| 13701 |
EFTA01356158.txt |
RE: New Derivatives account. [I] |
Paolo De-Leon |
none |
none |
2018-01-18 |
email |
dataset_10 |
|
This email thread discusses the process of obtaining KYC, PCR, and RDC documents for a new... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Teresa Metallo, Debra laser, Surendra Singh, Abhijit... |
DB-SDNY-0041768 |
gemini-2.0-flash-001 |
| 13702 |
EFTA01356159.txt |
RE: New Derivatives account. II] |
Surendra Singh |
none |
none |
2018-01-18 |
email |
dataset_10 |
|
This email exchange discusses the process of gathering necessary documentation for a new... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paolo De-Leon |
DB-SDNY-0041769 |
gemini-2.0-flash-001 |
| 13703 |
EFTA01356160.txt |
RE: New Derivatives account. [II |
Diana Canter |
none |
none |
2018-01-11 |
email |
dataset_10 |
|
This email exchange between Diana Canter, Paolo De-Leon, Teresa Metallo, and Keith Buckholz... |
Financial transactions/money flowCommunications/correspondence |
Paolo De-Leon |
DB-SDNY-0041773 |
gemini-2.0-flash-001 |
| 13704 |
EFTA01356161.txt |
RE: New Derivatives account. tij |
Teresa Metallo |
none |
none |
2018-01-11 |
email |
dataset_10 |
|
This email exchange between Teresa Metallo and Paolo De-Leon concerns the documentation needed... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paolo De-Leon |
DB-SDNY-0041774 |
gemini-2.0-flash-001 |
| 13705 |
EFTA01356162.txt |
RE: New Derivatives account. [I] |
Paolo De-Leon |
none |
none |
2018-02-06 |
email |
dataset_10 |
|
Paolo De-Leon is following up with Teresa Metallo regarding a proposal to set up clients on the... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Teresa Metallo |
DB-SDNY-0041787 |
gemini-2.0-flash-001 |
| 13706 |
EFTA01356163.txt |
RE: New Derivatives account. [II |
Surendra Singh |
none |
none |
2018-01-18 |
email |
dataset_10 |
|
This email thread discusses the need to identify the correct contact person to provide specific... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paolo De-Leon, Abhijit Mukherjee, ebra Jasper, Ha ina Laczny |
SDNY_GM_00187972
DB-SDNY-0041788 |
gemini-2.0-flash-001 |
| 13707 |
EFTA01356164.txt |
FW: New Derivatives account. [II |
Paolo De-Leon |
suspicious |
none |
2018-01-11 |
email |
dataset_10 |
|
Paolo De-Leon requests Sachiva Gupta and Abhijit Mukhedee to set up a 'dummy facility' in LS2... |
Financial transactions/money flowBusiness dealings |
Sachiva Gupta |
DB-SDNY-0041791 |
gemini-2.0-flash-001 |
| 13708 |
EFTA01356165.txt |
RE: New Derivatives account. [Ij |
Diana Canter |
none |
none |
2018-01-11 |
email |
dataset_10 |
|
This email chain discusses a new derivatives account for Southern Financial LLC. Diana Canter... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paolo De-Leo, Teresa Metallo |
DB-SDNY-0041792 |
gemini-2.0-flash-001 |
| 13709 |
EFTA01356166.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document appears to be a header/footer from an email or other communication, containing... |
|
— |
DB-SDNY-0041805
SDNY_GM_00187989 |
gemini-2.0-flash-001 |
| 13710 |
EFTA01356167.txt |
RE: New Derivatives account. [I] |
Paolo De-Leon |
none |
none |
2018-01-18 |
email |
dataset_10 |
|
Paolo De Leon is requesting information from Surendra Singh, Teresa Metallo, Debbie Jasper, and... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Surendra Singh, Halina Laczny, Abhilt Mukherjee, Debra... |
DB-SDNY-0041807 |
gemini-2.0-flash-001 |
| 13711 |
EFTA01356168.txt |
RE: New Derivatives account. [I] |
Paolo De-Leon |
none |
none |
2018-01-18 |
email |
dataset_10 |
|
This email chain discusses the process of setting up a new derivatives account and identifies a... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Surendra Singh |
DB-SDNY-0041808 |
gemini-2.0-flash-001 |
| 13712 |
EFTA01356169.txt |
RE: New Derivatives account. [I] |
Paolo De-Leon |
suspicious |
none |
2018-01-11 |
email |
dataset_10 |
|
Paolo De-Leon requests Diana Canter and Teresa Metallo to retrieve information for derivatives... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Diana Canter, Teresa Metallo |
DB-SDNY-0041811 |
gemini-2.0-flash-001 |
| 13713 |
EFTA01356170.txt |
RE: New Derivatives account. [I] |
Paolo De-Leon |
none |
none |
2018-01-11 |
email |
dataset_10 |
|
Paolo De-Leon provides Teresa Metallo with account numbers for a new derivatives account at... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Teresa Metallo |
DB-SDNY-0041812 |
gemini-2.0-flash-001 |
| 13714 |
EFTA01356171.txt |
None |
Sachiva Gupta |
none |
none |
None |
email |
dataset_10 |
|
This document contains the contact information and professional details of Sachiva Gupta, a... |
|
— |
DB-SDNY-0041824, SDNY_GM_00188008 |
gemini-2.0-flash-001 |
| 13715 |
EFTA01356172.txt |
RE: New Derivatives account. (II |
Paolo De-Leon |
suspicious |
none |
2018-01-11 |
email |
dataset_10 |
|
Paolo De-Leon is following up on the setup of a new derivatives account, specifically requesting... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Sachiva Gupta, Abhijit Mukherjee |
DB-SDNY-0041827 |
gemini-2.0-flash-001 |
| 13716 |
EFTA01356173.txt |
RE: New Derivatives account. |
Srikanta Gouda |
none |
none |
2017-11-20 |
email |
dataset_10 |
|
This email exchange discusses the process for onboarding new derivatives accounts, specifically... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Surendra Singh <surcn, Keith Buckholz, Nitin-X Singh,... |
DB-SDNY-0041834 |
gemini-2.0-flash-001 |
| 13717 |
EFTA01356174.txt |
RE: New Derivatives account. [I] |
Keith Buckholz |
none |
none |
2017-11-14 |
email |
dataset_10 |
|
Keith Buckholz questions Surendra Singh about a request for specific information needed to set... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Surendra Singh |
DB-SDNY-0041838 |
gemini-2.0-flash-001 |
| 13718 |
EFTA01356175.txt |
None |
Sachlva Gupta |
none |
none |
None |
email |
dataset_10 |
|
This is a brief email from Sachlva Gupta at DBOI Global Services Private Limited requesting... |
Financial transactions/money flowCommunications/correspondence |
— |
DB-SDNY-0041841 |
gemini-2.0-flash-001 |
| 13719 |
EFTA01356176.txt |
RE: New Derivatives account. |
Paolo De-Leon |
suspicious |
none |
2018-01-11 |
email |
dataset_10 |
|
Paolo De-Leon requests Diana Canter to retrieve information for new derivatives accounts for... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Diana Canter, Teresa Metallo |
DB-SDNY-0041842 |
gemini-2.0-flash-001 |
| 13720 |
EFTA01356177.txt |
RE: New Derivatives account. Ili |
Surendra Singh |
none |
none |
2017-11-21 |
email |
dataset_10 |
|
This email is a request from Surendra Singh to Srikanta Gouda to advise Keith Buckholz on a new... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Keith Buckholz, Srikanta Gouda, Collateral Admin-NY,... |
DB-SDNY-0041848, SDNY_GM_00188032 |
gemini-2.0-flash-001 |
| 13721 |
EFTA01356178.txt |
RE: New Derivatives account. [I) |
Keith Buckholz |
none |
none |
2017-11-20 |
email |
dataset_10 |
|
This email exchange discusses the setup of a new derivatives account. Keith Buckholz is trying... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Surendra Singh, Srikanta Gouda, Nitin-X Singh, Laczny,... |
None |
gemini-2.0-flash-001 |
| 13722 |
EFTA01356179.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document appears to be a footer or header from a printed email, containing a... |
|
— |
DB-SDNY-0041855, SDNY_GM_00188039 |
gemini-2.0-flash-001 |
| 13723 |
EFTA01356180.txt |
RE: New Derivatives account. [I] |
Paolo De-Leon |
suspicious |
none |
2018-01-11 |
email |
dataset_10 |
|
This email exchange between Paolo De-Leon and Teresa Metallo concerns the opening of a new... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Teresa Metallo |
DB-SDNY-0041861 |
gemini-2.0-flash-001 |
| 13724 |
EFTA01356181.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is an email disclaimer from Deutsche Bank, including contact information for their... |
|
— |
DB-SDNY-0041873 |
gemini-2.0-flash-001 |
| 13725 |
EFTA01356182.txt |
Southern Financial LLC |
Paolo De-Leon |
none |
none |
2018-02-27 |
email |
dataset_10 |
|
Paolo De-Leon from Deutsche Bank requests the addition of Southern Financial LLC to the DDR,... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Collateral Admin-NY |
DB-SDNY-0041874 |
gemini-2.0-flash-001 |
| 13726 |
EFTA01356183.txt |
SECURITIES ACCOUNT CONTROL AGREEMENT |
|
none |
none |
2013-10-28 |
agreement |
dataset_10 |
|
This document is a Securities Account Control Agreement between Deutsche Bank Securities Inc.,... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
411053v3 072452.0101 |
gemini-2.0-flash-001 |
| 13727 |
EFTA01356184.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This legal document defines the terms and conditions for managing financial assets held in... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
4111053v3 |
gemini-2.0-flash-001 |
| 13728 |
EFTA01356185.txt |
Securities Account Agreement |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a Securities Account agreement outlining the rights and responsibilities of the... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0041878 |
gemini-2.0-flash-001 |
| 13729 |
EFTA01356186.txt |
Agreement |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a security agreement between Southern Financial, LW (Debtor), Deutsche Bank AG... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
4810533 |
gemini-2.0-flash-001 |
| 13730 |
EFTA01356187.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This legal document outlines the process for transferring financial assets between a Secured... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0041881 |
gemini-2.0-flash-001 |
| 13731 |
EFTA01356188.txt |
Agreement |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a page from an agreement that can be executed in multiple counterparts. It... |
Legal matters/litigationBusiness dealings |
— |
DB-SDNY-0041882, SDNY_GM_00188066 |
gemini-2.0-flash-001 |
| 13732 |
EFTA01356189.txt |
Entitlement Order for Securities Account No. (the "Securities Accounri") |
[NAME OF SECURED PARTY] |
none |
none |
[Date] |
letter |
dataset_10 |
|
This is a letter from a secured party to an intermediary issuing an entitlement order for a... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
[NAME AND ADDRESS OF THE INTERMEDIARY] |
DB-SDNY-0041883 |
gemini-2.0-flash-001 |
| 13733 |
EFTA01356190.txt |
Notice of Sole Control for Securities Account No. |
[NAME OF SECURED PARTY] |
none |
none |
[Date] |
letter |
dataset_10 |
|
This letter is a notice from a Secured Party to an intermediary regarding sole control over a... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
[NAME AND ADDRESS OF THE INTERMEDIARY] |
DB-SDNY-0041884 |
gemini-2.0-flash-001 |
| 13734 |
EFTA01356191.txt |
Termination of Agreement |
[NAME OF SECURED PARTY] |
none |
none |
[Date] |
letter |
dataset_10 |
|
This letter notifies an intermediary that an agreement with a secured party is terminated and... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
[NAME AND ADDRESS OF THE INTERMEDIARY] |
DB-SDNY-0041885 |
gemini-2.0-flash-001 |
| 13735 |
EFTA01356192.txt |
BORROWER SECURITY AND PLEDGE AGREEMENT |
|
none |
none |
None |
agreement |
dataset_10 |
|
This document is a Borrower Security and Pledge Agreement between Southern Financial LLC and... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
46171M2 |
gemini-2.0-flash-001 |
| 13736 |
EFTA01356193.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a legal agreement between a Debtor and a Lender, outlining the terms and... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0041887 |
gemini-2.0-flash-001 |
| 13737 |
EFTA01356194.txt |
Agreement |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a legal agreement outlining the terms between a Debtor and a Lender, focusing... |
Legal matters/litigationFinancial transactions/money flowBusiness dealings |
— |
DB-SDNY-0041892 |
gemini-2.0-flash-001 |
| 13738 |
EFTA01356195.txt |
Agreement |
|
none |
none |
2017-10-26 |
agreement |
dataset_10 |
|
This document is an agreement involving Southern Financial 1.1X, with Jeffrey Epstein listed as... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0041893 |
gemini-2.0-flash-001 |
| 13739 |
EFTA01356196.txt |
Schedule A and B - Affiliates and Listed Securities |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document lists the affiliates of Deutsche Bank AG and provides information about listed... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0041895 |
gemini-2.0-flash-001 |
| 13740 |
EFTA01356197.txt |
COLLATERAL. MAINTENANCE REQUIREMENTS |
|
none |
none |
None |
Schedule |
dataset_10 |
|
This document is a schedule outlining the collateral maintenance requirements for a loan... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0041897 |
gemini-2.0-flash-001 |
| 13741 |
EFTA01356198.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document outlines advance rates for equity and mutual fund shares valued at less than $10.00... |
Financial transactions/money flow |
— |
DB-SDNY-0041898
SDNY_GM_00188082 |
gemini-2.0-flash-001 |
| 13742 |
EFTA01356199.txt |
Deutsche Bank Private Bank Alert |
|
concerning |
none |
2018-02-22 |
Alert |
dataset_10 |
|
This Deutsche Bank Private Bank alert flags Southern Financial LLC as a critical risk due to... |
Financial transactions/money flowLegal matters/litigationAllegations/complaints |
— |
DB12000P |
gemini-2.0-flash-001 |
| 13743 |
EFTA01356200.txt |
Deutsche Bank Private Bank Alert - Southern Financial LLC |
|
concerning |
none |
2/22/2018 |
Alert |
dataset_10 |
|
This document is an alert from Deutsche Bank Private Bank regarding Southern Financial LLC. It... |
Financial transactions/money flowLegal matters/litigationAllegations/complaints |
— |
GCIS 00000483882, 12737031.11622715 65374193 |
gemini-2.0-flash-001 |
| 13744 |
EFTA01356201.txt |
Alert |
Deutsche Bank Private Bank |
concerning |
none |
2/22/2018 |
Alert |
dataset_10 |
|
This document is an alert from Deutsche Bank regarding Southern Financial LLC due to its... |
Financial transactions/money flowLegal matters/litigationAllegations/complaints |
— |
GCIS 00000483882 |
gemini-2.0-flash-001 |
| 13745 |
EFTA01356202.txt |
OFAC RESULTS |
|
none |
none |
None |
report |
dataset_10 |
|
This document presents the results of OFAC and other compliance checks performed on Southern... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0041908 |
gemini-2.0-flash-001 |
| 13746 |
EFTA01356203.txt |
Account Ownership Summary |
|
none |
none |
2018-11-01 |
KYC Print |
dataset_10 |
|
This KYC document outlines the account ownership summary for Southern Financial, stating its... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0041911 |
gemini-2.0-flash-001 |
| 13747 |
EFTA01356204.txt |
Account Ownership Summary |
|
none |
none |
2018-11-11 |
KYC Print |
dataset_10 |
|
This KYC document outlines the account ownership and purpose of Southern Trust Company, Inc,... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0041912 |
gemini-2.0-flash-001 |
| 13748 |
EFTA01356205.txt |
Individual Details |
|
none |
none |
2013-10-21 |
KYC Print |
dataset_10 |
|
This document is a KYC (Know Your Customer) form for Harry Beller, an accountant at HBRK... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0041915 |
gemini-2.0-flash-001 |
| 13749 |
EFTA01356206.txt |
KYC Print |
|
none |
none |
I/1 1/2018 |
other |
dataset_10 |
|
This is a page from a KYC document, dated I/1 1/2018. It includes fields for institution,... |
|
— |
DB-SDNY-0041916 |
gemini-2.0-flash-001 |
| 13750 |
EFTA01356207.txt |
KYC Print - Individual Details |
|
none |
none |
1/11/2018 |
KYC Print |
dataset_10 |
|
This document is a KYC (Know Your Customer) form for Darren Indyke, a lawyer at Southern... |
Financial transactions/money flowEmployment/staffingBusiness dealings |
— |
DB-SDNY-0041917 |
gemini-2.0-flash-001 |
| 13751 |
EFTA01356208.txt |
KYC Print |
|
none |
none |
I/1 1/2018 |
other |
dataset_10 |
|
This document appears to be a page from a KYC (Know Your Customer) report or form. The text is... |
|
— |
IN30000000D9Di |
gemini-2.0-flash-001 |
| 13752 |
EFTA01356209.txt |
Individual Details |
|
none |
none |
2018-01-11 |
KYC Print |
dataset_10 |
|
This document is a KYC (Know Your Customer) form for Erika Kellerhals, an attorney at Kellerhals... |
Financial transactions/money flowEmployment/staffingBusiness dealings |
— |
DB-SDNY-0041919 |
gemini-2.0-flash-001 |
| 13753 |
EFTA01356210.txt |
KYC Print |
|
none |
none |
1/11/2018 |
other |
dataset_10 |
|
This document is a page from a KYC printout, dated 1/11/2018, and includes information about... |
|
— |
DB-SDNY-0041920 |
gemini-2.0-flash-001 |
| 13754 |
EFTA01356211.txt |
Individual Details for all parties |
|
concerning |
possible |
1/11/2018 |
KYC Print |
dataset_10 |
|
This KYC document outlines personal and professional details for Jeffrey Epstein, including his... |
Financial transactions/money flowLegal matters/litigationPersonal relationships |
— |
DB-SDNY-0041921 |
gemini-2.0-flash-001 |
| 13755 |
EFTA01356212.txt |
Wealth Profile and Legal Entity Details for Southern Trust Company, Inc. |
|
suspicious |
none |
2011-11-18 |
KYC Print |
dataset_10 |
|
This KYC document outlines the wealth profile and legal entity details of Southern Trust... |
Financial transactions/money flowBusiness dealingsLegal matters/litigation |
— |
DB-SDNY-0041926 |
gemini-2.0-flash-001 |
| 13756 |
EFTA01356213.txt |
KYC for Southern Finance, LLC, Southern Trust Company, Inc, Jeffrey Epstein, J. Epstein Virgin Islands Foundation, Inc |
|
suspicious |
possible |
2018-01-11 |
KYC Print |
dataset_10 |
|
This KYC print documents the approval process for Jeffrey Epstein and related entities, despite... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0041930 |
gemini-2.0-flash-001 |
| 13757 |
EFTA01356214.txt |
RE: New Derivatives account. Ill |
Keith Buckholz |
none |
none |
2017-11-20 |
email |
dataset_10 |
|
This email exchange discusses the setup of a new derivatives account and the difficulty in... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Surendra Singh, Srikanta Gouda, Nitin-X Singh,... |
DB-SDNY-0041942 |
gemini-2.0-flash-001 |
| 13758 |
EFTA01356215.txt |
FW: New Derivatives account. III |
Sachlva Gupta |
none |
none |
None |
email |
dataset_10 |
|
Sachlva Gupta from DBOI Global Services Private Limited requests the addition of SOUTHERN... |
Financial transactions/money flowBusiness dealings |
middleoffice@list.db.com, Surendra Singh, Nitin-X Singh, All |
None |
gemini-2.0-flash-001 |
| 13759 |
EFTA01356216.txt |
KYC Print - Individual Details |
|
none |
none |
2013-10-21 |
KYC Print |
dataset_10 |
|
This document is a KYC (Know Your Customer) form for Harry Beller, a client of Deutsche Bank. It... |
Financial transactions/money flowBusiness dealingsEmployment/staffing |
— |
DB-SDNY-0041954 |
gemini-2.0-flash-001 |
| 13760 |
EFTA01356217.txt |
KYC Print |
|
none |
none |
2018-11-01 |
other |
dataset_10 |
|
This document is a page from a KYC printout, likely related to a legal case in the Southern... |
|
— |
DB-SDNY-0041955, SDNY_ GM_ 00188139 |
gemini-2.0-flash-001 |
| 13761 |
EFTA01356218.txt |
KYC Print |
|
none |
none |
I/1 1/2018 |
other |
dataset_10 |
|
This document is a page from a KYC printout, likely related to an individual's family situation... |
|
— |
IN30000000D9Di |
gemini-2.0-flash-001 |
| 13762 |
EFTA01356219.txt |
KYC Print |
|
none |
none |
1/11/2018 |
other |
dataset_10 |
|
This document appears to be a page from a KYC (Know Your Customer) printout, potentially related... |
|
— |
IN30000000D9Di |
gemini-2.0-flash-001 |
| 13763 |
EFTA01356220.txt |
KYC Mint |
|
none |
none |
1/11/2018 |
report |
dataset_10 |
|
This document, titled KYC Mint, provides background information on Jeffrey Epstein's financial... |
Financial transactions/money flowBusiness dealingsReal estate/properties |
— |
DB-SDNY-0041961 |
gemini-2.0-flash-001 |
| 13764 |
EFTA01356221.txt |
KYC Print - Legal Entity Details: Southern Finanaal LLC |
|
suspicious |
possible |
2013-02-25 |
KYC Print |
dataset_10 |
|
This KYC document details the legal entity Southern Finanaal LLC, its ownership by Southern... |
Financial transactions/money flowBusiness dealingsPersonal relationships |
— |
DB-SDNY-0041964, SDNY_ GM_00188148 |
gemini-2.0-flash-001 |
| 13765 |
EFTA01356222.txt |
KYC Mint |
|
suspicious |
none |
1/11/2018 |
other |
dataset_10 |
|
This document is a KYC (Know Your Customer) form that assesses a client's legal and financial... |
Legal matters/litigationFinancial transactions/money flowCompliance/regulatory |
— |
DB-SDNY-0041968, SDNY_ GM_ 00188152 |
gemini-2.0-flash-001 |
| 13766 |
EFTA01356223.txt |
KYC for Southern Financial, LLC; Southern Trust Company, Inc; Jeffrey Epstein; J. Epstein Virgin Islands Foundation, Inc |
|
suspicious |
possible |
None |
KYC Print |
dataset_10 |
|
This document is a KYC (Know Your Customer) printout for Southern Financial, LLC, Southern Trust... |
Financial transactions/money flowBusiness dealingsPolitical connections/influence |
— |
01790820 |
gemini-2.0-flash-001 |
| 13767 |
EFTA01356224.txt |
RE: Cases for this Week - 6/21 II) |
Paolo De-Leon |
none |
none |
2019-06-25 |
email |
dataset_10 |
|
Paolo De-Leon sends an email to Oliver Esslinger with an attached file regarding cases for the... |
Business dealingsCommunications/correspondence |
Oliver Esslinger |
DB-SDNY-0041971 |
gemini-2.0-flash-001 |
| 13768 |
EFTA01356225.txt |
RE: Cases for this Week - 6/21 ill |
Ellenoi Jarvis |
none |
none |
2019-06-20 |
email |
dataset_10 |
|
Ellenoi Jarvis sent an email regarding discrepancies in trade ID information and requests... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Oliver Esslinger, Jamaal Bushara, Joseph Harleston, Nina... |
DB-SDNY-0041972 |
gemini-2.0-flash-001 |
| 13769 |
EFTA01356226.txt |
RE: Cases for this Week - 6/21 ill |
Oliver Esslinger |
none |
none |
2019-06-20 |
email |
dataset_10 |
|
Oliver Esslinger emailed Ellenoi Jarvis and others to clarify the maturity date of a swap trade... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Ellenoi Jarvi, Harleston, Padam Chainani, Jamaal Busher,... |
DB-SDNY-0041973 |
gemini-2.0-flash-001 |
| 13770 |
EFTA01356227.txt |
RE: Cases for this Week - 6/21 VI |
Ellenoi Jarvis |
none |
none |
2019-06-20 |
email |
dataset_10 |
|
Ellenoi Jarvis sends an email to Jamaal Bushara updating him on the status of the 1149 Gower... |
Business dealingsCommunications/correspondenceReal estate/properties |
Jamaal Bushara |
DB-SDNY-0041974 |
gemini-2.0-flash-001 |
| 13771 |
EFTA01356228.txt |
RE: Cases for this Week - 6/21 III |
Ian Salters |
none |
none |
2019-06-21 |
email |
dataset_10 |
|
Ian Salters sends an email to his team, including Oliver Esslinge and Ellenoi, providing an... |
Business dealingsCommunications/correspondence |
Oliver Esslinge, Ellenoi |
SDNY_GM_00188159
DB-SDNY-0041975 |
gemini-2.0-flash-001 |
| 13772 |
EFTA01356229.txt |
RE: Cases for this Week - Updated List [I) |
Nina Tona |
none |
none |
2019-06-17 |
email |
dataset_10 |
|
Nina Tona sent an email to Jamaal Bushara and the team with an updated list of cases for the... |
Business dealingsCommunications/correspondenceEmployment/staffing |
Jamaal Bushara |
DB-SDNY-0041976
SDNY_GM_00188160 |
gemini-2.0-flash-001 |
| 13773 |
EFTA01356230.txt |
Various Entities, Issues, and Dates |
Jamaal |
none |
none |
6/19/2019 |
other |
dataset_10 |
|
This document is a list of various entities, issues, and dates, potentially related to client... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
— |
DB-SDNY-0041977 |
gemini-2.0-flash-001 |
| 13774 |
EFTA01356231.txt |
Cases or this Week - Updated List [Ii |
Nina Tona |
none |
none |
2019-06-11 |
email |
dataset_10 |
|
Nina Tona sent an email to Jamaal Bushara and others with an updated list of KYC cases pending... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Jamaal Bushara, oseph H a rleston |
DB-SDNY-0041978 |
gemini-2.0-flash-001 |
| 13775 |
EFTA01356232.txt |
Remediation |
|
none |
none |
6,14,2019 |
other |
dataset_10 |
|
This document is a list of clients and their KYC status, including remediation, extensions, and... |
Financial transactions/money flowBusiness dealingsLegal matters/litigation |
— |
SDNY_GM_00188163
DB-SDNY-0041979 |
gemini-2.0-flash-001 |
| 13776 |
EFTA01356233.txt |
Cases for this Week (I) |
Nina Tona |
none |
none |
2019-06-10 |
email |
dataset_10 |
|
Nina Tona sent an email to Jamaal Bushara with a list of cases to be worked on for the week,... |
Business dealingsCommunications/correspondenceLegal matters/litigation |
Jamaal Bushara |
DB-SDNY-0041980
SDNY_GM_00188164 |
gemini-2.0-flash-001 |
| 13777 |
EFTA01356234.txt |
Remediation |
Nina Tona Brunetti |
none |
none |
6/14/2019 |
other |
dataset_10 |
|
This document is a list of pending items and requirements related to client accounts and... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
— |
DB-SDNY-0041981 |
gemini-2.0-flash-001 |
| 13778 |
EFTA01356235.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a disclaimer from Deutsche Bank and Institutional Wealth Partners (IWP)... |
Business dealingsCommunications/correspondence |
— |
DB-SDNY-0041982, SDNY_GM_00188166 |
gemini-2.0-flash-001 |
| 13779 |
EFTA01356236.txt |
Fw: JEE WT to SK ll] |
Vahe Stepanian |
suspicious |
none |
2014-05-08 |
email |
dataset_10 |
|
Vahe Stepanian forwarded an email from bellaklein regarding an international wire transfer in US... |
Financial transactions/money flowCommunications/correspondence |
Margaux M rath |
None |
gemini-2.0-flash-001 |
| 13780 |
EFTA01356237.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document contains contact information for someone at Mahindra World City in Jaipur, India.... |
|
— |
DB-SDNY-0041999, SDNY_GM_00188183 |
gemini-2.0-flash-001 |
| 13781 |
EFTA01356238.txt |
DB PWM GLOBAL KYC/NCA PART A |
|
none |
none |
2018-01-11 |
other |
dataset_10 |
|
This document is a KYC (Know Your Customer) form for Jeffrey Epstein's relationship with... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
— |
01790655 |
gemini-2.0-flash-001 |
| 13782 |
EFTA01356239.txt |
Account Ownership Summary |
|
none |
none |
2018-01-11 |
KYC Print |
dataset_10 |
|
This KYC document summarizes the account ownership for Jeffrey Epstein's deposit account and J... |
Financial transactions/money flowBusiness dealings |
— |
N4G024950 |
gemini-2.0-flash-001 |
| 13783 |
EFTA01356240.txt |
Account Purpose and Related Parties |
|
none |
none |
1/11/2018 |
KYC Print |
dataset_10 |
|
This KYC print outlines the purpose of an account managed by J. Epstein Virgin Islands... |
Financial transactions/money flowBusiness dealings |
— |
1640138 |
gemini-2.0-flash-001 |
| 13784 |
EFTA01356241.txt |
KYC Print |
|
none |
none |
2018-01-11 |
other |
dataset_10 |
|
This document is a page from a KYC printout, likely related to client onboarding or due... |
|
— |
IN30000000D9Dieze... |
gemini-2.0-flash-001 |
| 13785 |
EFTA01356242.txt |
KYC Print |
|
none |
none |
1/11/2018 |
other |
dataset_10 |
|
This document is a page from a KYC (Know Your Customer) printout, likely related to a financial... |
|
— |
IN30000000D9Dieze... |
gemini-2.0-flash-001 |
| 13786 |
EFTA01356243.txt |
KYC Print |
|
none |
none |
I/11/2018 |
other |
dataset_10 |
|
This document is a KYC printout containing information about an individual's family situation... |
|
— |
IN30000000D9Di |
gemini-2.0-flash-001 |
| 13787 |
EFTA01356244.txt |
KYC Mint |
|
none |
none |
1/11/2018 |
other |
dataset_10 |
|
This KYC document outlines Jeffrey Epstein's financial history, including his estimated net... |
Financial transactions/money flowBusiness dealingsReal estate/properties |
— |
DB-SDNY-0042012, SDNY GM_00168196, IN30000000D9Dieze... |
gemini-2.0-flash-001 |
| 13788 |
EFTA01356245.txt |
Individual Details (for all parties) |
|
none |
none |
1/11/2018 |
KYC form |
dataset_10 |
|
This document is a KYC form for Jean Anne Brennan Wiebracht, collecting personal and financial... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0042013 |
gemini-2.0-flash-001 |
| 13789 |
EFTA01356246.txt |
KYC Mint |
|
none |
none |
2018-11-01 |
KYC Form |
dataset_10 |
|
This KYC form provides information about the J. Epstein Virgin Islands Foundation, Inc.,... |
Financial transactions/money flowBusiness dealingsLegal matters/litigation |
— |
DB-SDNY-0042014 |
gemini-2.0-flash-001 |
| 13790 |
EFTA01356247.txt |
KYC/NCA: US/ LatAm/ I nt'l PART B rA |
|
suspicious |
none |
1/11/2018 |
document |
dataset_10 |
|
This document is a KYC/NCA report for Jeffrey Epstein and related entities. It details the due... |
Financial transactions/money flowBusiness dealingsLegal matters/litigation |
— |
DB-SDNY-0042018
SDNY GM_00188202 |
gemini-2.0-flash-001 |
| 13791 |
EFTA01356248.txt |
KYC Mint |
|
none |
none |
I/11/2018 |
other |
dataset_10 |
|
This KYC Mint document details due diligence checks performed on a client, including legal and... |
Legal matters/litigationFinancial transactions/money flowCompliance issues |
— |
DB-SDNY-0042019, SDNY GM_00188203 |
gemini-2.0-flash-001 |
| 13792 |
EFTA01356249.txt |
KYC for Southern Financial, LLC; Southern Trust Company, Inc; Jeffrey Epstein; J. Epstein Virgin Islands Foundation, Inc |
Kshitij Golan, Cynthia Rodriguez |
suspicious |
possible |
2017-08-08 |
KYC Document |
dataset_10 |
|
This KYC document outlines the due diligence process for Jeffrey Epstein and his associated... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
01790820 |
gemini-2.0-flash-001 |
| 13793 |
EFTA01356250.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a cover sheet indicating that the attached document was produced in native... |
|
— |
DB-SDNY-0042023, SDNY GM 00188207 |
gemini-2.0-flash-001 |
| 13794 |
EFTA01356251.txt |
Mar 2017 AML/KYC Escalation Reports Ill |
Melisa Venegas |
none |
none |
2017-04-07 |
email |
dataset_10 |
|
Melisa Venegas sent an email to Andrew Gallivan with the monthly AML/KYC escalation report for... |
Financial transactions/money flowLegal matters/litigationCommunications/correspondence |
Andrew Gallivan |
DB-SDNY-0042024 |
gemini-2.0-flash-001 |
| 13795 |
EFTA01356252.txt |
Apr 2016 AML/KYC Escalation Reports III |
Melisa Venegas |
none |
none |
2016-04-06 |
email |
dataset_10 |
|
This email from Melisa Venegas at Deutsche Bank Wealth Management distributes the monthly... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Armen Brash, Andrew Gallivan, Michael S Jacoby, Mark LaRoe |
DB-SDNY-0042026 |
gemini-2.0-flash-001 |
| 13796 |
EFTA01356253.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a cover page containing document identification and control information. It... |
|
— |
DB-SDNY-0042027, SDNY GM 00188211 |
gemini-2.0-flash-001 |
| 13797 |
EFTA01356254.txt |
November 2014 AML/KYC Escalation Reports ill |
Melisa Venegas |
none |
none |
2014-12-03 |
email |
dataset_10 |
|
Melisa Venegas from Deutsche Bank sent an email to Andrew Gallivan, Kimberl Hart, Michael-1... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Andrew Gallivan, Kimberl Hart, Michael-1 Davis, Michael S Jacoby |
DB-SDNY-0042028 |
gemini-2.0-flash-001 |
| 13798 |
EFTA01356255.txt |
None |
Darren K Indyke |
suspicious |
none |
2014-05-08 |
memorandum |
dataset_10 |
|
This memorandum instructs Amanda Kirby to wire $665 from a specified account to Alfa Bank in... |
Financial transactions/money flow |
Amanda Kirby |
None |
gemini-2.0-flash-001 |
| 13799 |
EFTA01356256.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document page contains administrative information, including document IDs and... |
|
— |
DB-SDNY-0042031, SDNY GM 00188215 |
gemini-2.0-flash-001 |
| 13800 |
EFTA01356257.txt |
Zorro Management, LLC - High Risk Relationship |
Cynthia Rodriguez |
suspicious |
none |
2013-08-26 |
other |
dataset_10 |
|
This document outlines the justification for maintaining a high-risk relationship with Jeffrey... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0042033 |
gemini-2.0-flash-001 |