| 36501 |
EFTA01381399.txt |
TD Ameritrade Acct Transfer Form |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a TD Ameritrade account transfer form, outlining the necessary steps and... |
Financial transactions/money flow |
— |
DB-SDNY-0080345, SDNY_GM_00226529 |
gemini-2.0-flash-001 |
| 36502 |
EFTA01381400.txt |
Asia FX. Positing on positioning |
Sachdeva, FX Strategist |
none |
none |
2015-10-12 |
report |
dataset_10 |
|
This report from Deutsche Bank analyzes the recent rebound in Asian currencies, attributing it... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0080346 |
gemini-2.0-flash-001 |
| 36503 |
EFTA01381403.txt |
Regression based fairialue (Chart 17) |
|
none |
none |
None |
chart |
dataset_10 |
|
The document is a chart depicting the percentage deviation of current spot rates from fitted... |
Financial transactions/money flow |
— |
DB-SDNY-0080353 |
gemini-2.0-flash-001 |
| 36504 |
EFTA01381404.txt |
Auto Generated Margin Statement from DEUTSCHE BANK AG to SOUTHERN FINANCIAL LLC_20190305 |
|
none |
none |
2019-03-06 |
email |
dataset_10 |
|
Richard Kahn requests an update on pulling Apple stock from IB. The email also includes a... |
Financial transactions/money flowCommunications/correspondence |
— |
DB-SDNY-0080356 |
gemini-2.0-flash-001 |
| 36505 |
EFTA01381405.txt |
RE: Auto Generated Margin Statement from DEUTSCHE BANK AG to SOUTHERN FINANCIAL, LLC_20190305 [CI |
Liam Osullivan |
none |
none |
2019-03-07 |
email |
dataset_10 |
|
Liam Osullivan is providing Richard Kahn with updates on a transfer request from DEUTSCHE BANK... |
Financial transactions/money flowCommunications/correspondence |
Richard Kahn |
DB-SDNY-0080357 |
gemini-2.0-flash-001 |
| 36506 |
EFTA01381406.txt |
Re: |
Liam Osullivan |
none |
none |
2019-03-06 |
email |
dataset_10 |
|
Liam O'Sullivan from Deutsche Bank Wealth Management responds to Richard Kahn regarding margin... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn |
DB-SDNY-0080358
SDNY GM_00228542 |
gemini-2.0-flash-001 |
| 36507 |
EFTA01381407.txt |
Re: Sample letters per our discussion yesterday |
Stewart Oldfield |
none |
none |
2019-03-13 |
email |
dataset_10 |
|
Stewart Oldfield responds to Richard Kahn's email regarding sample recommendation letters for... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn |
DB-SDNY-0080361
SDNY GM_00226545 |
gemini-2.0-flash-001 |
| 36508 |
EFTA01381408.txt |
RM0082289 Daily Deposit Report 20190323 |
dwhpbdw-batch@db.com |
suspicious |
none |
2019-03-23 |
report |
dataset_10 |
|
This document is a daily deposit report from db.com, listing large, zero, and negative balances.... |
Financial transactions/money flow |
RM0082289@list.db.com |
RM0082289 |
gemini-2.0-flash-001 |
| 36509 |
EFTA01381409.txt |
LARGE, ZERO AND NEGATIVE BALANCES |
|
suspicious |
none |
None |
report |
dataset_10 |
|
The document is a financial report from OUTHERN FINANCIAL LLC and OUTHERN TRUST COMPANY INC.... |
Financial transactions/money flow |
— |
DB-SDNY-0080363, SDNY GM 00226547 |
gemini-2.0-flash-001 |
| 36510 |
EFTA01381410.txt |
LARGE, ZERO AND NEGATIVE BALANCES |
|
suspicious |
none |
03/22/19 |
Report |
dataset_10 |
|
This document is a report listing accounts with large, zero, and negative balances as of March... |
Financial transactions/money flow |
— |
DB-SDNY-0080364 |
gemini-2.0-flash-001 |
| 36511 |
EFTA01381411.txt |
RM0082289 Daily Deposit Report 20190326 |
dwhpbdw-batch@db.com |
none |
none |
2019-03-26 |
report |
dataset_10 |
|
This document is a daily deposit report from Deutsche Bank listing account balances for RM code... |
Financial transactions/money flow |
RM0082289@list.db.com |
RM0082289 |
gemini-2.0-flash-001 |
| 36512 |
EFTA01381412.txt |
LARGE, ZERO AND NEGATIVE BALANCES |
|
none |
none |
03/25/19 |
report |
dataset_10 |
|
This document is a report listing account names and their corresponding balances as of March 25,... |
Financial transactions/money flow |
— |
RM CODE 82289 |
gemini-2.0-flash-001 |
| 36513 |
EFTA01381413.txt |
all balances by end of the day should be 2,140,863..getting closer.. |
Richard Kahn |
suspicious |
none |
2019-04-26 |
email |
dataset_10 |
|
Richard Kahn informs Stewart Oldfield that the financial balances are approaching the target... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart 0ldfield |
DB-SDNY-0080370 |
gemini-2.0-flash-001 |
| 36514 |
EFTA01381414.txt |
RM0082289 Daily Deposit Report 20190628 |
|
none |
none |
2019-06-28 |
report |
dataset_10 |
|
This document is a daily deposit report listing account names and balances, highlighting... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 36515 |
EFTA01381415.txt |
LARGE, ZERO AND NEGATIVE BALANCES |
|
none |
none |
06/27/19 |
report |
dataset_10 |
|
This document is a financial report dated 06/27/19 listing accounts and their balances. It... |
Financial transactions/money flow |
— |
82289 |
gemini-2.0-flash-001 |
| 36516 |
EFTA01381416.txt |
Google Alert - Icon black |
Google Alerts fgooglealerts-noreply@google.com) |
suspicious |
possible |
2019-07-11 |
email |
dataset_10 |
|
This email contains Google Alerts regarding Leon Black and Jeffrey Epstein, specifically... |
Political connections/influenceFinancial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0080375 |
gemini-2.0-flash-001 |
| 36517 |
EFTA01381417.txt |
News Articles mentioning Leon Black and Jeffrey Epstein |
|
suspicious |
possible |
July 10, 2019 |
other |
dataset_10 |
|
This document is a collection of news alerts mentioning Jeffrey Epstein and Leon Black,... |
Political connections/influenceFinancial transactions/money flowBusiness dealings |
— |
DB-SDNY-0080376, SDNY_GM_00226560 |
gemini-2.0-flash-001 |
| 36518 |
EFTA01381418.txt |
FW: •'• NEW JOINT BOOKRUN INITIAL PUBLIC OFFERING 11" TRANSUNION (NYSE: TRU) "' APPROVED FOR EXTERNAL DISTRIBUTION • * |
Vahe Stepanian |
none |
none |
2015-06-23 |
email |
dataset_10 |
|
Vahe Stepanian emailed Jeffrey Epstein information regarding the TransUnion IPO, including... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Jeffrey Epstein ljeevacation@ernail.coml |
None |
gemini-2.0-flash-001 |
| 36519 |
EFTA01381419.txt |
John Adams Salon Active Bookrunners |
|
none |
none |
None |
other |
dataset_10 |
|
This document lists the active and passive bookrunners for a securities offering related to John... |
Financial transactions/money flow |
— |
DB-SDNY-0080382, SDNY_GM_00226566 |
gemini-2.0-flash-001 |
| 36520 |
EFTA01381420.txt |
Follow up : Check Referral - Acct 35269691 (I) |
vinayl on behalf of sigver dbgps |
suspicious |
none |
2016-12-23 |
email |
dataset_10 |
|
The email is a follow-up regarding a check referral for account 35269691, requesting... |
Financial transactions/money flowCommunications/correspondence |
Stewart Oldfield |
35269691 |
gemini-2.0-flash-001 |
| 36521 |
EFTA01381421.txt |
None |
|
suspicious |
none |
DEC 22 2016 |
financial document |
dataset_10 |
|
This document appears to be a record of a $7500 cash transaction involving Jeffrey Epstein. The... |
Financial transactions/money flow |
— |
1095 |
gemini-2.0-flash-001 |
| 36522 |
EFTA01381422.txt |
Fees |
Zack Tax |
none |
none |
None |
other |
dataset_10 |
|
This document outlines the fees and revenue sharing agreement for Deutsche Bank (DB) acting as a... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0080386, SDNY_GM_00226570 |
gemini-2.0-flash-001 |
| 36523 |
EFTA01381423.txt |
RE: meeting notes - Jeffrey Epstein [I] |
Cynthia Rodriguez |
none |
none |
2017-01-31 |
email |
dataset_10 |
|
Cynthia Rodriguez confirms receipt of meeting notes from Stewart Oldfield regarding Jeffrey... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart 0ldfield I |
DB-SDNY-0080387 |
gemini-2.0-flash-001 |
| 36524 |
EFTA01381424.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a letterhead from Deutsche Bank, providing contact information for its Wealth... |
|
— |
DB-SDNY-0080388, SDNY_GM_00226572 |
gemini-2.0-flash-001 |
| 36525 |
EFTA01381425.txt |
Re: AG Preferred Deposit Accounts |
Richard Kahn |
none |
none |
2017-02-07 |
email |
dataset_10 |
|
This email exchange involves Richard Kahn and Cynthia Rodriguez discussing AG Preferred Deposit... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Cynthia Rodriguez |
DB-SDNY-0080389 |
gemini-2.0-flash-001 |
| 36526 |
EFTA01381426.txt |
AG Preferred Deposit Accounts |
Cynthia Rodriguez |
none |
none |
2017-02-01 |
email |
dataset_10 |
|
Cynthia Rodriguez from Deutsche Bank sent Richard Kahn account opening documents for AG... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Rich |
DB-SDNY-0080390 |
gemini-2.0-flash-001 |
| 36527 |
EFTA01381427.txt |
Deposit Guarantee Scheme (DGS) |
Armen Brash |
none |
none |
2015-07 |
email |
dataset_10 |
|
This email from Armen Brash at Deutsche Bank Wealth Management informs employees about the... |
Financial transactions/money flowCommunications/correspondenceLegal matters/litigation |
Janet 8 Sylvia |
DB-SDNY-0080393 |
gemini-2.0-flash-001 |
| 36528 |
EFTA01381428.txt |
German Deposit Protection (EinSiG) |
|
suspicious |
none |
2014-04-16 |
report |
dataset_10 |
|
This document explains the German Deposit Protection (EinSiG) regulation and Deutsche Bank's... |
Legal matters/litigationFinancial transactions/money flowCompliance/regulatory |
— |
DB-SDNY-0080394 |
gemini-2.0-flash-001 |
| 36529 |
EFTA01381429.txt |
How are our Global Markets Clients scoped? |
|
none |
none |
None |
other |
dataset_10 |
|
This document describes the scoping of Global Markets clients under EinSiG regulations, focusing... |
Business dealingsLegal matters/litigationFinancial transactions/money flow |
— |
DB-SDNY-0080395, SDNY_GM_00226579 |
gemini-2.0-flash-001 |
| 36530 |
EFTA01381430.txt |
FAQs regarding Depositor Information Sheet (DIS) |
Amer Shafi (mentioned as contact for queries) |
none |
none |
2015-07-03 |
FAQ |
dataset_10 |
|
This document provides answers to frequently asked questions about the Depositor Information... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0080396, SDNY_GM_00226580 |
gemini-2.0-flash-001 |
| 36531 |
EFTA01381431.txt |
Act Transposing Directive 2014/49/EU of the European Parliament and of the Council of 16 April 2014 on Deposit Guarantee Schemes (DGSD Implementation Act, or DGSD-Umsetzungsgesetz) |
|
none |
none |
2015-05-28 |
legal filing |
dataset_10 |
|
The document is the DGSD Implementation Act of 28 May 2015, which transposes Directive... |
Legal matters/litigation |
— |
DB-SDNY-0080399 |
gemini-2.0-flash-001 |
| 36532 |
EFTA01381432.txt |
Deposit Guarantee Act |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is the table of contents and initial sections of the Deposit Guarantee Act... |
Legal matters/litigationFinancial transactions/money flow |
— |
DB-SDNY-0080400, SDNY_GM_00226584 |
gemini-2.0-flash-001 |
| 36533 |
EFTA01381433.txt |
Implementation of Directive 2014/49/EU on deposit guarantee schemes |
|
none |
none |
2014-04-16 |
legal filing |
dataset_10 |
|
This document outlines the implementation of Directive 2014/49/EU on deposit guarantee schemes,... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0080401, SDNY_GM_00226585 |
gemini-2.0-flash-001 |
| 36534 |
EFTA01381434.txt |
Deposit Guarantees |
|
none |
none |
2014-07-02 |
legal document |
dataset_10 |
|
This legal document defines eligible deposits and outlines the requirements for depositor... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0080404 |
gemini-2.0-flash-001 |
| 36535 |
EFTA01381435.txt |
Coverage level |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document defines the coverage level for deposit compensation claims against CRR credit... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0080406 |
gemini-2.0-flash-001 |
| 36536 |
EFTA01381436.txt |
Compensation event and procedure |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This legal document defines a compensation event as a situation where a CRR credit institution... |
Legal matters/litigationFinancial transactions/money flow |
— |
DB-SDNY-0080408 |
gemini-2.0-flash-001 |
| 36537 |
EFTA01381437.txt |
Deposit guarantee schemes |
|
none |
none |
2016-05-31 |
legal filing |
dataset_10 |
|
This document outlines the regulations for deposit guarantee schemes, including the process for... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0080409, SDNY_GM_00226593 |
gemini-2.0-flash-001 |
| 36538 |
EFTA01381438.txt |
Deposit guarantee schemes |
|
none |
none |
1974-03-02 |
legal filing |
dataset_10 |
|
This document outlines the legal framework for deposit guarantee schemes in Germany. It details... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0080411 |
gemini-2.0-flash-001 |
| 36539 |
EFTA01381439.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This legal document outlines the regulations for CRR credit institutions concerning their... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0080413, SDNY_GM_00226597 |
gemini-2.0-flash-001 |
| 36540 |
EFTA01381440.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This legal document details the regulations for extraordinary contributions and payments to a... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0080414, SDNY_GM_00226598 |
gemini-2.0-flash-001 |
| 36541 |
EFTA01381441.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the legal framework for compensation schemes, detailing the procedures... |
Financial transactions/money flowLegal matters/litigation |
— |
None |
gemini-2.0-flash-001 |
| 36542 |
EFTA01381442.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document details the legal obligations of CRR credit institutions to provide information to... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0080416 |
gemini-2.0-flash-001 |
| 36543 |
EFTA01381443.txt |
Exclusion from the statutory compensation scheme and administrative procedures |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This legal document outlines the conditions under which a CRR credit institution can be excluded... |
Legal matters/litigationFinancial transactions/money flow |
— |
DB-SDNY-0080418 |
gemini-2.0-flash-001 |
| 36544 |
EFTA01381444.txt |
Institutional protection scheme |
|
none |
none |
YYYY-MM-DD |
legal filing |
dataset_10 |
|
This legal document outlines the requirements for institutional protection schemes, including... |
Legal matters/litigationFinancial transactions/money flow |
— |
DB-SDNY-0080420 |
gemini-2.0-flash-001 |
| 36545 |
EFTA01381445.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the regulations governing recognised institutional protection schemes,... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0080421 |
gemini-2.0-flash-001 |
| 36546 |
EFTA01381446.txt |
Cooperation with other deposit guarantee schemes |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the legal requirements for cooperation between deposit guarantee schemes... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0080424 |
gemini-2.0-flash-001 |
| 36547 |
EFTA01381447.txt |
Deposit Guarantee Act (Eintagensicherungsgesetz) |
|
none |
none |
2015-05-28 |
legal filing |
dataset_10 |
|
This document outlines the provisions of the Deposit Guarantee Act, including transitional... |
Legal matters/litigationFinancial transactions/money flow |
— |
DB-SDNY-0080426, SDNY_GM_00226610 |
gemini-2.0-flash-001 |
| 36548 |
EFTA01381448.txt |
RE: "• NEW JOINT BOOKRUN IPO " • XACTLY CORP (NYSE: XTLY) "' APPROVED FOR EXTERNAL DISTRIBUTION ••• |
Vahe Stepanian |
none |
none |
2015-06-24 |
email |
dataset_10 |
|
This email chain discusses the upcoming IPO of Xactly Corp. Richard Kahn requests Vahe Stepanian... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
■ |
DB-SDNY-0080428 |
gemini-2.0-flash-001 |
| 36549 |
EFTA01381449.txt |
Lunch details and Bookrunners |
|
none |
none |
6/18/15 |
other |
dataset_10 |
|
The document outlines travel dates, lunch details, and the bookrunners/co-managers for a... |
Financial transactions/money flowBusiness dealingsTravel/logistics |
— |
DB-SDNY-0080429 |
gemini-2.0-flash-001 |
| 36550 |
EFTA01381450.txt |
Depositor Information Sheet |
Deutsche Bank Aktiengesellschaft |
none |
none |
None |
Depositor Information Sheet |
dataset_10 |
|
This document is a Depositor Information Sheet from Deutsche Bank AG, informing customers about... |
Financial transactions/money flowLegal matters/litigation |
Customer |
DB-SDNY-0080434, SDNY_GM_00226618 |
gemini-2.0-flash-001 |
| 36551 |
EFTA01381451.txt |
Depositor Information Sheet |
Deutsche Bank Aktiengesellschaft |
none |
none |
160919 |
information sheet |
dataset_10 |
|
This document is a Depositor Information Sheet from Deutsche Bank AG, informing customers about... |
Financial transactions/money flowLegal matters/litigation |
— |
DBEN 1294 GTB E BE |
gemini-2.0-flash-001 |
| 36552 |
EFTA01381452.txt |
RE: Rothschild (CI |
Tazia Smith |
none |
none |
2017-05-22 |
email |
dataset_10 |
|
Tazia Smith and Richard Kahn are communicating about Rothschild stock. Tazia is providing... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn |
None |
gemini-2.0-flash-001 |
| 36553 |
EFTA01381453.txt |
Rothschild |
Richard Kahn < |
none |
none |
2017-05-22 |
email |
dataset_10 |
|
Richard Kahn from HBRK Associates Inc. emailed Vahe Stepanian requesting a bid ask for 100,000... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vahe Stepanian < |
DB-SDNY-0080440 |
gemini-2.0-flash-001 |
| 36554 |
EFTA01381454.txt |
ROTH FP Equity (Rothschild & Co) |
|
none |
none |
05/22/2017 |
other |
dataset_10 |
|
This document is a Bloomberg chart displaying stock price data for ROTH FP Equity (Rothschild &... |
Financial transactions/money flow |
— |
DB-SDNY-0080442
SDNY_GM_00226626 |
gemini-2.0-flash-001 |
| 36555 |
EFTA01381455.txt |
~Daily Deposit Report 20170524 |
|
suspicious |
none |
2017-05-24 |
report |
dataset_10 |
|
This document is a daily deposit report from May 24, 2017, listing account balances and large... |
Financial transactions/money flow |
— |
DB-SDNY-0080443 |
gemini-2.0-flash-001 |
| 36556 |
EFTA01381456.txt |
Nes LLC [II |
Vaishali-P Mehta |
none |
none |
2017-06-15 |
email |
dataset_10 |
|
Vaishali Mehta from Deutsche Bank is requesting Stewart Oldfield to fill out a document to... |
Business dealingsCommunications/correspondence |
Stewart Oldfield |
DB-SDNY-0080445 |
gemini-2.0-flash-001 |
| 36557 |
EFTA01381457.txt |
RM0082289 Daily Deposit Report 20170711 |
dwhpbdw-batch@db.com |
suspicious |
none |
2017-07-11 |
email |
dataset_10 |
|
This email contains a daily deposit report from Deutsche Bank, listing accounts with large... |
Financial transactions/money flow |
RM0082289@list.db.com |
RM0082289 |
gemini-2.0-flash-001 |
| 36558 |
EFTA01381458.txt |
Confidentiality Notice and Document Identifiers |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a standard confidentiality notice from Deutsche Bank, advising recipients of... |
|
— |
DB-SDNY-0080450, SDNY_GM_00226634 |
gemini-2.0-flash-001 |
| 36559 |
EFTA01381459.txt |
RE: Frieze London & Frieze Masters 11am Preview invitation |
Sarah Rafferty |
none |
none |
2017-08-15 |
email |
dataset_10 |
|
Sarah Rafferty informs Stewart Oldfield that Ali Rashid has registered for the Frieze Fair and... |
Business dealingsCommunications/correspondence |
Stewart 0ldtield I |
DB-SDNY-0080451 |
gemini-2.0-flash-001 |
| 36560 |
EFTA01381460.txt |
Frieze London Preview Invitation |
|
none |
none |
None |
other |
dataset_10 |
|
This document is an invitation to the Frieze London Preview, listing invitees and providing... |
Business dealingsCommunications/correspondence |
— |
DB-SDNY-0080452 |
gemini-2.0-flash-001 |
| 36561 |
EFTA01381461.txt |
None |
|
none |
none |
2017-10-07 |
other |
dataset_10 |
|
This document is a disclaimer from Deutsche Bank AG and its affiliated companies, stating their... |
Financial transactions/money flow |
— |
DB-SDNY-0080454 |
gemini-2.0-flash-001 |
| 36562 |
EFTA01381462.txt |
RE: Annual Review [I] |
Stewart Oldfield |
suspicious |
none |
2017-08-22 |
email |
dataset_10 |
|
This email discusses the annual review and KYC submission for various trusts, including the Haze... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Cynthia Rodriguez |
DB-SDNY-0080455 |
gemini-2.0-flash-001 |
| 36563 |
EFTA01381463.txt |
Annual Review - Trust Account Updates |
Cynthia Rodriguez |
none |
none |
2017-08-17 |
email |
dataset_10 |
|
Cynthia Rodriguez from Deutsche Bank is requesting KYC information, including SSNs and photo... |
Financial transactions/money flowLegal matters/litigationCommunications/correspondence |
Bella |
DB-SDNY-0080456 |
gemini-2.0-flash-001 |
| 36564 |
EFTA01381464.txt |
sell the following positions at market this am |
Richard Kahn |
none |
none |
2017-09-01 |
email |
dataset_10 |
|
Richard Kahn instructs Vahe Stepanian to sell specific stock positions at market, including... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vahe Stepanian |
SDNY_GM_00226642 |
gemini-2.0-flash-001 |
| 36565 |
EFTA01381465.txt |
Conference Call Featuring Lacy Admit |
|
none |
none |
2017-09-13 |
other |
dataset_10 |
|
This document is an invitation to a conference call featuring Lacy Admit from Deutsche Bank... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
— |
DB-SDNY-0080460 |
gemini-2.0-flash-001 |
| 36566 |
EFTA01381466.txt |
fwd: Inquiry regarding Acct# 35266976 ICI |
Richard |
suspicious |
none |
2015-08-11 |
email |
dataset_10 |
|
Richard Kahn provides explanations for transactions related to account #35266976 in response to... |
Financial transactions/money flowCommunications/correspondence |
Amanda Kirby I, Paul V Morris |
DB-SDNY-0080463 |
gemini-2.0-flash-001 |
| 36567 |
EFTA01381467.txt |
Compliance questions about attached wires |
Amanda Kirby |
suspicious |
none |
2015-08-11 |
email |
dataset_10 |
|
Amanda Kirby emailed Bella Klein requesting assistance in answering compliance questions... |
Financial transactions/money flowCommunications/correspondenceLegal matters/litigation |
bellaklein |
DB-SDNY-0080464 |
gemini-2.0-flash-001 |
| 36568 |
EFTA01381468.txt |
• Stewart Oldfieid
Shoshan
RE: Expiring Options IC) |
Liam Osullivan |
none |
none |
2017-09-14 |
email |
dataset_10 |
|
Liam Osullivan informs Richard Kahn about expiring AMD puts. Richard Kahn confirms they will... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn |
DB-SDNY-0080465, SDNY_GM_00226649 |
gemini-2.0-flash-001 |
| 36569 |
EFTA01381469.txt |
None |
Liam O'Sullivan |
none |
none |
None |
other |
dataset_10 |
|
This document is an email signature block and confidentiality notice from Liam O'Sullivan of DB... |
|
— |
DB-SDNY-0080466 |
gemini-2.0-flash-001 |
| 36570 |
EFTA01381470.txt |
Trade Report 9/20/2017 - RE: To DO ICI |
Martin Zeman |
none |
none |
2017-09-20 |
email |
dataset_10 |
|
Martin Zeman informs Paul Barrett that a trade order has been completed. Paul Barrett requests a... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paul Barrett |
SDNY_GM_00226651 |
gemini-2.0-flash-001 |
| 36571 |
EFTA01381471.txt |
Southern Financial Trade Report - Week of 11/06117 (C) |
Davide-A Sferrazza |
none |
none |
2017-11-13 |
email |
dataset_10 |
|
Davide Sferrazza from Deutsche Bank sends Stewart Oldfield a trade report for Southern... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart 0ldfield |
DB-SDNY-0080468 |
gemini-2.0-flash-001 |
| 36572 |
EFTA01381472.txt |
RM0082289 Daily Deposit Report 20180227 |
dwhpbdw-batch@db.com |
none |
none |
2018-02-27 |
report |
dataset_10 |
|
This document is a daily deposit report listing accounts associated with RM code 82289 that have... |
Financial transactions/money flow |
RM0082289@list.db.com |
RM0082289 |
gemini-2.0-flash-001 |
| 36573 |
EFTA01381473.txt |
RE: OD - 5 days [I] |
Cynthia Rodriguez |
none |
none |
2018-03-05 |
email |
dataset_10 |
|
This email discusses an overdrawn account at Deutsche Bank and the potential for a procedural... |
Financial transactions/money flow |
Anna-Sofiya Lupolover, Stewart Oldfield |
None |
gemini-2.0-flash-001 |
| 36574 |
EFTA01381474.txt |
None |
Anna-Sofiya Lupolover, Deutsche Bank Trust Company Americas, Deutsche Bank Wealth Management |
none |
none |
None |
letter |
dataset_10 |
|
This document is a letterhead or contact information page for Anna-Sofiya Lupolover at Deutsche... |
|
— |
DB-SDNY-0080472, SDNY_GM_00226656 |
gemini-2.0-flash-001 |
| 36575 |
EFTA01381475.txt |
RE: DB preferred deposits and CDs - increased rates as of 3/15/18 |
Stewart Oldfield |
suspicious |
none |
2018-03-15 |
email |
dataset_10 |
|
This email discusses increased interest rates on Deutsche Bank preferred deposits and CDs.... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn, Bradley Gillin, Cynthia Rodriguez |
DB-SDNY-0080474 |
gemini-2.0-flash-001 |
| 36576 |
EFTA01381476.txt |
Deutsche Bank AG NY Branch Preferred Certificates of Deposit |
Stew |
none |
none |
2018-03-15 |
other |
dataset_10 |
|
This document is a promotional material for Deutsche Bank AG NY Branch Preferred Certificates of... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0080475 |
gemini-2.0-flash-001 |
| 36577 |
EFTA01381477.txt |
RE: Approval from Charlie Burrows Needed |
Stewart Oldfield |
suspicious |
possible |
2017-03-02 |
email |
dataset_10 |
|
Cynthia Rodriguez requests email confirmation for a 65bps approval related to Epstein accounts... |
Financial transactions/money flowCommunications/correspondenceBusiness dealings |
Cynthia Rodriguez |
DB-SDNY-0080477 |
gemini-2.0-flash-001 |
| 36578 |
EFTA01381478.txt |
None |
Stewart Oldfield |
none |
none |
None |
other |
dataset_10 |
|
This document contains the contact information for Stewart Oldfield, who is associated with... |
|
— |
DB-SDNY-0080479, SDNY_GM_00226663 |
gemini-2.0-flash-001 |
| 36579 |
EFTA01381479.txt |
Automatic reply: Apple transfer to Merrill Lynch |
Stewart Oldfield |
none |
none |
2017-03-30 |
email |
dataset_10 |
|
This is an automatic email reply from Stewart Oldfield indicating he is out of the office until... |
Financial transactions/money flowCommunications/correspondence |
Richard Kahn |
DB-SDNY-0080480 |
gemini-2.0-flash-001 |
| 36580 |
EFTA01381480.txt |
None |
Stew |
none |
none |
None |
email |
dataset_10 |
|
This is a brief email from Stew (Stewart Oldfield of Deutsche Bank) sending a greeting. The... |
Communications/correspondenceBusiness dealings |
— |
DB-SDNY-0080483 |
gemini-2.0-flash-001 |
| 36581 |
EFTA01381481.txt |
RE: MBLY Tender IC] [I] |
Vahe Stepanian |
none |
none |
2017-05-15 |
email |
dataset_10 |
|
This email chain discusses the MBLY tender offer and its implications for Southern Financial... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart Oldfield |
None |
gemini-2.0-flash-001 |
| 36582 |
EFTA01381482.txt |
Re: MBLY Tender [C] |
Vahe Stepanian |
none |
none |
2017-05-10 |
email |
dataset_10 |
|
Vahe Stepanian informs Richard Kahn about a tender offer for Mobileye, N.V. shares held by... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn |
DB-SDNY-0080485 |
gemini-2.0-flash-001 |
| 36583 |
EFTA01381483.txt |
Re: Rothschild ICI |
Richard Kahn |
suspicious |
none |
2017-05-23 |
email |
dataset_10 |
|
Richard Kahn updates Tazia Smith on Jeffrey Epstein's hesitation to place an order for 100k... |
Financial transactions/money flowBusiness dealings |
Tazia Smith |
DB-SDNY-0080487 |
gemini-2.0-flash-001 |
| 36584 |
EFTA01381484.txt |
RE: Rothschild [C] |
Delores Rubin |
none |
none |
2017-05-23 |
email |
dataset_10 |
|
Delores Rubin from Deutsche Bank is providing Richard Kahn with information about trading... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn, Tazia Smith |
DB-SDNY-0080488 |
gemini-2.0-flash-001 |
| 36585 |
EFTA01381485.txt |
Re: Rothschild [C] |
Richard Kahn [mailto:richardkahn12@gmail.conl |
none |
none |
2017-05-23 |
email |
dataset_10 |
|
Richard Kahn requests an update on a bid/ask quote for 100k of Rothschild from Tazia Smith.... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Tazia Smith |
DB-SIDNY-0080489 |
gemini-2.0-flash-001 |
| 36586 |
EFTA01381486.txt |
Re: Rothschild [C] |
Richard Kahn |
none |
none |
2017-05-22 |
email |
dataset_10 |
|
Richard Kahn and Tazia Smith are discussing the aftermarket performance of Rothschild shares,... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Tazia Smith |
DB-SDNY-0080490 |
gemini-2.0-flash-001 |
| 36587 |
EFTA01381487.txt |
Fwd: Rothschild |
Richard Kahn |
none |
none |
2017-05-22 |
email |
dataset_10 |
|
Richard Kahn requests bid/ask information for 100,000 shares of Rothschild & Co SCA from Vahe... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Tazia Smith |
DB-SDNY-0080491 |
gemini-2.0-flash-001 |
| 36588 |
EFTA01381488.txt |
thank you |
Richard Kahn |
none |
none |
None |
other |
dataset_10 |
|
This is a brief thank you note from Richard Kahn of HBRK Associates Inc. The document includes... |
|
— |
DB-SDNY-0080492, SDNY_GM_00226676 |
gemini-2.0-flash-001 |
| 36589 |
EFTA01381489.txt |
Rothschild interday 5.22.17.pdf5 |
|
none |
none |
2017-05-22 |
other |
dataset_10 |
|
This document is a cover page or header for a communication from Deutsche Bank, potentially... |
|
— |
DB-SDNY-0080493, SDNY_GM_00226677 |
gemini-2.0-flash-001 |
| 36590 |
EFTA01381490.txt |
Daily Deposit Report 20170601 |
|
suspicious |
none |
2017-06-01 |
report |
dataset_10 |
|
This document is a daily deposit report from June 1, 2017, listing accounts with large, zero,... |
Financial transactions/money flow |
— |
None |
gemini-2.0-flash-001 |
| 36591 |
EFTA01381491.txt |
RE: Rothschild - Being shown an offer! IC) |
Tazia Smith |
suspicious |
possible |
2017-06-01 |
email |
dataset_10 |
|
Tazia Smith seeks price guidance from Richard Kahn regarding a Rothschild offer, emphasizing the... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn, Delores Rubin |
None |
gemini-2.0-flash-001 |
| 36592 |
EFTA01381492.txt |
RE: Rothschild - Being shown an offer! [CI |
Vahe Stepanian |
none |
none |
2017-06-01 |
email |
dataset_10 |
|
This email discusses the current Rothschild stock price and the seller's desired price. Delores... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Delores Rubin, Richard Kahn |
DB-SDNY-0080496 |
gemini-2.0-flash-001 |
| 36593 |
EFTA01381493.txt |
RE: Rothschild • Being shown an offer! [C) |
Delores Rubin |
none |
none |
2017-05-31 |
email |
dataset_10 |
|
Delores Rubin from Deutsche Bank provides Richard Kahn with an update on Rothschild stock... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn |
DB-SDNY-0080497 |
gemini-2.0-flash-001 |
| 36594 |
EFTA01381494.txt |
RE: Rothschild ICI |
Delores Rubin |
none |
none |
2017-05-31 |
email |
dataset_10 |
|
Delores Rubin from Deutsche Bank is informing Richard Kahn about a potential seller of 25,000... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn |
DB-SDNY-0080498 |
gemini-2.0-flash-001 |
| 36595 |
EFTA01381495.txt |
Re: Rothschild [CI |
Richard Kahn |
none |
none |
2017-05-30 |
email |
dataset_10 |
|
Delores Rubin is attempting to get Richard Kahn an offer at Rothschild. Richard Kahn confirms he... |
Business dealingsEmployment/staffingCommunications/correspondence |
Delores Rubin |
DB-SDNY-0080499
SDNY_GM_00226683 |
gemini-2.0-flash-001 |
| 36596 |
EFTA01381496.txt |
Re: Rothschild [C] |
Richard Kahn |
none |
none |
2017-05-30 |
email |
dataset_10 |
|
This email exchange between Richard Kahn and Delores Rubin concerns a potential transaction... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Delores Rubin |
DB-SDNY-0080500 |
gemini-2.0-flash-001 |
| 36597 |
EFTA01381497.txt |
Re: Rothschild ICJ |
Richard Kahn |
none |
none |
2017-05-30 |
email |
dataset_10 |
|
Richard Kahn is seeking information from Delores Rubin about crossing a large block of... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Delores Rubin |
DB-SDNY-0080501 |
gemini-2.0-flash-001 |
| 36598 |
EFTA01381498.txt |
RE: Rothschild (C) |
Delores Rubin |
none |
none |
2017-05-24 |
email |
dataset_10 |
|
Delores Rubin of DB Securities Inc. provides an update to Richard Kahn regarding trading... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Tazia Smith, Richard Kahn |
DB-SDNY-0080502 |
gemini-2.0-flash-001 |
| 36599 |
EFTA01381499.txt |
RE: Rothschild [C] |
Tazia Smith |
none |
none |
2017-05-23 |
email |
dataset_10 |
|
Tazia Smith informs Richard Kahn that there is no market for 100k Rothschild shares and that... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn |
DB-SDNY-0080503 |
gemini-2.0-flash-001 |
| 36600 |
EFTA01381500.txt |
Re: Closing the loop on today's trading, ROTH FP closed at 28 EUR on 12,414 daily volume. |
Tazia Smith |
none |
none |
2017-05-23 |
email |
dataset_10 |
|
Tazia Smith updates Richard Kahn on the trading activity of ROTH FP and DB. Richard Kahn relays... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Rich - |
DB-SDNY-0080504 |
gemini-2.0-flash-001 |