| 13601 |
EFTA01356058.txt |
RE: New Derivatives account. [I] |
Keith Buckholz |
none |
none |
2018-01-09 |
email |
dataset_10 |
|
This email exchange between Keith Buckholz and Funda Bozkurt concerns identifying the correct... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Funda Bozkurt |
DB-SDNY-0041518 |
gemini-2.0-flash-001 |
| 13602 |
EFTA01356059.txt |
RE: New Derivatives account. |
Surendra Singh |
none |
none |
2017-11-21 |
email |
dataset_10 |
|
This email chain discusses the process of onboarding a new client for a derivatives account... |
Financial transactions/money flowCommunications/correspondence |
Keith Buckholz, Srikanta Gouda, Collateral Admin-NY,... |
None |
gemini-2.0-flash-001 |
| 13603 |
EFTA01356060.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a header/footer from DBOI Global Services Private Limited in Jaipur, India. It... |
|
— |
DB-SDNY-0041527, SDNY_GM_00187711 |
gemini-2.0-flash-001 |
| 13604 |
EFTA01356061.txt |
FW: Southern Financial LLC III |
Keith Buckholz |
none |
none |
2018-02-28 |
email |
dataset_10 |
|
This email forwards a request from Paolo De-Leon to Abhijit Mukherjee and team to add Southern... |
Financial transactions/money flowBusiness dealings |
Ellenoi Jarvis |
DB-SDNY-0041528 |
gemini-2.0-flash-001 |
| 13605 |
EFTA01356062.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document defines the terms of control and transfer of financial assets held in primary and... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
4111053v3 |
gemini-2.0-flash-001 |
| 13606 |
EFTA01356063.txt |
Securities Account Agreement |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a legal agreement concerning a Securities Account, outlining the rights and... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0041532 |
gemini-2.0-flash-001 |
| 13607 |
EFTA01356064.txt |
Agreement regarding Securities Account |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a legal agreement concerning a securities account, outlining the obligations... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
4810533 |
gemini-2.0-flash-001 |
| 13608 |
EFTA01356065.txt |
Security Agreement |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a security agreement between Southern Financial, LW, Deutsche Bank AG, and... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
4810533 |
gemini-2.0-flash-001 |
| 13609 |
EFTA01356066.txt |
Agreement Counterparts |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a signature page for an agreement, allowing for execution in counterparts. It... |
Legal matters/litigationBusiness dealings |
— |
DB-SDNY-0041536, SDNY_GM_00 187720 |
gemini-2.0-flash-001 |
| 13610 |
EFTA01356067.txt |
Entitlement Order for Securities Account No. (the "Securities Accounri) |
[NAME OF SECURED PARTY] |
none |
none |
[Date] |
letter |
dataset_10 |
|
This is a letter from a Secured Party to an intermediary issuing an entitlement order for a... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
[NAME AND ADDRESS OF THE INTERMEDIARY] |
DB-SDNY-0041537, SDNY_GM_00187721 |
gemini-2.0-flash-001 |
| 13611 |
EFTA01356068.txt |
Termination of Agreement |
[NAME OF SECURED PARTY] |
none |
none |
[Date] |
letter |
dataset_10 |
|
This letter notifies an intermediary that an agreement with a secured party is terminated and... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
[NAME AND ADDRESS OF THE INTERMEDIARY] |
DB-SDNY-0041539 |
gemini-2.0-flash-001 |
| 13612 |
EFTA01356069.txt |
Borrower Security and Pledge Agreement |
|
none |
none |
None |
Borrower Security and Pledge Agreement |
dataset_10 |
|
This document is a Borrower Security and Pledge Agreement between Southern Financial LLC and... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
46171M2 |
gemini-2.0-flash-001 |
| 13613 |
EFTA01356070.txt |
Agreement |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a legal agreement between a Debtor and a Lender, outlining the terms and... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0041541, SDNY_GM_00 187725 |
gemini-2.0-flash-001 |
| 13614 |
EFTA01356071.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the terms of a financial agreement between a Debtor and a Lender,... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0041542 |
gemini-2.0-flash-001 |
| 13615 |
EFTA01356072.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the remedies available to the Lender in the event of a default by the... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0041543 |
gemini-2.0-flash-001 |
| 13616 |
EFTA01356073.txt |
None |
|
suspicious |
possible |
None |
legal filing |
dataset_10 |
|
This document outlines the terms of an agreement between a Lender and a Debtor, detailing the... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0041544 |
gemini-2.0-flash-001 |
| 13617 |
EFTA01356074.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a legal agreement specifying terms related to collateral, obligations, and the... |
Legal matters/litigationFinancial transactions/money flowBusiness dealings |
— |
None |
gemini-2.0-flash-001 |
| 13618 |
EFTA01356075.txt |
Agreement |
|
none |
none |
2017-10-26 |
agreement |
dataset_10 |
|
This document is an agreement executed by Southern Financial 1.1X as the debtor, with Jeffrey... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0041547 |
gemini-2.0-flash-001 |
| 13619 |
EFTA01356076.txt |
Address and Signature Block |
|
none |
none |
None |
other |
dataset_10 |
|
This document provides the address and signature block for Deutsche Bank AG and Deutsche Bank... |
Financial transactions/money flow |
— |
DB-SDNY-0041548, SDNY_GM_00187732 |
gemini-2.0-flash-001 |
| 13620 |
EFTA01356077.txt |
Schedule A and B |
|
none |
none |
None |
document |
dataset_10 |
|
The document lists Deutsche Bank AG's affiliates and provides information about listed... |
Financial transactions/money flow |
— |
DB-SDNY-0041549 |
gemini-2.0-flash-001 |
| 13621 |
EFTA01356078.txt |
COLLATERAL. MAINTENANCE REQUIREMENTS |
|
none |
none |
None |
schedule |
dataset_10 |
|
This document outlines the collateral maintenance requirements for a loan, specifying acceptable... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
None |
gemini-2.0-flash-001 |
| 13622 |
EFTA01356079.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document outlines advance rates for NYSE, AMEX, or NASDAQ equity and mutual fund shares... |
Financial transactions/money flow |
— |
DB-SDNY-0041552, SDNY_GM_00187736 |
gemini-2.0-flash-001 |
| 13623 |
EFTA01356080.txt |
Deutsche Bank Private Bank Alert |
Deutsche Bank Private Bank |
concerning |
none |
2018-02-22 |
Alert |
dataset_10 |
|
This Deutsche Bank alert flags Southern Financial LLC as a critical risk due to past SEC... |
Financial transactions/money flowLegal matters/litigationAllegations/complaints |
— |
GCIS 00000483882 |
gemini-2.0-flash-001 |
| 13624 |
EFTA01356081.txt |
Alert |
|
concerning |
none |
2/22/2018 |
Alert |
dataset_10 |
|
This document is an alert from Deutsche Bank Private Bank regarding Southern Financial LLC,... |
Financial transactions/money flowLegal matters/litigationAllegations/complaints |
— |
GCIS 00000483882, 12737031.11622715 65374193 |
gemini-2.0-flash-001 |
| 13625 |
EFTA01356082.txt |
Alert |
|
suspicious |
none |
2/22/2018 |
report |
dataset_10 |
|
This document is an alert regarding Southern Financial LLC due to accusations against Southern... |
Financial transactions/money flowLegal matters/litigationAllegations/complaints |
— |
12737031.11622715.63653446 |
gemini-2.0-flash-001 |
| 13626 |
EFTA01356083.txt |
Account Ownership Summary |
|
none |
none |
2018-11-01 |
KYC Print |
dataset_10 |
|
This KYC document outlines the account ownership and purpose of Southern Financial LLC,... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0041565 |
gemini-2.0-flash-001 |
| 13627 |
EFTA01356084.txt |
KYC Print |
|
none |
none |
2018-01-11 |
other |
dataset_10 |
|
This document is a page from a KYC printout, dated January 11, 2018. It includes fields for... |
|
— |
DB-SDNY-0041570, SDNY GM 00187754 |
gemini-2.0-flash-001 |
| 13628 |
EFTA01356085.txt |
KYC Print |
|
none |
none |
2018-01-11 |
other |
dataset_10 |
|
This document is a page from a KYC printout, likely related to an investigation. It includes... |
|
— |
DB-SDNY-0041572, SDNY GM 00187756 |
gemini-2.0-flash-001 |
| 13629 |
EFTA01356086.txt |
KYC Print |
|
none |
none |
1/11/2018 |
other |
dataset_10 |
|
This is a page from a KYC document dated 1/11/2018, focusing on an individual's family situation... |
|
— |
IN30000000D9Di |
gemini-2.0-flash-001 |
| 13630 |
EFTA01356087.txt |
KYC Print - Individual Details for Jeffrey E. Epstein |
|
concerning |
possible |
1/11/2018 |
KYC Print |
dataset_10 |
|
This KYC document outlines the individual details of Jeffrey E. Epstein, including his... |
Financial transactions/money flowLegal matters/litigationPersonal relationships |
— |
DB-SDNY-0041575, SDNY GM 00187759 |
gemini-2.0-flash-001 |
| 13631 |
EFTA01356088.txt |
KYC for Southern Financial, LLC; Southern Trust Company, Inc; Jeffrey Epstein; J. Epstein Virgin Islands Foundation, Inc |
|
suspicious |
possible |
2017-08-08 |
KYC Print |
dataset_10 |
|
This KYC document outlines the approval process for several entities, including Jeffrey Epstein... |
Financial transactions/money flowBusiness dealingsPolitical connections/influence |
— |
01790820 |
gemini-2.0-flash-001 |
| 13632 |
EFTA01356089.txt |
RE: KCP Collateral Flow Oi |
Paolo De-Leon |
none |
none |
2018-02-22 |
email |
dataset_10 |
|
This email exchange discusses the retrieval and forwarding of KYC, PCR, and RDC documents for... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Keith Buckholz |
DB-SDNY-0041586 |
gemini-2.0-flash-001 |
| 13633 |
EFTA01356090.txt |
RE: KCP Collateral Flow [I]l |
Davide-A Sferrazza |
none |
none |
2018-02-21 |
email |
dataset_10 |
|
This email chain discusses the documentation requirements for KCP Collateral Flow, specifically... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Xavier Avila, Keith Buckholz |
DB-SDNY-0041587 |
gemini-2.0-flash-001 |
| 13634 |
EFTA01356091.txt |
Request for Client Documents |
Paolo |
none |
none |
None |
email |
dataset_10 |
|
Paolo is requesting KYC, PCR, and RDC documents for three KCP clients (The Lamia Ventures Corp,... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
— |
DB-SDNY-0041588, SDNY_GM_00187772 |
gemini-2.0-flash-001 |
| 13635 |
EFTA01356092.txt |
RE: New Derivatives account. |
Diana Cante |
none |
none |
2018-01-10 |
email |
dataset_10 |
|
This email exchange discusses a new derivatives account at Deutsche Bank. Diana Canter is... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Keith Buckholz |
DB-SDNY-0041602 |
gemini-2.0-flash-001 |
| 13636 |
EFTA01356093.txt |
FW: New Derivatives account. III |
Keith Buckholz |
none |
none |
2018-01-09 |
email |
dataset_10 |
|
Keith Buckholz from Deutsche Bank is inquiring about KYC documentation for new derivatives... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Funda Bozkurt |
DB-SDNY-0041604 |
gemini-2.0-flash-001 |
| 13637 |
EFTA01356094.txt |
RE: New Derivatives account. Ill |
Surendra Singh |
none |
none |
2017-11-21 |
email |
dataset_10 |
|
Surendra Singh forwards an email regarding a new derivatives account to Keith Buckholz and... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Keith Buckholz, Srikanta Gouda, Collateral Admin-NY,... |
DB-SDNY-0041606
SDNY_GM_00187790 |
gemini-2.0-flash-001 |
| 13638 |
EFTA01356095.txt |
RE: New Derivatives account. lIJ |
Surendra Singh |
none |
none |
2017-11-15 |
email |
dataset_10 |
|
This email discusses the process of setting up a new derivatives account and onboarding a new... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Keith Buckholz |
DB-SDNY-0041608 |
gemini-2.0-flash-001 |
| 13639 |
EFTA01356096.txt |
RE: New Derivatives account. [II |
Keith Buckholz |
none |
none |
2017-11-14 |
email |
dataset_10 |
|
This email exchange between Surendra Singh and Keith Buckholz concerns a request for information... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Surendra Singh |
DB-SDNY-0041609 |
gemini-2.0-flash-001 |
| 13640 |
EFTA01356097.txt |
FW: New Derivatives account. [I] |
Abhijit Mukherjee |
none |
none |
2017-11-14 |
email |
dataset_10 |
|
This email chain discusses the information required to set up a new derivatives account and a... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Sachiva Gupta |
DB-SDNY-0041610 |
gemini-2.0-flash-001 |
| 13641 |
EFTA01356098.txt |
RE: New Derivatives account. Ill |
Abhijit Mukherjee |
none |
none |
2017-11-04 |
email |
dataset_10 |
|
Abhijit Mukherjee informs Sachiva Gupta that a customer was not found in LS2 for a new... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Sachiva Gupta |
DB-SDNY-0041611 |
gemini-2.0-flash-001 |
| 13642 |
EFTA01356099.txt |
FW: New Derivatives account. jlj |
Sachiva Gupta |
none |
none |
2017-11-03 |
email |
dataset_10 |
|
Sachiva Gupta emailed Collateral Admin-NY to request the addition of SOUTHERN FINANCIAL LLC to... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Collateral Admin-NY |
DB-SDNY-0041612 |
gemini-2.0-flash-001 |
| 13643 |
EFTA01356100.txt |
FW: New Derivatives account. [I] |
Keith Buckholz |
none |
none |
2018-01-18 |
email |
dataset_10 |
|
This email chain discusses the process of adding a new derivatives account and ensuring the... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Jason Wang |
DB-SDNY-0041613 |
gemini-2.0-flash-001 |
| 13644 |
EFTA01356101.txt |
RE: New Derivatives accoun |
Sachiva Gupta |
none |
none |
2018-01-17 |
email |
dataset_10 |
|
This email exchange discusses the process of gathering information for setting up new LS2... |
Financial transactions/money flowCommunications/correspondenceLegal matters/litigation |
Paolo De-Leon |
DB-SDNY-0041615, SDNY_GM_00187799 |
gemini-2.0-flash-001 |
| 13645 |
EFTA01356102.txt |
FW: New Derivatives account. III |
Keith Buckholz |
suspicious |
none |
2018-01-09 |
email |
dataset_10 |
|
Keith Buckholz is seeking KYC documentation to set up a derivatives account for a client. He is... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Diana Canter, Funda Bozkurt |
DB-SDNY-0041621 |
gemini-2.0-flash-001 |
| 13646 |
EFTA01356103.txt |
RE: Net% Derivatives account. III |
Srikanta Gouda |
none |
none |
2017-11-21 |
email |
dataset_10 |
|
This email exchange discusses the process of onboarding a new client for a derivatives account... |
Financial transactions/money flowCommunications/correspondence |
Surendra Singh, Keith Buckholz, Nitin-X Singh,... |
DB-SDNY-0041634 |
gemini-2.0-flash-001 |
| 13647 |
EFTA01356104.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document contains contact information for Sachlva Gupta, a Senior Analyst at DBOI Global... |
|
— |
DB-SDNY-0041641, SDNY_GM_00187825 |
gemini-2.0-flash-001 |
| 13648 |
EFTA01356105.txt |
RE: Daily Derivative Report (DDR) Revamp [II |
Srikanta Gouda |
none |
none |
2018-12-14 |
email |
dataset_10 |
|
Srikanta Gouda emails Paolo De-Leon requesting information about the trading status of an... |
Financial transactions/money flowCommunications/correspondence |
Paolo De-Leon |
DB-SDNY-0041642 |
gemini-2.0-flash-001 |
| 13649 |
EFTA01356106.txt |
RE: Daily Derivative Report (DDR) Revamp III |
Srikanta Gouda |
none |
none |
2018-07-24 |
email |
dataset_10 |
|
Srikanta Gouda emails Paolo De-Leon requesting clarification on specific accounts related to the... |
Financial transactions/money flowCommunications/correspondence |
Paolo De-Leon |
DB-SDNY-0041643
SDNY_GM_00187827 |
gemini-2.0-flash-001 |
| 13650 |
EFTA01356107.txt |
RE: Daily Derivative Report (DDR) evamp |
Paolo De-Leon |
none |
none |
2018-07-03 |
email |
dataset_10 |
|
Paolo De-Leon is providing feedback to Srikanta Gouda regarding the Daily Derivative Report... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Srikanta Gouda |
DB-SDNY-0041644 |
gemini-2.0-flash-001 |
| 13651 |
EFTA01356108.txt |
RE: Daily Derivative Report (DDR) Revamp (II |
Srikanta Gouda |
none |
none |
2018-07-02 |
email |
dataset_10 |
|
This email exchange discusses the Daily Derivative Report (DDR) Revamp. Srikanta Gouda is... |
Financial transactions/money flowCommunications/correspondence |
Paolo De-Leon |
SDNY_GM_00187829
DB-SDNY-0041645 |
gemini-2.0-flash-001 |
| 13652 |
EFTA01356109.txt |
RE: Daily Derivative Report (DDR) Revamp Ill |
Srikanta Gouda |
none |
none |
2018-06-26 |
email |
dataset_10 |
|
This email exchange discusses the Daily Derivative Report (DDR) and the inclusion or removal of... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paolo De-Leon, CRM-PWM Derivative |
None |
gemini-2.0-flash-001 |
| 13653 |
EFTA01356110.txt |
RE: Daily Derivative Report (DDR) Revamp DI |
Srikanta Gouda |
none |
none |
2018-06-26 |
email |
dataset_10 |
|
Srikanta Gouda sent an email to Paolo De-Leon and the CRM-PWM Derivatives team requesting... |
Financial transactions/money flow |
Paolo De-Leon, CRM-PWM Derivatives |
DB-SDNY-0041647 |
gemini-2.0-flash-001 |
| 13654 |
EFTA01356111.txt |
RE: Daily Derivative Report (DDR) Revamp [II |
Paolo De-Leon |
none |
none |
2018-06-08 |
email |
dataset_10 |
|
This email exchange discusses the revamp of the Daily Derivative Report (DDR) and the removal of... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Sunil-Kumar Roy |
DB-SDNY-0041648
SDNY_GM_00187832
EFTA01356111 |
gemini-2.0-flash-001 |
| 13655 |
EFTA01356112.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document is a financial report snippet that raises questions about accounts with zero value... |
Financial transactions/money flow |
— |
5XL049270, 340131, 44124216, N40078579 |
gemini-2.0-flash-001 |
| 13656 |
EFTA01356113.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document is a request to discontinue certain items from a financial report due to them... |
Financial transactions/money flow |
— |
DB-SDNY-0041650 |
gemini-2.0-flash-001 |
| 13657 |
EFTA01356114.txt |
Discontinue from the report |
|
none |
none |
None |
other |
dataset_10 |
|
The document is a request to discontinue items with zero value from a report. It indicates a... |
Financial transactions/money flow |
— |
DB-SDNY-0041651, SDNY_GM_00187835 |
gemini-2.0-flash-001 |
| 13658 |
EFTA01356115.txt |
None |
|
none |
none |
None |
report |
dataset_10 |
|
The document is a report listing entities with zero values and requesting confirmation to... |
Financial transactions/money flow |
— |
DB-SDNY-0041652 |
gemini-2.0-flash-001 |
| 13659 |
EFTA01356116.txt |
None |
|
none |
none |
None |
report |
dataset_10 |
|
The document is a financial report indicating zero values for entities like FX DBAB and GLOBAL... |
Financial transactions/money flow |
— |
DB-SDNY-0041653
SDNY_GM_00187837 |
gemini-2.0-flash-001 |
| 13660 |
EFTA01356117.txt |
Report Review |
|
none |
none |
None |
other |
dataset_10 |
|
The document is a request to confirm whether certain entries with zero values can be removed... |
Financial transactions/money flow |
— |
DB-SDNY-0041654, SDNY_GM_00187838 |
gemini-2.0-flash-001 |
| 13661 |
EFTA01356118.txt |
None |
|
none |
none |
None |
report |
dataset_10 |
|
This document appears to be a fragment of a financial report, specifically inquiring about... |
Financial transactions/money flow |
— |
DB-SDNY-0041656 |
gemini-2.0-flash-001 |
| 13662 |
EFTA01356119.txt |
Confirm if this can be discontinue from the report |
Sunil Roy |
none |
none |
None |
email |
dataset_10 |
|
Sunil Roy is requesting confirmation to discontinue certain entries with zero value from a... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
— |
DB-SDNY-0041657 |
gemini-2.0-flash-001 |
| 13663 |
EFTA01356120.txt |
FEB Alerts [II |
Ying-A Wang |
none |
none |
2015-03-04 |
email |
dataset_10 |
|
Ying-A Wang emails Cherie Quigley an update on the status of open AML alerts at Deutsche Bank,... |
Financial transactions/money flowCommunications/correspondence |
Cherie Quigley |
DB-SDNY-0041658 |
gemini-2.0-flash-001 |
| 13664 |
EFTA01356121.txt |
FW: New Derivatives account. I |
Keith Buckholz |
none |
none |
2018-01-09 |
email |
dataset_10 |
|
Keith Buckholz is inquiring about KYC documentation for new derivatives accounts. He indicates... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Funda Bozkurt |
DB-SDNY-0041659 |
gemini-2.0-flash-001 |
| 13665 |
EFTA01356122.txt |
RE: New Derivative |
Surendra Singh |
suspicious |
none |
2017-11-20 |
email |
dataset_10 |
|
This email exchange discusses the setup of a new derivative account and a 'dummy account'. Keith... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Srikanta Gouda, Keith Buckhol, Collateral Admin-NY,... |
DB-SDNY-0041662 |
gemini-2.0-flash-001 |
| 13666 |
EFTA01356123.txt |
RE: New Derivatives account. [II |
Surendra Singh |
none |
none |
2017-11-15 |
email |
dataset_10 |
|
This email discusses the process of setting up a new derivatives account and onboarding a new... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Keith Buckholz, Srikanta Gouda, Collateral Admin-NY,... |
DB-SDNY-0041663
SDNY_GM_00187847 |
gemini-2.0-flash-001 |
| 13667 |
EFTA01356124.txt |
RE: New Derivatives account. [I] |
Abhijit Mukherjee |
none |
none |
2017-11-14 |
email |
dataset_10 |
|
This email is a request for information needed to set up a new derivatives account in the L52... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Sachiva Gupta |
DB-SDNY-0041665, SDNY_GM_00187849 |
gemini-2.0-flash-001 |
| 13668 |
EFTA01356125.txt |
RE: New Derivatives account. ill |
Abhijit Mukherjee |
none |
none |
2017-11-04 |
email |
dataset_10 |
|
Abhijit Mukherjee informs Sachiva Gupta that a customer for a new derivatives account was not... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Sachiva Gupta |
DB-SDNY-0041666 |
gemini-2.0-flash-001 |
| 13669 |
EFTA01356126.txt |
RE: New Derivatives account. [I] |
Paolo De-Leon |
none |
none |
2018-01-18 |
email |
dataset_10 |
|
Paolo De Leon is requesting assistance from Teresa Metallo's team to retrieve information needed... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Surendra Sin, Abhijit Mukherjee, Debra Jasper |
DB-SDNY-0041670 |
gemini-2.0-flash-001 |
| 13670 |
EFTA01356127.txt |
RE: New Derivatives account. (II |
Sachiva Gupta |
none |
none |
2018-01-17 |
email |
dataset_10 |
|
Paolo De Leon is requesting information about the process for retrieving information when... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Paolo De-Leon, Abhijit Mukherjee |
DB-SDNY-0041672 |
gemini-2.0-flash-001 |
| 13671 |
EFTA01356128.txt |
FW: New Derivatives account. Ill |
Keith Buckholz |
none |
none |
2018-01-09 |
email |
dataset_10 |
|
Keith Buckholz is seeking KYC documentation to set up a new derivatives account and is inquiring... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Funda Bozkurt, Diana Canter, Paolo De-Leon |
DB-SDNY-0041678 |
gemini-2.0-flash-001 |
| 13672 |
EFTA01356129.txt |
None |
Sachlva Gupta |
none |
none |
None |
email |
dataset_10 |
|
This is a brief email from Sachlva Gupta at Southern Financial LLC requesting confirmation of a... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
— |
DB-SDNY-0041687, SDNY_GM_00187871 |
gemini-2.0-flash-001 |
| 13673 |
EFTA01356130.txt |
RE: New Derivatives account. [I] |
Paolo De-Leon |
suspicious |
none |
2018-01-11 |
email |
dataset_10 |
|
Paolo De-Leon is following up with Sachiva Gupta and Abhijit Mukherjee regarding the setup of a... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Sachiva Gupta, Abhijit Mukherjee |
DB-SDNY-0041690, SDNY_GM_00187874 |
gemini-2.0-flash-001 |
| 13674 |
EFTA01356131.txt |
RE: New Derivatives account. [II |
Paolo De-Leon |
none |
none |
2018-01-11 |
email |
dataset_10 |
|
This email exchange discusses the retrieval of information for a new derivatives account for... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Diana Canter, Teresa Metallo |
DB-SDNY-0041691 |
gemini-2.0-flash-001 |
| 13675 |
EFTA01356132.txt |
RE: New Derivatives account. |
Srikanta Gouda |
none |
none |
2017-11-15 |
email |
dataset_10 |
|
This email discusses the process of setting up a new derivatives account and onboarding a client... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Surendra Singh, Keith Buckholz, Nitin-X Singh,... |
DB-SDNY-0041699 |
gemini-2.0-flash-001 |
| 13676 |
EFTA01356133.txt |
RE: New Derivatives account. [I] |
Surendra Singh |
none |
none |
2017-11-15 |
email |
dataset_10 |
|
Surendra Singh is forwarding a request from Keith Buckholz regarding a new derivatives account... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Keith Buckholz |
DB-SDNY-0041700
SDNY_GM_00187884 |
gemini-2.0-flash-001 |
| 13677 |
EFTA01356134.txt |
RE: New Derivatives account. [I] |
Keith Buckholz |
none |
none |
2017-11-14 |
email |
dataset_10 |
|
Keith Buckholz questions Surendra Singh's request for information related to a new derivatives... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Surendra Singh, Srikanta Gouda, Nitin-X Singh,... |
DB-SDNY-0041701 |
gemini-2.0-flash-001 |
| 13678 |
EFTA01356135.txt |
RE: New Derivatives account. llj |
Abhijit Mukherjee |
none |
none |
2017-11-14 |
email |
dataset_10 |
|
This email from Abhijit Mukherjee to Sachiva Gupta requests necessary information (SIC Code,... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Sachiva Gupta |
DB-SDNY-0041702 |
gemini-2.0-flash-001 |
| 13679 |
EFTA01356136.txt |
RE: New Derivatives account. [I) |
Abhijit Mukherjee |
none |
none |
2017-11-03 |
email |
dataset_10 |
|
This email exchange discusses the onboarding of a new client, SOUTHERN FINANCIAL LLC, for... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Collateral Admin-NY |
DB-SDNY-0041703 |
gemini-2.0-flash-001 |
| 13680 |
EFTA01356137.txt |
None |
Sachiva Gupta |
none |
none |
None |
email |
dataset_10 |
|
This document is an email signature block for Sachiva Gupta, a Senior Analyst at DBOI Global... |
Employment/staffingCommunications/correspondence |
— |
DB-SDNY-0041704, SDNY_GM_00187888 |
gemini-2.0-flash-001 |
| 13681 |
EFTA01356138.txt |
RE: KCP Collateral Flow Ill ICI |
Davide-A Sferrazza |
none |
none |
2018-02-26 |
email |
dataset_10 |
|
Davide-A Sferrazza sends KYC, PCR, and RDC documents for Southern Financial LLC to Paolo... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paolo De-Leon |
DB-SDNY-0041705 |
gemini-2.0-flash-001 |
| 13682 |
EFTA01356139.txt |
RE: KCP Collateral Flow Ill |
Xavier Avila |
none |
none |
2018-02-21 |
email |
dataset_10 |
|
This email exchange discusses the documentation needed to onboard KCP clients for collateral... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Keith Buckholz, Davide-A Sferrazza |
DB-SDNY-0041706
SDNY_GM_00187890 |
gemini-2.0-flash-001 |
| 13683 |
EFTA01356140.txt |
Southern Financial LLC |
Deutsche Bank Private Bank |
concerning |
none |
2018-02-22 |
Alert |
dataset_10 |
|
This document is an alert from Deutsche Bank Private Bank regarding Southern Financial LLC. It... |
Financial transactions/money flowLegal matters/litigationAllegations/complaints |
— |
DB-SDNY-0041710 |
gemini-2.0-flash-001 |
| 13684 |
EFTA01356141.txt |
Deutsche Bank Private Bank Alert - Southern Financial LLC |
|
concerning |
none |
2018-02-22 |
Alert |
dataset_10 |
|
This document is an alert from Deutsche Bank regarding Southern Financial LLC due to its... |
Financial transactions/money flowLegal matters/litigationAllegations/complaints |
— |
GCIS 00000483882 |
gemini-2.0-flash-001 |
| 13685 |
EFTA01356142.txt |
Southern Financial LLC |
Deutsche Bank Private Bank |
concerning |
none |
2018-02-22 |
Alert |
dataset_10 |
|
This document is an alert from Deutsche Bank Private Bank regarding Southern Financial LLC due... |
Financial transactions/money flowLegal matters/litigationAllegations/complaints |
— |
GCIS 00000483882, Alert ID: 12737031.11622715.64747171 |
gemini-2.0-flash-001 |
| 13686 |
EFTA01356143.txt |
Alert |
|
suspicious |
none |
2018-02-22 |
alert |
dataset_10 |
|
This document is an alert regarding Southern Financial LLC, highlighting allegations that... |
Financial transactions/money flowLegal matters/litigationAllegations/complaints |
— |
12737031.11622715.63653446 |
gemini-2.0-flash-001 |
| 13687 |
EFTA01356144.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document page contains internal use notices, confidentiality disclaimers, and document... |
|
— |
DB-SDNY-0041717 |
gemini-2.0-flash-001 |
| 13688 |
EFTA01356145.txt |
KYC Print |
|
none |
none |
1/11/2018 |
other |
dataset_10 |
|
This document is a page from a KYC printout, dated 1/11/2018. It includes information about... |
|
— |
DB-SDNY-0041724, SDNY GM 00187908 |
gemini-2.0-flash-001 |
| 13689 |
EFTA01356146.txt |
KYC Print |
|
none |
none |
I/1 1/2018 |
other |
dataset_10 |
|
This document is a page from a KYC printout, dated I/1 1/2018. It includes fields for indicating... |
|
— |
DB-SDNY-0041726, SDNY GM 00187910 |
gemini-2.0-flash-001 |
| 13690 |
EFTA01356147.txt |
KYC Print |
|
none |
none |
1/11/2018 |
other |
dataset_10 |
|
This document is a KYC printout containing information about institutions, countries, assets... |
|
— |
IN30000000D9Di |
gemini-2.0-flash-001 |
| 13691 |
EFTA01356148.txt |
Individual Details and Wealth Details for Jeffrey E. Epstein |
|
concerning |
possible |
2018-11-01 |
KYC Print |
dataset_10 |
|
This KYC document outlines Jeffrey Epstein's personal and professional background, including his... |
Financial transactions/money flowLegal matters/litigationEmployment/staffing |
— |
DB-SDNY-0041729, SDNY GM 00187913 |
gemini-2.0-flash-001 |
| 13692 |
EFTA01356149.txt |
KYC Mint |
|
none |
none |
2018-11-1 |
other |
dataset_10 |
|
This document is a KYC (Know Your Customer) profile for Southern Trust, detailing their business... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0041735, SDNY GM 00187919 |
gemini-2.0-flash-001 |
| 13693 |
EFTA01356150.txt |
KYC Print |
|
suspicious |
possible |
2017-08-18 |
other |
dataset_10 |
|
This KYC document outlines the due diligence process for approving accounts associated with... |
Financial transactions/money flowLegal matters/litigationPolitical connections/influence |
— |
DB-SDNY-0041738 |
gemini-2.0-flash-001 |
| 13694 |
EFTA01356151.txt |
RE: New Derivatives account. [I] |
Keith Buckholz |
none |
none |
2017-11-14 |
email |
dataset_10 |
|
Keith Buckholz is inquiring about the information required for setting up a new derivatives... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Surendra Singh, Srikanta Gouda, Nitin-X Singh,... |
DB-SDNY-0041745 |
gemini-2.0-flash-001 |
| 13695 |
EFTA01356152.txt |
RE: New Derivatives account. (II |
Sachiva Gupta |
suspicious |
none |
2018-01-17 |
email |
dataset_10 |
|
This email chain discusses the setup of a new derivatives account and the linking of collateral... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paolo De-Leon |
DB-SDNY-0041749 |
gemini-2.0-flash-001 |
| 13696 |
EFTA01356153.txt |
RE: New D |
Diana Canter |
suspicious |
none |
2018-01-11 |
email |
dataset_10 |
|
This email from Diana Canter at Deutsche Bank forwards a request from Paolo De Leon to retrieve... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paolo De-Leon, Teresa Metall |
DB-SDNY-0041750 |
gemini-2.0-flash-001 |
| 13697 |
EFTA01356154.txt |
RE: New Derivatives account. Ill |
Keith Buckholz |
none |
none |
2017-11-20 |
email |
dataset_10 |
|
This email exchange discusses the process of obtaining necessary documents for onboarding a new... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Srikanta Gouda, Surendra Singh, Collateral Admin-NY |
DB-SDNY-0041756 |
gemini-2.0-flash-001 |
| 13698 |
EFTA01356155.txt |
RE: Southern Financial LLC (I] |
Paolo De-Leon |
none |
none |
2018-02-27 |
email |
dataset_10 |
|
This email chain discusses the onboarding process for Southern Financial LLC, specifically... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Keith Buckholz, Collateral Admin-NY, Abhijit Mukherjee,... |
DB-SDNY-0041764 |
gemini-2.0-flash-001 |
| 13699 |
EFTA01356156.txt |
None |
Paolo De Leon |
none |
none |
None |
other |
dataset_10 |
|
This document contains the contact information for Paolo De Leon, an Assistant Vice President... |
Business dealings |
— |
DB-SDNY-0041765, SDNY_GM_00187949, A 10154.0004 |
gemini-2.0-flash-001 |
| 13700 |
EFTA01356157.txt |
RE: New Derivatives account. III |
Keith Buckholz |
none |
none |
2018-02-07 |
email |
dataset_10 |
|
This email chain discusses the process for setting up new derivatives accounts and assigning... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Teresa Metallo |
DB-SDNY-0041767 |
gemini-2.0-flash-001 |