| 56201 |
EFTA01435852.txt |
RE: DB - Harvest Collateral Yield Enhancement Strategy |
Stewart Oldfield |
none |
none |
2018-01-26 |
email |
dataset_10 |
|
This email chain discusses the Harvest Collateral Yield Enhancement Strategy (CYES) offered by... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Andrew King |
None |
gemini-2.0-flash-001 |
| 56202 |
EFTA01435858.txt |
RE: MIFID II & research - access to portal for clients [I] |
Stewart Oldfield |
none |
none |
2017-11-09 |
email |
dataset_10 |
|
This email exchange discusses the process of granting clients access to Deutsche Bank's new... |
Business dealingsCommunications/correspondence |
Anna-Sofiya Lupolover |
EFTA01435858.txt |
gemini-2.0-flash-001 |
| 56203 |
EFTA01435864.txt |
RE: Fwd: DB: Forei n demand for US credit weakening [I] |
Martin Zeman |
none |
none |
2018-03-02 |
email |
dataset_10 |
|
Martin Zeman is arranging a call between Torsten Slok and Paul Barrett to discuss the weakening... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Torsten Slok, Xavier Avila, Stewart Oldfield |
None |
gemini-2.0-flash-001 |
| 56204 |
EFTA01435868.txt |
FW: Names |
Stewart Oldfield |
none |
none |
2018-03-29 |
email |
dataset_10 |
|
Stewart Oldfield is communicating with Xavier Avila about potential trades, focusing on low... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Xavier Avila |
EFTA01435868 |
gemini-2.0-flash-001 |
| 56205 |
EFTA01435869.txt |
RE: Names |
Stewart Oldfield |
none |
none |
2018-03-29 |
email |
dataset_10 |
|
This email exchange between Stewart Oldfield and Xavier Avila discusses potential trading... |
Business dealingsFinancial transactions/money flowCommunications/correspondence |
Xavier Avila |
EFTA01435869.txt |
gemini-2.0-flash-001 |
| 56206 |
EFTA01435875.txt |
FW: Inquiry Regarding Account# , Client: JEFFREY EPSTEIN, Alert #84699 - Due May 10 [I] |
Bradley Gillin |
suspicious |
possible |
2018-05-09 |
email |
dataset_10 |
|
This email chain discusses an inquiry from the AML compliance team at Deutsche Bank regarding a... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Amlcompliance Inquiries |
Alert #84699 |
gemini-2.0-flash-001 |
| 56207 |
EFTA01435879.txt |
Automatic reply: CLOSEOUT -> EURUSD options trade confirmation |
Stewart Oldfield |
none |
none |
2018-05-31 |
email |
dataset_10 |
|
Stewart Oldfield sent an automatic reply email to Paul Barrett, informing him that he will be... |
Communications/correspondenceEmployment/staffingFinancial transactions/money flow |
Paul Barrett |
EFTA01435879 |
gemini-2.0-flash-001 |
| 56208 |
EFTA01435880.txt |
RE: Harvest CYES Update - May 2018 [I] |
Stewart Oldfield |
none |
none |
2018-06-04 |
email |
dataset_10 |
|
This email exchange discusses the performance of the Harvest CYES strategy and considers whether... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Andrew King |
None |
gemini-2.0-flash-001 |
| 56209 |
EFTA01435882.txt |
RE: STC wire [I] |
Vahe Stepanian |
suspicious |
none |
2017-04-04 |
email |
dataset_10 |
|
This email exchange discusses a $2.5 million wire transfer from Southern Trust, with... |
Financial transactions/money flowCommunications/correspondence |
Zbynek Kozelsky |
EFTA01435882.txt |
gemini-2.0-flash-001 |
| 56210 |
EFTA01435885.txt |
Authorization for Asset Movement |
|
none |
none |
04-04-2017 |
Authorization Form |
dataset_10 |
|
This document is an authorization form directing Deutsche Bank Alex. Brown to wire $2,500,000... |
Financial transactions/money flowBusiness dealings |
— |
10-PWM-01775 (12/10) |
gemini-2.0-flash-001 |
| 56211 |
EFTA01435888.txt |
Trade Details -- 09 12 2018 C |
Liam Osullivan |
none |
none |
2018-09-12 |
email |
dataset_10 |
|
This email from Liam O'Sullivan to Paul Barrett and others details a FxSwap transaction executed... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paul Barrett, Richard Kahn, Davide-A Sferrazza, Martin... |
EFTA01435888.txt, EFTA01435889, EFTA01435890, EFTA01435891 |
gemini-2.0-flash-001 |
| 56212 |
EFTA01435892.txt |
RE: Question [C] |
Liam Osullivan |
none |
none |
2018-09-12 |
email |
dataset_10 |
|
This email exchange involves Paul Barrett from Alpha Group Capital asking a question about... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart Oldfield |
EFTA01435892 |
gemini-2.0-flash-001 |
| 56213 |
EFTA01435896.txt |
RE: Assistance re uired in resolving Rejection Points - KYC 01977695 |
Vijay-A Sawant |
suspicious |
possible |
2018-10-09 |
email |
dataset_10 |
|
Vijay Sawant from Deutsche Bank is requesting assistance in resolving KYC rejection points for... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Bradley Gillin, Stewart Oldfield |
KYC 01977695 |
gemini-2.0-flash-001 |
| 56214 |
EFTA01435899.txt |
RE: Assistance required in resolving Rejection Points - KYC 01977695 |
Stewart Oldfield |
suspicious |
none |
2018-10-12 |
email |
dataset_10 |
|
This email chain discusses the KYC (Know Your Customer) process for Jeffrey Epstein's accounts... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Vijay-A Sawant, Bradley Gillin |
KYC 01977695 |
gemini-2.0-flash-001 |
| 56215 |
EFTA01435904.txt |
RE: Outgoing Wire Status Chan e [I] |
Brigid Macias |
suspicious |
none |
2018-12-21 |
email |
dataset_10 |
|
This email chain discusses the status of an outgoing wire transfer for $25,000 from an account... |
Financial transactions/money flowCommunications/correspondence |
Stewart Oldfield |
EFTA01435904 |
gemini-2.0-flash-001 |
| 56216 |
EFTA01435913.txt |
RE: LSJE |
Brigid Macias |
none |
none |
2019-02-12 |
email |
dataset_10 |
|
This email exchange discusses issues with a wire transfer initiated on January 31st, 2019, from... |
Financial transactions/money flowCommunications/correspondence |
Bella Klein |
None |
gemini-2.0-flash-001 |
| 56217 |
EFTA01435933.txt |
Re: DB preferred deposits and CDs - rate update as of 2/5/18 |
Paul Barrett |
none |
none |
2018-02-06 |
email |
dataset_10 |
|
Paul Barrett receives an email from Stewart Oldfield at Deutsche Bank providing an update on the... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart Oldfield |
|
gemini-2.0-flash-001 |
| 56218 |
EFTA01435939.txt |
RE: Enhanced Ed wire [C] |
Vahe Stepanian |
none |
none |
2017-08-04 |
email |
dataset_10 |
|
This email chain discusses issues with an "Enhanced Ed wire" transfer that was initially... |
Financial transactions/money flowCommunications/correspondence |
Richard Kahn |
None |
gemini-2.0-flash-001 |
| 56219 |
EFTA01435952.txt |
DB FX trade idea: EURZAR-USDZAR correlation swap |
Martin Zeman |
none |
none |
2017-11-28 |
email |
dataset_10 |
|
Martin Zeman from Deutsche Bank proposes a trade idea involving EURZAR-USDZAR correlation swap... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paul Barrett |
|
gemini-2.0-flash-001 |
| 56220 |
EFTA01435958.txt |
RE: DB tech conference - Se . 12/13 Las Vegas |
Paul Barrett |
none |
none |
2018-08-06 |
email |
dataset_10 |
|
This email chain discusses a tech conference in Las Vegas and invites Paul Barrett to attend... |
Business dealingsCommunications/correspondence |
Stewart Oldfield |
EFTA01435958 |
gemini-2.0-flash-001 |
| 56221 |
EFTA01435961.txt |
Re: Karyna acc |
Bella Klein |
none |
none |
2019-04-11 |
email |
dataset_10 |
|
This email chain documents the process of closing Karyna Shuliak's account at Deutsche Bank and... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Brigid Macias |
|
gemini-2.0-flash-001 |
| 56222 |
EFTA01435967.txt |
Request to close 6 bank accounts |
Bella Klein < |
none |
none |
2019-05-03 |
email |
dataset_10 |
|
Bella Klein emailed Stewart Oldfield with Richard Kahn CC'd, informing him that she attached 6... |
Financial transactions/money flowCommunications/correspondence |
Stewart Oldfield < |
|
gemini-2.0-flash-001 |
| 56223 |
EFTA01435969.txt |
RE: DB - Harvest Collateral Yield Enhancement Strategy |
Stewart Oldfield |
none |
none |
2018-01-29 |
email |
dataset_10 |
|
This email exchange discusses the Harvest Collateral Yield Enhancement Strategy offered by... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paul Barrett |
None |
gemini-2.0-flash-001 |
| 56224 |
EFTA01435975.txt |
Re: Technology Co-Invest |
Stewart Oldfield |
none |
none |
2018-02-07 |
email |
dataset_10 |
|
This email chain discusses a technology co-investment opportunity presented by an LA-based PE... |
Business dealingsFinancial transactions/money flowCommunications/correspondence |
Vahe Stepanian |
None |
gemini-2.0-flash-001 |
| 56225 |
EFTA01435978.txt |
RE: DB - Harvest Collateral Yield Enhancement Strategy [C] [I] |
Vahe Stepanian |
none |
none |
2018-02-22 |
email_chain |
dataset_10 |
|
This email chain discusses the DB - Harvest Collateral Yield Enhancement Strategy and its... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Andrew King, Stewart Oldfield |
None |
gemini-2.0-flash-001 |
| 56226 |
EFTA01435985.txt |
Fw: rdc alert [I] |
Amanda Kirby < |
none |
none |
2013-10-08 |
email |
dataset_10 |
|
Amanda Kirby forwards an alert regarding a client to Paul Morris, indicating that compliance... |
Financial transactions/money flowCommunications/correspondenceLegal matters/litigation |
Paul Morris |
EFTA01435985 |
gemini-2.0-flash-001 |
| 56227 |
EFTA01435987.txt |
RE: XPO Logistics and FEDEX [I] |
Martin Zeman < |
none |
none |
2018-03-06 |
email |
dataset_10 |
|
Martin Zeman sends an email to Paul Barrett with investment advice on XPO Logistics, FEDEX, and... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart Oldfield e, Paul Barrett ( ), Joshua Shoshan,... |
None |
gemini-2.0-flash-001 |
| 56228 |
EFTA01435990.txt |
RE: Annual Review [I] |
Cynthia Rodriguez |
suspicious |
none |
2017-08-22 |
email |
dataset_10 |
|
Cynthia Rodriguez from Deutsche Bank is requesting KYC information for several trusts, including... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart Oldfield |
None |
gemini-2.0-flash-001 |
| 56229 |
EFTA01435995.txt |
FW: REMINDER: Client Conference Call: Ten Themes for 2017 Update Sept 13 and 14 [I] |
WMMarketing Americas cwmmarketing.americas@db.com |
none |
none |
2017-09-11 |
email |
dataset_10 |
|
This email is a reminder about a client conference call hosted by Deutsche Bank Wealth... |
Business dealingsCommunications/correspondence |
Stewart Oldfield ffi |
EFTA01435995.txt |
gemini-2.0-flash-001 |
| 56230 |
EFTA01435998.txt |
Lunch at Jams |
Martin Zeman |
none |
none |
2017-10-10 |
email |
dataset_10 |
|
Martin Zeman sent an email to Paul Barrett and Stewart Oldfield confirming a lunch appointment... |
Communications/correspondence |
Paul Barrett, Stewart Oldfield |
EFTA01435998 |
gemini-2.0-flash-001 |
| 56231 |
EFTA01435999.txt |
FW: NY client event: The hunt for security - protecting your wealth against cybercrime and eopolitical risks [I] |
Bradley Gillin |
none |
none |
2017-10-12 |
email |
dataset_10 |
|
Bradley Gillin forwards a completed template to Sarah Rafferty. The email also announces a... |
Business dealingsCommunications/correspondence |
Sarah Rafferty |
None |
gemini-2.0-flash-001 |
| 56232 |
EFTA01436005.txt |
FW: Structured Products A reement [C] |
Stewart Oldfield |
suspicious |
none |
2017-10-23 |
email |
dataset_10 |
|
Stewart Oldfield forwards an email from Liam O'Sullivan regarding a Structured Products... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Andrew King |
|
gemini-2.0-flash-001 |
| 56233 |
EFTA01436007.txt |
Consent to Electronic Delivery of Materials and Communications |
Deutsche Bank Wealth Management |
none |
none |
2017 |
Consent Form |
dataset_10 |
|
This document is a consent form from Deutsche Bank Wealth Management allowing clients to receive... |
Communications/correspondenceFinancial transactions/money flow |
— |
WM178618 006421.030817 |
gemini-2.0-flash-001 |
| 56234 |
EFTA01436009.txt |
Structured Products Agreement and Approval Form |
|
none |
none |
2017-01-10 |
Form |
dataset_10 |
|
This document is a Structured Products Agreement and Approval Form from Deutsche Bank. It... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
WM179078 SPAA DBSI 011017 083017 |
gemini-2.0-flash-001 |
| 56235 |
EFTA01436019.txt |
RE: DB FX trade idea: EURZAR-USDZAR correlation swap |
Xavier Avila |
none |
none |
2017-12-01 |
email |
dataset_10 |
|
This document contains email correspondence discussing FX trade ideas, specifically correlation... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paul Barrett |
None |
gemini-2.0-flash-001 |
| 56236 |
EFTA01436025.txt |
RE: DB Bitcoin and Blockchain Event - April 3, 2018 |
Vahe Stepanian <M> |
none |
none |
2018-03-15 |
email |
dataset_10 |
|
Vahe Stepanian from Deutsche Bank invites Paul Barrett from Alpha Group Capital LLC to a Bitcoin... |
Business dealingsCommunications/correspondenceFinancial transactions/money flow |
Paul Barrett |
None |
gemini-2.0-flash-001 |
| 56237 |
EFTA01436028.txt |
FW: Harvest CYES Update - May 2018 [I] |
Andrew King < |
none |
none |
2018-06-04 |
email |
dataset_10 |
|
This email chain discusses the performance of the Harvest CYES strategy at Deutsche Bank. Andrew... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart Oldfield < |
None |
gemini-2.0-flash-001 |
| 56238 |
EFTA01436039.txt |
updated email list |
Stewart Oldfield |
none |
none |
2018-06-26 |
email |
dataset_10 |
|
The email is from Stewart Oldfield of Deutsche Bank, providing his contact information and... |
Communications/correspondenceEmployment/staffing |
Andrew King |
EFTA01436039 |
gemini-2.0-flash-001 |
| 56239 |
EFTA01436040.txt |
RE: DB Napa wine event - Oct. 24-26 |
Paul Barrett |
none |
none |
2018-08-02 |
email |
dataset_10 |
|
Paul Barrett declines an invitation from Stewart Oldfield of Deutsche Bank Wealth Management to... |
Business dealingsCommunications/correspondenceTravel/logistics |
Stewart Oldfield |
EFTA01436040 |
gemini-2.0-flash-001 |
| 56240 |
EFTA01436043.txt |
RE: DB Napa wine event - Oct. 24-26 |
Paul Barrett |
none |
none |
2018-08-02 |
email |
dataset_10 |
|
This email exchange discusses an invitation from Stewart Oldfield of Deutsche Bank to Paul... |
Business dealingsCommunications/correspondenceTravel/logistics |
Stewart Oldfield |
EFTA01436043 |
gemini-2.0-flash-001 |
| 56241 |
EFTA01436047.txt |
RE: DB tech conference - Se . 12/13 Las Vegas |
Stewart Oldfield |
none |
none |
2018-08-06 |
email |
dataset_10 |
|
Stewart Oldfield from Deutsche Bank is following up with Paul Barrett about attending a tech... |
Business dealingsCommunications/correspondenceTravel/logistics |
Paul Barrett |
EFTA01436047 |
gemini-2.0-flash-001 |
| 56242 |
EFTA01436049.txt |
Re: Enhanced wire [CI |
Bella Klein < |
none |
none |
2017-01-20 |
email |
dataset_10 |
|
Bella Klein requests Vahe Stepanian to process a wire transfer. Vahe Stepanian confirms the wire... |
Financial transactions/money flowCommunications/correspondence |
Vahe Stepanian, Richard Kahn, Stewart Oldfield |
None |
gemini-2.0-flash-001 |
| 56243 |
EFTA01436077.txt |
Re: LSJE xxx9295 3 wires |
Bella Klein |
suspicious |
none |
2019-02-06 |
email_chain |
dataset_10 |
|
Bella Klein is communicating with Brigid Macias at Deutsche Bank regarding issues with... |
Financial transactions/money flowCommunications/correspondence |
Brigid Macias, Stewart Oldfield, Bradley Gillin |
EFTA01436077.txt |
gemini-2.0-flash-001 |
| 56244 |
EFTA01436083.txt |
RE: Re:LSJE xxx9295 Wire on Jan 31st!!! |
Brigid Macias |
none |
none |
2019-02-12 |
email |
dataset_10 |
|
This email exchange discusses a delayed international wire transfer of $700 initiated on January... |
Financial transactions/money flowCommunications/correspondence |
Bella Klein |
LSJE xxx9295 |
gemini-2.0-flash-001 |
| 56245 |
EFTA01436094.txt |
RE: Karyna acc |
Brigid Macias |
none |
none |
2019-04-11 |
email |
dataset_10 |
|
This email exchange between Bella Klein and Brigid Macias at Deutsche Bank concerns the... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Bella Klein |
None |
gemini-2.0-flash-001 |
| 56246 |
EFTA01436106.txt |
RE: Follow-up |
Martin Zeman |
none |
none |
2018-09-18 |
email |
dataset_10 |
|
This email chain discusses the onboarding of Southern Financial for OTC equity derivatives... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Nadean Novogratz, Xavier Avila, Davide-A Sferrazza,... |
None |
gemini-2.0-flash-001 |
| 56247 |
EFTA01436110.txt |
RE: Partial Call [C] |
Paul Barrett |
none |
none |
2018-10-10 |
email |
dataset_10 |
|
Liam O'Sullivan informs Paul Barrett about a partial call on a JPM Float PERP held in two... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Liam Osullivan |
EFTA01436110 |
gemini-2.0-flash-001 |
| 56248 |
EFTA01436113.txt |
Incoming Funds [C] |
Liam Osullivan |
none |
none |
2018-10-16 |
email |
dataset_10 |
|
Liam O'Sullivan from Deutsche Bank informed Paul Barrett and others that $5 million has been... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paul Barrett, Richard Kahn |
|
gemini-2.0-flash-001 |
| 56249 |
EFTA01436121.txt |
Re: SFL LLC [C] |
Richard Kahn |
none |
none |
2018-12-19 |
email |
dataset_10 |
|
This document contains email correspondence regarding the sale of GE, Nintendo, and Ubisoft... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Liam Osullivan |
None |
gemini-2.0-flash-001 |
| 56250 |
EFTA01436127.txt |
FW: Outgoing Wire Status Chan e [I] |
Stewart Oldfield |
none |
none |
2018-12-21 |
email |
dataset_10 |
|
This email chain discusses the status of an outgoing wire transfer of $25,000 from The Haze... |
Financial transactions/money flowCommunications/correspondence |
Brigid Macias < |
|
gemini-2.0-flash-001 |
| 56251 |
EFTA01436133.txt |
CIO lunch tmw [I] |
Stewart Oldfield |
none |
none |
2019-01-22 |
email |
dataset_10 |
|
Stewart Oldfield is informing Alan Brody, Joshua Shoshan, and Martin Zeman about an upcoming CIO... |
Business dealingsCommunications/correspondenceFinancial transactions/money flow |
Alan Brody, Joshua Shoshan, Martin Zeman |
None |
gemini-2.0-flash-001 |
| 56252 |
EFTA01436134.txt |
RE: LSJE xxx9295 3 wires |
Brigid Macias |
none |
none |
2019-02-06 |
email |
dataset_10 |
|
This email exchange between Bella Klein and Brigid Macias of Deutsche Bank concerns the status... |
Financial transactions/money flowCommunications/correspondence |
Bella Klein |
LSJE xxx9295 |
gemini-2.0-flash-001 |
| 56253 |
EFTA01436141.txt |
RE: Euro purchase JE acc xxx 9691 [I] |
Nicole Perskawiec |
suspicious |
none |
2019-04-11 |
email_chain |
dataset_10 |
|
This email chain discusses a Euro purchase for Jeffrey Epstein's account at Deutsche Bank,... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Natalie Barak, Stewart Oldfield |
None |
gemini-2.0-flash-001 |
| 56254 |
EFTA01436158.txt |
Invitation - Ten Themes for 2018 Reality Check |
|
none |
none |
2018-01-17 |
other |
dataset_10 |
|
This document is an invitation to a lunch event hosted by Deutsche Bank on January 17, 2018, to... |
Business dealingsFinancial transactions/money flow |
— |
WMA179355 026688.121317 |
gemini-2.0-flash-001 |
| 56255 |
EFTA01436159.txt |
RE: Have you spoken to Paul Barrett about Harvest? [I] |
Vahe Stepanian |
none |
none |
2018-01-24 |
email |
dataset_10 |
|
Vahe Stepanian and Stewart Oldfield are discussing Paul Barrett's potential involvement with... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart Oldfield |
EFTA01436159 |
gemini-2.0-flash-001 |
| 56256 |
EFTA01436162.txt |
FW: DB_DKI to close account_030819.pdf [I] |
Bradley Gillin |
none |
none |
2019-03-11 |
email |
dataset_10 |
|
Bradley Gillin confirms to Firdaus Madiar that the Darren K Indyke PLLC account at Deutsche Bank... |
Financial transactions/money flowBusiness dealings |
Firdaus Madiar |
EFTA01436162.txt |
gemini-2.0-flash-001 |
| 56257 |
EFTA01436164.txt |
Please close the above account |
Darren Indyke |
none |
none |
2019-03-08 |
memorandum |
dataset_10 |
|
This is a memorandum from Darren Indyke to Brigid and Liam, instructing them to close a debit... |
Financial transactions/money flow |
Brigid, Liam |
|
gemini-2.0-flash-001 |
| 56258 |
EFTA01436165.txt |
RE: Caterpillar Trust [I] |
Daphne Cales |
suspicious |
possible |
2019-04-04 |
email |
dataset_10 |
|
This email chain discusses the process of issuing a check for the Caterpillar Trust after a wire... |
Financial transactions/money flowBusiness dealings |
Natalie Barak |
EFTA01436165.txt |
gemini-2.0-flash-001 |
| 56259 |
EFTA01436172.txt |
RE: 2018 Periodic Review of High Risked Accounts
III (
), Butterfly Trust (GCIS#486426) and Neptune, LLC
(GCIS#487264) under the SOUTHERN FINANCIAL RELATIONSHIP [I] |
Vijay-A Sawant |
suspicious |
possible |
2018-08-31 |
email |
dataset_10 |
|
This email discusses a periodic review of high-risk accounts, specifically the Butterfly Trust... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Stewart Oldfield, Richard Iarossi |
KYC Case#01977698 |
gemini-2.0-flash-001 |
| 56260 |
EFTA01436177.txt |
FW: CIO Economic Outlook Re istration Update [I] |
Stewart Oldfield |
none |
none |
2019-01-18 |
email |
dataset_10 |
|
Stewart Oldfield forwards an email from Ana Zamora regarding the CIO Economic Outlook... |
Business dealingsCommunications/correspondence |
Martin Zeman |
None |
gemini-2.0-flash-001 |
| 56261 |
EFTA01436180.txt |
ECB view - Euro banks topside play |
Martin Zeman |
none |
none |
2019-01-23 |
email |
dataset_10 |
|
Martin Zeman from Deutsche Bank Wealth Management sent Paul Barrett a research piece on Euro... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paul Barrett (S |
None |
gemini-2.0-flash-001 |
| 56262 |
EFTA01436184.txt |
Re: account summary |
Richard Kahn |
suspicious |
possible |
2019-01-30 |
email |
dataset_10 |
|
This email exchange between Richard Kahn and Stewart Oldfield discusses an account summary and... |
Financial transactions/money flowBusiness dealings |
Stewart Oldfield |
EFTA01436184.txt |
gemini-2.0-flash-001 |
| 56263 |
EFTA01436195.txt |
Fwd: Reg E Disclosure |
Richard Kahn |
none |
none |
2014-03-04 |
email |
dataset_10 |
|
Richard Kahn forwarded an email from Aracely Sanchez regarding a 'Reg E Disclosure' and asked... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paul Morris |
|
gemini-2.0-flash-001 |
| 56264 |
EFTA01436199.txt |
RE: DB_DKI to close account 030819.pdf [I] |
Bradley Gillin |
none |
none |
2019-03-11 |
email |
dataset_10 |
|
This email exchange discusses the closure of the Darren K Indyke PLLC account at Deutsche Bank.... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Nicole Perskawiec <nicole.perskawiec@db.com>, Firdaus... |
EFTA01436199.txt |
gemini-2.0-flash-001 |
| 56265 |
EFTA01436203.txt |
Please close the above account |
Darren Indyke |
none |
none |
2019-03-08 |
memorandum |
dataset_10 |
|
This is a memorandum from Darren Indyke to Brigid and Liam, instructing them to close a... |
Financial transactions/money flow |
Brigid, Liam |
|
gemini-2.0-flash-001 |
| 56266 |
EFTA01436204.txt |
Wheel Tug- Investor Summar |
Martin Zeman |
none |
none |
2018-08-22 |
email |
dataset_10 |
|
Martin Zeman from Deutsche Bank Wealth Management is sending information to Paul Barrett about a... |
Business dealingsFinancial transactions/money flowCommunications/correspondence |
Paul Barrett |
None |
gemini-2.0-flash-001 |
| 56267 |
EFTA01436208.txt |
Re: WheelTu Introduction and Follow-up |
Paul Barrett |
none |
none |
2018-08-24 |
email |
dataset_10 |
|
Martin Zeman is introducing Isaiah Cox to Paul Barrett via email. Paul Barrett is traveling to... |
Business dealingsCommunications/correspondence |
Martin Zeman |
None |
gemini-2.0-flash-001 |
| 56268 |
EFTA01436211.txt |
RE: Do you have everything you need for Butterfly now? [C] [I] |
Richard Iarossi |
suspicious |
possible |
2018-10-22 |
email |
dataset_10 |
|
This email exchange discusses the requirements for approving a 'Butterfly' account, specifically... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart Oldfield, Liam Osullivan |
EFTA01436211.txt |
gemini-2.0-flash-001 |
| 56269 |
EFTA01436285.txt |
RE: Outgoing Wire Status Chan |
Brigid Macias |
none |
none |
2018-12-21 |
email |
dataset_10 |
|
This email exchange discusses the status of an outgoing wire transfer for $25,000. Brigid Macias... |
Financial transactions/money flowCommunications/correspondence |
Bella Klein |
None |
gemini-2.0-flash-001 |
| 56270 |
EFTA01436291.txt |
[/] TRY Carry idea - |
Martin Zeman |
none |
none |
2019-01-09 |
email |
dataset_10 |
|
Martin Zeman from Deutsche Bank proposes a calendar One Touches investment strategy to Paul... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paul Barrett |
|
gemini-2.0-flash-001 |
| 56271 |
EFTA01436300.txt |
3 Epstein VI Foundation Wire |
Richard Kahn |
suspicious |
none |
2016-12-27 |
email |
dataset_10 |
|
Richard Kahn emailed Darlene Zong about an Epstein VI Foundation wire transfer and requested she... |
Financial transactions/money flowCommunications/correspondence |
Darlene Zong <darlene.zong@db.com> |
None |
gemini-2.0-flash-001 |
| 56272 |
EFTA01436301.txt |
Authorization for Asset Movement |
|
suspicious |
possible |
2016-12-27 |
Authorization Form |
dataset_10 |
|
This document is an authorization form directing Deutsche Bank to wire $10,000 from the J.... |
Financial transactions/money flowBusiness dealings |
— |
10-PWM-01775 (12/10) |
gemini-2.0-flash-001 |
| 56273 |
EFTA01436304.txt |
RE: Southern Financial |
Cynthia Rodriguez |
suspicious |
none |
2017-03-07 |
email |
dataset_10 |
|
This email exchange discusses the setup and management of financial accounts at Deutsche Bank,... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Jeanne, Richard Kahn |
None |
gemini-2.0-flash-001 |
| 56274 |
EFTA01436310.txt |
and Karyna Shuliak |
Cynthia Rodriguez |
none |
none |
2017-06-23 |
email |
dataset_10 |
|
Cynthia Rodriguez from Deutsche Bank requests Bella Klein to provide updated photo IDs for... |
Financial transactions/money flowCommunications/correspondence |
Bella Klein |
|
gemini-2.0-flash-001 |
| 56275 |
EFTA01436312.txt |
RE: DB - Harvest Collateral Yield Enhancement Strategy |
Andrew King |
none |
none |
2017-10-18 |
email |
dataset_10 |
|
Andrew King from Deutsche Bank is following up with Paul Barrett from Alpha Group Capital LLC... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paul Barrett |
None |
gemini-2.0-flash-001 |
| 56276 |
EFTA01436318.txt |
None |
Aracely Sanchez |
none |
none |
None |
other |
dataset_10 |
|
This document is a contact information card for Aracely Sanchez, an Assistant Vice President at... |
|
— |
EFTA01436318 |
gemini-2.0-flash-001 |
| 56277 |
EFTA01436319.txt |
[/] A bad ni ht for An ela Merkel: Tactical Trade Idea |
Martin Zeman |
none |
none |
2017-11-20 |
email |
dataset_10 |
|
Martin Zeman from Deutsche Bank sends Paul Barrett tactical trade ideas related to EURUSD, based... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paul Barrett (S |
None |
gemini-2.0-flash-001 |
| 56278 |
EFTA01436322.txt |
Re: New variable rate CD option |
Richard Kahn |
none |
none |
2017-12-18 |
email |
dataset_10 |
|
Richard Kahn receives an email from Stewart Oldfield at Deutsche Bank regarding a promotional... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart Oldfield |
EFTA01436322.txt |
gemini-2.0-flash-001 |
| 56279 |
EFTA01436325.txt |
RE: KYC Remediation - Southern Financial Relationship [I] |
Darnetta Chandler-Johnson |
suspicious |
possible |
2017-07-07 |
email |
dataset_10 |
|
This email chain discusses the KYC remediation process for the Southern Financial Relationship,... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Cynthia Rodriguez |
EFTA01436325 |
gemini-2.0-flash-001 |
| 56280 |
EFTA01436333.txt |
FW: TODAY: Client Conference Call: CIO Update Call: Be invested, stay invested Oct 10 [I] |
Sarah Rafferty |
none |
none |
2017-10-10 |
email |
dataset_10 |
|
Sarah Rafferty informs Stewart Oldfield about clients registered for an upcoming CIO update... |
Business dealingsCommunications/correspondenceFinancial transactions/money flow |
Stewart Oldfield |
None |
gemini-2.0-flash-001 |
| 56281 |
EFTA01436338.txt |
Your Lead has been successful) converted into a Customer-Prospect |
Navin-Kumar Pankaj |
none |
none |
2017-09-20 |
email |
dataset_10 |
|
This email from Navin-Kumar Pankaj informs Bradley Gillin that a lead, Paul S. Barrett, has been... |
Business dealingsCommunications/correspondence |
bradley.gillin@db.com |
EFTA01436338 |
gemini-2.0-flash-001 |
| 56282 |
EFTA01436339.txt |
USDARS NDF NPV |
Martin Zeman |
none |
none |
2018-05-10 |
email |
dataset_10 |
|
Martin Zeman from Deutsche Bank sends an email to Paul Barrett and Richard Kahn with an attached... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paul Barrett, Richard Kahn |
|
gemini-2.0-flash-001 |
| 56283 |
EFTA01436344.txt |
None |
Martin Zeman |
none |
none |
None |
other |
dataset_10 |
|
This document is a standard disclaimer and contact information sheet from Martin Zeman at... |
Business dealingsCommunications/correspondence |
— |
EFTA01436344 |
gemini-2.0-flash-001 |
| 56284 |
EFTA01436345.txt |
Re: Reg E Disclosure |
Richard Kahn |
none |
none |
2014-03-03 |
email |
dataset_10 |
|
Richard Kahn and Aracely Sanchez exchange emails regarding a Reg E Disclosure. Kahn notes that... |
Financial transactions/money flowCommunications/correspondence |
Aracely Sanchez/db/dbcom@DBAMERICAS |
None |
gemini-2.0-flash-001 |
| 56285 |
EFTA01436378.txt |
Re: Paul Barrett/RIN follow up |
Stewart Oldfield |
none |
none |
2018-04-18 |
email |
dataset_10 |
|
Stewart Oldfield is coordinating with Vahe Stepanian and Matt Glassman to schedule a call for... |
Business dealingsCommunications/correspondenceFinancial transactions/money flow |
Vahe Stepanian |
EFTA01436378.txt |
gemini-2.0-flash-001 |
| 56286 |
EFTA01436389.txt |
Re: USDARS NDF confirmation [C] |
Richard Kahn < |
none |
none |
2018-05-09 |
email |
dataset_10 |
|
Richard Kahn sent an email to Liam Osullivan with a signed confirmation attached regarding a... |
Financial transactions/money flowCommunications/correspondence |
Liam Osullivan |
|
gemini-2.0-flash-001 |
| 56287 |
EFTA01436400.txt |
Confirmation of ARS/USD trade |
Liam Osullivan |
none |
none |
2018-05-08 |
email |
dataset_10 |
|
Liam O'Sullivan from DB Securities Inc. confirms a currency trade of ARS 29,910,000.00 for USD... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paul |
|
gemini-2.0-flash-001 |
| 56288 |
EFTA01436402.txt |
Trade Details --> 06/20/2018 [C] |
Liam Osullivan <liam.osullivan@db.com> |
none |
none |
2018-06-21 |
email |
dataset_10 |
|
This email from Liam O'Sullivan at Deutsche Bank provides trade details for a currency exchange... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paul Barrett, Richard Kahn |
|
gemini-2.0-flash-001 |
| 56289 |
EFTA01436405.txt |
Re: Inquiry Regarding Account |
Richard Kahn |
suspicious |
possible |
2018-07-10 |
email |
dataset_10 |
|
Richard Kahn responds to Stewart Oldfield's inquiry from Deutsche Bank regarding an outgoing... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart Oldfield |
EFTA01436405.txt |
gemini-2.0-flash-001 |
| 56290 |
EFTA01436416.txt |
RE: REMINDER: Client Conference Call: Ten Themes for 2017 Update Sept 13 and 14 [I] |
Xavier Avila |
none |
none |
2017-09-14 |
email |
dataset_10 |
|
This email is a reminder about a client conference call hosted by Deutsche Bank Wealth... |
Business dealingsCommunications/correspondenceFinancial transactions/money flow |
Stewart Oldfield, Daniel-E Kais, Martin Zeman |
None |
gemini-2.0-flash-001 |
| 56291 |
EFTA01436420.txt |
RE: DO NOT FORWARD: Brad, can you give me an urgent call re Jeffrey Epstein? Best regards, --Josh [I] |
Bradley Gillin |
suspicious |
possible |
2018-03-22 |
email |
dataset_10 |
|
This email exchange discusses the financial relationship between Jeffrey Epstein and Deutsche... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Joshua Shoshan |
None |
gemini-2.0-flash-001 |
| 56292 |
EFTA01436426.txt |
Trade Details --> 06/04/2018 [C] |
Liam Osullivan |
none |
none |
2018-06-04 |
email |
dataset_10 |
|
Liam O'Sullivan from DB Securities Inc. informs Paul Barrett and others about the sale of 3,760... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paul Barrett, Richard Kahn |
None |
gemini-2.0-flash-001 |
| 56293 |
EFTA01436428.txt |
Americas Region List |
|
suspicious |
possible |
Unknown |
list |
dataset_10 |
|
This document is a list of potential clients and prospects, along with their net worth and... |
Business dealingsFinancial transactions/money flow |
— |
EFTA01436428 |
gemini-2.0-flash-001 |
| 56294 |
EFTA01436431.txt |
RE: Nicholas Ribis check 1148 [I] |
Michele-M Quattrocchi |
suspicious |
none |
2018-07-02 |
email |
dataset_10 |
|
This email chain discusses the deposit of a check from Nicholas Ribis and requests that the bank... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Bradley Gillin <bradley.gillin@db.com> |
None |
gemini-2.0-flash-001 |
| 56295 |
EFTA01436434.txt |
Re: DB Event Invite - Disruptive Technology: Evolution of the Built Environment [I] |
Stewart Oldfield < |
none |
none |
2017-10-30 |
email |
dataset_10 |
|
This email exchange between Stewart Oldfield and Vahe Stepanian at Deutsche Bank discusses... |
Business dealingsCommunications/correspondence |
Vahe Stepanian |
None |
gemini-2.0-flash-001 |
| 56296 |
EFTA01436436.txt |
GBP KO Fwd |
Xavier Avila |
none |
none |
2017-12-21 |
email |
dataset_10 |
|
Xavier Avila from Deutsche Bank sent an email to Paul Barrett discussing a GBPUSD forward... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paul Barrett |
None |
gemini-2.0-flash-001 |
| 56297 |
EFTA01436438.txt |
FW: Cinq Case Number 180202 700032 |
Stewart Oldfield |
none |
none |
2018-02-13 |
email |
dataset_10 |
|
Stewart Oldfield inquires about the status of a payment to Paul Barrett. The email chain details... |
Financial transactions/money flowCommunications/correspondence |
Cynthia Rodriguez |
180202 700032 |
gemini-2.0-flash-001 |
| 56298 |
EFTA01436440.txt |
ARGENTINA UPDATE -> (BN) Worst Drought in 30 Years Adds to Argentina's Economi |
Martin Zeman |
none |
none |
2018-02-28 |
email |
dataset_10 |
|
Martin Zeman sends an email with an update on Argentina's economic situation, including a... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paul Barrett |
None |
gemini-2.0-flash-001 |
| 56299 |
EFTA01436443.txt |
RE: Overdraft |
Cynthia Rodriguez |
suspicious |
none |
2018-03-08 |
email |
dataset_10 |
|
Cynthia Rodriguez from Deutsche Bank informs Bella Klein about an overdraft on an account and... |
Financial transactions/money flowCommunications/correspondence |
Bella Klein |
EFTA01436443.txt |
gemini-2.0-flash-001 |
| 56300 |
EFTA01436447.txt |
FW: Mexico - NAFTA euphoria? |
Xavier Avila |
none |
none |
2018-03-28 |
email |
dataset_10 |
|
This email discusses the recent performance of the Mexican peso in light of NAFTA negotiations... |
Financial transactions/money flowBusiness dealingsPolitical connections/influence |
Paul Barrett |
None |
gemini-2.0-flash-001 |