yield Note with Contingent Coupons issued... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paul Barrett, Stewart Oldfield, Xavier Avila <a, Vahe... |
None |
gemini-2.0-flash-001 |
| 56170 |
EFTA01435700.txt |
RE: Harvest Collateral Yield Enhancement Strategy |
Stewart Oldfield |
none |
none |
2017-10-10 |
email |
dataset_10 |
|
This email chain discusses the Harvest Collateral Yield Enhancement Strategy. Andrew King from... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Andrew King |
|
gemini-2.0-flash-001 |
| 56171 |
EFTA01435703.txt |
Any additional responses for Thursday's lunch? [I] |
Sarah Rafferty |
none |
none |
2017-10-24 |
email |
dataset_10 |
|
Sarah Rafferty from Deutsche Bank sent an email to Stewart Oldfield inquiring about additional... |
Business dealingsCommunications/correspondenceEmployment/staffing |
Stewart Oldfield |
EFTA01435703 |
gemini-2.0-flash-001 |
| 56172 |
EFTA01435705.txt |
RE: discretionary portfolio mgmt |
Paul Barrett <M |
none |
none |
2017-10-26 |
email |
dataset_10 |
|
Paul Barrett of Alpha Group Capital is interested in Deutsche Bank's discretionary portfolio... |
Business dealingsFinancial transactions/money flowCommunications/correspondence |
Stewart Oldfield |
None |
gemini-2.0-flash-001 |
| 56173 |
EFTA01435708.txt |
RE: Rated Infrastructure Notes (RIN) II |
Vahe Stepanian |
none |
none |
2018-04-02 |
email |
dataset_10 |
|
Vahe Stepanian from Deutsche Bank is following up with Paul Barrett and Stewart Oldfield to... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paul Barrett, Stewart Oldfield |
None |
gemini-2.0-flash-001 |
| 56174 |
EFTA01435714.txt |
Frieze New York Celebration Dinner - Tuesday May 1, 7pm |
Stewart Oldfield <M |
none |
none |
2018-04-18 |
email |
dataset_10 |
|
Stewart Oldfield invites Paul Barrett and Randi to a celebration dinner before the Frieze fair,... |
Business dealingsCommunications/correspondence |
Paul Barrett |
|
gemini-2.0-flash-001 |
| 56175 |
EFTA01435716.txt |
RE: RIN follow up |
Paul Barrett |
none |
none |
2018-04-20 |
email |
dataset_10 |
|
Paul Barrett from Alpha Group Capital LLC is following up with Vahe Stepanian and Stewart... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vahe Stepanian |
EFTA01435716.txt |
gemini-2.0-flash-001 |
| 56176 |
EFTA01435723.txt |
USDBRL Idea/Axe |
Martin Zeman < |
none |
none |
2018-06-04 |
email |
dataset_10 |
|
Martin Zeman from Deutsche Bank Wealth Management is recommending a trade involving USDBRL... |
Financial transactions/money flowBusiness dealings |
Paul Barrett ( |
|
gemini-2.0-flash-001 |
| 56177 |
EFTA01435725.txt |
Re: Euros from acc xxxx9691 |
Bella Klein |
suspicious |
possible |
2018-06-18 |
email |
dataset_10 |
|
Bella Klein requests Rodney Macelus at Deutsche Bank to purchase 6200 Euros in specific... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Rodney Macelus, Stewart Oldfield, Bradley Gillin, Richard Kahn |
EFTA01435725 |
gemini-2.0-flash-001 |
| 56178 |
EFTA01435741.txt |
RE: DB - Harvest Collateral Yield Enhancement Strategy [I] [C] |
Andrew King |
none |
none |
2018-02-22 |
email |
dataset_10 |
|
This email chain discusses the DB Harvest Collateral Yield Enhancement Strategy, with Andrew... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vahe Stepanian, Stewart Oldfield |
None |
gemini-2.0-flash-001 |
| 56179 |
EFTA01435747.txt |
RE: Invitation: Frieze New York preview day - May 2, 2018 |
Stewart Oldfield |
none |
none |
2018-03-12 |
email |
dataset_10 |
|
Stewart Oldfield from Deutsche Bank invites Paul Barrett from Alpha Group Capital LLC to the... |
Business dealingsCommunications/correspondencePersonal relationships |
Paul Barrett |
EFTA01435747 |
gemini-2.0-flash-001 |
| 56180 |
EFTA01435750.txt |
RE: intros |
Baxter Wasson |
none |
none |
2018-04-17 |
email |
dataset_10 |
|
This email chain documents an introduction between Paul Barrett, who is seeking funding for his... |
Business dealingsFinancial transactions/money flowCommunications/correspondence |
Paul Barrett, Stewart Oldfield |
EFTA01435750.txt |
gemini-2.0-flash-001 |
| 56181 |
EFTA01435754.txt |
Frieze registrations [I] |
Sarah Rafferty |
none |
none |
2019-04-15 |
email |
dataset_10 |
|
This email from Sarah Rafferty to Stewart Oldfield lists individuals registered for various... |
Business dealingsCommunications/correspondenceTravel/logistics |
Stewart Oldfield |
None |
gemini-2.0-flash-001 |
| 56182 |
EFTA01435772.txt |
RE: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP [I] |
Mayur Rathod < |
suspicious |
possible |
2018-11-01 |
email_chain |
dataset_10 |
|
This email chain discusses pending KYC rejection cases for several entities, including J.... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart Oldfield |
None |
gemini-2.0-flash-001 |
| 56183 |
EFTA01435788.txt |
CERTIFICATION OF GOOD STANDING |
Director, Division of Corporation and Trademarks |
none |
none |
2018-09-13 |
certification |
dataset_10 |
|
This document is a Certification of Good Standing issued by the United States Virgin Islands... |
Business dealings |
— |
EFTA01435788 |
gemini-2.0-flash-001 |
| 56184 |
EFTA01435789.txt |
Certification of Incorporation for JEGE, INC. |
JEFFREY W. BULLOCK, SECRETARY OF STATE OF THE STATE OF DELAWARE |
none |
none |
2018-08-22 |
Certificate |
dataset_10 |
|
This document is a certificate from the Delaware Secretary of State, Jeffrey W. Bullock,... |
Business dealings |
— |
3284812 8300 |
gemini-2.0-flash-001 |
| 56185 |
EFTA01435790.txt |
Certification of NES, LLC |
Brendan W. Fitzgerald, Executive Deputy Secretary of State |
none |
none |
2018-08-21 |
official communication |
dataset_10 |
|
This document is a certification from the New York Department of State confirming the existence... |
Legal matters/litigationBusiness dealings |
— |
201808220482 |
gemini-2.0-flash-001 |
| 56186 |
EFTA01435791.txt |
Certificate of Existence |
Osbert E. Potter, Lieutenant Governor of the Virgin Islands |
none |
none |
2018-07-09 |
Certificate |
dataset_10 |
|
This document is a Certificate of Existence issued by the Lieutenant Governor of the Virgin... |
Business dealingsLegal matters/litigation |
— |
None |
gemini-2.0-flash-001 |
| 56187 |
EFTA01435792.txt |
Certificate of Existence |
Osbert E. Potter, Lieutenant Governor of the Virgin Islands |
none |
none |
2018-07-09 |
Certificate |
dataset_10 |
|
This document is a Certificate of Existence issued by the Lieutenant Governor of the Virgin... |
Business dealings |
— |
None |
gemini-2.0-flash-001 |
| 56188 |
EFTA01435793.txt |
CERTIFICATION OF GOOD STANDING |
Director, Division of Corporations and Trademarks |
none |
none |
2018-07-09 |
certification |
dataset_10 |
|
This document is a Certification of Good Standing for the J. EPSTEIN VIRGIN ISLANDS FOUNDATION,... |
Legal matters/litigationBusiness dealings |
— |
None |
gemini-2.0-flash-001 |
| 56189 |
EFTA01435794.txt |
CERTIFICATION OF GOOD STANDING |
|
none |
none |
2018-07-10 |
certification |
dataset_10 |
|
This document is a Certification of Good Standing issued by the United States Virgin Islands... |
Business dealingsLegal matters/litigation |
— |
|
gemini-2.0-flash-001 |
| 56190 |
EFTA01435797.txt |
None |
Stewart Oldfield |
none |
none |
None |
other |
dataset_10 |
|
This document is an email signature block for Stewart Oldfield, a Director at Deutsche Bank... |
Business dealingsCommunications/correspondence |
— |
None |
gemini-2.0-flash-001 |
| 56191 |
EFTA01435805.txt |
BUILDINGART, S. DE R.L. account review |
Tammy McFadden |
suspicious |
none |
January 2016 |
report |
dataset_10 |
|
The document is a report reviewing the account activity of BUILDINGART, S. DE R.L. for January... |
Financial transactions/money flowBusiness dealings |
— |
KYC #01048205 |
gemini-2.0-flash-001 |
| 56192 |
EFTA01435807.txt |
RE: EURUSD Option confirmation |
Stewart Oldfield |
none |
none |
2017-11-20 |
email |
dataset_10 |
|
This email chain confirms a EURUSD option trade between Deutsche Bank and Paul Barrett. It also... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Martin Zeman, Paul Barrett, Richard Kahn |
None |
gemini-2.0-flash-001 |
| 56193 |
EFTA01435811.txt |
RE: EURUSD 0 tion confirmation |
Xavier Avila |
none |
none |
2017-11-27 |
email |
dataset_10 |
|
This email confirms a EURUSD option trade for Paul Barrett, involving a USD 10M EUR Put and a... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paul Barretaal, Richard Kahn |
None |
gemini-2.0-flash-001 |
| 56194 |
EFTA01435813.txt |
FW: SFLLC - FAfTA Tax Dnnimentatinn [C] |
Liam Osullivan |
none |
none |
2018-04-18 |
email |
dataset_10 |
|
Liam Osullivan from Deutsche Bank is requesting FACTA tax documentation for Southern Financial... |
Financial transactions/money flowCommunications/correspondenceLegal matters/litigation |
Stewart Oldfield |
None |
gemini-2.0-flash-001 |
| 56195 |
EFTA01435820.txt |
Re: Frieze New York Confirmation |
Paul Barrett |
none |
none |
2018-04-30 |
email |
dataset_10 |
|
Paul Barrett and Stewart Oldfield are corresponding about the Frieze New York event. The email... |
Business dealingsCommunications/correspondence |
Stewart Oldfield |
EFTA01435820.txt |
gemini-2.0-flash-001 |
| 56196 |
EFTA01435823.txt |
Recall: Trade Details --> 06/01/2018 [C] |
Liam Osullivan |
none |
none |
2018-06-01 |
email |
dataset_10 |
|
Liam Osullivan sent an email to Paul Barrett and Richard Kahn regarding trade details and then... |
Communications/correspondenceFinancial transactions/money flow |
Paul Barrett, Richard Kahn |
EFTA01435823 |
gemini-2.0-flash-001 |
| 56197 |
EFTA01435824.txt |
RE: EMS/090718728425:*** URGENT : ***RE: **URGENT** DEPOSIT PWM RETURN A/c # dated 07.06.18 [I] |
Sahana A |
none |
none |
2018-07-09 |
email |
dataset_10 |
|
This email chain discusses a deposit return due to a stop payment, with concerns raised about... |
Financial transactions/money flowCommunications/correspondence |
Stewart Oldfield |
EMS/090718728425 |
gemini-2.0-flash-001 |
| 56198 |
EFTA01435831.txt |
RE: DB tech conference - Sep. 12/13 Las Vegas [I] |
Stewart Oldfield |
none |
none |
2018-08-01 |
email |
dataset_10 |
|
This email exchange discusses the logistics of inviting and registering guests for Deutsche... |
Business dealingsCommunications/correspondenceFinancial transactions/money flow |
Nina-X Nevidzanska |
|
gemini-2.0-flash-001 |
| 56199 |
EFTA01435840.txt |
Trade Details 8/16/2018 [C] |
Liam Osullivan |
none |
none |
2018-08-16 |
email |
dataset_10 |
|
Liam O'Sullivan informs Paul Barrett and others about the sale of 1 million RBS Pref shares from... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paul Barrett, Richard Kahn |
None |
gemini-2.0-flash-001 |
| 56200 |
EFTA01435850.txt |
Re: Have you spoken to Paul Barrett about Harvest? [I] |
Stewart Oldfield |
none |
none |
2018-01-24 |
email |
dataset_10 |
|
Stewart Oldfield confirms to Vahe Stepanian that he has spoken to Paul Barrett about 'Harvest'... |
Business dealingsCommunications/correspondenceFinancial transactions/money flow |
Vahe Stepanian |
EFTA01435850.txt |
gemini-2.0-flash-001 |