| 13401 |
EFTA01355855.txt |
Authorization/Power of Attorney |
|
none |
none |
Mo st |
legal filing |
dataset_10 |
|
This document is an Authorization/Power of Attorney appointing Darren Indyke and Uwe as agents.... |
Legal matters/litigation |
— |
WM134957.US
014707.5911514 |
gemini-2.0-flash-001 |
| 13402 |
EFTA01355856.txt |
Acknowledgement of Principal's Signature |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a legal form for acknowledging a principal's signature, used in New York State... |
Legal matters/litigation |
— |
WM134967-LiS, 014707.0911614, DB-SDNY-0041147, SDNY GM_00187331 |
gemini-2.0-flash-001 |
| 13403 |
EFTA01355857.txt |
ACKNOWLEDGEMENT OF AGENT(S)' SIGNATURE IN NEW YORK STATE |
|
none |
none |
fiars.6 vIUtst4 |
legal filing |
dataset_10 |
|
This document is a legal form for acknowledging an agent's signature in New York State. It... |
Legal matters/litigation |
— |
WM134557.US
014707.0911514 |
gemini-2.0-flash-001 |
| 13404 |
EFTA01355859.txt |
AUTHORIZATION OF POWER OF ATTORNEY |
|
none |
none |
01/121 |
legal filing |
dataset_10 |
|
This document is an Authorization of Power of Attorney for brokerage and retirement accounts... |
Financial transactions/money flowLegal matters/litigation |
— |
009611-010Sn |
gemini-2.0-flash-001 |
| 13405 |
EFTA01355860.txt |
Authorization/Power of Attorney |
|
none |
none |
01/12 |
legal filing |
dataset_10 |
|
This document is a legal agreement outlining the terms of an Authorization/Power of Attorney... |
Legal matters/litigationFinancial transactions/money flow |
— |
11-PWM-0085 |
gemini-2.0-flash-001 |
| 13406 |
EFTA01355861.txt |
Authorization/ Power of Attorney |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a Power of Attorney agreement that outlines the responsibilities and... |
Legal matters/litigationFinancial transactions/money flow |
— |
11 -PWM-0965 (01112) |
gemini-2.0-flash-001 |
| 13407 |
EFTA01355862.txt |
Power of Attorney |
|
none |
none |
4/3 |
legal filing |
dataset_10 |
|
This document is a Power of Attorney confirmation, stating that the undersigned has read,... |
Legal matters/litigation |
— |
11.PINTM1985101/111 |
gemini-2.0-flash-001 |
| 13408 |
EFTA01355863.txt |
ACKNOWLEDGEMENT OF PRINCIPAL'S SIGNATURE |
|
none |
none |
7/1-414 |
legal filing |
dataset_10 |
|
This document is a legal form for acknowledging a principal's signature in New York State. It... |
Legal matters/litigation |
— |
11-PW740985 101112 |
gemini-2.0-flash-001 |
| 13409 |
EFTA01355864.txt |
Authorization/Power of Attorney |
|
none |
none |
2019-08-06 |
legal filing |
dataset_10 |
|
This document outlines the responsibilities and liabilities of an agent acting under a Power of... |
Legal matters/litigation |
— |
11-PLVAA4M95!01/12 |
gemini-2.0-flash-001 |
| 13410 |
EFTA01355865.txt |
Acknowledgement of Agent(s)' Signature |
|
none |
none |
2012-01-12 |
legal filing |
dataset_10 |
|
This document is a legal form for acknowledging the signature of an agent, used in New York... |
Legal matters/litigation |
— |
111-PW14-O)85 |
gemini-2.0-flash-001 |
| 13411 |
EFTA01355866.txt |
POA issues (I) |
Vahe Stepanian |
suspicious |
possible |
2013-10-21 |
email |
dataset_10 |
|
This email discusses exceptions requested by a new client, Jetkey.Epstein, regarding Power of... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Jay Lipman |
DB-SDNY-0041161 |
gemini-2.0-flash-001 |
| 13412 |
EFTA01355867.txt |
None |
|
none |
none |
None |
document |
dataset_10 |
|
This document contains the contact information for Fran Wickman, who works at Deutsche Bank... |
|
— |
DB-SDNY-0041162, SDNY_GM_00187346 |
gemini-2.0-flash-001 |
| 13413 |
EFTA01355868.txt |
Account Agreement |
Deutsche Asset & Wealth Management |
none |
none |
None |
Account Agreement |
dataset_10 |
|
This document is an account agreement between a client and Deutsche Asset & Wealth Management.... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
None |
gemini-2.0-flash-001 |
| 13414 |
EFTA01355869.txt |
Trading |
|
suspicious |
possible |
1953 |
other |
dataset_10 |
|
This document appears to be a legal or financial agreement related to trading and securities.... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0041164
SDNY_GM_00187348 |
gemini-2.0-flash-001 |
| 13415 |
EFTA01355870.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document appears to be a scanned legal agreement related to financial services, but the... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0041165 |
gemini-2.0-flash-001 |
| 13416 |
EFTA01355871.txt |
Account Agreement |
|
suspicious |
possible |
2019-01-01 |
other |
dataset_10 |
|
This document appears to be an account agreement between a client and OSSI. Due to poor OCR... |
Legal matters/litigationBusiness dealings |
— |
DB-SDNY-0041166, SDNY GM_00167350 |
gemini-2.0-flash-001 |
| 13417 |
EFTA01355872.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document outlines arbitration agreements and legal considerations related to account... |
Legal matters/litigationFinancial transactions/money flowBusiness dealings |
— |
SDNY_GM_00187351
DB-SDNY-0041187 |
gemini-2.0-flash-001 |
| 13418 |
EFTA01355873.txt |
Request for Taxpayer Identification Number and Certification |
|
none |
none |
None |
other |
dataset_10 |
|
The document is a poorly OCR'd scan of what appears to be a W-9 form. Due to the garbled text,... |
|
— |
DB-SDNY-0041168 |
gemini-2.0-flash-001 |
| 13419 |
EFTA01355874.txt |
Tax Status Declaration |
|
none |
none |
None |
other |
dataset_10 |
|
The document is a tax status declaration form. Due to poor OCR quality, detailed information... |
Financial transactions/money flow |
— |
DB-SONY-0041189, SDNY_GM_00187353 |
gemini-2.0-flash-001 |
| 13420 |
EFTA01355875.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document appears to be an OCR extraction from a diagram or chart, possibly related to... |
|
— |
None |
gemini-2.0-flash-001 |
| 13421 |
EFTA01355876.txt |
APPENDIX TO THIS ACCOUNT AGREEMENT. DISCLOSURES AND DISCLAIMERS |
|
none |
none |
None |
other |
dataset_10 |
|
This document is an appendix to an account agreement, containing disclosures and disclaimers.... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0041171, SDNY_GM_00187355 |
gemini-2.0-flash-001 |
| 13422 |
EFTA01355877.txt |
None |
|
suspicious |
possible |
None |
other |
dataset_10 |
|
This document appears to be a scanned legal or financial document with significant OCR errors,... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SONY-0041172
SDNY GM 00187358 |
gemini-2.0-flash-001 |
| 13423 |
EFTA01355878.txt |
Corporate Account Authorization and Terms and Conditions |
|
none |
none |
O-e. 13 |
Officer's Certificate |
dataset_10 |
|
This document is an Officer's Certificate authorizing designated individuals to open and manage... |
Financial transactions/money flowBusiness dealings |
— |
N I—lc025 |
gemini-2.0-flash-001 |
| 13424 |
EFTA01355879.txt |
Officer's Certificate |
|
none |
none |
N/A |
other |
dataset_10 |
|
This document is an Officer's Certificate for Ow Corporation, certifying its powers and... |
Legal matters/litigationBusiness dealings |
— |
DB-SDNY-0041176, SDNY_GM_00187360 |
gemini-2.0-flash-001 |
| 13425 |
EFTA01355880.txt |
Articles of Incorporation of Financial Informatics, Inc. |
|
none |
none |
None |
Articles of Incorporation |
dataset_10 |
|
This document is the Articles of Incorporation for Financial Informatics, Inc., a corporation... |
Business dealings |
— |
None |
gemini-2.0-flash-001 |
| 13426 |
EFTA01355881.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the articles of incorporation for a new corporation, specifying details... |
Business dealings |
— |
None |
gemini-2.0-flash-001 |
| 13427 |
EFTA01355882.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the powers of the Board of Directors of a Corporation and the... |
Business dealingsFinancial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0041179 |
gemini-2.0-flash-001 |
| 13428 |
EFTA01355883.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the corporate governance rules for a corporation, including stockholder... |
Legal matters/litigationBusiness dealings |
— |
None |
gemini-2.0-flash-001 |
| 13429 |
EFTA01355884.txt |
Indemnification Clause |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is an indemnification clause outlining the conditions under which a corporation... |
Legal matters/litigation |
— |
DB-SDNY-0041181, SDNY_GM_00187365 |
gemini-2.0-flash-001 |
| 13430 |
EFTA01355885.txt |
None |
|
none |
none |
2011-11-12 |
other |
dataset_10 |
|
This document is a notarized acknowledgement dated November 12, 2011, pertaining to an... |
|
— |
DB-SDNY-0041183 |
gemini-2.0-flash-001 |
| 13431 |
EFTA01355886.txt |
CERTIFICATION OF GOOD STANDING |
Denise Johannes, Director, Division of Corporation and Trademarks |
none |
none |
2013-06-25 |
certification |
dataset_10 |
|
This document is a Certification of Good Standing for SOUTHERN TRUST COMPANY, INC. (formerly... |
Business dealingsLegal matters/litigation |
— |
CI a 3 8 |
gemini-2.0-flash-001 |
| 13432 |
EFTA01355887.txt |
Corporation |
|
none |
none |
November 18; 2q1 |
other |
dataset_10 |
|
This document is a government certificate from the Virgin Islands acknowledging the filing of... |
Business dealings |
— |
None |
gemini-2.0-flash-001 |
| 13433 |
EFTA01355888.txt |
Employer Identification Number (EIN) Assignment |
INTERNAL REVENUE SERVICE |
none |
none |
02-14-2012 |
other |
dataset_10 |
|
This document is a notification from the Internal Revenue Service (IRS) assigning an Employer... |
Financial transactions/money flowLegal matters/litigation |
— |
RIN"66-077.9861 |
gemini-2.0-flash-001 |
| 13434 |
EFTA01355889.txt |
Certificate regarding Financial Informatics changing name to Southern Trust Company, Inc. |
Lieutenant Governor of the Virgin Islands |
none |
none |
2012-10-31 |
certificate |
dataset_10 |
|
This document is a certificate from the Lieutenant Governor of the Virgin Islands, certifying... |
Business dealingsLegal matters/litigation |
— |
DB-SDNY-0041187 |
gemini-2.0-flash-001 |
| 13435 |
EFTA01355890.txt |
CERTIFICATION OF GOOD STANDING |
Director, Division-of Corporation and Trade/routs |
none |
none |
2013-06-25 |
certificate |
dataset_10 |
|
This document is a Certification of Good Standing issued by the Lieutenant Governor of the... |
Business dealingsLegal matters/litigation |
— |
DB-SDNY-0041188 |
gemini-2.0-flash-001 |
| 13436 |
EFTA01355891.txt |
Consent of the Board of Directors of Southern Trust Company Inc. |
|
none |
none |
2013-03-19 |
consent |
dataset_10 |
|
This document is a consent form from the Board of Directors of Southern Trust Company Inc.... |
Business dealingsFinancial transactions/money flowLegal matters/litigation |
— |
None |
gemini-2.0-flash-001 |
| 13437 |
EFTA01355892.txt |
Merger Agreement Resolutions |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document contains resolutions passed by the Board of Directors of a Corporation to approve... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0041190, SDNY_GM_00187374 |
gemini-2.0-flash-001 |
| 13438 |
EFTA01355893.txt |
Consent Resolution |
|
none |
none |
2013-03-19 |
legal filing |
dataset_10 |
|
This document is a consent resolution executed by Richard Kahn and Jeffrey E., as directors of... |
Business dealingsLegal matters/litigation |
— |
DB-SDNY-0041191 |
gemini-2.0-flash-001 |
| 13439 |
EFTA01355894.txt |
Consent of Directors of Financial Informatics, Inc. |
|
none |
none |
2011-11 |
legal filing |
dataset_10 |
|
This document is a consent resolution from the Board of Directors of Financial Informatics,... |
Business dealingsLegal matters/litigation |
— |
DB-SDNY-0041192, SDNY_GM_00187376 |
gemini-2.0-flash-001 |
| 13440 |
EFTA01355895.txt |
Resolutions regarding the Corporation |
|
none |
none |
None |
corporate resolution |
dataset_10 |
|
This document contains the resolutions passed by the directors of a Corporation. It includes the... |
Business dealingsFinancial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0041193, SDNY_GM_00187377 |
gemini-2.0-flash-001 |
| 13441 |
EFTA01355896.txt |
Bank Accounts and Fiscal Year Resolution |
|
none |
none |
None |
resolution |
dataset_10 |
|
This document is a resolution authorizing the opening of bank accounts, designating signatories,... |
Financial transactions/money flowBusiness dealingsLegal matters/litigation |
— |
DB-SDNY-0041194, SDNY_GM_00187378 |
gemini-2.0-flash-001 |
| 13442 |
EFTA01355897.txt |
Resolution regarding transacting business |
|
none |
none |
2011-11-186 |
resolution |
dataset_10 |
|
This document is a resolution passed by the first directors of Financial Informatics, Inc.,... |
Business dealings |
— |
DB-SDNY-0041195, SDNY_GM_00187379 |
gemini-2.0-flash-001 |
| 13443 |
EFTA01355898.txt |
Subscription for Common Stock |
|
none |
none |
2011-11-16 |
subscription agreement |
dataset_10 |
|
This document is a subscription agreement for common stock of Financial Infomatics, Inc. Jeffrey... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0041196 |
gemini-2.0-flash-001 |
| 13444 |
EFTA01355899.txt |
CIP failure rectification |
Jay Lipman |
none |
none |
2013-08-26 |
email |
dataset_10 |
|
Jay Lipman is requesting confirmation from Fran M Wickman regarding the sufficiency of a... |
Financial transactions/money flowBusiness dealingsEmployment/staffing |
Fran M Wickman |
DB-SDNY-0041197 |
gemini-2.0-flash-001 |
| 13445 |
EFTA01355901.txt |
Institutional Suitability Certificate Affirmative Indication Of Exercise Of Independent Judgment |
|
none |
none |
2•PWAi.0.109 |
certificate |
dataset_10 |
|
This document is an Institutional Suitability Certificate signed by Jeffrey Epstein on behalf of... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
C11088.041612 |
gemini-2.0-flash-001 |
| 13446 |
EFTA01355902.txt |
FW: New Derivatives account. III |
Keith Buckholz |
none |
none |
2018-01-09 |
email |
dataset_10 |
|
Keith Buckholz is seeking KYC information to set up a new derivatives account and is directed to... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Diana Canter |
DB-SDNY-0041200 |
gemini-2.0-flash-001 |
| 13447 |
EFTA01355903.txt |
RE: New Derivatives account. [I] |
Srikanta Gouda |
none |
none |
2017-11-21 |
email |
dataset_10 |
|
This email chain discusses the process of obtaining necessary documents for onboarding a new... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Keith Buckholz, Nitin-X Singh, Sendhil-kumar K, Debra... |
DB-SDNY-0041202
SDNY_GM_00187386 |
gemini-2.0-flash-001 |
| 13448 |
EFTA01355904.txt |
RE: New Derivatives account. |
Keith Buckholz |
suspicious |
none |
2017-11-20 |
email |
dataset_10 |
|
This email exchange discusses the setup of a new derivatives account and the difficulty in... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Surendra Singh, Srikanta Gouda, Collateral Admin-NY |
DB-SDNY-0041203 |
gemini-2.0-flash-001 |
| 13449 |
EFTA01355905.txt |
RE: New Derivatives account. [II |
Surendra Singh |
none |
none |
2017-11-15 |
email |
dataset_10 |
|
Surendra Singh is forwarding a request from Keith Buckholz regarding a new derivatives account... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Keith Buckholz, Collateral Admin-NY, Srikanta Gouda,... |
DB-SDNY-0041205 |
gemini-2.0-flash-001 |
| 13450 |
EFTA01355906.txt |
RE: New Derivatives account. [II |
Keith Buckholz |
none |
none |
2017-11-14 |
email |
dataset_10 |
|
Keith Buckholz responds to Surendra Singh's request for information regarding a new derivatives... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Surendra Singh |
DB-SDNY-0041206 |
gemini-2.0-flash-001 |
| 13451 |
EFTA01355907.txt |
Add client to DDR |
Sachlva Gupta |
none |
none |
None |
email |
dataset_10 |
|
Sachlva Gupta from DBOI Global Services Private Limited requests that SOUTHERN FINANCIAL LLC be... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
— |
DB-SDNY-0O41209 |
gemini-2.0-flash-001 |
| 13452 |
EFTA01355908.txt |
RE: Cases for this Week - 6/21 III |
Oliver Esslinger |
none |
none |
2019-06-20 |
email |
dataset_10 |
|
Oliver Esslinger is inquiring about the maturity date of a swap trade for 1149 Gower Street... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
rvi, Jamaal Bushara, Joseph Harleston, Nina Tona, Funda... |
H246578M |
gemini-2.0-flash-001 |
| 13453 |
EFTA01355909.txt |
RE: Case |
Nina Tona |
none |
none |
2019-06-20 |
email |
dataset_10 |
|
This email from Nina Tona to various recipients at Deutsche Bank provides an update on cases for... |
Business dealingsCommunications/correspondence |
Jamaal Bushara, Joseph Harlesto, Ellenoi Jarvis, Ian... |
DB-SDNY-0041211
SDNY_GM_00187395 |
gemini-2.0-flash-001 |
| 13454 |
EFTA01355910.txt |
Remediation |
|
none |
none |
None |
other |
dataset_10 |
|
This document appears to be a list related to remediation processes, possibly within a banking... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0041212, SDNY_GM_00187396 |
gemini-2.0-flash-001 |
| 13455 |
EFTA01355911.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document is a list of entities, including investment funds and companies, along with notes... |
Financial transactions/money flowBusiness dealings |
— |
None |
gemini-2.0-flash-001 |
| 13456 |
EFTA01355912.txt |
RE: Cases for this Week - Updated List PI |
Nina Tona |
none |
none |
2019-06-11 |
email |
dataset_10 |
|
Nina Tona sent an email to her team with an updated list of KYC remediation cases, including... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Jamaal Bushara, Ian Salters, Joseph Harleston, Ellenoi... |
DB-SDNY-0041215 |
gemini-2.0-flash-001 |
| 13457 |
EFTA01355913.txt |
None |
Nina Tone Brunelli, Deutsche Bank Wealth Management, Institutional Wealth Partners — Business Manager Americas |
none |
none |
None |
other |
dataset_10 |
|
This document is a list of entities associated with Deutsche Bank's Institutional Wealth... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
— |
DB-SDNY-0041216, SDNY_GM_00187400 |
gemini-2.0-flash-001 |
| 13458 |
EFTA01355914.txt |
Cases for this Week [I] |
Nina Tona |
none |
none |
2019-06-10 |
email |
dataset_10 |
|
Nina Tona sent an email to Jamaal Bushara and Joseph Harleston assigning cases for the week,... |
Business dealingsFinancial transactions/money flowCommunications/correspondence |
Jamaal Bushara, Joseph Harleston |
None |
gemini-2.0-flash-001 |
| 13459 |
EFTA01355915.txt |
None |
Nina Tona Brunetti, Deutsche Bank Wealth Management, Institutional Wealth Partners — Business Manager Americas |
none |
none |
None |
other |
dataset_10 |
|
This document is a list of entities, including investment companies, and notes related to... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0041218 |
gemini-2.0-flash-001 |
| 13460 |
EFTA01355916.txt |
RE: KCP Collateral Flow [II |
Paolo De-Leon |
none |
none |
2018-02-22 |
email |
dataset_10 |
|
This email chain discusses the KCP Collateral Flow and clarifies the meaning of KYC, PCR, and... |
Financial transactions/money flowCommunications/correspondence |
Davide-A Sferrazza, Xavier Avila, Keith Buckholz |
DB-SDNY-0041220 |
gemini-2.0-flash-001 |
| 13461 |
EFTA01355917.txt |
KCP Collateral Flow |
Paolo De-Leon |
none |
none |
2018-02-21 |
email |
dataset_10 |
|
Paolo De-Leon requests KYC, PCR, and RDC documents from Xavier Avil and Davide-A Sferrazza for... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Xavier Avil, Davide-A Sferrazza |
DB-SDNY-0041221 |
gemini-2.0-flash-001 |
| 13462 |
EFTA01355918.txt |
RE: New Derivatives account. Ill |
Paolo De-Leon |
none |
none |
2018-01-18 |
email |
dataset_10 |
|
Paolo De-Leon is seeking clarification on the process for onboarding Wealth Management clients... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Surendra Singh, Abhijit Mukherjee, Keith Buckholz, Srikanta Gouda |
DB-SDNY-0041225 |
gemini-2.0-flash-001 |
| 13463 |
EFTA01355919.txt |
RE: New Derivatives account. |
Paolo De Leon |
suspicious |
possible |
2018-01-11 |
email |
dataset_10 |
|
Paolo De Leon requests Diana Canter and Teresa Metallo to set up a dummy facility in LS2 to link... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Diana Canter, Teresa Metallo |
DB-SDNY-0041227 |
gemini-2.0-flash-001 |
| 13464 |
EFTA01355920.txt |
RE: New Derivatives account. [Ij |
Diana Canter |
none |
none |
2018-01-11 |
email |
dataset_10 |
|
This email exchange discusses the details of a new derivatives account, specifically clarifying... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paolo De-Leo, Teresa Metallo |
DB-SDNY-0041228 |
gemini-2.0-flash-001 |
| 13465 |
EFTA01355921.txt |
RE: New Derivatives account. [I] |
Teresa Metallo |
none |
none |
2018-01-11 |
email |
dataset_10 |
|
This email exchange between Teresa Metallo and Paolo De-Leon concerns the opening of a new... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paolo De-Leon |
DB-SDNY-0041229 |
gemini-2.0-flash-001 |
| 13466 |
EFTA01355922.txt |
RE: New Derivatives account. III |
Funda Bozkurt |
none |
none |
2018-01-09 |
email |
dataset_10 |
|
This email chain discusses the process of obtaining KYC documentation for WM accounts within... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Keith Buckholz, Paolo De-Leon |
DB-SDNY-0041232 |
gemini-2.0-flash-001 |
| 13467 |
EFTA01355923.txt |
RE: New Derivatives account. DI |
Surendra Singh |
none |
none |
2017-11-20 |
email |
dataset_10 |
|
Surendra Singh is forwarding an email from Keith Buckholz to Srikanta Gouda, requesting... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Keith Buckholz, Srikanta Gouda, Collateral Admin-NY |
DB-SDNY-0041234 |
gemini-2.0-flash-001 |
| 13468 |
EFTA01355924.txt |
RE: New Derivatives account. [II |
Surendra Singh |
none |
none |
2017-11-20 |
email |
dataset_10 |
|
Surendra Singh emailed Keith Buckholz and Srikanta Gouda to confirm the status of a request to... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Srikanta Gouda, Keith Buckholz |
DB-SDNY-0041235 |
gemini-2.0-flash-001 |
| 13469 |
EFTA01355925.txt |
RE: New Derivatives account. |
Srikanta Gouda |
none |
none |
2017-11-15 |
email |
dataset_10 |
|
Srikanta Gouda provides information to Keith Buckholz and others regarding the process for... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Surendra Sin, Keith Buckholz, Nitin-X Singh, Debra... |
DB-SDNY-0041236 |
gemini-2.0-flash-001 |
| 13470 |
EFTA01355926.txt |
FW: New Derivatives account. [II |
Surendra Singh |
none |
none |
2017-11-14 |
email |
dataset_10 |
|
Surendra Singh is requesting information from Keith Buckholz regarding a new derivatives... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Keith Buckholz, FX Middle Office, Debra Jasper, Halina... |
DB-SDNY-0041238 |
gemini-2.0-flash-001 |
| 13471 |
EFTA01355927.txt |
RE: New Derivatives account. III |
Sendhil-kumar K (on behalf of CUSTOMERBUILD 8LO 1) |
none |
none |
2018-01-18 |
email |
dataset_10 |
|
This email exchange discusses the setup of a new derivatives account for Southern Financial LLC... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Abhijit Mukherjee |
DB-SDNY-0041241 |
gemini-2.0-flash-001 |
| 13472 |
EFTA01355928.txt |
RE: New Derivatives account. [I] |
Paolo De-Leon |
none |
none |
2018-01-18 |
email |
dataset_10 |
|
Paolo De-Leon is inquiring about the process for adding collateral to the daily derivative... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Surendra Singh, Abhijit Mukherjee, Srikanta Gouda |
DB-SDNY-0041242 |
gemini-2.0-flash-001 |
| 13473 |
EFTA01355929.txt |
RE: New Derivatives account. IJ |
Paolo De-Leon |
suspicious |
none |
2018-01-17 |
email |
dataset_10 |
|
Paolo De-Leon is following up on the status of a new derivatives account and requesting Sachiva... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Sachiva Gupta, Abhijit Mukherjee |
DB-SDNY-0041243 |
gemini-2.0-flash-001 |
| 13474 |
EFTA01355930.txt |
RE: New Derivatives account. [I) |
Diana Canter |
none |
none |
2018-01-11 |
email |
dataset_10 |
|
This email exchange between Diana Canter and Paolo De-Leon at Deutsche Bank concerns a new... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paolo De-Leon |
DB-SDNY-0041244 |
gemini-2.0-flash-001 |
| 13475 |
EFTA01355931.txt |
RE: New Derivatives account. Ill |
Paolo De-Leon |
none |
none |
2018-01-11 |
email |
dataset_10 |
|
This email exchange discusses account numbers for a new derivatives account at Deutsche Bank.... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Teresa Metallo |
SDNY_GM_00187429
DB-SDNY-0041245 |
gemini-2.0-flash-001 |
| 13476 |
EFTA01355932.txt |
RE: New Derivatives account. II) |
Teresa Metallo |
none |
none |
2018-01-11 |
email |
dataset_10 |
|
This email exchange discusses the documentation required for setting up a new derivatives... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paolo De-Leon |
None |
gemini-2.0-flash-001 |
| 13477 |
EFTA01355933.txt |
RE: New Derivatives account. (II |
Surendra Singh |
none |
none |
2017-11-21 |
email |
dataset_10 |
|
Surendra Singh forwards an email from Keith Buckholz regarding a new derivatives account to... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Keith Buckholz, Srikanta Gouda, Collateral Admin-NY |
DB-SDNY-0041251
SDNY_GM_00187435 |
gemini-2.0-flash-001 |
| 13478 |
EFTA01355934.txt |
RE: New Derivatives account. [II |
Surendra Singh |
suspicious |
possible |
2017-11-20 |
email |
dataset_10 |
|
This email exchange discusses the setup of a new derivatives account and the documents required.... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Srikanta Gouda, Keith Buckholz, Collateral Admin-NY |
DB-SDNY-0041252
SDNY_GM_00187436 |
gemini-2.0-flash-001 |
| 13479 |
EFTA01355935.txt |
RE: New Derivatives account. (I) |
Keith Buckholz |
none |
none |
2017-11-14 |
email |
dataset_10 |
|
This email exchange discusses a request for information related to setting up a new derivatives... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Surendra Singh |
DB-SDNY-0041254
SDNY_GM_00187438 |
gemini-2.0-flash-001 |
| 13480 |
EFTA01355936.txt |
RE: New Derivatives account. N |
Abhijit Mukherjee |
none |
none |
2017-11-14 |
email |
dataset_10 |
|
This email is a request for information needed to set up a new derivatives account and a... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Sachiva Gupta, Surendra Singh |
DB-SDNY-0041255 |
gemini-2.0-flash-001 |
| 13481 |
EFTA01355937.txt |
RE: Cases for this Week - 6/21 II) |
Oliver Esslinger |
none |
none |
2019-06-20 |
email |
dataset_10 |
|
Oliver Esslinger is emailing Ellenoi Jarvis and others regarding discrepancies in trade IDs and... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Ellenoi Jarvis |
DB-SDNY-0041258 |
gemini-2.0-flash-001 |
| 13482 |
EFTA01355938.txt |
RE: Cases for this Week - 6/21 (I) |
Nina Tona |
none |
none |
2019-06-20 |
email |
dataset_10 |
|
Nina Tona sent an email to Jamaal Bushara and others with an updated list of KYC remediation... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Jamaal Bushara |
DB-SDNY-0041261 |
gemini-2.0-flash-001 |
| 13483 |
EFTA01355939.txt |
RE: Cases for this Week - Upda ed List III |
Nina Tona |
none |
none |
2019-06-17 |
email |
dataset_10 |
|
Nina Tona sent an email to Jamaal Bushara with an updated list of cases for the week, likely... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Jamaal Bushara |
DB-SDNY-0041262 |
gemini-2.0-flash-001 |
| 13484 |
EFTA01355940.txt |
List for this week |
Nina Tona Brunelli |
none |
none |
6/19/2019 |
other |
dataset_10 |
|
This document is an email from Nina Tona Brunelli to her team, providing a list of clients and... |
Business dealingsFinancial transactions/money flow |
Team |
DB-SDNY-0041263 |
gemini-2.0-flash-001 |
| 13485 |
EFTA01355941.txt |
Remediation Status |
|
none |
none |
06;12,2019 |
other |
dataset_10 |
|
This document is a status report on KYC (Know Your Customer) remediation for various clients,... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0041265 |
gemini-2.0-flash-001 |
| 13486 |
EFTA01355942.txt |
Cases for this Week [I) |
Nina Tona |
none |
none |
2019-06-10 |
email |
dataset_10 |
|
Nina Tona sends an email to Jamaal Bushara and others with a list of cases to be worked on for... |
Business dealingsCommunications/correspondenceFinancial transactions/money flow |
Jamaal Bushara |
SDNY_GM_00187450
DB-SDNY-004 1 266 |
gemini-2.0-flash-001 |
| 13487 |
EFTA01355943.txt |
Remediation |
Jamaal |
none |
none |
06/12/2019 |
other |
dataset_10 |
|
This document is a list of pending items and requirements related to various entities, possibly... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
— |
DB-SDNY-0041267 |
gemini-2.0-flash-001 |
| 13488 |
EFTA01355944.txt |
FW: NFA [I] |
Keith Buckholz |
none |
none |
2019-06-17 |
email |
dataset_10 |
|
This email chain discusses a document called 'NFA [I]' and requests updates to a tracker. The... |
Business dealingsCommunications/correspondence |
Paolo De-Leon |
DB-SDNY-0041271 |
gemini-2.0-flash-001 |
| 13489 |
EFTA01355945.txt |
RE: NFA [I1 |
Ellenoi Jarvis |
none |
none |
2019-05-29 |
email |
dataset_10 |
|
Ellenoi Jarvis confirms she will provide updates regarding NFA in response to Rebecca Gaily's... |
Business dealingsCommunications/correspondence |
Rebecca Gaily, Craig Roberts |
DB-SDNY-0041275 |
gemini-2.0-flash-001 |
| 13490 |
EFTA01355946.txt |
RE: NFA [Ij |
Ellenoi Jarvis |
none |
none |
2019-05-28 |
email |
dataset_10 |
|
This email exchange involves Rebecca Gal requesting an update from Ellenoi Jarvis regarding a... |
Business dealingsCommunications/correspondence |
Rebecca Gal, Craig Roberts |
DB-SDNY-0041277 |
gemini-2.0-flash-001 |
| 13491 |
EFTA01355947.txt |
RE: NFA |
Craig Roberts |
suspicious |
none |
2019-05-24 |
email |
dataset_10 |
|
Craig Roberts is seeking clarification from Ellenoi Jarvis regarding discrepancies between two... |
Financial transactions/money flowLegal matters/litigationCommunications/correspondence |
Ellenoi Jarvis, Funda Bozkurt |
DB-SDNY-0041279 |
gemini-2.0-flash-001 |
| 13492 |
EFTA01355948.txt |
RE: NFA [I] |
Ellenoi Jarvis |
none |
none |
2019-05-24 |
email |
dataset_10 |
|
Ellenoi Jarvis sent an email updating a list of counterparties for NFA compliance, noting a new... |
Financial transactions/money flowCompliance issues |
Anthony Carbonetto, Craig Roberts, Ian Salters, Rebecca Gaily |
DB-SDNY-0041280 |
gemini-2.0-flash-001 |
| 13493 |
EFTA01355949.txt |
RE: NFA |
Anthony Carbonetto |
none |
none |
2019-05-24 |
email |
dataset_10 |
|
This email exchange between Anthony Carbonetto and Ellenoi Jarvis at Deutsche Bank concerns the... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Ellenoi Jarvi, Craig Roberts, Ian Salters, Rebecca Gaily |
DB-SDNY-0041281 |
gemini-2.0-flash-001 |
| 13494 |
EFTA01355950.txt |
RE: NFA [I] |
Craig Roberts |
none |
none |
2019-05-24 |
email |
dataset_10 |
|
Craig Roberts forwarded an email from Ian Salters to Ellenoi Jarvis requesting her to highlight... |
Financial transactions/money flowCommunications/correspondence |
Ian Salters, Rebecca Gaily |
DB-SDNY-0041282 |
gemini-2.0-flash-001 |
| 13495 |
EFTA01355951.txt |
RE: New Derivatives accoi. |
Paolo De-Leon |
suspicious |
none |
2018-01-17 |
email |
dataset_10 |
|
Paolo De-Leon is following up with Sachiva Gupta and Abhijit Mukherjee regarding the setup of a... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Sachiva Gupta, Abhijit Mukherjee |
DB-SDNY-0041285 |
gemini-2.0-flash-001 |
| 13496 |
EFTA01355952.txt |
RE: New Derivatives account. III |
Srikanta Gouda |
none |
none |
2017-11-20 |
email |
dataset_10 |
|
This email thread discusses the process of onboarding a new client for derivatives accounts,... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Keith Buckholz, Collateral Admin-NY, Scndhil-kumar K, FX... |
DB-SDNY-0041292 |
gemini-2.0-flash-001 |
| 13497 |
EFTA01355953.txt |
RE: New Derivatives account. [I) |
Abhijit Mukherjee |
none |
none |
2017-11-14 |
email |
dataset_10 |
|
Abhijit Mukherjee requests Sachiva Gupta to provide necessary information (SIC Code, NACE Code,... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Sachiva Gupta, Srikanta Gouda,... |
DB-SDNY-0041297 |
gemini-2.0-flash-001 |
| 13498 |
EFTA01355954.txt |
RE: New Derivatives account. [I] |
Abhijit Mukherjee |
none |
none |
2017-11-04 |
email |
dataset_10 |
|
This email exchange discusses the process of adding a new client to the DDR and resolving issues... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Sachiva Gupta |
DB-SDNY-0041298 |
gemini-2.0-flash-001 |
| 13499 |
EFTA01355955.txt |
None |
Sachlva Gupta |
none |
none |
None |
other |
dataset_10 |
|
This document is a brief email from Sachlva Gupta at DBOI Global Services Private Limited,... |
|
— |
N4G025403, N4G026161, DB-SDNY-0041299, SDNY_GM_00187483 |
gemini-2.0-flash-001 |
| 13500 |
EFTA01355956.txt |
FW: New Derivatives account. |
Keith Buckholz |
none |
none |
2018-01-10 |
email |
dataset_10 |
|
This email chain discusses the documentation required for opening a new derivatives account and... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paolo De-Leon |
DB-SDNY-0041300, SDNY_GM_00187484 |
gemini-2.0-flash-001 |