| 20101 |
EFTA01362785.txt |
Corporate Resolutions |
|
none |
none |
2011-11-18 |
resolution |
dataset_10 |
|
This document outlines the corporate resolutions for a new corporation, including the election... |
Business dealingsFinancial transactions/money flow |
— |
DB-SDNY-0052399 |
gemini-2.0-flash-001 |
| 20102 |
EFTA01362786.txt |
Corporate Resolutions Regarding Depositories, Fiscal Year, and Authorization to do Business |
|
none |
none |
None |
resolution |
dataset_10 |
|
This document contains corporate resolutions authorizing the designation of financial... |
Financial transactions/money flowBusiness dealingsLegal matters/litigation |
— |
DB-SDNY-0052400
SDNY_GM_00198584 |
gemini-2.0-flash-001 |
| 20103 |
EFTA01362787.txt |
Resolution of Financial Infomatics, Inc. |
|
none |
none |
2011-11-18 |
resolution |
dataset_10 |
|
This document is a resolution of Financial Infomatics, Inc., authorizing its officers to conduct... |
Business dealings |
— |
DB-SDNY-0052401 |
gemini-2.0-flash-001 |
| 20104 |
EFTA01362788.txt |
Subscription for Common Stock |
|
none |
none |
2011-11-18 |
subscription_agreement |
dataset_10 |
|
This document is a subscription agreement for common stock of Financial Infomatics, Inc. Jeffrey... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0052402, SDNY_GM_00198586 |
gemini-2.0-flash-001 |
| 20105 |
EFTA01362789.txt |
RE: N4G-026161 - Southern Financial ICI |
Cynthia Rodriguez |
none |
none |
2018-02-22 |
email |
dataset_10 |
|
Cynthia Rodriguez and Davide-A Sferrazza are corresponding about access to KYC, PCR, and RDC... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
0avide-A Sferrazza |
N4G-026161 |
gemini-2.0-flash-001 |
| 20106 |
EFTA01362790.txt |
RE: N4G-026161 - Southern Financial (C] |
Davide-A Sferrazza |
none |
none |
2018-02-22 |
email |
dataset_10 |
|
Davide Sferrazza is requesting documentation, specifically KYC, PCR, and RDC, from Cynthia... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Cynthia Rodriguez |
N4G-026161 |
gemini-2.0-flash-001 |
| 20107 |
EFTA01362791.txt |
RE: N4G-026161 - Southern Financial |
Stewart Oldfield |
none |
none |
2018-01-11 |
email |
dataset_10 |
|
Zbynek Kozelsky requests Stewart Oldfield to provide the PB KYC for the Southern Financial... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Zbynek Kozelsky |
N4G-026161 |
gemini-2.0-flash-001 |
| 20108 |
EFTA01362792.txt |
Trade execution information |
Zbynek "Ziggy" Kozelsky |
none |
none |
None |
email |
dataset_10 |
|
This email from Zbynek Kozelsky at Deutsche Bank provides preliminary trade execution... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
— |
DB-SDNY-0052406 |
gemini-2.0-flash-001 |
| 20109 |
EFTA01362793.txt |
RE: N4G-026161 - Southern Financial ICI |
Cynthia Rodriguez |
none |
none |
2018-02-22 |
email |
dataset_10 |
|
Cynthia Rodriguez offers to show Davide-A Sferrazza how to run searches for information related... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
0avide-A Sferrazza |
N4G-026161 |
gemini-2.0-flash-001 |
| 20110 |
EFTA01362794.txt |
RE: N4G-026161 - Southern Financial IC] |
Davide-A Sferrazza |
none |
none |
2018-02-22 |
email |
dataset_10 |
|
Davide Sferrazza is asking Cynthia Rodriguez about access to KYC documents for Southern... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Cynthia Rodriguez |
N4G-026161 |
gemini-2.0-flash-001 |
| 20111 |
EFTA01362795.txt |
RE: N4G-026161 - Southern Financial |
Stewart Oldfield |
none |
none |
2018-01-11 |
email |
dataset_10 |
|
Zbynek Kozelsky requests KYC information from Stewart Oldfield for the Southern Financial... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Zbynek Kozelsky, Cynthia Rodriguez, Davide-A Sferrazza,... |
N4G-026161 |
gemini-2.0-flash-001 |
| 20112 |
EFTA01362796.txt |
None |
|
none |
none |
None |
email |
dataset_10 |
|
This document is an email confidentiality disclaimer. It prohibits unauthorized copying,... |
|
— |
DB-SDNY-0052411 |
gemini-2.0-flash-001 |
| 20113 |
EFTA01362797.txt |
FW: N4G026161 [C] |
Zbynek Kozelsky |
none |
none |
2018-01-23 |
email |
dataset_10 |
|
Zbynek Kozelsky from Deutsche Bank requests Liam Osullivan and others to update a client's... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Liam Osullivan, Martin Zeman, Davide-A Sferrazza, Joshua... |
N4G026161 |
gemini-2.0-flash-001 |
| 20114 |
EFTA01362798.txt |
Customer Record: Epstein, Jeffrey E. |
|
suspicious |
none |
2013-09-12 |
other |
dataset_10 |
|
This document is a customer record for Jeffrey Epstein at Southern Financial, indicating his... |
Financial transactions/money flowBusiness dealings |
— |
483,289, 00000483289, KYC: 1790655, KYC 1195100, KYC 1121718 |
gemini-2.0-flash-001 |
| 20115 |
EFTA01362799.txt |
Financial Profile (KYC Information) |
|
none |
none |
1/16/2018 |
other |
dataset_10 |
|
This document is a financial profile of Jeffrey Epstein, detailing his net worth, investable... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0052414, SDNY_GM_00198598 |
gemini-2.0-flash-001 |
| 20116 |
EFTA01362800.txt |
Assets Held Elsewhere (KYC Information) |
|
none |
none |
10/24/2017 |
other |
dataset_10 |
|
This document outlines Jeffrey Epstein's assets held at various financial institutions,... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0052415, SDNY_GM_00198599 |
gemini-2.0-flash-001 |
| 20117 |
EFTA01362801.txt |
OPERATING AGREEMENT OF SOUTHERN FINANCIAL, ILC |
|
none |
none |
2013-02-26 |
Operating Agreement |
dataset_10 |
|
This document is the operating agreement for Southern Financial, LLC, a U.S. Virgin Islands... |
Business dealings |
— |
N*616.53Ot |
gemini-2.0-flash-001 |
| 20118 |
EFTA01362802.txt |
Capital Contributions and Membership Units |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the terms for capital contributions, membership unit transfers, and... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0052419 |
gemini-2.0-flash-001 |
| 20119 |
EFTA01362803.txt |
Allocations and Distributions |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document details the allocation of profits, losses, expenses, and other items to the Sole... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0052420 |
gemini-2.0-flash-001 |
| 20120 |
EFTA01362804.txt |
Distribution upon Liquidation |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the distribution of assets upon liquidation of the company, specifies... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0052421 |
gemini-2.0-flash-001 |
| 20121 |
EFTA01362805.txt |
Agreement |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the terms of an agreement for a company, including indemnification of... |
Legal matters/litigationBusiness dealings |
— |
DB-SDNY-0052422, SDNY_GM_00198606 |
gemini-2.0-flash-001 |
| 20122 |
EFTA01362806.txt |
Operating Agreement |
|
none |
none |
N/A |
legal filing |
dataset_10 |
|
This document is part of an operating agreement. It specifies that the agreement is binding and... |
Legal matters/litigationBusiness dealings |
— |
DB-SDNY-0052423, SDNY_GM_00198607 |
gemini-2.0-flash-001 |
| 20123 |
EFTA01362807.txt |
Articles of Organization |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the Articles of Organization for Southern Financial, LLC, a limited... |
Business dealings |
— |
DB-SDNY-0052424 |
gemini-2.0-flash-001 |
| 20124 |
EFTA01362808.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the articles of a company, specifying its purpose, duration, organizer... |
Business dealingsLegal matters/litigation |
— |
DB-SDNY-0052425, SDNY_GM_00198809 |
gemini-2.0-flash-001 |
| 20125 |
EFTA01362809.txt |
Articles of Organization |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is part of the Articles of Organization for a Company, focusing on limiting the... |
Legal matters/litigation |
— |
DB-SDNY-0052426, SDNY_GM_00198610 |
gemini-2.0-flash-001 |
| 20126 |
EFTA01362810.txt |
Articles of Organization |
|
none |
none |
2013-02-25 |
legal filing |
dataset_10 |
|
This document is a legal filing representing the Articles of Organization for a company, signed... |
Legal matters/litigationBusiness dealings |
— |
DB-SDNY-0052427, SDNY GM_00198611 |
gemini-2.0-flash-001 |
| 20127 |
EFTA01362811.txt |
RESIDENT AGENT FORM - CONSENT OF AGENT FOR SERVICE OF PROCESS |
|
none |
none |
2013-02-25 |
FORM |
dataset_10 |
|
This document is a Resident Agent Form, indicating the consent of Southern Firm LLC to act as... |
Legal matters/litigation |
— |
DB-SDNY-0052428, SDNY_GM_00198612 |
gemini-2.0-flash-001 |
| 20128 |
EFTA01362812.txt |
Certificate of Existence |
Gregory R. Francis, Lieutenant Governor of the Virgin Islands |
none |
none |
2013-06-25 |
certificate |
dataset_10 |
|
This document is a Certificate of Existence issued by the Lieutenant Governor of the Virgin... |
Business dealings |
— |
DB-SDNY-0052429 |
gemini-2.0-flash-001 |
| 20129 |
EFTA01362813.txt |
CERTIFICATION OF GOOD STANDING |
Director, Division of Corporation and Trademarks |
none |
none |
2013-06-25 |
certification |
dataset_10 |
|
This document is a Certification of Good Standing issued by the Lieutenant Governor of the... |
Business dealingsLegal matters/litigation |
— |
NVA (A-38(9t |
gemini-2.0-flash-001 |
| 20130 |
EFTA01362814.txt |
Certificate of Existence |
Gregory R. Francis, Lieutenant Governor of the Virgin Islands |
none |
none |
2013-02-27 |
Certificate |
dataset_10 |
|
This document is a Certificate of Existence issued by the Lieutenant Governor of the Virgin... |
Business dealingsLegal matters/litigation |
— |
Corp No, 5R3164 |
gemini-2.0-flash-001 |
| 20131 |
EFTA01362815.txt |
Employer Identification Number (EIN) Assignment |
INTERNAL REVENUE SERVICE |
none |
none |
2013-02-28 |
notice |
dataset_10 |
|
This document is a notice from the IRS assigning an Employer Identification Number (EIN) to... |
Financial transactions/money flowLegal matters/litigation |
— |
CP 575 G |
gemini-2.0-flash-001 |
| 20132 |
EFTA01362816.txt |
Consent of the Board of Directors of Southern Trust Company, Inc. |
|
none |
none |
2011-03-19 |
Consent of Board of Directors |
dataset_10 |
|
This document is a consent resolution from the Board of Directors of Southern Trust Company,... |
Business dealingsFinancial transactions/money flow |
— |
SDNY_GM_00198617
DB-SDNY-0052433 |
gemini-2.0-flash-001 |
| 20133 |
EFTA01362817.txt |
Agreement and Plan of Merger |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a legal filing authorizing and approving the merger of FTC with and into SF, a... |
Business dealingsFinancial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0052434 |
gemini-2.0-flash-001 |
| 20134 |
EFTA01362818.txt |
Consent Resolution |
|
none |
none |
2013-03-101 |
legal filing |
dataset_10 |
|
This document is a consent resolution executed by the directors of Financial Trust Company, Inc.... |
Business dealingsLegal matters/litigation |
— |
DB-SDNY-0052435, SDNY_GM_00198619 |
gemini-2.0-flash-001 |
| 20135 |
EFTA01362819.txt |
Consent of the Board of Directors of Financial Infomatics, Inc. |
|
none |
none |
2011-11-18 |
Consent of the Board of Directors |
dataset_10 |
|
This document is the Consent of the Board of Directors of Financial Infomatics, Inc., dated... |
Business dealings |
— |
None |
gemini-2.0-flash-001 |
| 20136 |
EFTA01362820.txt |
Corporate Resolutions |
|
none |
none |
2011-11-18 |
legal filing |
dataset_10 |
|
This document outlines the resolutions passed by a corporation's board of directors, including... |
Business dealingsFinancial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0052437 |
gemini-2.0-flash-001 |
| 20137 |
EFTA01362821.txt |
Resolution of Financial Infomatics, Inc. |
|
none |
none |
2011-11-18 |
resolution |
dataset_10 |
|
This document is a resolution of Financial Infomatics, Inc., authorizing its officers to... |
Business dealings |
— |
DB-SDNY-0052439 |
gemini-2.0-flash-001 |
| 20138 |
EFTA01362822.txt |
Subscription for Common Stock |
|
none |
none |
2011-11-18 |
subscription agreement |
dataset_10 |
|
This document is a subscription agreement for common stock in Financial Infomatics, Inc. Jeffrey... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0052440, SDNY_GM_00198624 |
gemini-2.0-flash-001 |
| 20139 |
EFTA01362823.txt |
IWP Package remediation • Phase ii |
Ian Salters |
suspicious |
none |
2019-04-16 |
email |
dataset_10 |
|
Ian Salters emails Joshua Shoshan and Martin Zeman to update them on the IWP Package remediation... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Joshua Shoshan, Martin Zeman |
DB-SDNY-0052441 |
gemini-2.0-flash-001 |
| 20140 |
EFTA01362824.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a confidentiality disclaimer, restricting reproduction or distribution of the... |
|
— |
DB-SDNY-0052442, SDNY_GM_00198626 |
gemini-2.0-flash-001 |
| 20141 |
EFTA01362825.txt |
FW: 2018 Periodic Review of Accts Southern Financial LLC (GCIS#483882) & LSJE, LLC (GCISII499733) under the SOUTHERN FINANCIAL RELATIONSHIP [II [C] |
Liam Osullivan |
suspicious |
none |
2018-09-21 |
email |
dataset_10 |
|
This email chain discusses a periodic review of accounts for Southern Financial LLC and LSJE,... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Davide-A Sferrazza |
GCIS#483882, GCISII499733, STRUPDT0118001 |
gemini-2.0-flash-001 |
| 20142 |
EFTA01362826.txt |
FW: 2018 Periodic Review of Accts Southern Financial LLC (GCIS#483882) & LSJE, LLC (GCIS#499733) under the SOUTHERN FINANCIAL RELATIONSHIP [Ij |
Vijay-A Sawant |
none |
none |
2018-08-24 |
email |
dataset_10 |
|
Vijay Sawant from Deutsche Bank is emailing Richard larossi regarding pending items for the... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard larossi |
GCIS#483882, GCIS#499733, KYCCase#01977703 |
gemini-2.0-flash-001 |
| 20143 |
EFTA01362827.txt |
2018 Periodic Review of Accts Southern Financial LLC (GCIS#483882) & LSJE, LLC (GCIS#499733) under the SOUTHERN FINANCIAL RELATIONSHIP |
|
suspicious |
none |
2018-08 |
email |
dataset_10 |
|
This email requests updated documentation for the periodic review of high-risk accounts Southern... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Stewart Oldfield |
GCIS#483882, GCIS#499733 |
gemini-2.0-flash-001 |
| 20144 |
EFTA01362828.txt |
RE: 2018 Peri is eview o ccts Southern Financial LLC (GCIS4483882) & LSJE, LLC (GCIS#499733) under the SOUTHERN FINANCIAL RELATIONSHIP (I) (C) |
Michael Raphael |
suspicious |
none |
2018-09-21 |
email |
dataset_10 |
|
This email exchange revolves around identifying an account code (STRUPDT0118001) associated with... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Davide-A Sferrazza |
GCIS4483882, GCIS#499733, STRUPDT0118001 |
gemini-2.0-flash-001 |
| 20145 |
EFTA01362829.txt |
RE: 2018 Periodic Review of Accts Southern Financial LLC (GCIS#483882) & LSJE, LLC (GCIS#499733) under the SOUTHERN FINANCIAL RELATIONSHIP [I] |
Vijay-A Sawant |
suspicious |
none |
2018-09-21 |
email |
dataset_10 |
|
Vijay-A Sawant from Deutsche Bank is requesting information from Richard larossi, tewart... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard larossi, tewart Oldfield, Mayur Rathod |
GCIS#483882, GCIS#499733 |
gemini-2.0-flash-001 |
| 20146 |
EFTA01362830.txt |
FW: 2018 Periodic Review of Accts Southern Financial LLC (GCIS#483882) & LSJE, LLC (GCIS#499733) under the SOUTHERN FINANCIAL RELATIONSHIP [I) |
Vijay-A Sawant |
none |
none |
2018-08-24 |
email |
dataset_10 |
|
Vijay Sawant from Deutsche Bank is emailing Richard larossi and others regarding the periodic... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard larossi |
GCIS#483882, GCIS#499733, KYCCase#01977703 |
gemini-2.0-flash-001 |
| 20147 |
EFTA01362831.txt |
None |
Vijay Sawant, KYC Case Representative, Deutsche CIS Centre Private limited - Deutsche Bank Group |
suspicious |
none |
None |
other |
dataset_10 |
|
This document is a request from Deutsche Bank's KYC department for updated documentation and... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0052451, SDNY_GM_00198635 |
gemini-2.0-flash-001 |
| 20148 |
EFTA01362832.txt |
FW: Combined KYC list and priorities [I] |
Ian Salters |
none |
none |
2019-02-21 |
email |
dataset_10 |
|
Ian Salters sent an email regarding an updated KYC list and priorities, noting improvements in... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Oavide-A Sferrazza, Sill King, Joe Agliona, Olivier Poncet |
DB-SDNY-0052452 |
gemini-2.0-flash-001 |
| 20149 |
EFTA01362833.txt |
Confidentiality Notice |
|
none |
none |
None |
other |
dataset_10 |
|
This document page contains confidentiality notices and document identification numbers. It... |
|
— |
DB-SDNY-0052453, SDNY GM_00198637 |
gemini-2.0-flash-001 |
| 20150 |
EFTA01362834.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document appears to be a list of entities associated with KCP LATAM and KCP US. The text is... |
Business dealings |
— |
DB-SDNY-0052457 |
gemini-2.0-flash-001 |
| 20151 |
EFTA01362835.txt |
None |
Nina Tona |
none |
none |
None |
other |
dataset_10 |
|
This document outlines the responsibilities of team members Nina, Davide, and Ali for various... |
Business dealingsFinancial transactions/money flow |
— |
DB-SDNY-0052460, SDNY_GM_00198644 |
gemini-2.0-flash-001 |
| 20152 |
EFTA01362836.txt |
RE: Southern Financial - KYC Docs. (II |
Nina Tona |
none |
none |
2018-04-18 |
email |
dataset_10 |
|
This email exchange concerns the verification of KYC (Know Your Customer) documents for Southern... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Xavier Avila, Martin Zeman, Liam Osullivan |
None |
gemini-2.0-flash-001 |
| 20153 |
EFTA01362837.txt |
Self Certification for Entity Clients - UK Automatic Exchange of Information and the OECD Common Reporting Standard (CRS) |
|
none |
none |
None |
Self Certification Form |
dataset_10 |
|
This document is a self-certification form from Deutsche Bank used to collect information about... |
Financial transactions/money flowLegal matters/litigationCompliance/regulatory |
— |
DB-SDNY-0052467, SDNY_GM_00188851 |
gemini-2.0-flash-001 |
| 20154 |
EFTA01362838.txt |
Self Certification for Entity Clients |
Deutsche Bank |
none |
none |
2016-02 |
form |
dataset_10 |
|
This document is a self-certification form from Deutsche Bank for entity clients, providing... |
Financial transactions/money flowLegal matters/litigationCompliance issues |
— |
DB-SDNY-0052468 |
gemini-2.0-flash-001 |
| 20155 |
EFTA01362839.txt |
FW: Loan docs - can you help direct me please? [I] |
Martin Zeman |
none |
none |
2017-12-14 |
email |
dataset_10 |
|
Martin Zeman is seeking assistance in locating loan documents related to a deal involving Rain... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Nikolai Hartley, James Davies, Xavier Avila |
DB-SDNY-0052473
SDNY_GM_00198657 |
gemini-2.0-flash-001 |
| 20156 |
EFTA01362840.txt |
RE: SF (I) ICI |
Zack Bunimovich |
none |
none |
2018-03-09 |
email |
dataset_10 |
|
Zack Bunimovich provides an update to Xavier Avila regarding the KYC review status of a fund.... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Xavier Avila |
DB-SDNY-0052475 |
gemini-2.0-flash-001 |
| 20157 |
EFTA01362841.txt |
Client Data Services I COO DBUSA Core Corp. |
|
none |
none |
None |
other |
dataset_10 |
|
This document appears to be a header page containing information about Client Data Services and... |
|
— |
DB-SDNY-0052484, SDNY_GM_00198668 |
gemini-2.0-flash-001 |
| 20158 |
EFTA01362842.txt |
None |
FATCA Outreach Team, Client Data Services I COO Global Markets Operations, Deutsche Bank Birmingham |
none |
none |
None |
other |
dataset_10 |
|
This document is a communication from Deutsche Bank's FATCA Outreach Team regarding a... |
Financial transactions/money flowCommunications/correspondenceLegal matters/litigation |
— |
DB-SDNY-0052491, SDNY_GM_00198675 |
gemini-2.0-flash-001 |
| 20159 |
EFTA01362843.txt |
Request for Taxpayer Identification Number and Certification |
|
none |
none |
12-2014 |
Form |
dataset_10 |
|
This document is a Form W-9, Request for Taxpayer Identification Number and Certification. It is... |
Financial transactions/money flowLegal matters/litigation |
— |
Form W-9 |
gemini-2.0-flash-001 |
| 20160 |
EFTA01362844.txt |
RE: SF [I] [C] |
lack |
suspicious |
possible |
None |
email |
dataset_10 |
|
This email outlines the information needed to verify the ownership, legal representation, and... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Zack Bunimovich, Martin Zeman, Xavier Avila |
None |
gemini-2.0-flash-001 |
| 20161 |
EFTA01362845.txt |
RE: SF [I] |
Xavier Avila |
none |
none |
2018-03-01 |
email |
dataset_10 |
|
Xavier Avila is seeking clarification on the risk classification (Red or Green) of Southern... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Xavier Avila, lain Macara, Rita Shteynberg, Jitan Patel,... |
DB-SDNY-0052502
SDNY_GM_00198686 |
gemini-2.0-flash-001 |
| 20162 |
EFTA01362846.txt |
OPERATING AGREEMENT OF SOUTHERN FINANCIAL, LLC |
|
none |
none |
2013-02-26 |
Operating Agreement |
dataset_10 |
|
This document is the operating agreement for Southern Financial, LLC, formed on February 26,... |
Business dealings |
— |
None |
gemini-2.0-flash-001 |
| 20163 |
EFTA01362847.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document outlines the terms for capital contributions, membership unit transfers, and... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0052505 |
gemini-2.0-flash-001 |
| 20164 |
EFTA01362848.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document defines the terms of capital account decreases and allocations and distributions... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0052506 |
gemini-2.0-flash-001 |
| 20165 |
EFTA01362849.txt |
Distribution upon Liquidation |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the distribution of assets upon liquidation of the company, specifying... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0052507 |
gemini-2.0-flash-001 |
| 20166 |
EFTA01362850.txt |
Agreement |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the terms of an agreement for a company, including indemnification of its... |
Legal matters/litigationBusiness dealings |
— |
DB-SDNY-0052508, SDNY_GM_00198692 |
gemini-2.0-flash-001 |
| 20167 |
EFTA01362851.txt |
Operating Agreement |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is an operating agreement that specifies its binding effect on parties and their... |
Legal matters/litigationBusiness dealings |
— |
DB-SDNY-0052509, SDNY_GM_00198693 |
gemini-2.0-flash-001 |
| 20168 |
EFTA01362852.txt |
Articles of Organization |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the Articles of Organization for Southern Financial, LLC, a limited... |
Business dealingsLegal matters/litigation |
— |
DB-SDNY-0052510, SDNY_GM_00198694 |
gemini-2.0-flash-001 |
| 20169 |
EFTA01362853.txt |
Company Articles |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the articles of the company, specifying its purpose, duration, organizer... |
Business dealingsLegal matters/litigation |
— |
DB-SDNY-0052511, SDNY_GM_00198695 |
gemini-2.0-flash-001 |
| 20170 |
EFTA01362854.txt |
Articles of Organization |
|
none |
none |
2013-02-25 |
legal filing |
dataset_10 |
|
This document is the Articles of Organization for a company, signed by Greg I. Ferguson as the... |
Legal matters/litigation |
— |
DB-SDNY-0052513, SDNY GM_00198897 |
gemini-2.0-flash-001 |
| 20171 |
EFTA01362855.txt |
RESIDENT AGENT FORM - CONSENT OF AGENT FOR SERVICE OF PROCESS |
|
none |
none |
2013-02-25 |
FORM |
dataset_10 |
|
This document is a Resident Agent Form, indicating that Business Basics Vt,. 1.1X consents to... |
Legal matters/litigationBusiness dealings |
— |
NP•12441i |
gemini-2.0-flash-001 |
| 20172 |
EFTA01362856.txt |
Certificate of Existence for SOUTHERNF1NANCIAL, LLC. |
Gregory R. Francis, Lieutenant Governor of the Virgin Islands |
none |
none |
2013-06-25 |
Certificate |
dataset_10 |
|
This document is a Certificate of Existence issued by the Lieutenant Governor of the Virgin... |
Business dealingsLegal matters/litigation |
— |
DB-SDNY-0052515, SDNY_GM_00198699 |
gemini-2.0-flash-001 |
| 20173 |
EFTA01362857.txt |
CERTIFICATION OF GOOD STANDING |
Denise Johannes, Director, Division of Corporation and Trademarks |
none |
none |
2013-06-25 |
Certification |
dataset_10 |
|
This document is a certification of good standing issued by the Lieutenant Governor of the... |
Business dealingsLegal matters/litigation |
— |
NVA (A-38(9t |
gemini-2.0-flash-001 |
| 20174 |
EFTA01362858.txt |
Certificate of Existence |
Gregory R. Francis, Lieutenant Governor of the Virgin Islands |
none |
none |
2013-02-27 |
Certificate |
dataset_10 |
|
This document is a Certificate of Existence issued by the Lieutenant Governor of the Virgin... |
Business dealingsLegal matters/litigation |
— |
Corp No, 5R3164 |
gemini-2.0-flash-001 |
| 20175 |
EFTA01362859.txt |
Employer Identification Number (EIN) Assignment |
INTERNAL REVENUE SERVICE |
none |
none |
2013-02-28 |
notice |
dataset_10 |
|
This document is a notice from the IRS assigning an Employer Identification Number (EIN) to... |
Financial transactions/money flow |
— |
CP 575 G |
gemini-2.0-flash-001 |
| 20176 |
EFTA01362860.txt |
Consent of the Board of Directors of Southern Trust Company, Inc. |
|
none |
none |
2011-03-19 |
Consent |
dataset_10 |
|
This document is a consent resolution from the Board of Directors of Southern Trust Company,... |
Business dealings |
— |
SDNY_GM_00198703
DB-SDNY-0052519 |
gemini-2.0-flash-001 |
| 20177 |
EFTA01362861.txt |
Agreement and Plan of Merger |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a resolution authorizing and approving the merger of FTC with and into SF, a... |
Business dealingsFinancial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0052520 |
gemini-2.0-flash-001 |
| 20178 |
EFTA01362862.txt |
Consent Resolution |
|
none |
none |
2013-03-101 |
legal filing |
dataset_10 |
|
This document is a consent resolution from the directors of Financial Trust Company, Inc., dated... |
Business dealingsLegal matters/litigation |
— |
DB-SDNY-0052521, SDNY_GM_00198705 |
gemini-2.0-flash-001 |
| 20179 |
EFTA01362863.txt |
Consent of the Board of Directors of Financial Infomatics, Inc. |
|
none |
none |
2011-11-18 |
Consent of the Board of Directors |
dataset_10 |
|
This document is a consent resolution from the Board of Directors of Financial Infomatics, Inc.,... |
Business dealings |
— |
None |
gemini-2.0-flash-001 |
| 20180 |
EFTA01362864.txt |
Corporate Resolutions |
|
none |
none |
November 18, 2611 |
resolution |
dataset_10 |
|
This document contains the resolutions passed by the board of directors of a Corporation. It... |
Business dealingsFinancial transactions/money flow |
— |
DB-SDNY-0052523, SDNY_GM_00198707 |
gemini-2.0-flash-001 |
| 20181 |
EFTA01362865.txt |
Resolution regarding depositories of funds, bank accounts, and fiscal year |
|
none |
none |
None |
resolution |
dataset_10 |
|
This document is a corporate resolution authorizing officers to manage the corporation's... |
Financial transactions/money flowBusiness dealingsLegal matters/litigation |
— |
DB-SDNY-0052524 |
gemini-2.0-flash-001 |
| 20182 |
EFTA01362866.txt |
Resolution regarding business transaction and authorization of officers |
|
none |
none |
2011-11-16 |
resolution |
dataset_10 |
|
This document is a resolution from Financial Infomatics, Inc., authorizing its officers to... |
Business dealings |
— |
DB-SDNY-0052525 |
gemini-2.0-flash-001 |
| 20183 |
EFTA01362867.txt |
Subscription for Common Stock |
|
none |
none |
2011-11-18 |
subscription agreement |
dataset_10 |
|
This document is a subscription agreement for common stock in Financial Infomatics, Inc. Jeffrey... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0052526, SDNY_GM_00198710 |
gemini-2.0-flash-001 |
| 20184 |
EFTA01362868.txt |
FINANCIAL REPORT |
|
none |
none |
2017-06-30 |
report |
dataset_10 |
|
This document is a financial report for Southern Trust Company, Inc. as of June 30, 2017. The... |
Financial transactions/money flow |
— |
DB-SDNY-0052527 |
gemini-2.0-flash-001 |
| 20185 |
EFTA01362869.txt |
Statement of Assets, Liabilities and Shareholder's Equity |
|
none |
none |
2017-06-30 |
Statement |
dataset_10 |
|
This document is a statement of assets, liabilities, and shareholder's equity for Southern Trust... |
Financial transactions/money flow |
— |
DB-SDNY-0052528, SDNY_GM_00198712 |
gemini-2.0-flash-001 |
| 20186 |
EFTA01362870.txt |
Statement of Revenues and Expenses |
|
none |
none |
2017-01-01 thru 2017-06-30 |
financial statement |
dataset_10 |
|
The document is a financial statement for Southern Trust Company, Inc. and its subsidiaries for... |
Financial transactions/money flow |
— |
DB-SDNY-0052529, SDNY_GM_00198713 |
gemini-2.0-flash-001 |
| 20187 |
EFTA01362871.txt |
FINANCIAL REPORT |
|
none |
none |
2017-06-30 |
financial report |
dataset_10 |
|
This document is a financial report for Southern Financial LLC as of June 30, 2017. It is marked... |
Financial transactions/money flow |
— |
DB-SDNY-0052530 |
gemini-2.0-flash-001 |
| 20188 |
EFTA01362872.txt |
Statement of Assets, Liabilities and Member's Equity |
|
none |
none |
2017-06-30 |
financial statement |
dataset_10 |
|
This document is a financial statement for Southern Financial LLC as of June 30, 2017. It... |
Financial transactions/money flow |
— |
SDNY_GM_00198715
DB-SDNY-0052531 |
gemini-2.0-flash-001 |
| 20189 |
EFTA01362873.txt |
OPERATING AGREEMENT |
|
none |
none |
2012-02-26 |
operating agreement |
dataset_10 |
|
This document is an operating agreement between Trust Company and Southern Financial, a U.S.... |
Business dealings |
— |
None |
gemini-2.0-flash-001 |
| 20190 |
EFTA01362874.txt |
None |
|
none |
none |
Sep 20 2013 |
other |
dataset_10 |
|
This document outlines the terms of capital contributions, transfer of membership units, and... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0052534, SDNY_GM_00198718 |
gemini-2.0-flash-001 |
| 20191 |
EFTA01362875.txt |
None |
|
none |
none |
20 2013 |
other |
dataset_10 |
|
This document outlines the terms of a company's management, exculpation, and indemnification.... |
Business dealingsLegal matters/litigation |
— |
None |
gemini-2.0-flash-001 |
| 20192 |
EFTA01362876.txt |
None |
|
none |
none |
Sep 20 2013 |
other |
dataset_10 |
|
This document from Deutsche Bank outlines the company's indemnification policies for its... |
Legal matters/litigation |
— |
DB-SDNY-0052537, SDNY GM_00 198721 |
gemini-2.0-flash-001 |
| 20193 |
EFTA01362877.txt |
Operating Agreement |
|
none |
none |
Sep 20 2013 |
other |
dataset_10 |
|
This document is an operating agreement executed by a Sole Member. It specifies that the rights... |
Legal matters/litigationBusiness dealings |
— |
DB-SDNY-0052538, SDNY GM_00198722 |
gemini-2.0-flash-001 |
| 20194 |
EFTA01362878.txt |
Company formation document |
|
none |
none |
Sep 20 2013 |
legal filing |
dataset_10 |
|
This document is a legal filing for the formation of a company, with Jeffrey Epstein named as... |
Business dealingsLegal matters/litigation |
— |
DB-SDNY-0052540, SDNY GM_00 198724 |
gemini-2.0-flash-001 |
| 20195 |
EFTA01362879.txt |
Liability |
|
none |
none |
2013-09-20 |
legal filing |
dataset_10 |
|
This document pertains to the liability of managers within a Limited Liability Company,... |
Legal matters/litigation |
— |
DB-SDNY-0052541, SDNY GM_00198725 |
gemini-2.0-flash-001 |
| 20196 |
EFTA01362880.txt |
Articles of Organization |
|
none |
none |
2013-02-04 |
legal filing |
dataset_10 |
|
This document contains the Articles of Organization for a company, signed by J. Ferguson as the... |
Legal matters/litigation |
— |
DB-SDNY-0052542, SDNY GM_00198726 |
gemini-2.0-flash-001 |
| 20197 |
EFTA01362881.txt |
RESIDENT AGENT FORM - CONSENT OF AGENT FOR SERVICE OF PROCESS |
|
none |
none |
20 2013 |
FORM |
dataset_10 |
|
This document is a Resident Agent Form, specifically the Consent of Agent for Service of... |
Legal matters/litigation |
— |
FORM RACA12 |
gemini-2.0-flash-001 |
| 20198 |
EFTA01362882.txt |
Certificate of Existence |
Gisory R. Francis, Lieutenant Governor of the Virgin Islands |
none |
none |
2013-06-25 |
certificate |
dataset_10 |
|
This document is a Certificate of Existence issued by the Lieutenant Governor of the Virgin... |
Business dealings |
— |
|
gemini-2.0-flash-001 |
| 20199 |
EFTA01362883.txt |
CERTIFICATION OF GOOD STANDING |
Denise Johannes, Director, Division of Corporation and Trademarks |
none |
none |
June 25, 2013 |
Certification |
dataset_10 |
|
This document is a certification from the Virgin Islands Lieutenant Governor's office,... |
Business dealingsLegal matters/litigation |
— |
DB-SDNY-0052545
SDNY GM_00198729 |
gemini-2.0-flash-001 |
| 20200 |
EFTA01362884.txt |
Certificate of Existence |
Gregory R. Francis, Lieutenant Governor of the Virgin Islands |
none |
none |
2013-02-27 |
Certificate |
dataset_10 |
|
This document is a Certificate of Existence issued by the Lieutenant Governor of the Virgin... |
Business dealingsLegal matters/litigation |
— |
Corp No. 583164 |
gemini-2.0-flash-001 |