| 13501 |
EFTA01355957.txt |
RE: New Derivatives account. Il] |
Diana Canter |
none |
none |
2018-01-09 |
email |
dataset_10 |
|
This email exchange discusses the need for KYC information to set up a new derivatives account.... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Keith Buckholz |
DB-SDNY-0041301 |
gemini-2.0-flash-001 |
| 13502 |
EFTA01355958.txt |
RE: New Derivatives account. [I] |
Funda Bozkurt |
none |
none |
2018-01-09 |
email |
dataset_10 |
|
This email exchange discusses the location of KYC documentation for new derivatives accounts... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Keith Buckholz |
DB-SDNY-0041302
SDNY_GM_00187486 |
gemini-2.0-flash-001 |
| 13503 |
EFTA01355959.txt |
RE: New Derivatives account. II) |
Keith Buckholz |
none |
none |
2017-11-20 |
email |
dataset_10 |
|
This email exchange between Keith Buckholz and Surendra Singh concerns the setup of a new... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Surendra Singh, Srikanta Goud, Collateral Admin-NY |
DB-SDNY-0041305 |
gemini-2.0-flash-001 |
| 13504 |
EFTA01355960.txt |
RE: New Derivatives account. [I] |
Srikanta Gouda |
none |
none |
2017-11-15 |
email |
dataset_10 |
|
Srikanta Gouda informs Keith Buckholz about the process for setting up a new derivatives... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Surendra Singh, Keith Buckholz |
DB-SDNY-0041306 |
gemini-2.0-flash-001 |
| 13505 |
EFTA01355961.txt |
RE: New Derivatives account. [I] |
Surendra Singh |
none |
none |
2017-11-15 |
email |
dataset_10 |
|
Surendra Singh is responding to Keith Buckholz's email regarding a new derivatives account and... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Keith Buckholz |
DB-SDNY-0041307 |
gemini-2.0-flash-001 |
| 13506 |
EFTA01355962.txt |
FW: New Derivatives account. |
Surendra Singh |
none |
none |
2017-11-14 |
email |
dataset_10 |
|
Surendra Singh emails Keith Buckholz requesting KYC-related documents (SIC Code, NACE Code, KYC... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Keith Buckholz |
DB-SDNY-0041308 |
gemini-2.0-flash-001 |
| 13507 |
EFTA01355963.txt |
RE: New Derivatives account. II) |
Abhijit Mukherjee On Behalf Of Collateral Admin-NY |
none |
none |
2017-11-14 |
email |
dataset_10 |
|
Abhijit Mukherjee is requesting information from Sachiva Gupta to set up a new derivatives... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Sachiva Gupta |
DB-SDNY-0041309 |
gemini-2.0-flash-001 |
| 13508 |
EFTA01355964.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document appears to be a header or footer, possibly from an email, containing location... |
|
— |
DB-SDNY-0041311
SDNY_GM_00187495 |
gemini-2.0-flash-001 |
| 13509 |
EFTA01355965.txt |
RE: New Derivatives account. [II |
Surendra Singh |
none |
none |
2017-11-21 |
email |
dataset_10 |
|
This email chain discusses the process of onboarding a new client for a derivatives account.... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Keith Buckholz, Srikanta Gouda |
DB-SDNY-0041316 |
gemini-2.0-flash-001 |
| 13510 |
EFTA01355966.txt |
RE: New Derivatives account. [I] |
Keith Buckholz |
none |
none |
2017-11-20 |
email |
dataset_10 |
|
Keith Buckholz is requesting Surendra Singh to set up a new derivatives account and is inquiring... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Surendra Sin, Srikanta Gouda, Collateral Admin-NY,... |
DB-SDNY-0041317 |
gemini-2.0-flash-001 |
| 13511 |
EFTA01355967.txt |
RE: New Derivatives account. III |
Srikanta Gouda |
none |
none |
2017-11-15 |
email |
dataset_10 |
|
Surendra Singh is following up on a request to set up a new derivatives account. Srikanta Gouda... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Surendra Sin, Keith Buckholz |
DB-SDNY-0041318 |
gemini-2.0-flash-001 |
| 13512 |
EFTA01355968.txt |
RE: New Derivatives account. [I) |
Surendra Singh |
none |
none |
2017-11-15 |
email |
dataset_10 |
|
Surendra Singh is forwarding a request from Keith Buckholz regarding a new derivatives account... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Keith Buckholz, Collateral Admin-NY |
DB-SDNY-0041319
SDNY_GM_00187503 |
gemini-2.0-flash-001 |
| 13513 |
EFTA01355969.txt |
RE: New Derivatives account. (II |
Keith Buckholz |
none |
none |
2017-11-14 |
email |
dataset_10 |
|
This email exchange discusses the required documentation for setting up a new derivatives... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Surendra Singh |
DB-SDNY-0041320 |
gemini-2.0-flash-001 |
| 13514 |
EFTA01355970.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document appears to be a cover page or header for a legal document, possibly related to a... |
|
— |
DB-SDNY-0041324 |
gemini-2.0-flash-001 |
| 13515 |
EFTA01355971.txt |
KCP Collateral Flow |
Paolo De-Leo |
none |
none |
2018-02-21 |
email |
dataset_10 |
|
Paolo De-Leo requests KYC, PCR, and RDC documents from Xavier Avila and Davide-A Sferrazza for... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Xavier Avila, Davide-A Sferrazza |
DB-SDNY-0041325 |
gemini-2.0-flash-001 |
| 13516 |
EFTA01355972.txt |
RE: Southern Financial LLC |
Paolo De-Leon |
none |
none |
2018-02-27 |
email |
dataset_10 |
|
Paolo De-Leon is onboarding Southern Financial LLC as a client at Deutsche Bank and requests the... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Keith Buckholz, Collateral Admin-NY |
DB-SDNY-0041326 |
gemini-2.0-flash-001 |
| 13517 |
EFTA01355973.txt |
RE: New Derivatives account. I |
Diana Canter |
none |
none |
2018-01-09 |
email |
dataset_10 |
|
Keith Buckholz is seeking KYC information for a new derivatives account and mentions Gideon... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Keith Buckholz |
DB-SDNY-0041327 |
gemini-2.0-flash-001 |
| 13518 |
EFTA01355974.txt |
RE: New Derivatives account. DI |
Funda Bozkurt |
none |
none |
2018-01-09 |
email |
dataset_10 |
|
This email exchange discusses the process of obtaining KYC documentation for new derivatives... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Keith Buckholz |
DB-SDNY-0041328 |
gemini-2.0-flash-001 |
| 13519 |
EFTA01355975.txt |
RE: New Derivatives account. [I] |
Keith Buckholz |
none |
none |
2017-11-20 |
email |
dataset_10 |
|
Keith Buckholz is following up with Srikanta Gouda regarding the documentation needed for a new... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Srikanta Gouda, Surendra Singh, Nitin-X Sin • h,... |
DB-SDNY-0041329
SDNY_GM_00187513 |
gemini-2.0-flash-001 |
| 13520 |
EFTA01355976.txt |
RE: New Derivatives account. |
Surendra Singh |
none |
none |
2017-11-21 |
email |
dataset_10 |
|
Surendra Singh emailed Srikanta Gouda requesting him to advise Keith Buckholz regarding a new... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Keith Buckholz, Srikanta Gouda, Collateral Admin-NY |
DB-SDNY-0041330, SDNY_GM_00187514 |
gemini-2.0-flash-001 |
| 13521 |
EFTA01355977.txt |
RE: New Derivatives account. [I] |
Keith Buckholz |
none |
none |
2017-11-14 |
email |
dataset_10 |
|
This email exchange discusses a request for information to set up a new derivatives account.... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Surendra Singh |
DB-SDNY-0041333 |
gemini-2.0-flash-001 |
| 13522 |
EFTA01355978.txt |
FW: New Derivatives account. Ill |
Sachiva Gupta |
none |
none |
2017-11-03 |
email |
dataset_10 |
|
Sachiva Gupta from DBOI Global Services Private Limited requests the Collateral Admin-NY to add... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Collateral Admin-NY |
N4G025403, N4G026161 |
gemini-2.0-flash-001 |
| 13523 |
EFTA01355979.txt |
FW: Credit Approval Request Created. Credit Request ID:CRE-75489 Legal Name: Southern Financial, LLC II] |
Jissel Cortes |
none |
none |
2018-04-02 |
email |
dataset_10 |
|
Jissel Cortes forwards a credit approval request for Southern Financial, LLC to Keith Buckholz,... |
Financial transactions/money flowBusiness dealings |
Keith Buckholz, Jason Wang I, Paolo De-leon |
CRE-75489, ONB-1135648 |
gemini-2.0-flash-001 |
| 13524 |
EFTA01355980.txt |
GED Global Credit Derivatives |
Amber Davis |
none |
none |
None |
email |
dataset_10 |
|
This email from Amber Davis provides information about the GED Global Credit Derivatives... |
Business dealingsCommunications/correspondence |
— |
DB-SDNY-0041338 |
gemini-2.0-flash-001 |
| 13525 |
EFTA01355981.txt |
RE: Southern Financial LLC II) |
Sendhil-kumar |
none |
none |
2018-03-02 |
email |
dataset_10 |
|
This email exchange details the process of onboarding Southern Financial LLC as a new customer... |
Business dealingsCommunications/correspondence |
Abhijit Mukherjr |
N4G025080 |
gemini-2.0-flash-001 |
| 13526 |
EFTA01355982.txt |
Southern Financial LLC |
Paolo De-Leon |
none |
none |
2018-02-27 |
email |
dataset_10 |
|
Paolo De-Leon from Deutsche Bank requests the addition of Southern Financial LLC to the DDR... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Collateral Admin-NY, Abhijit Mukherjee |
DB-SDNY-0041340 |
gemini-2.0-flash-001 |
| 13527 |
EFTA01355983.txt |
Securities Account Control Agreement |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a Securities Account Control Agreement outlining the rights and... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0041342 |
gemini-2.0-flash-001 |
| 13528 |
EFTA01355984.txt |
Securities Account Agreement |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a Securities Account agreement outlining the rights and responsibilities of the... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0041343 |
gemini-2.0-flash-001 |
| 13529 |
EFTA01355985.txt |
Securities Account Agreement |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a Securities Account Agreement outlining the legal terms between the Debtor,... |
Legal matters/litigationFinancial transactions/money flowBusiness dealings |
— |
DB-SDNY-0041344 |
gemini-2.0-flash-001 |
| 13530 |
EFTA01355986.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a security agreement between Southern Financial, LW (Debtor), Deutsche Bank AG... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
4810533 |
gemini-2.0-flash-001 |
| 13531 |
EFTA01355987.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This legal document outlines the process for transferring financial assets between institutions,... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0041347 |
gemini-2.0-flash-001 |
| 13532 |
EFTA01355988.txt |
Agreement |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a page from an agreement that can be executed in multiple counterparts. It... |
Legal matters/litigationBusiness dealings |
— |
DB-SDNY-0041348, SDNY_GM_00187532 |
gemini-2.0-flash-001 |
| 13533 |
EFTA01355989.txt |
Entitlement Order for Securities Account No. (the "Securities Accounri) |
[NAME OF SECURED PARTY] |
none |
none |
[Date] |
letter |
dataset_10 |
|
This is a letter from a Secured Party to an Intermediary, issuing an entitlement order for a... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
[NAME AND ADDRESS OF THE INTERMEDIARY] |
DB-SDNY-0041349 |
gemini-2.0-flash-001 |
| 13534 |
EFTA01355990.txt |
Termination of Agreement |
[NAME OF SECURED PARTY] |
none |
none |
[Date] |
letter |
dataset_10 |
|
This letter notifies an intermediary that an agreement with a secured party is terminated. The... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
[NAME AND ADDRESS OF THE INTERMEDIARY] |
DB-SDNY-0041351 |
gemini-2.0-flash-001 |
| 13535 |
EFTA01355991.txt |
BORROWER SECURITY AND PLEDGE AGREEMENT |
|
none |
none |
None |
agreement |
dataset_10 |
|
This is a Borrower Security and Pledge Agreement between Southern Financial LLC and Deutsche... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
46171M2 |
gemini-2.0-flash-001 |
| 13536 |
EFTA01355992.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a legal agreement between a Debtor and a Lender, outlining the terms of... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0041357 |
gemini-2.0-flash-001 |
| 13537 |
EFTA01355993.txt |
Agreement |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is an excerpt from a legal agreement between a debtor and Deutsche Bank Trust... |
Legal matters/litigationFinancial transactions/money flowBusiness dealings |
— |
DB-SDNY-0041358, SDNY_GM_00187542 |
gemini-2.0-flash-001 |
| 13538 |
EFTA01355994.txt |
Agreement |
|
none |
none |
2017-10-26 |
agreement |
dataset_10 |
|
This document is an agreement identifying Southern Financial as the debtor. Jeffrey Epstein is... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0041359 |
gemini-2.0-flash-001 |
| 13539 |
EFTA01355995.txt |
Affiliates and Listed Securities |
|
none |
none |
None |
Schedule |
dataset_10 |
|
This document is a schedule listing the affiliates of Deutsche Bank AG, including their branches... |
Financial transactions/money flow |
— |
None |
gemini-2.0-flash-001 |
| 13540 |
EFTA01355996.txt |
COLLATERAL MAINTENANCE REQUIREMENTS |
|
none |
none |
None |
schedule |
dataset_10 |
|
This document outlines the collateral maintenance requirements for a loan, specifying the types... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0041363 |
gemini-2.0-flash-001 |
| 13541 |
EFTA01355997.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document outlines the advance rate for NYSE, AMEX, or NASDAQ equity and mutual fund shares... |
Financial transactions/money flow |
— |
DB-SDNY-0041364
SDNY_GM_00187548 |
gemini-2.0-flash-001 |
| 13542 |
EFTA01355998.txt |
Deutsche Bank Private Bank Alert |
|
concerning |
none |
2018-02-22 |
alert |
dataset_10 |
|
This Deutsche Bank alert flags Southern Financial LLC due to its association with Southern... |
Financial transactions/money flowLegal matters/litigationAllegations/complaints |
— |
GCIS 00000483882 |
gemini-2.0-flash-001 |
| 13543 |
EFTA01355999.txt |
Southern Financial LLC |
Deutsche Bank Private Bank |
concerning |
none |
2018-02-22 |
Alert |
dataset_10 |
|
This document is an alert from Deutsche Bank Private Bank regarding Southern Financial LLC. The... |
Financial transactions/money flowLegal matters/litigationAllegations/complaints |
— |
GCIS 00000483882, Alert ID: 12737031.11622715.64747171 |
gemini-2.0-flash-001 |
| 13544 |
EFTA01356000.txt |
Alert |
|
suspicious |
none |
2/22/2018 |
alert |
dataset_10 |
|
This document is an alert from Deutsche Bank regarding Southern Financial LLC, highlighting... |
Financial transactions/money flowLegal matters/litigationAllegations/complaints |
— |
12737031.11622715.63653446 |
gemini-2.0-flash-001 |
| 13545 |
EFTA01356001.txt |
PWM BIS-RESEARCH due diligence research |
Nahid Khan |
none |
none |
02/22/2018 |
report |
dataset_10 |
|
This document is a due diligence report on Southern Financial LLC conducted by PWM BIS-RESEARCH.... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0041373 |
gemini-2.0-flash-001 |
| 13546 |
EFTA01356002.txt |
OFAC RESULTS |
|
none |
none |
None |
report |
dataset_10 |
|
This document presents the results of OFAC, BIS, and legal checks performed on Southern... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0041374 |
gemini-2.0-flash-001 |
| 13547 |
EFTA01356003.txt |
Individual Details or all parties |
|
none |
none |
1/11/2018 |
KYC form/Onesheet |
dataset_10 |
|
This document is a KYC form for Erika Kellerhals, an attorney at Kellerhals Ferguson PLLC,... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0041385, SDNY GM 00187589 |
gemini-2.0-flash-001 |
| 13548 |
EFTA01356004.txt |
KYC Print |
|
none |
none |
2018-01-11 |
other |
dataset_10 |
|
This document is a page from a KYC printout, dated 2018-01-11, and includes information about... |
|
— |
DB-SDNY-0041386, SDNY GM 00187570 |
gemini-2.0-flash-001 |
| 13549 |
EFTA01356005.txt |
KYC for Jeffrey E. Epstein |
|
concerning |
possible |
2018-11-01 |
KYC |
dataset_10 |
|
This KYC document outlines Jeffrey Epstein's personal and professional details, including his... |
Financial transactions/money flowLegal matters/litigationPersonal relationships |
— |
00000483289 |
gemini-2.0-flash-001 |
| 13550 |
EFTA01356006.txt |
Individual Details (Jean Anne Brennan Wiebracht) |
|
none |
none |
1/11/2018 |
KYC form |
dataset_10 |
|
This document is a KYC form for Jean Anne Brennan Wiebracht, collecting information about her... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0041389 |
gemini-2.0-flash-001 |
| 13551 |
EFTA01356007.txt |
KYC Mint |
|
none |
none |
2018-11-20 |
other |
dataset_10 |
|
This document is a KYC (Know Your Customer) form for Southern Trust, detailing their business... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0041393 |
gemini-2.0-flash-001 |
| 13552 |
EFTA01356008.txt |
KYC for Southern Finance, LLC, Southern Trust Company, Inc, Jeffrey Epstein, J. Epstein Virgin Islands Foundation, Inc |
|
suspicious |
possible |
2018-01-11 |
KYC Print |
dataset_10 |
|
This KYC print documents the due diligence process for Jeffrey Epstein and his associated... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0041396 |
gemini-2.0-flash-001 |
| 13553 |
EFTA01356009.txt |
KYC flint |
|
none |
none |
2018-11-01 |
other |
dataset_10 |
|
This document outlines Deutsche Bank Private Wealth Management's KYC policy, emphasizing due... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0041397, SDNY GM 00187581 |
gemini-2.0-flash-001 |
| 13554 |
EFTA01356010.txt |
RE: New Derivatives account. [II |
Surendra Singh |
none |
none |
2018-01-18 |
email |
dataset_10 |
|
Surendra Singh is seeking assistance in identifying the correct contact person to provide... |
Financial transactions/money flowCommunications/correspondence |
Paolo De-Leon, Abhilt Mukheree |
DB-SDNY-0041399, SDNY_GM_00187583 |
gemini-2.0-flash-001 |
| 13555 |
EFTA01356011.txt |
RE: New Derivatives account. [I] |
Sachiva Gupta |
none |
none |
2018-01-17 |
email |
dataset_10 |
|
Paolo De Leon is seeking clarification on the process for adding collateral to the daily... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paolo De-Leon, Abhijit Mukherjee |
DB-SDNY-0041400 |
gemini-2.0-flash-001 |
| 13556 |
EFTA01356012.txt |
RE: New Derivatives account. [I] |
Paolo De-Leon |
suspicious |
none |
2018-01-17 |
email |
dataset_10 |
|
Paolo De-Leon is following up with Sachiva Gupta and Abhijit Mukherjee to set up a 'dummy... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Sachiva Gupta, Abhijit Mukherjee |
DB-SDNY-0041401 |
gemini-2.0-flash-001 |
| 13557 |
EFTA01356013.txt |
RE: New Derivatives account. II] |
Paolo De-Leon |
none |
none |
2018-01-11 |
email |
dataset_10 |
|
Paolo De-Leon sends an email to Teresa Metallo with the account numbers for a new derivatives... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Teresa Metallo, Diana Canter, Keith Buckholz |
DB-SDNY-0O41403 |
gemini-2.0-flash-001 |
| 13558 |
EFTA01356014.txt |
RE: New Derivatives account. [II |
Paolo De-Leon |
none |
none |
2018-01-11 |
email |
dataset_10 |
|
This email exchange involves requests for client information and necessary documents (KYC, PCR,... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Teresa Metall |
DB-SDNY-0041404 |
gemini-2.0-flash-001 |
| 13559 |
EFTA01356015.txt |
RE: New Derivatives account. [I] |
Keith Buckholz |
none |
none |
2018-01-09 |
email |
dataset_10 |
|
Keith Buckholz emails Diana Canter regarding a new derivatives account. Diana informs Keith that... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Diana Canter |
DB-SDNY-0041405 |
gemini-2.0-flash-001 |
| 13560 |
EFTA01356016.txt |
FW: New Derivatives account. ill |
Keith Buckholz |
none |
none |
2018-01-09 |
email |
dataset_10 |
|
Keith Buckholz is seeking KYC information from Diana Canter to set up a new derivatives account... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Diana Canter |
DB-SDNY-0041406 |
gemini-2.0-flash-001 |
| 13561 |
EFTA01356017.txt |
FW: New Derivatives account. III |
Keith Buckholz |
none |
none |
2017-12-08 |
email |
dataset_10 |
|
Keith Buckholz is inquiring about KYC documentation for a new derivatives account and informs... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Funda |
DB-SDNY-0041407 |
gemini-2.0-flash-001 |
| 13562 |
EFTA01356018.txt |
RE: New Derivatives account. Ill |
Keith Buckholz |
none |
none |
2017-11-14 |
email |
dataset_10 |
|
Keith Buckholz responds to Surendra Singh's request for information regarding a new derivatives... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Surendra Singh |
EFTA01356018 |
gemini-2.0-flash-001 |
| 13563 |
EFTA01356019.txt |
FW: New Derivatives account. II) |
SashIva Gupta |
none |
none |
None |
email |
dataset_10 |
|
SashIva Gupta from DBOI Global Services Private Limited emails Surendra Singh and Nitin-X Singh... |
Financial transactions/money flowBusiness dealings |
Surendra Singh, Nitin-X Singh |
DB-SDNY-0O41415 |
gemini-2.0-flash-001 |
| 13564 |
EFTA01356020.txt |
RE: Southern Financial LLC [I) |
Abhijit Mukherjee |
none |
none |
2018-03-01 |
email |
dataset_10 |
|
This email exchange details the process of onboarding Southern Financial LLC as a new client. It... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
CUSTOMERBUILD BLO 1 |
DB-SDNY-0041416 |
gemini-2.0-flash-001 |
| 13565 |
EFTA01356021.txt |
Securities Account Control Agreement |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a Securities Account Control Agreement outlining the rights and... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
4111053v3 |
gemini-2.0-flash-001 |
| 13566 |
EFTA01356022.txt |
Securities Account Agreement |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a Securities Account Agreement that outlines the legal terms and conditions... |
Legal matters/litigationFinancial transactions/money flowBusiness dealings |
— |
DB-SDNY-0041421 |
gemini-2.0-flash-001 |
| 13567 |
EFTA01356023.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a legal agreement outlining the responsibilities and liabilities of a... |
Legal matters/litigationFinancial transactions/money flowBusiness dealings |
— |
DB-SDNY-0041422 |
gemini-2.0-flash-001 |
| 13568 |
EFTA01356024.txt |
Security Agreement |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a security agreement between Southern Financial, LW (Debtor), Deutsche Bank AG... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
4810533 |
gemini-2.0-flash-001 |
| 13569 |
EFTA01356025.txt |
Agreement Counterparts |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a signature page for an agreement, allowing for execution in counterparts. It... |
Legal matters/litigationBusiness dealings |
— |
DB-SDNY-0041425, SDNY_GM_00187609 |
gemini-2.0-flash-001 |
| 13570 |
EFTA01356026.txt |
Termination of Agreement |
[NAME OF SECURED PARTY] |
none |
none |
[Date] |
letter |
dataset_10 |
|
The document is a letter from a Secured Party to an intermediary, notifying them of the... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
[NAME AND ADDRESS OF THE INTERMEDIARY] |
481053y3 0724520101 |
gemini-2.0-flash-001 |
| 13571 |
EFTA01356027.txt |
Borrower Security and Pledge Agreement |
|
none |
none |
None |
agreement |
dataset_10 |
|
This document is a Borrower Security and Pledge Agreement between Southern Financial LLC and... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
46171M2 |
gemini-2.0-flash-001 |
| 13572 |
EFTA01356028.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a legal agreement between a Debtor and a Lender, outlining the terms of a... |
Legal matters/litigationFinancial transactions/money flow |
— |
DB-SDNY-0041431 |
gemini-2.0-flash-001 |
| 13573 |
EFTA01356029.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This legal document outlines the remedies available to the Lender in the event of default by the... |
Legal matters/litigationFinancial transactions/money flow |
— |
DB-SDNY-0041432 |
gemini-2.0-flash-001 |
| 13574 |
EFTA01356030.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a legal agreement between a Lender and a Debtor, outlining the terms of a... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0041433, SDNY_GM_00187617 |
gemini-2.0-flash-001 |
| 13575 |
EFTA01356031.txt |
Agreement |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a legal agreement between a Debtor and Deutsche Bank Trust Company Americas,... |
Legal matters/litigationFinancial transactions/money flowBusiness dealings |
— |
DB-SDNY-0041435 |
gemini-2.0-flash-001 |
| 13576 |
EFTA01356032.txt |
Agreement |
|
none |
none |
2017-10-26 |
agreement |
dataset_10 |
|
This document is an agreement executed by Southern Financial as the Debtor, dated October 26,... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0041436 |
gemini-2.0-flash-001 |
| 13577 |
EFTA01356033.txt |
Schedule A and B |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a schedule listing affiliates of Deutsche Bank AG, including its branches and... |
Financial transactions/money flow |
— |
DB-SDNY-0041438 |
gemini-2.0-flash-001 |
| 13578 |
EFTA01356034.txt |
COLLATERAL MAINTENANCE REQUIREMENTS |
|
none |
none |
None |
schedule |
dataset_10 |
|
This document outlines the collateral maintenance requirements for a loan agreement. It... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0041440 |
gemini-2.0-flash-001 |
| 13579 |
EFTA01356035.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document provides guidelines for advance rates on NYSE, AMEX, and NASDAQ equity and mutual... |
Financial transactions/money flow |
— |
DB-SDNY-0041441
SDNY_GM_00187625 |
gemini-2.0-flash-001 |
| 13580 |
EFTA01356037.txt |
Deutsche Bank Private Bank Alert - Southern Financial LLC |
Deutsche Bank Private Bank |
concerning |
none |
2018-02-22 |
Alert |
dataset_10 |
|
This Deutsche Bank Private Bank alert identifies Southern Financial LLC as a high-risk entity... |
Financial transactions/money flowLegal matters/litigationAllegations/complaints |
— |
GCIS 00000483882, Alert ID: 12737031.11622715.65374193, Entity ID: 65374193, Riskid: R2601172 |
gemini-2.0-flash-001 |
| 13581 |
EFTA01356038.txt |
Southern Financial LLC Alert |
Deutsche Bank Private Bank |
concerning |
none |
2018-02-22 |
Alert |
dataset_10 |
|
This document is an alert from Deutsche Bank Private Bank regarding Southern Financial LLC,... |
Financial transactions/money flowLegal matters/litigationAllegations/complaints |
— |
GCIS 00000483882, 12737031.11622715 65374193 |
gemini-2.0-flash-001 |
| 13582 |
EFTA01356039.txt |
Southern Financial LLC |
|
concerning |
none |
2018-02-22 |
Alert |
dataset_10 |
|
This document is an alert from Deutsche Bank Private Bank regarding Southern Financial LLC. It... |
Financial transactions/money flowLegal matters/litigationAllegations/complaints |
— |
GCIS 00000483882 |
gemini-2.0-flash-001 |
| 13583 |
EFTA01356040.txt |
Alert |
|
suspicious |
none |
2018-02-22 |
alert |
dataset_10 |
|
This document is an alert regarding Southern Financial LLC, highlighting allegations against... |
Financial transactions/money flowLegal matters/litigationAllegations/complaints |
— |
12737031.11622715.63653446 |
gemini-2.0-flash-001 |
| 13584 |
EFTA01356041.txt |
Account Ownership Summary |
|
none |
none |
2018-01-11 |
KYC Print |
dataset_10 |
|
This KYC document outlines the account ownership and financial activity of Southern Trust... |
Financial transactions/money flowBusiness dealings |
— |
42952783 |
gemini-2.0-flash-001 |
| 13585 |
EFTA01356042.txt |
Individual Details - Harry Beller |
|
none |
none |
2013-10-21 |
KYC Print |
dataset_10 |
|
This document is a KYC (Know Your Customer) form for Harry Beller, an accountant and client of... |
Financial transactions/money flowBusiness dealings |
— |
00000467202 |
gemini-2.0-flash-001 |
| 13586 |
EFTA01356043.txt |
Individual Details |
|
none |
none |
2018-01-11 |
KYC Print |
dataset_10 |
|
This KYC document outlines the individual details of Darren Indyke, including his employment as... |
Financial transactions/money flowEmployment/staffingBusiness dealings |
— |
DB-SDNY-0041460 |
gemini-2.0-flash-001 |
| 13587 |
EFTA01356044.txt |
KYC flint Onesheet |
|
none |
none |
2018-01-11 |
form |
dataset_10 |
|
This document is a KYC form for Erika Kellerhals, an attorney, filled out for Deutsche Bank. It... |
Financial transactions/money flowLegal matters/litigationEmployment/staffing |
— |
DB-SDNY-0041462 |
gemini-2.0-flash-001 |
| 13588 |
EFTA01356045.txt |
KYC flint |
|
concerning |
possible |
2018 |
KYC form |
dataset_10 |
|
This KYC form details information about Jeffrey Epstein, including his past conviction for... |
Financial transactions/money flowLegal matters/litigationPersonal relationships |
— |
DB-SDNY-0041464 |
gemini-2.0-flash-001 |
| 13589 |
EFTA01356046.txt |
Wealth Profile |
|
suspicious |
none |
2018-11-01 |
KYC |
dataset_10 |
|
This KYC document outlines the wealth profile and legal entity details of Southern Trust... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0041469, SDNY GM 00187653 |
gemini-2.0-flash-001 |
| 13590 |
EFTA01356047.txt |
KYC for Southern Financial, LLC, Southern Trust Company, Inc, Jeffrey Epstein, J. Epstein Virgin Islands Foundation, Inc |
Kshitij Golan, Cynthia Rodriguez |
suspicious |
possible |
2017-07-05 |
KYC Document |
dataset_10 |
|
This KYC document outlines the due diligence process for Jeffrey Epstein and his associated... |
Financial transactions/money flowBusiness dealingsLegal matters/litigation |
— |
01790820 |
gemini-2.0-flash-001 |
| 13591 |
EFTA01356048.txt |
RE: KCP Collateral Flow [I] |
Paolo De-Leon |
none |
none |
2018-02-22 |
email |
dataset_10 |
|
This email chain discusses the status of KYC, PCR, and RDC documents for Southern Financial... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Keith Buckholz |
DB-SDNY-0041475 |
gemini-2.0-flash-001 |
| 13592 |
EFTA01356049.txt |
RE: KCP Collateral Flow (II |
Keith Buckholz |
none |
none |
2018-02-21 |
email |
dataset_10 |
|
This email chain discusses the documentation required to onboard KCP clients for a daily... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Xavier Avila |
DB-SDNY-0041476 |
gemini-2.0-flash-001 |
| 13593 |
EFTA01356050.txt |
RE: Southern Fin |
Paolo De-Leon |
suspicious |
none |
2018-02-27 |
email |
dataset_10 |
|
This email exchange discusses the onboarding of Southern Financial LLC as a client and the... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Keith Buckholz |
DB-SDNY-0041479 |
gemini-2.0-flash-001 |
| 13594 |
EFTA01356051.txt |
None |
Paolo De Leon |
none |
none |
None |
email |
dataset_10 |
|
This document is an email signature block for Paolo De Leon, an Assistant Vice President at... |
Employment/staffingBusiness dealings |
— |
DB-SDNY-0041480 |
gemini-2.0-flash-001 |
| 13595 |
EFTA01356052.txt |
RE: New Derlva oyes accoun |
Keith Buckholz |
none |
none |
2018-01-09 |
email |
dataset_10 |
|
Keith Buckholz and Diana Canter are corresponding about a new derivatives account. Diana is... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Diana Canter |
DB-SDNY-0041482 |
gemini-2.0-flash-001 |
| 13596 |
EFTA01356053.txt |
None |
Sachlva Gupta |
none |
none |
None |
email |
dataset_10 |
|
This is a brief email from Sachlva Gupta at DSOI Global Services, requesting confirmation of a... |
Financial transactions/money flowCommunications/correspondence |
— |
DB-SDNY-0041492 |
gemini-2.0-flash-001 |
| 13597 |
EFTA01356054.txt |
RE: New Derivatives account. [I] |
Paolo De-Leon |
none |
none |
2018-02-07 |
email |
dataset_10 |
|
This email chain discusses the process for setting up new derivatives accounts. Paolo De-Leon is... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Teresa Metallo |
DB-SDNY-0041494 |
gemini-2.0-flash-001 |
| 13598 |
EFTA01356055.txt |
RE: Southern Financial LLC |
Paolo De-Leon |
none |
none |
2018-03-02 |
email |
dataset_10 |
|
Paolo De-Leon sent an email to Sendhil and Abhijit Mukherjee regarding Southern Financial LLC.... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
CUSTOMERBUILD BLO, Abhijit Mukherjee |
DB-SDNY-0041514 |
gemini-2.0-flash-001 |
| 13599 |
EFTA01356056.txt |
RE: Southern Financial LLC |
Paolo De-Leon |
none |
none |
2018-02-27 |
email |
dataset_10 |
|
This email is a request from Paolo De-Leon to Abhijit Mukherjee and team to add Southern... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Collateral Admin-NY <collateraLadmin-n pdb.com>, Abhijit... |
DB-SDNY-0041516 |
gemini-2.0-flash-001 |
| 13600 |
EFTA01356057.txt |
None |
Paolo De Leon, Assistant Vice President I Credit Risk Officer, Deutsche Bank Trust Company Americas |
none |
none |
None |
other |
dataset_10 |
|
This document contains the contact information for Paolo De Leon, an Assistant Vice President at... |
|
— |
DB-SDNY-0O41517, SDNY_GM_00187701 |
gemini-2.0-flash-001 |