| 26201 |
EFTA01369004.txt |
RE: Inquiry Regarding THE HAZE TRUST, Account# S Alert# SAM1788880 [I] |
Amlcompliance Inquiries |
suspicious |
none |
2016-12-02 |
email |
dataset_10 |
|
This email is part of an AML compliance inquiry by Deutsche Bank regarding the Haze Trust. The... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Stewart Oldfield, Vahe Stepanian, Zbynek Kozelsky,... |
SAM1788880 |
gemini-2.0-flash-001 |
| 26202 |
EFTA01369005.txt |
RM0082289 Daily Deposit Report 20170818 |
|
suspicious |
possible |
2017-08-18 |
report |
dataset_10 |
|
This document is a daily deposit report from August 18, 2017, listing accounts with large, zero,... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 26203 |
EFTA01369006.txt |
EMS Check Referral - Acct - |
Signature Verification |
none |
none |
2017-08-31 |
email |
dataset_10 |
|
This email from Signature Verification requests a pay/no pay decision for a check referral,... |
Financial transactions/money flowCommunications/correspondence |
All |
DB-SDNY-0061051 |
gemini-2.0-flash-001 |
| 26204 |
EFTA01369007.txt |
Epstein exterior painting - Partial invoice |
Neptune, LLC |
none |
none |
2017-08-28 |
check |
dataset_10 |
|
This document is a check from Neptune, LLC to Ckg Painting Inc. for $15,390.00 for exterior... |
Financial transactions/money flowBusiness dealingsReal estate/properties |
— |
INV. 228 |
gemini-2.0-flash-001 |
| 26205 |
EFTA01369008.txt |
Re: Can the Epstein meeting be at 9:30 or 9:45 on Wednesday? [I] |
Stewart Oldfield |
none |
none |
2017-09-18 |
email |
dataset_10 |
|
This email exchange discusses scheduling a meeting between Deutsche Bank representatives and... |
Business dealingsCommunications/correspondenceFinancial transactions/money flow |
Joshua Shoshan |
DB-SDNY-0061053 |
gemini-2.0-flash-001 |
| 26206 |
EFTA01369009.txt |
None |
|
none |
none |
None |
email |
dataset_10 |
|
This email contains disclaimers and confidentiality notices related to Key Client Partners (KCP)... |
Business dealingsFinancial transactions/money flowCommunications/correspondence |
— |
DB-SDNY-0061054 |
gemini-2.0-flash-001 |
| 26207 |
EFTA01369010.txt |
RE: Southern Financial LLC III |
Martin Zem |
none |
none |
2017-10-25 |
email |
dataset_10 |
|
Martin Zeman from Deutsche Bank is seeking confirmation from Anjali Thadani regarding the... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Anjali Thadani, Davide-A Sferrazza, Ellenoi Jarvis I,... |
DB-SDNY-0061056 |
gemini-2.0-flash-001 |
| 26208 |
EFTA01369011.txt |
RE: Euros purchase |
Stewart Oldfield |
none |
none |
2017-10-31 |
email |
dataset_10 |
|
Richard Kahn is questioning the markup rate for a Euros purchase. Stewart Oldfield responds that... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn I |
DB-SDNY-0061057 |
gemini-2.0-flash-001 |
| 26209 |
EFTA01369012.txt |
Re: Euros purchase |
Richard Kahn |
none |
none |
2017-10-31 |
email |
dataset_10 |
|
Richard Kahn is requesting a better exchange rate from Deutsche Bank for a Euro purchase.... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Cynthia Rodriguez |
DB-SDNY-0061058 |
gemini-2.0-flash-001 |
| 26210 |
EFTA01369013.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a standard disclaimer from Deutsche Bank regarding legal and tax advice,... |
|
— |
DB-SDNY-0061060, SDNY_GM_00207244 |
gemini-2.0-flash-001 |
| 26211 |
EFTA01369014.txt |
Re: NYC Marathon |
Richard Kahn |
none |
none |
2017-11-03 |
email |
dataset_10 |
|
Richard Kahn informs his contacts that he is running the NYC Marathon and provides details for... |
Personal relationships |
Stewart 0ldfield I |
None |
gemini-2.0-flash-001 |
| 26212 |
EFTA01369015.txt |
REF Debit Card Limit Increase Approva |
Hildegarde Berries |
suspicious |
none |
None |
email |
dataset_10 |
|
This email requests approval to increase the cash advance and withdrawal limits on Jeffery... |
Financial transactions/money flowBusiness dealings |
Charlie, Tony, Artie |
DB-SDNY-0061064 |
gemini-2.0-flash-001 |
| 26213 |
EFTA01369016.txt |
Daily Deposit Report 20161207 |
pbrd_admin@list.db.com |
suspicious |
none |
2016-12-07 |
report |
dataset_10 |
|
This document is a daily deposit report from December 7, 2016, listing large account balances,... |
Financial transactions/money flow |
— |
DB-SDNY-0061065 |
gemini-2.0-flash-001 |
| 26214 |
EFTA01369017.txt |
RE: URGENT - THIRD REQUEST' IIII RE: Inquiry Regarding THE HAZE TRUST, Accountii SAM 1788880 [I) |
Danya Friedman on behalf of Amlcompliance Inquiries |
suspicious |
none |
2016-12-20 |
email |
dataset_10 |
|
This email exchange discusses an urgent request to determine the origin of funds for THE HAZE... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart 0ldfield, Vahe Stepanian, Zbynek Kozelsky, thia... |
SAM 1788880 |
gemini-2.0-flash-001 |
| 26215 |
EFTA01369018.txt |
URGENT - THIRD REQUEST""""" RE: Inquiry Regarding THE HAZE TRUST, Account* Alert* 5AM1788880 [I] |
Danya Friedman On Behalf Of PWM AMLCompliance |
suspicious |
possible |
2016-12-20 |
email |
dataset_10 |
|
This email is a third request for information regarding THE HAZE TRUST account, indicating an... |
Financial transactions/money flowLegal matters/litigationCommunications/correspondence |
Cynthia Rodriguez, Zbynek Kozelsky, Stewart Oldfield,... |
SAM 1788880 II] |
gemini-2.0-flash-001 |
| 26216 |
EFTA01369019.txt |
RE: Inquiry Regarding THE HAZE TRUST, Account# N4G024943, Alert# SAM 1788880 [II |
Danya Friedman On Behalf Of Amlcompliance Inquiries |
suspicious |
possible |
2016-12-05 |
email |
dataset_10 |
|
This email exchange discusses a compliance inquiry regarding the origin of a $6,186,980.68 wire... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Cynthia Rodriguez, Zbynek Kozelsky, Stewart Oldfield,... |
SAM 1788880 |
gemini-2.0-flash-001 |
| 26217 |
EFTA01369021.txt |
RM0082289 Daily Deposit Report 20161209 |
dwhpbdw-batch@db.com |
suspicious |
none |
2016-12-09 |
email |
dataset_10 |
|
This email contains a daily deposit report listing large, zero, and negative balances for... |
Financial transactions/money flow |
RM0082289@list.db.com |
RM0082289 |
gemini-2.0-flash-001 |
| 26218 |
EFTA01369022.txt |
Southern Trust Company, Inc. and Southern Financial, LLC |
Darren Indyke |
none |
none |
2016-12-20 |
email |
dataset_10 |
|
Darren Indyke sent an email with signed ISDA and GMRA Termination Agreements for Southern Trust... |
Business dealingsFinancial transactions/money flowCommunications/correspondence |
Daniel Sabba, Stewart Oldfield |
DB-SDNY-0061077, SDNY GM_00207261 |
gemini-2.0-flash-001 |
| 26219 |
EFTA01369023.txt |
TERMINATION AGREEMENT |
|
none |
none |
2016-12-07 |
agreement |
dataset_10 |
|
This document is a Termination Agreement between Deutsche Bank AG and Southern Financial, LLC,... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0061078, SDNY_GM_00207262 |
gemini-2.0-flash-001 |
| 26220 |
EFTA01369024.txt |
Amendment Agreement |
|
none |
none |
N/A |
legal filing |
dataset_10 |
|
This document is an execution version of an Amendment Agreement involving Deutsche Bank. It... |
Legal matters/litigationFinancial transactions/money flow |
— |
DB-SDNY-0061079, SDNY_GM_00207263 |
gemini-2.0-flash-001 |
| 26221 |
EFTA01369025.txt |
TERMINATION AGREEMENT |
|
none |
none |
2016-12-07 |
agreement |
dataset_10 |
|
This document is a Termination Agreement between Deutsche Bank AG and Southern Trost Company,... |
Business dealingsLegal matters/litigationFinancial transactions/money flow |
— |
DB-SDNY-0061080 |
gemini-2.0-flash-001 |
| 26222 |
EFTA01369026.txt |
Amendment Agreement |
|
none |
none |
N/A |
legal filing |
dataset_10 |
|
This document is a counterpart of an Amendment Agreement, signed and delivered by SOUTH, ST... |
Legal matters/litigationBusiness dealings |
— |
DB-SDNY-0061081, SDNY_GM_00207265 |
gemini-2.0-flash-001 |
| 26223 |
EFTA01369027.txt |
TERMINATION AGREEMENT |
|
none |
none |
2016-12-07 |
agreement |
dataset_10 |
|
This document is a Termination Agreement between Deutsche Bank AG and Southern Trust Company,... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0061082 |
gemini-2.0-flash-001 |
| 26224 |
EFTA01369028.txt |
Amendment Agreement |
|
none |
none |
Termination Date |
legal filing |
dataset_10 |
|
This document is an execution copy of an Amendment Agreement between South Company, Inc. and... |
Legal matters/litigationBusiness dealings |
— |
DB-SDNY-0061083, SDNY_GM_00207267 |
gemini-2.0-flash-001 |
| 26225 |
EFTA01369029.txt |
TERMINATION AGREEMENT |
|
none |
none |
2016-12-07 |
agreement |
dataset_10 |
|
This document is a Termination Agreement between Deutsche Bank AG and Southern Financial LLC,... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0061084, SDNY_GM_00207268 |
gemini-2.0-flash-001 |
| 26226 |
EFTA01369030.txt |
Amendment Agreement |
|
none |
none |
N/A |
legal filing |
dataset_10 |
|
This document is an execution copy of an Amendment Agreement between SOUT NANCIAL LLC and... |
Legal matters/litigationFinancial transactions/money flowBusiness dealings |
— |
DB-SDNY-0061085, SDNY_GM_00207269 |
gemini-2.0-flash-001 |
| 26227 |
EFTA01369031.txt |
J. Epstein Virgin Island Foundation Inc. |
Mary Murray |
suspicious |
none |
2016-12-27 |
email |
dataset_10 |
|
Mary Murray from Deutsche Bank sent an email to DKIESQ@A0L.0 requesting the purpose of two wire... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
DKIESQ@A0L.0 |
DB-SDNY-0061087 |
gemini-2.0-flash-001 |
| 26228 |
EFTA01369032.txt |
quote please |
Richard Kahn |
none |
none |
2017-01-04 |
email |
dataset_10 |
|
Richard Kahn of HBRK Associates Inc. emailed Vahe Stepanian and Stewart Oldfield requesting a... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vahe Stepanian |
DB-SDNY-0061088 |
gemini-2.0-flash-001 |
| 26229 |
EFTA01369033.txt |
RE: quote please [C] |
Darlene Zong |
none |
none |
2017-01-04 |
email |
dataset_10 |
|
This email exchange discusses a potential financial transaction involving the purchase of a... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn, Vahe Stepanian |
DB-SDNY-0061090 |
gemini-2.0-flash-001 |
| 26230 |
EFTA01369034.txt |
FW: can you tell me what interest rate we are paying on JE's accounts? Di |
Stewart |
suspicious |
none |
2017-01-18 |
email |
dataset_10 |
|
Stewart Oldfield requested information about the interest rates on 'JE's accounts from Cynthia... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Cynthia Rodriguez |
DB-SDNY-0061094 |
gemini-2.0-flash-001 |
| 26231 |
EFTA01369035.txt |
can you tell me what interest rate we are paying on JE's accounts? [I] |
Stewart Oldfield |
suspicious |
none |
2017-01-04 |
email |
dataset_10 |
|
Stewart Oldfield from Deutsche Bank is requesting Cynthia Rodriguez to provide information about... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Cynthia Rodriguez |
DB-SDNY-0061095 |
gemini-2.0-flash-001 |
| 26232 |
EFTA01369036.txt |
Fwd: Butterfly Trust |
Richard Kahn |
none |
none |
2017-01-09 |
email |
dataset_10 |
|
This email exchange involves Richard Kahn requesting documentation from Cynthia Rodriguez at... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Cynthia Rodriguez |
DB-SDNY-0061098 |
gemini-2.0-flash-001 |
| 26233 |
EFTA01369037.txt |
RE: Butterfly Trust |
Cynthia Rodriguez |
none |
none |
2017-01-03 |
email |
dataset_10 |
|
This email from Cynthia Rodriguez to Richard Kahn and Stewart Oldfield confirms the... |
Financial transactions/money flowLegal matters/litigationCommunications/correspondence |
Richard Kahn, Stewart Oldfield |
DB-SDNY-0061099 |
gemini-2.0-flash-001 |
| 26234 |
EFTA01369038.txt |
Re: Butterfly Trust |
Richard Kahn |
none |
none |
2016-10-05 |
email |
dataset_10 |
|
This email is a follow-up regarding the Butterfly Trust. Richard Kahn thanks Stewart Oldfield... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart Oldfield |
DB-SDNY-0061100 |
gemini-2.0-flash-001 |
| 26235 |
EFTA01369039.txt |
SBERBANK sanction III |
Rob Wang |
suspicious |
none |
2017-09-21 |
email |
dataset_10 |
|
Rob Wang from Deutsche Bank is seeking guidance from Andrew Viloria regarding a wire transaction... |
Financial transactions/money flowLegal matters/litigationCommunications/correspondence |
Andrew Viloria |
DB-SDNY-0061103 |
gemini-2.0-flash-001 |
| 26236 |
EFTA01369040.txt |
Daily Deposit Report |
|
suspicious |
none |
2017-01-28 |
report |
dataset_10 |
|
This document is a daily deposit report from January 27, 2017, listing large, zero, and negative... |
Financial transactions/money flow |
— |
DB-SDNY-0061104 |
gemini-2.0-flash-001 |
| 26237 |
EFTA01369041.txt |
RE: Inquiry regarding account |
Cynthia Rodriguez |
suspicious |
possible |
2017-01-31 |
email |
dataset_10 |
|
Cynthia Rodriguez from Deutsche Bank provides information to Amicompliance regarding outgoing... |
Financial transactions/money flowEmployment/staffingPersonal relationships |
Amicompliance In uiries |
Alert 74522 |
gemini-2.0-flash-001 |
| 26238 |
EFTA01369042.txt |
Inquiry regarding account IEFFREY EPSTEIN, Alert 74522 [I] |
Kevin Wilson On Behalf Of AmIcompliance Inquiries |
suspicious |
none |
2017-01-30 |
email |
dataset_10 |
|
This email from Deutsche Bank's PWM AML Compliance team to Stewart Oldfield concerns an inquiry... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Stewart Oldfield |
DB-SDNY-0061106 |
gemini-2.0-flash-001 |
| 26239 |
EFTA01369043.txt |
RE: N4G-026161 - Southern Financial |
Stewart Oldfield |
none |
none |
2018-01-11 |
email |
dataset_10 |
|
Stewart Oldfield forwards an email from Zbynek Kozelsky requesting PB KYC for Southern... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Zbynek Kozelsky, Cynthia Rodriguez |
N4G-026161 |
gemini-2.0-flash-001 |
| 26240 |
EFTA01369044.txt |
Case tt 01898372: has been assigned to you. |
Cynthia Rodriguez |
none |
none |
2018-02-08 |
email |
dataset_10 |
|
Cynthia Rodriguez sent an email notifying someone about a new case assignment related to The... |
Business dealings |
— |
01898372 |
gemini-2.0-flash-001 |
| 26241 |
EFTA01369045.txt |
DB bank account and CD rates |
Stewart ()Wield |
none |
none |
2018-03-15 |
email |
dataset_10 |
|
This email from Stewart Wield at Deutsche Bank informs recipients about the latest interest... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
— |
None |
gemini-2.0-flash-001 |
| 26242 |
EFTA01369046.txt |
Deutsche Bank AG NY Preferred Certificate of Deposit |
Stew |
none |
none |
2018-03-15 |
email |
dataset_10 |
|
This email from Stewart Oldfield at Deutsche Bank informs about the Deutsche Bank AG NY... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0061112 |
gemini-2.0-flash-001 |
| 26243 |
EFTA01369047.txt |
RM0082289 Daily Deposit Report 20161019 |
|
suspicious |
none |
2016-10-19 |
report |
dataset_10 |
|
This document is a daily deposit report from October 19, 2016, listing large, zero, and negative... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 26244 |
EFTA01369048.txt |
Stew - can you give me a call |
Vahe Stepanian |
none |
none |
2016-11-23 |
email |
dataset_10 |
|
Vahe Stepanian from Deutsche Bank requests Stewart Oldfield to call him regarding Southern... |
Communications/correspondenceBusiness dealings |
Stewart 0ldfield I |
DB-SDNY-0061114 |
gemini-2.0-flash-001 |
| 26245 |
EFTA01369049.txt |
RM0082289 Daily Deposit Report 20170317 |
|
suspicious |
possible |
2017-03-17 |
report |
dataset_10 |
|
This document is a daily deposit report from March 17, 2017, listing large, zero, and negative... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 26246 |
EFTA01369050.txt |
Deutsche Bank Wealth Management Conference Call |
|
none |
none |
2017-04-26 |
email |
dataset_10 |
|
This document is an invitation to a Deutsche Bank Wealth Management Conference Call scheduled... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
— |
DB-SDNY-0061118 |
gemini-2.0-flash-001 |
| 26247 |
EFTA01369051.txt |
Deutsche Bank Wealth Management Conference Call |
|
none |
none |
2017-04-26 |
other |
dataset_10 |
|
This document is an invitation to a Deutsche Bank Wealth Management conference call scheduled... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
— |
SDNY_GM_00207303
DB-SDNY-0061119 |
gemini-2.0-flash-001 |
| 26248 |
EFTA01369052.txt |
None |
NES, LLC |
none |
none |
2017-04-25 |
check |
dataset_10 |
|
This document is a check from NES, LLC to New York Plumbing for $7,439.17, dated April 25, 2017.... |
Financial transactions/money flow |
New York Plumbing |
1281 |
gemini-2.0-flash-001 |
| 26249 |
EFTA01369053.txt |
RE: Rothschild - Being shown an offer! |
Delores Rubin |
none |
none |
2017-06-01 |
email |
dataset_10 |
|
Delores Rubin informs Vahe Stepanian and Richard Kahn that the seller of Rothschild is becoming... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vahe Stepanian, Richard Kahn |
DB-SDNY-0061122 |
gemini-2.0-flash-001 |
| 26250 |
EFTA01369054.txt |
RE: Rothschild - Being shown an offer! [C] |
Delores Rubin |
none |
none |
2017-05-31 |
email |
dataset_10 |
|
Delores Rubin from DB Securities Inc. provides Richard Kahn with an update on Rothschild stock... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn |
DB-SDNY-0061123 |
gemini-2.0-flash-001 |
| 26251 |
EFTA01369055.txt |
RE: Rothschild EC) |
Delores Rubin |
none |
none |
2017-05-31 |
email |
dataset_10 |
|
Delores Rubin of DB Securities updates Richard Kahn of HBRK Associates on the trading activity... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn |
DB-SDNY-0061125 |
gemini-2.0-flash-001 |
| 26252 |
EFTA01369056.txt |
Re: Rothschild [C] |
Richard Kahn mailto |
none |
none |
2017-05-30 |
email |
dataset_10 |
|
This email exchange between Delores Rubin and Richard Kahn discusses a potential offer related... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Delores Rubin |
DB-SDNY-0061126 |
gemini-2.0-flash-001 |
| 26253 |
EFTA01369057.txt |
Re: Rothsc |
Delores Rubin |
none |
none |
2017-05-30 |
email |
dataset_10 |
|
Delores Rubin of DB Securities Inc. informs Richard Kahn of HBRK Associates Inc. that they are... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn |
DB-SDNY-0061127 |
gemini-2.0-flash-001 |
| 26254 |
EFTA01369058.txt |
RE: Rothschild [C] |
Delores Rubin |
none |
none |
2017-05-24 |
email |
dataset_10 |
|
Delores Rubin from DB Securities Inc. provides an update on Rothschild stock activity to Richard... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Tazia Smith, Richard Kahn, Vahe, Matt Glassman, Davide-A... |
DB-SDNY-0061128 |
gemini-2.0-flash-001 |
| 26255 |
EFTA01369059.txt |
RE: Rothschild IC] |
Tazia Smith |
none |
none |
2017-05-23 |
email |
dataset_10 |
|
Tazia Smith informs Richard Kahn that there is no market for 100k shares of Rothschild and that... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn |
DB-SDNY-0061129 |
gemini-2.0-flash-001 |
| 26256 |
EFTA01369060.txt |
Closing the loop on today's trading |
Tazia Smith |
suspicious |
none |
2017-05-23 |
email |
dataset_10 |
|
Tazia Smith updates Richard Kahn on the trading activity of ROTH FP and DB. The email also... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
— |
DB-SDNY-0061130 |
gemini-2.0-flash-001 |
| 26257 |
EFTA01369061.txt |
RE: Rothschild (C] |
Tazia Smith |
none |
none |
2017-05-23 |
email |
dataset_10 |
|
Tazia Smith and Delores Rubin from Deutsche Bank are communicating with Richard Kahn regarding... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Delores Rubin, Richard Kahn |
DB-SDNY-0061131 |
gemini-2.0-flash-001 |
| 26258 |
EFTA01369062.txt |
Re: Rothschild [C] |
Richard Kahn |
none |
none |
2017-05-23 |
email |
dataset_10 |
|
Richard Kahn requests an update on the bid ask for 100k shares of Rothschild stock. Delores... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Tazia Smith, Stewart Oldfield, Vahe Stepanian, Matt... |
DB-SDNY-0061132 |
gemini-2.0-flash-001 |
| 26259 |
EFTA01369063.txt |
Classifi Oxide |
Tazia Smith |
none |
none |
2017-05-22 |
email |
dataset_10 |
|
Tazia Smith emailed Richard Kahn to discuss aftermarket objectives related to a stock that... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
— |
DB-SDNY-0061134 |
gemini-2.0-flash-001 |
| 26260 |
EFTA01369083.txt |
None |
|
none |
none |
2017-05-22 |
other |
dataset_10 |
|
This document is a disclaimer from Deutsche Bank stating that it does not render legal or tax... |
|
— |
DB-SDNY-0061168 |
gemini-2.0-flash-001 |
| 26261 |
EFTA01369084.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document contains standard legal disclaimers and confidentiality notices from Deutsche Bank.... |
Legal matters/litigation |
— |
DB-SDNY-0061170
SDNY_GM_00207354 |
gemini-2.0-flash-001 |
| 26262 |
EFTA01369085.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document is a standard confidentiality disclaimer from Deutsche Bank. It also includes... |
|
— |
DB-SDNY-0061171, SDNY_GM_00207355 |
gemini-2.0-flash-001 |
| 26263 |
EFTA01369086.txt |
FW: (C] (II |
Vahe Stepanian |
none |
none |
2017-06-06 |
email |
dataset_10 |
|
Vahe Stepanian emailed Chris Harvey to confirm the submission of MBLY tender instructions and... |
Financial transactions/money flowCommunications/correspondence |
Chris Harvey |
DB-SDNY-0061172 |
gemini-2.0-flash-001 |
| 26264 |
EFTA01369087.txt |
Re: ICI |
Richard Kahn |
none |
none |
2017-06-06 |
email |
dataset_10 |
|
This email from Richard Kahn to Vahe Stepanian concerns a customer-initiated request for... |
Financial transactions/money flowCommunications/correspondence |
Vahe Stepanian |
DB-SDNY-0061173 |
gemini-2.0-flash-001 |
| 26265 |
EFTA01369088.txt |
|
Richard Kahn |
none |
none |
2017-06-06 |
email |
dataset_10 |
|
Richard Kahn sends paperwork regarding Mobile Eye shares to Vahe Stepanian for confirmation.... |
Financial transactions/money flow |
Vahe Stepanian < |
DB-SDNY-0061174 |
gemini-2.0-flash-001 |
| 26266 |
EFTA01369089.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document is a disclaimer from Deutsche Bank stating they do not provide legal or tax advice... |
Legal matters/litigation |
— |
DB-SDNY-0061175, SDNY_GM_00207359 |
gemini-2.0-flash-001 |
| 26267 |
EFTA01369090.txt |
Declaration of Status for Israeli Income Tax Purposes |
|
none |
none |
None |
Declaration |
dataset_10 |
|
This document is a declaration of status for Israeli income tax purposes, intended for... |
Financial transactions/money flowLegal matters/litigation |
— |
None |
gemini-2.0-flash-001 |
| 26268 |
EFTA01369091.txt |
Declaration regarding trust and shares |
|
suspicious |
none |
20/7 |
legal filing |
dataset_10 |
|
This document is a declaration form concerning the residency status of a trust for tax purposes... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0061178 |
gemini-2.0-flash-001 |
| 26269 |
EFTA01369092.txt |
RM0082289 Daily Deposit Report 20170623 |
|
none |
none |
2017-06-23 |
report |
dataset_10 |
|
This document is a daily deposit report listing account balances for various entities, including... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 26270 |
EFTA01369093.txt |
Daily Deposit Report |
|
suspicious |
none |
2017-06-28 |
report |
dataset_10 |
|
This document is a daily deposit report from June 27, 2017, listing large, zero, and negative... |
Financial transactions/money flow |
— |
None |
gemini-2.0-flash-001 |
| 26271 |
EFTA01369094.txt |
Re: Epstein/Southern financial reboot |
Todd Stevens |
suspicious |
none |
2017-07-06 |
email |
dataset_10 |
|
Todd Stevens responds to Stewart Oldfield's email regarding a meeting with Jeffrey Epstein's new... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart 0ldfield |
DB-SDNY-0061181 |
gemini-2.0-flash-001 |
| 26272 |
EFTA01369095.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document page contains metadata, a confidentiality notice, and document identification... |
|
— |
DB-SDNY-0061182, SDNY GM_00207366 |
gemini-2.0-flash-001 |
| 26273 |
EFTA01369096.txt |
RE: Annual Remediation |
Cynthia Rodriguez |
none |
none |
2017-07-28 |
email |
dataset_10 |
|
Cynthia Rodriguez from Deutsche Bank is following up with Bella Klein regarding a request for... |
Business dealingsCommunications/correspondence |
Bella Klein |
DB-SDNY-0061185 |
gemini-2.0-flash-001 |
| 26274 |
EFTA01369097.txt |
Updated Certificates of Good Standing |
Cynthia Rodriguez |
suspicious |
none |
None |
email |
dataset_10 |
|
Cynthia Rodriguez from Deutsche Bank requests updated certificates of good standing for several... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0061186 |
gemini-2.0-flash-001 |
| 26275 |
EFTA01369098.txt |
Confidentiality Notice and Disclaimers |
|
none |
none |
None |
other |
dataset_10 |
|
This document contains a standard confidentiality notice and disclaimers from Deutsche Bank. It... |
Communications/correspondence |
— |
DB-SDNY-0061187, SDNY_GM_00207371 |
gemini-2.0-flash-001 |
| 26276 |
EFTA01369099.txt |
Deutsche Bank AG — Self-Disclosure Letter |
Deutsche Bank AG |
none |
none |
None |
letter |
dataset_10 |
|
This is a self-disclosure letter from Deutsche Bank AG to its counterparties to determine their... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0061189, SDNY_GM_00207373 |
gemini-2.0-flash-001 |
| 26277 |
EFTA01369100.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines representations required by DBAG from entities concerning their status as... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0061190 |
gemini-2.0-flash-001 |
| 26278 |
EFTA01369101.txt |
Self-Disclosure Letter |
|
none |
none |
4125 (2 |
other |
dataset_10 |
|
This is a self-disclosure letter from DBAG to a counterparty, requesting information about their... |
Financial transactions/money flowLegal matters/litigationCompliance/regulatory |
— |
DB-SDNY-0061191 |
gemini-2.0-flash-001 |
| 26279 |
EFTA01369102.txt |
EMIR Classification |
|
none |
none |
None |
other |
dataset_10 |
|
This document provides information on EMIR classification for counterparties to OTC derivatives... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
None |
gemini-2.0-flash-001 |
| 26280 |
EFTA01369103.txt |
EURUS0 Option confirmation |
Martin Zeman |
none |
none |
2017-11-20 |
email |
dataset_10 |
|
Martin Zeman from Deutsche Bank Wealth Management confirms an option trade to Paul Barrett. The... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paul Barrett, Richard Kahn, Stewart Oldfield |
DB-SDNY-0061194 |
gemini-2.0-flash-001 |
| 26281 |
EFTA01369104.txt |
Daily Deposit Report 20171115 |
|
suspicious |
none |
2017-11-15 |
report |
dataset_10 |
|
This document is a daily deposit report from November 15, 2017, listing account balances for... |
Financial transactions/money flow |
— |
DB-SDNY-0061196 |
gemini-2.0-flash-001 |
| 26282 |
EFTA01369105.txt |
FW: YE progress update fil |
Stewart Oldfield |
none |
none |
2017-12-04 |
email |
dataset_10 |
|
Stewart Oldfield is emailing Andrew Gallivan to request a thorough performance review,... |
Employment/staffingFinancial transactions/money flowBusiness dealings |
Terri Sohrab, Andrew Gallivan |
DB-SDNY-0061197 |
gemini-2.0-flash-001 |
| 26283 |
EFTA01369106.txt |
2017 performance highlights |
|
none |
none |
2017 |
report |
dataset_10 |
|
The document is a performance report highlighting key client relationships and business... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
— |
DB-SDNY-0061198 |
gemini-2.0-flash-001 |
| 26284 |
EFTA01369107.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document lists various individuals and their roles within Deutsche Bank and related... |
Financial transactions/money flowBusiness dealings |
— |
None |
gemini-2.0-flash-001 |
| 26285 |
EFTA01369108.txt |
Business Internet Banking - Wire |
|
none |
none |
2017-09-21 |
Case |
dataset_10 |
|
This document is a case detail from Salesforce regarding a Business Internet Banking wire... |
Financial transactions/money flow |
— |
01829643 |
gemini-2.0-flash-001 |
| 26286 |
EFTA01369109.txt |
Salesforce - Unlimited Edition |
|
none |
none |
9/21/2017 |
other |
dataset_10 |
|
This document is a Salesforce case record showing activity related to a technical account. It... |
Business dealings |
— |
DB-SDNY-0061202 |
gemini-2.0-flash-001 |
| 26287 |
EFTA01369110.txt |
Open AdAlties |
|
none |
none |
9/21/2017 |
other |
dataset_10 |
|
The document is a screenshot of a Salesforce page, likely related to case management. It... |
|
— |
DB-SDNY-0061203
SDNY GM_00207387 |
gemini-2.0-flash-001 |
| 26288 |
EFTA01369111.txt |
RM0082289 Daily Deposit Report 20171209 |
|
suspicious |
possible |
2017-12-09 |
report |
dataset_10 |
|
This document is a daily deposit report from December 9, 2017, listing account balances for... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 26289 |
EFTA01369112.txt |
RE: Trade Details 04/02/2018 II) |
Martin Zeman |
none |
none |
2018-04-02 |
email |
dataset_10 |
|
This email chain discusses trade details, specifically 'worst-of put prices,' and the need for... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart 0ldfield |
DB-SDNY-0061205 |
gemini-2.0-flash-001 |
| 26290 |
EFTA01369113.txt |
SFLLC account trades |
Liam O'Sullivan |
none |
none |
2018-04-02 |
email |
dataset_10 |
|
This email from Liam O'Sullivan at DB Securities Inc. informs the recipient about the execution... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
— |
DB-SDNY-0061206 |
gemini-2.0-flash-001 |
| 26291 |
EFTA01369114.txt |
RM0082289 Daily Deposit Report 20180406 |
dwhpbdw-batch@db.com |
suspicious |
possible |
2018-04-06 |
email |
dataset_10 |
|
This email contains a daily deposit report listing account balances for various entities,... |
Financial transactions/money flow |
RM0082289@list.db.com |
RM0082289 |
gemini-2.0-flash-001 |
| 26292 |
EFTA01369115.txt |
LARGE, ZERO AND NEGATIVE BALANCES |
|
none |
none |
03/19/18 |
report |
dataset_10 |
|
This document is a report listing accounts with large, zero, and negative balances as of March... |
Financial transactions/money flow |
— |
DB-SDNY-0061210 |
gemini-2.0-flash-001 |
| 26293 |
EFTA01369116.txt |
None |
|
none |
none |
2018-04-18 |
email |
dataset_10 |
|
This document is a forwarded email containing confidentiality and legal disclaimers from... |
|
— |
DB-SDNY-0061213 |
gemini-2.0-flash-001 |
| 26294 |
EFTA01369117.txt |
Daily Deposit Report 20180320 |
|
none |
none |
2018-03-20 |
email |
dataset_10 |
|
The document is a daily deposit report from Deutsche Bank, listing accounts with large, zero,... |
Financial transactions/money flow |
— |
None |
gemini-2.0-flash-001 |
| 26295 |
EFTA01369118.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document presents a list of financial transactions or account balances associated with... |
Financial transactions/money flow |
— |
DB-SDNY-0061218 |
gemini-2.0-flash-001 |
| 26296 |
EFTA01369119.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a placeholder page with minimal content. It includes a contact instruction and... |
|
— |
DB-SDNY-0061219, SDNY GM_00207403 |
gemini-2.0-flash-001 |
| 26297 |
EFTA01369120.txt |
ID docs and SoS for Prytanee |
Vijay Sawant |
suspicious |
none |
None |
email |
dataset_10 |
|
Vijay Sawant from Deutsche Bank is following up on KYC compliance, noting expired ID documents... |
Financial transactions/money flowLegal matters/litigationCommunications/correspondence |
— |
DB-SDNY-0061223 |
gemini-2.0-flash-001 |
| 26298 |
EFTA01369121.txt |
FW: YE progress update [II |
Stewart Oldfield |
none |
none |
2018-06-17 |
email |
dataset_10 |
|
Stewart Oldfield sends Andrew Gallivan a summary of his performance at DB, seeking support for... |
Employment/staffingFinancial transactions/money flowBusiness dealings |
Andrew Gallivan |
DB-SDNY-0061224 |
gemini-2.0-flash-001 |
| 26299 |
EFTA01369122.txt |
2017 performance highlights |
|
none |
none |
2017 |
report |
dataset_10 |
|
This document summarizes Deutsche Bank's 2017 performance, highlighting successes in rebuilding... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
— |
DB-SDNY-0061225 |
gemini-2.0-flash-001 |
| 26300 |
EFTA01369123.txt |
None |
Stewart Oldfield |
none |
none |
None |
other |
dataset_10 |
|
This document is a contact list from Deutsche Bank, identifying individuals and their roles... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
— |
DB-SDNY-0061227 |
gemini-2.0-flash-001 |