| 20001 |
EFTA01362685.txt |
RE: Southern Financial LLC - KYC and credit derivatives/convertible bonds onboarding [CI (Ij |
Nina Tona |
suspicious |
none |
2018-03-27 |
email |
dataset_10 |
|
This email chain discusses the KYC process for Southern Financial LLC, a company associated with... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Zack Bunimovich |
DB-SDNY-0052253 |
gemini-2.0-flash-001 |
| 20002 |
EFTA01362686.txt |
Southern Financial LLC - KYC and credit derivatives/convertible bonds onboarding [CI |
Martin Zeman |
suspicious |
none |
2018-03-14 |
email |
dataset_10 |
|
This email provides KYC information for Southern Financial LLC, highlighting Jeffrey Epstein as... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Zack Bunimovich, Rita Shteynberg, Jitan Patel, Liam... |
None |
gemini-2.0-flash-001 |
| 20003 |
EFTA01362687.txt |
RE: SF [I] (C) |
Nina Tona |
suspicious |
none |
Unknown |
email |
dataset_10 |
|
Nina Tona provides information regarding the ownership, legal representation, and financial... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Alastair Mackinla, Davide-A Sferrazza, Anthony Lentini |
|
gemini-2.0-flash-001 |
| 20004 |
EFTA01362688.txt |
RE: SF [I] |
Zack Bunimovich |
none |
none |
2018-03-05 |
email |
dataset_10 |
|
This email chain discusses the extension of SF for credit derivatives and other financial... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Xavier Avila, Rita Shteynberg, Jitan Patel, Nina Tona,... |
BR 1007494283 |
gemini-2.0-flash-001 |
| 20005 |
EFTA01362689.txt |
RE: SF [I] |
Xavier Avila |
suspicious |
none |
2018-03-02 |
email |
dataset_10 |
|
The email discusses the KYC status of a high-risk client and the responsibility for managing the... |
Business dealingsCommunications/correspondenceLegal matters/litigation |
GM ACO, lain Macara, Rita Shteynberg, Jitan Patel,... |
DB-SDNY-0052262 |
gemini-2.0-flash-001 |
| 20006 |
EFTA01362690.txt |
SF |
Xavier Avila |
suspicious |
none |
2018-03-01 |
email |
dataset_10 |
|
The email discusses the risk assessment of Southern Financial, a client of Deutsche Bank. The... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
lain Macaraa, Rita Shteynberg, Jitan Patel, Mathew Negus... |
DB-SDNY-0052264
SDNY_GM_00198448 |
gemini-2.0-flash-001 |
| 20007 |
EFTA01362691.txt |
Key Client Partners (KCP) products, investment ideas and solutions |
|
none |
none |
None |
other |
dataset_10 |
|
This document from Key Client Partners (KCP) clarifies that the information provided is for... |
Business dealingsFinancial transactions/money flow |
— |
DB-SDNY-0052265, SDNY_GM_00198449 |
gemini-2.0-flash-001 |
| 20008 |
EFTA01362692.txt |
Request for Taxpayer Identification Number and Certification |
|
none |
none |
12•2014 |
Form |
dataset_10 |
|
This document is an IRS Form W-9, Request for Taxpayer Identification Number and Certification.... |
Financial transactions/money flow |
— |
None |
gemini-2.0-flash-001 |
| 20009 |
EFTA01362693.txt |
OPERATING AGREEMENT OF SOUTHERN FINANCIAL, ILC |
|
none |
none |
2013-02-26 |
Operating Agreement |
dataset_10 |
|
This document is the operating agreement for Southern Financial, LLC, a U.S. Virgin Islands... |
Business dealingsLegal matters/litigation |
— |
None |
gemini-2.0-flash-001 |
| 20010 |
EFTA01362694.txt |
Capital Contributions and Membership Units |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document details the capital contributions, membership unit transfers, and capital account... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0052268, SDNY_GM_00198452 |
gemini-2.0-flash-001 |
| 20011 |
EFTA01362695.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document defines the terms of capital account decreases, allocations, and distributions... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0052269 |
gemini-2.0-flash-001 |
| 20012 |
EFTA01362696.txt |
Distribution upon Liquidation |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document details the procedures for asset distribution upon the company's liquidation,... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0052270 |
gemini-2.0-flash-001 |
| 20013 |
EFTA01362697.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the indemnification process for the Company's personnel, the conditions... |
Legal matters/litigationBusiness dealings |
— |
None |
gemini-2.0-flash-001 |
| 20014 |
EFTA01362698.txt |
Operating Agreement |
|
none |
none |
YYYY-MM-DD |
legal filing |
dataset_10 |
|
This document is an operating agreement for an entity with Southern Trust Company as the sole... |
Legal matters/litigationBusiness dealings |
— |
DB-SDNY-0052272 |
gemini-2.0-flash-001 |
| 20015 |
EFTA01362699.txt |
Articles of Organization |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the Articles of Organization for Southern Financial, LLC, a limited... |
Business dealingsLegal matters/litigation |
— |
DB-SDNY-0052273, SDNY_GM_00198457 |
gemini-2.0-flash-001 |
| 20016 |
EFTA01362700.txt |
Company Formation Document |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the articles of formation for a company, specifying its purpose,... |
Business dealingsLegal matters/litigation |
— |
DB-SDNY-0052274, SDNY_GM_00 198458 |
gemini-2.0-flash-001 |
| 20017 |
EFTA01362701.txt |
Articles of Organization |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the Articles of Organization for a Limited Liability Company,... |
Legal matters/litigationBusiness dealings |
— |
DB-SDNY-0052275, SDNY_GM_00198459 |
gemini-2.0-flash-001 |
| 20018 |
EFTA01362702.txt |
Articles of Organization |
|
none |
none |
2013-02-25 |
legal filing |
dataset_10 |
|
This document is a notarized statement of Articles of Organization for a company, signed by Greg... |
Legal matters/litigationBusiness dealings |
— |
DB-SDNY-0052276, SDNY GM_00198460 |
gemini-2.0-flash-001 |
| 20019 |
EFTA01362703.txt |
Resident Agent Form - Consent of Agent for Service of Process |
|
none |
none |
2013-02-25 |
Form |
dataset_10 |
|
This document is a Resident Agent Form where Business Basics Vt,. 1.1X consents to act as the... |
Legal matters/litigationBusiness dealings |
— |
None |
gemini-2.0-flash-001 |
| 20020 |
EFTA01362704.txt |
Certificate of Existence |
Gregory R. Francis, Lieutenant Governor of the Virgin Islands |
none |
none |
2013-06-25 |
Certificate |
dataset_10 |
|
This document is a Certificate of Existence issued by the Lieutenant Governor of the Virgin... |
Business dealingsLegal matters/litigation |
— |
|
gemini-2.0-flash-001 |
| 20021 |
EFTA01362705.txt |
CERTIFICATION OF GOOD STANDING |
Denise Johannes, Director, Division of Corporation and Trademarks |
none |
none |
2013-06-25 |
Certification |
dataset_10 |
|
This document is a Certification of Good Standing issued by the Virgin Islands Lieutenant... |
Legal matters/litigationBusiness dealings |
— |
NVA (A-38(9t |
gemini-2.0-flash-001 |
| 20022 |
EFTA01362706.txt |
Certificate of Existence |
Gregory R. Francis, Lieutenant Governor of the Virgin Islands |
none |
none |
2013-02-27 |
Certificate |
dataset_10 |
|
This document is a Certificate of Existence issued by the Lieutenant Governor of the Virgin... |
Business dealings |
— |
Corp No, 5R3164 |
gemini-2.0-flash-001 |
| 20023 |
EFTA01362707.txt |
WE ASSIGNED YOU AN EMPLOYER IDENTIFICATION NUMBER |
INTERNAL REVENUE SERVICE |
none |
none |
2013-02-28 |
notice |
dataset_10 |
|
The document is a notice from the IRS to Southern Financial LLC, informing them of their... |
Financial transactions/money flow |
— |
CP 575 G |
gemini-2.0-flash-001 |
| 20024 |
EFTA01362708.txt |
Consent of the Board of Directors of Southern Trust Company, Inc. |
|
none |
none |
2011-03-19 |
Consent |
dataset_10 |
|
This document is a consent resolution from the Board of Directors of Southern Trust Company,... |
Business dealingsFinancial transactions/money flow |
— |
None |
gemini-2.0-flash-001 |
| 20025 |
EFTA01362709.txt |
Merger Agreement Resolutions |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document contains resolutions passed by the Board of Directors of a Corporation to approve... |
Business dealingsFinancial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0052283 |
gemini-2.0-flash-001 |
| 20026 |
EFTA01362710.txt |
Consent Resolution |
|
none |
none |
2013-03-101 |
legal filing |
dataset_10 |
|
This document is a consent resolution executed by the directors of Financial Trust Company, Inc.... |
Business dealingsLegal matters/litigation |
— |
DB-SDNY-0052284, SDNY_GM_00198468 |
gemini-2.0-flash-001 |
| 20027 |
EFTA01362711.txt |
Consent of the Board of Directors of Financial Infomatics, Inc. |
|
none |
none |
2011-11-18 |
Consent |
dataset_10 |
|
This document is a consent form from the Board of Directors of Financial Infomatics, Inc., dated... |
Business dealings |
— |
None |
gemini-2.0-flash-001 |
| 20028 |
EFTA01362712.txt |
Corporate Resolutions |
|
none |
none |
November 18, 2011 |
resolution |
dataset_10 |
|
This document is a corporate resolution outlining the election of officers (Jeffrey Epstein as... |
Business dealingsFinancial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0052286, SDNY_GM_001 98470 |
gemini-2.0-flash-001 |
| 20029 |
EFTA01362713.txt |
Bank Account Resolutions and Corporate Authorization |
|
none |
none |
None |
resolution |
dataset_10 |
|
This document is a corporate resolution authorizing the designation of bank depositories, the... |
Financial transactions/money flowBusiness dealingsLegal matters/litigation |
— |
DB-SDNY-0052287, SDNY_GM_00198471 |
gemini-2.0-flash-001 |
| 20030 |
EFTA01362714.txt |
Resolution regarding business transaction and authorization of officers |
|
none |
none |
2011-11-18 |
resolution |
dataset_10 |
|
This document is a resolution from Financial Infomatics, Inc., authorizing its officers to... |
Business dealings |
— |
DB-SDNY-0052288, SDNY_GM_00198472 |
gemini-2.0-flash-001 |
| 20031 |
EFTA01362715.txt |
Subscription for Common Stock |
|
none |
none |
2011-11-18 |
subscription agreement |
dataset_10 |
|
This document is a subscription agreement for common stock of Financial Infomatics, Inc. Jeffrey... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0052289, SDNY_GM_00198473 |
gemini-2.0-flash-001 |
| 20032 |
EFTA01362716.txt |
FINANCIAL REPORT |
|
none |
none |
2017-06-30 |
report |
dataset_10 |
|
This document is a financial report for Southern Trust Company, Inc. as of June 30, 2017. It is... |
Financial transactions/money flow |
— |
DB-SDNY-0052290 |
gemini-2.0-flash-001 |
| 20033 |
EFTA01362717.txt |
Statement of Assets, Liabilities and Shareholder's Equity |
|
none |
none |
2017-06-30 |
Statement |
dataset_10 |
|
This document is a statement of assets, liabilities, and shareholder's equity for Southern Trust... |
Financial transactions/money flow |
— |
SDNY_GM_00198475
DB-SDNY-0052291 |
gemini-2.0-flash-001 |
| 20034 |
EFTA01362718.txt |
Statement of Revenues and Expenses |
|
none |
none |
2017-01-01 thru 2017-06-30 |
financial statement |
dataset_10 |
|
This document is a financial statement for Southern Trust Company, Inc. and its subsidiaries for... |
Financial transactions/money flow |
— |
DB-SDNY-0052292, SDNY_GM_00198476 |
gemini-2.0-flash-001 |
| 20035 |
EFTA01362719.txt |
FINANCIAL REPORT |
|
none |
none |
2017-06-30 |
report |
dataset_10 |
|
The document is a financial report for Southern Financial LLC as of June 30, 2017. It is marked... |
Financial transactions/money flow |
— |
DB-SDNY-0052293 |
gemini-2.0-flash-001 |
| 20036 |
EFTA01362720.txt |
Statement of Assets, Liabilities and Member's Equity |
|
none |
none |
2017-06-30 |
financial statement |
dataset_10 |
|
This document is a financial statement for Southern Financial LLC as of June 30, 2017. It... |
Financial transactions/money flow |
— |
SDNY_GM_00198478
DB-SDNY-0052294 |
gemini-2.0-flash-001 |
| 20037 |
EFTA01362721.txt |
Statement of Revenues and Expenses |
|
none |
none |
2017-01-01 thru 2017-06-30 |
financial statement |
dataset_10 |
|
The document is a financial statement for Southern Financial LLC and its subsidiary, Haze Trust,... |
Financial transactions/money flow |
— |
DB-SDNY-0052295, SDNY_GM_00198479 |
gemini-2.0-flash-001 |
| 20038 |
EFTA01362722.txt |
OPERATING AGREEMENT |
|
none |
none |
2012-02-26 |
operating_agreement |
dataset_10 |
|
This document is the operating agreement for Southern Financial, LLC, a U.S. Virgin Islands... |
Business dealingsLegal matters/litigation |
— |
DB-SDNY-0052296 |
gemini-2.0-flash-001 |
| 20039 |
EFTA01362723.txt |
None |
|
none |
none |
Sep 20 2013 |
other |
dataset_10 |
|
This document from Deutsche Bank outlines the terms of capital contributions, transfer of... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0052297
SDNY_GM_00198481 |
gemini-2.0-flash-001 |
| 20040 |
EFTA01362724.txt |
None |
|
none |
none |
2013-08-20 |
document |
dataset_10 |
|
This document outlines the allocation of profits, losses, expenses, and distributions within a... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0052298, SDNY_GM_00198482 |
gemini-2.0-flash-001 |
| 20041 |
EFTA01362725.txt |
None |
|
none |
none |
20 2013 |
other |
dataset_10 |
|
This document outlines the management structure of a company, naming Jeffrey Epstein as the... |
Business dealingsLegal matters/litigation |
— |
None |
gemini-2.0-flash-001 |
| 20042 |
EFTA01362726.txt |
Indemnification and Termination |
|
none |
none |
Sep 20 2013 |
legal filing |
dataset_10 |
|
This document from Deutsche Bank outlines the indemnification terms for its managers and agents... |
Legal matters/litigationBusiness dealings |
— |
DB-SDNY-0052300, SDNY_GM_00 198484 |
gemini-2.0-flash-001 |
| 20043 |
EFTA01362727.txt |
Operating Agreement |
|
none |
none |
Sep 20 2013 |
legal filing |
dataset_10 |
|
This document is an operating agreement executed by a sole member. It specifies that the rights... |
Legal matters/litigationBusiness dealings |
— |
DB-SDNY-00/2301, SDNY_GM_00198485 |
gemini-2.0-flash-001 |
| 20044 |
EFTA01362728.txt |
None |
|
none |
none |
Sep 20 2013 |
legal filing |
dataset_10 |
|
This document outlines the articles of incorporation for a company, specifying its duration,... |
Business dealingsLegal matters/litigation |
— |
DB-SDNY-0052303, SDNY_GM_00 198487 |
gemini-2.0-flash-001 |
| 20045 |
EFTA01362729.txt |
None |
DEUTSCIE BANK |
none |
none |
Sep 20 2013 |
fax |
dataset_10 |
|
This document is a fax from Deutsche Bank containing legal text related to the liability of... |
Legal matters/litigation |
— |
DB-SONY-OO523O4 |
gemini-2.0-flash-001 |
| 20046 |
EFTA01362730.txt |
Articles of Organization |
|
none |
none |
2013-02-25 |
legal filing |
dataset_10 |
|
This document contains the Articles of Organization for a company, signed by Greg J. Ferguson as... |
Legal matters/litigationBusiness dealings |
— |
DB-SONY-0052305, SDNY_GM_00198488 |
gemini-2.0-flash-001 |
| 20047 |
EFTA01362731.txt |
Resident Agent Form - Consent of Agent for Service of Process |
|
none |
none |
February 2013 |
form |
dataset_10 |
|
This document is a Resident Agent Form, indicating Brett A. C. Gegy's consent to act as the... |
Legal matters/litigation |
— |
FORBA -RACA12 |
gemini-2.0-flash-001 |
| 20048 |
EFTA01362732.txt |
CERTIFICATION OF GOOD STANDING |
Director, Division of Corporation and Trademarks |
none |
none |
2013-06-25 |
certification |
dataset_10 |
|
This document is a certification from the Lieutenant Governor of the Virgin Islands stating that... |
Legal matters/litigationBusiness dealings |
— |
DB-SDNY-0052308, SDNY_GM_00198492 |
gemini-2.0-flash-001 |
| 20049 |
EFTA01362733.txt |
Certificate of Existence |
Gregory R. Mance, Lieutenant Governor of the Virgin Islands |
none |
none |
2013-02-27 |
Certificate |
dataset_10 |
|
This document is a Certificate of Existence issued by the Lieutenant Governor of the Virgin... |
Legal matters/litigationBusiness dealings |
— |
Corp No. 583164 |
gemini-2.0-flash-001 |
| 20050 |
EFTA01362734.txt |
Employer Identification Number (EIN) Notification |
INTERNAL REVENUE SERVICE |
none |
none |
07-28-2013 |
other |
dataset_10 |
|
This document is a notification from the IRS to SCPIIIMEW FINANCIAL, informing them of their... |
Financial transactions/money flowLegal matters/litigation |
— |
CP 575 |
gemini-2.0-flash-001 |
| 20051 |
EFTA01362735.txt |
None |
|
none |
none |
Sep 20 2013 |
other |
dataset_10 |
|
This document is a resolution from the Board of Directors of Stutheit Trust Company, outlining... |
Business dealings |
— |
None |
gemini-2.0-flash-001 |
| 20052 |
EFTA01362736.txt |
Merger Agreement |
|
suspicious |
none |
Sep 20. 2013 |
legal filing |
dataset_10 |
|
This document is a resolution related to a merger agreement involving Epstein and a corporation.... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
None |
gemini-2.0-flash-001 |
| 20053 |
EFTA01362737.txt |
Consent to be filed with the Minutes of the proceedings of the Bond of Directors of the Corporation |
|
none |
none |
2013-09-20 |
other |
dataset_10 |
|
This document is a consent form or resolution from Financial Tmst Company, Inc., signed by... |
Business dealings |
— |
DB-SDNY-0052313, SDNY_GM_00198497 |
gemini-2.0-flash-001 |
| 20054 |
EFTA01362738.txt |
CONSENT OF THE BOARD OF DIRECTORS |
|
none |
none |
2013-09-20 |
legal filing |
dataset_10 |
|
This document is a consent form from the Board of Directors of Financial Worattics, Inc., a U.S.... |
Business dealingsLegal matters/litigationEmployment/staffing |
— |
None |
gemini-2.0-flash-001 |
| 20055 |
EFTA01362739.txt |
Corpotadno tika the nexcnieednirca dirbeidcs•of iheCozponmon.niunediat4 following the nt4t101114.1 |
|
none |
none |
Sep 20 2013 |
legal filing |
dataset_10 |
|
This document is a legal filing outlining the resolutions of a corporation. It includes the... |
Business dealingsFinancial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0052315 |
gemini-2.0-flash-001 |
| 20056 |
EFTA01362740.txt |
None |
|
none |
none |
Sap 20 2013 |
other |
dataset_10 |
|
This document appears to be a resolution authorizing the corporation to conduct financial... |
Financial transactions/money flowBusiness dealings |
— |
None |
gemini-2.0-flash-001 |
| 20057 |
EFTA01362741.txt |
SUBSCRIPTION FOR COMMON STOCK |
|
none |
none |
2013-09-20 |
Subscription Agreement |
dataset_10 |
|
This document is a subscription agreement for 10,000 shares of common stock in Financial... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0052318, SDNY GM_001 98502 |
gemini-2.0-flash-001 |
| 20058 |
EFTA01362742.txt |
Re: Please fill out -> CRS + UK FATCA form ICI |
Richard Kahn |
none |
none |
2018-04-19 |
email |
dataset_10 |
|
Richard Kahn responds to Martin Zeman's request for information and forms related to Southern... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Martin Zeman |
DB-SDNY-0052322 |
gemini-2.0-flash-001 |
| 20059 |
EFTA01362743.txt |
CRS + UK FATCA Entity Self Cert.pdf |
|
none |
none |
None |
other |
dataset_10 |
|
This document refers to an attached PDF file related to CRS and UK FATCA Entity Self... |
|
— |
DB-SDNY-0052324 |
gemini-2.0-flash-001 |
| 20060 |
EFTA01362744.txt |
Self Certification for Entity Clients |
Richard Kahn |
none |
none |
2018-04-19 |
email |
dataset_10 |
|
Richard Kahn sent an email to Paul Barrett and Brenna with a signed self-certification form for... |
Business dealings |
Paul Barrett, Brenna |
DB-SDNY-0052325 |
gemini-2.0-flash-001 |
| 20061 |
EFTA01362745.txt |
Self Certification for Entity Clients |
|
none |
none |
None |
form |
dataset_10 |
|
This document is a self-certification form from Deutsche Bank for entity clients to provide... |
Financial transactions/money flowLegal matters/litigationCompliance/regulatory |
— |
None |
gemini-2.0-flash-001 |
| 20062 |
EFTA01362746.txt |
Self Certification for Entity Clients |
|
none |
none |
None |
form |
dataset_10 |
|
This is a Deutsche Bank self-certification form for entity clients to determine their status... |
Financial transactions/money flowLegal matters/litigationCompliance |
— |
DB-SDNY-0052327 |
gemini-2.0-flash-001 |
| 20063 |
EFTA01362747.txt |
Self Certification for Entity Clients |
|
none |
none |
11 In. I oar? |
Self Certification Form |
dataset_10 |
|
This is a self-certification form from Deutsche Bank for entity clients to declare their tax... |
Financial transactions/money flowLegal matters/litigationCompliance |
— |
None |
gemini-2.0-flash-001 |
| 20064 |
EFTA01362748.txt |
Self Certification for Entity Clients - UK Automatic Exchange of Information and the OECD Common Reporting Standard (CRS) |
|
none |
none |
None |
Self Certification Form |
dataset_10 |
|
This is a Deutsche Bank self-certification form for entity clients related to UK Automatic... |
Financial transactions/money flowLegal matters/litigationCompliance issues |
— |
DB-SDNY-0052329, SDNY_GM_00 198513 |
gemini-2.0-flash-001 |
| 20065 |
EFTA01362749.txt |
Self Certification for Entity Clients - UK Automatic Exchange of Information and the OECD Common Reporting Standard (CRS) |
|
none |
none |
None |
other |
dataset_10 |
|
This document provides instructions for Deutsche Bank's entity clients on completing a... |
Financial transactions/money flowLegal matters/litigationCompliance issues |
— |
DB-SDNY-0052330 |
gemini-2.0-flash-001 |
| 20066 |
EFTA01362750.txt |
Self Certification for Entity Clients - UK Automatic Exchange of Information and the OECD Common Reporting Standard (CRS) |
|
none |
none |
None |
Self Certification Form |
dataset_10 |
|
This document is a self-certification form from Deutsche Bank for entity clients, providing... |
Financial transactions/money flowLegal matters/litigationCompliance issues |
— |
None |
gemini-2.0-flash-001 |
| 20067 |
EFTA01362751.txt |
RE: Southern Financial LLC - KYC and credit derivatives/convertible bonds onboarding [C] [I] |
Zack Bunimovich |
none |
none |
2018-03-30 |
email |
dataset_10 |
|
This email exchange discusses the KYC and onboarding process for Southern Financial LLC to trade... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Liam Osullivan, Nina Tona, Xavier Avila, Martin... |
DB-SDNY-0052334 |
gemini-2.0-flash-001 |
| 20068 |
EFTA01362752.txt |
RE: Southern Financial LLC - KYC and credit dcrivati‘es/com edible bonds onboarding ICI |
Zack Bunimovich |
none |
none |
2018-03-30 |
email |
dataset_10 |
|
Zack Bunimovich is requesting clarification from Nina Tona regarding the relationship between... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Nina Tona, Xavier Avila, Martin Zeman, ny Lentini,... |
None |
gemini-2.0-flash-001 |
| 20069 |
EFTA01362753.txt |
RE: SF [I] [C] |
lack, |
suspicious |
none |
None |
email |
dataset_10 |
|
This email provides information about the ownership structure, legal representatives, and... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Zack Bunimovich, Martin Zeman, Xavier Avila, Ritn... |
None |
gemini-2.0-flash-001 |
| 20070 |
EFTA01362754.txt |
RE: SF [I] |
Xavier Avila |
none |
none |
2018-03-01 |
email |
dataset_10 |
|
Xavier Avila is seeking clarification on the risk classification (Red/Green) of Southern... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
xavier.avilaacjb.com, rita.shte nber db.com, Jitan... |
DB-SDNY-0052346 |
gemini-2.0-flash-001 |
| 20071 |
EFTA01362755.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a disclaimer from Deutsche Bank regarding Key Client Partners (KCP) products,... |
Business dealingsCommunications/correspondence |
— |
DB-SDNY-0052347, SDNY_GM_00198531 |
gemini-2.0-flash-001 |
| 20072 |
EFTA01362756.txt |
Automatic reply: Southern Financial - KYC Docs. (I] |
Davide-A Sferrazza |
none |
none |
2018-04-12 |
email |
dataset_10 |
|
This is an automatic reply email from Davide-A Sferrazza indicating they are out of the office.... |
Communications/correspondence |
Martin Zeman |
DB-SDNY-0052348
SONY GM_00198532 |
gemini-2.0-flash-001 |
| 20073 |
EFTA01362757.txt |
FW: EMS/160418103764: Preconfirmation |
Liam Osullivan |
none |
none |
2018-04-16 |
email |
dataset_10 |
|
The email chain discusses updating Standing Settlement Instructions (SSI) for EURO transactions... |
Financial transactions/money flowCommunications/correspondence |
Joe Aglione, Xavier Avila, Martin Zeman |
EMS/160418103764 |
gemini-2.0-flash-001 |
| 20074 |
EFTA01362758.txt |
RE: EMS/160418103764: Preconfirmation ** ***** Missing SSI 17April 2018* ***** *****K1 |
Liam Osullivan |
none |
none |
2018-04-16 |
email |
dataset_10 |
|
Liam Osullivan sends an email to Derivative-Corporate Settlements providing SSI details for... |
Financial transactions/money flowCommunications/correspondence |
Derivative-Corporate Settlements |
EMS/160418103764 |
gemini-2.0-flash-001 |
| 20075 |
EFTA01362759.txt |
EMS/160418103 |
Derivative-Corporate Settlements |
none |
none |
2018-04-16 |
email |
dataset_10 |
|
This email from Derivative-Corporate Settlements to Donald Summer requests SSI details for short... |
Financial transactions/money flowCommunications/correspondence |
Donald Summer |
DB-SDNY-0052351 |
gemini-2.0-flash-001 |
| 20076 |
EFTA01362760.txt |
RE: '"REASSIGN NEEDED•••FW: SOUTHERN FINANCIAL LLC ONB-10101SS [I) |
Nina Tona |
suspicious |
none |
2018-02-14 |
email |
dataset_10 |
|
Nina Tona is seeking advice from Zack Bunimovich regarding Southern Financial LLC, which has... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Zack Bunimovich |
ONB-1010155 |
gemini-2.0-flash-001 |
| 20077 |
EFTA01362761.txt |
RE: SOUTHERN FINANCIAL LLC - ONB-1010155 [I] |
Amber Davis |
none |
none |
2018-01-10 |
email |
dataset_10 |
|
Amber Davis from Deutsche Bank requests KYC documents from Nina Tona for Southern Financial LLC... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Nina Tona |
ONB-1010155 |
gemini-2.0-flash-001 |
| 20078 |
EFTA01362762.txt |
RE: SOUTHERN FINANCIAL LLC - ONB-1010155 [II |
Alastair Mackinlay |
none |
none |
2017-12-20 |
email |
dataset_10 |
|
Alastair Mackinlay from Deutsche Bank Wealth Management sends a W9 form to Amber Davis and Nina... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Amber Davis, Nina Tona |
ONB-1010155 |
gemini-2.0-flash-001 |
| 20079 |
EFTA01362763.txt |
RE: SOUTHERN FINANCIAL LLC - ONB-1010155 |
Amber Davis |
none |
none |
2017-12-20 |
email |
dataset_10 |
|
Amber Davis from Deutsche Bank requests tax documentation (W9 or WS) from Nina Tona for SOUTHERN... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Nina Tona |
ONB-1010155 |
gemini-2.0-flash-001 |
| 20080 |
EFTA01362764.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document contains the contact information for Deutsche Bank in Jacksonville, FL, along with... |
|
— |
DB-SDNY-0052360
SDNY_GM_00198544 |
gemini-2.0-flash-001 |
| 20081 |
EFTA01362765.txt |
RE: Southern Financial UI - KYC and credit derivatives/convertible bonds onboarding |
Zack Bunimovich |
none |
none |
2018-03-27 |
email |
dataset_10 |
|
This email chain discusses the KYC process for Southern Financial LLC at Deutsche Bank,... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Xavier Avila, Martin Zeman, Rita Shteynberg, Jitan... |
DB-SDNY-0052368 |
gemini-2.0-flash-001 |
| 20082 |
EFTA01362766.txt |
RE: SF [II |
Martin Zeman |
none |
none |
2018-03-05 |
email |
dataset_10 |
|
This email exchange discusses the urgent setup of credit derivatives and convertible bonds for a... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Zack Bunimovich, Nina Tona |
BR 1007494283 |
gemini-2.0-flash-001 |
| 20083 |
EFTA01362767.txt |
OPERATING AGREEMENT OF SOUTHERN FINANCIAL, ILC |
|
none |
none |
2013-02-26 |
Operating Agreement |
dataset_10 |
|
This document is the operating agreement for Southern Financial, LLC, formed on February 26,... |
Business dealings |
— |
None |
gemini-2.0-flash-001 |
| 20084 |
EFTA01362768.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the terms related to capital contributions, transfer of membership units,... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0052381 |
gemini-2.0-flash-001 |
| 20085 |
EFTA01362769.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document defines the capital account adjustments, allocations, and distributions within a... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0052382 |
gemini-2.0-flash-001 |
| 20086 |
EFTA01362770.txt |
Distribution upon Liquidation |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document details the distribution of assets upon liquidation of the company, the management... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0052383 |
gemini-2.0-flash-001 |
| 20087 |
EFTA01362771.txt |
Agreement |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a legal agreement outlining the terms of a company, including indemnification... |
Legal matters/litigationBusiness dealings |
— |
DB-SDNY-0052384, SDNY_GM_00198568 |
gemini-2.0-flash-001 |
| 20088 |
EFTA01362772.txt |
Operating Agreement |
|
none |
none |
|
legal filing |
dataset_10 |
|
This document is an operating agreement for an entity with Southern Trust Company as the sole... |
Legal matters/litigationBusiness dealings |
— |
DB-SDNY-0052385 |
gemini-2.0-flash-001 |
| 20089 |
EFTA01362773.txt |
Articles of Organization for Southern Financial, LLC |
|
none |
none |
None |
Articles of Organization |
dataset_10 |
|
This document outlines the Articles of Organization for Southern Financial, LLC, establishing... |
Business dealings |
— |
None |
gemini-2.0-flash-001 |
| 20090 |
EFTA01362774.txt |
Company Formation Document |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document details the formation of a company, specifying its perpetual duration and initial... |
Business dealingsLegal matters/litigation |
— |
DB-SDNY-0052387, SDNY_GM_00198571 |
gemini-2.0-flash-001 |
| 20091 |
EFTA01362775.txt |
Articles of Organization |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document presents the Articles of Organization for a Limited Liability Company, detailing... |
Legal matters/litigationBusiness dealings |
— |
DB-SDNY-0052388, SDNY_GM_00198572 |
gemini-2.0-flash-001 |
| 20092 |
EFTA01362776.txt |
Articles of Organization |
|
none |
none |
2013-02-25 |
legal filing |
dataset_10 |
|
This document is a legal filing, specifically the Articles of Organization for a company, signed... |
Legal matters/litigationBusiness dealings |
— |
DB-SDNY-0052389, SDNY GM_00198573 |
gemini-2.0-flash-001 |
| 20093 |
EFTA01362777.txt |
RESIDENT AGENT FORM CONSENT OF AGENT FOR SERVICE OF PROCESS |
|
none |
none |
eocuary 2013 |
FORM |
dataset_10 |
|
This document is a Resident Agent Form, where Busiztess Basics VI, 1.1X consents to act as the... |
Legal matters/litigation |
— |
DB-SDNY-0052390 |
gemini-2.0-flash-001 |
| 20094 |
EFTA01362778.txt |
Certificate of Existence |
Gregory R. Francis, Lieutenant Governor of the Virgin Islands |
none |
none |
2013-06-25 |
Certificate |
dataset_10 |
|
This document is a Certificate of Existence issued by the Lieutenant Governor of the Virgin... |
Business dealings |
— |
|
gemini-2.0-flash-001 |
| 20095 |
EFTA01362779.txt |
CERTIFICATION OF GOOD STANDING |
Denise Johannes, Director, Division of Corporation and Trademarks |
none |
none |
2013-06-25 |
certification |
dataset_10 |
|
This document is a certification of good standing issued by the Virgin Islands Lieutenant... |
Business dealingsLegal matters/litigation |
— |
NVA (A-38(9t |
gemini-2.0-flash-001 |
| 20096 |
EFTA01362780.txt |
Certificate of Existence |
Gregory R. Francis, Lieutenant Governor of the Virgin Islands |
none |
none |
2013-02-27 |
Certificate |
dataset_10 |
|
This document is a Certificate of Existence issued by the Lieutenant Governor of the Virgin... |
Business dealingsLegal matters/litigation |
— |
Corp No, 5R3164 |
gemini-2.0-flash-001 |
| 20097 |
EFTA01362781.txt |
Employer Identification Number (EIN) Assignment |
INTERNAL REVENUE SERVICE |
none |
none |
2013-02-28 |
notice |
dataset_10 |
|
This document is a notice from the IRS assigning an Employer Identification Number (EIN) to... |
Financial transactions/money flow |
— |
CP 575 G |
gemini-2.0-flash-001 |
| 20098 |
EFTA01362782.txt |
Consent of the Board of Directors of Southern Trust Company, Inc. |
|
none |
none |
March 19, 2011 |
Consent |
dataset_10 |
|
This document is a consent resolution from the Board of Directors of Southern Trust Company,... |
Business dealingsFinancial transactions/money flow |
— |
DB-SDNY-0052395, SDNY_GM_00 198579 |
gemini-2.0-flash-001 |
| 20099 |
EFTA01362783.txt |
Consent Resolution |
|
none |
none |
2013-03-101 |
legal filing |
dataset_10 |
|
This document is a consent resolution from the directors of Financial Trust Company, Inc., dated... |
Business dealingsLegal matters/litigation |
— |
DB-SDNY-0052397, SDNY_GM_00198581 |
gemini-2.0-flash-001 |
| 20100 |
EFTA01362784.txt |
Consent of the Board of Directors of Financial Infomatics, Inc. |
|
none |
none |
2010-11-18 |
Consent of Board of Directors |
dataset_10 |
|
This document is a consent resolution from the Board of Directors of Financial Infomatics, Inc.,... |
Business dealings |
— |
None |
gemini-2.0-flash-001 |