| 45701 |
EFTA01391205.txt |
Investor Agreement |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is part of an investor agreement outlining the terms and conditions for acquiring... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0095998 |
gemini-2.0-flash-001 |
| 45702 |
EFTA01391206.txt |
Closing and Capital Contributions |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the terms and conditions for the purchase of an interest in a... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0095999 |
gemini-2.0-flash-001 |
| 45703 |
EFTA01391207.txt |
Third Lake Capital Agreement |
|
suspicious |
possible |
None |
agreement |
dataset_10 |
|
This document is an investment agreement outlining the terms and conditions between an investor... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0096001, SDNY GM_00242185 |
gemini-2.0-flash-001 |
| 45704 |
EFTA01391208.txt |
Third Lake Capital Investor Agreement |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the terms of an investor agreement with Third Lake Capital, covering... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0096003, SDNY GM_00242187 |
gemini-2.0-flash-001 |
| 45705 |
EFTA01391209.txt |
FEE ACKNOWLEDGEMENT |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a fee acknowledgement and investor signature page for an investment in Thad... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0096004, SDNY GM_00242188 |
gemini-2.0-flash-001 |
| 45706 |
EFTA01391210.txt |
General Partner Signature Page |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a General Partner Signature Page for Glendower Access Secondary Opportunities... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0096008, SDNY GM_00242192 |
gemini-2.0-flash-001 |
| 45707 |
EFTA01391211.txt |
Third Lake Capital |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a form related to an investor in Third Lake Capital. It is marked as... |
|
— |
DB-SDNY-0096011, SDNY GM_00242195 |
gemini-2.0-flash-001 |
| 45708 |
EFTA01391212.txt |
Investor Questionnaire |
|
none |
none |
1986 |
other |
dataset_10 |
|
This document is an investor questionnaire designed to determine if the investor is investing... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0096013, SDNY GM_00242197 |
gemini-2.0-flash-001 |
| 45709 |
EFTA01391213.txt |
Third Lake Capital |
|
none |
none |
1974 |
other |
dataset_10 |
|
The document defines the criteria for an 'Accredited Investor' in the context of employee... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0096015, SDNY GM_00242199 |
gemini-2.0-flash-001 |
| 45710 |
EFTA01391214.txt |
Investment Company Act Representations |
|
none |
none |
1996-04-30 |
legal filing |
dataset_10 |
|
This document outlines the requirements for an investor to be considered a 'qualified purchaser'... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0096016, SDNY GM_00242200 |
gemini-2.0-flash-001 |
| 45711 |
EFTA01391215.txt |
Third Lake Capital |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a questionnaire for an investor, Third Lake Capital, to determine its status... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0096017 |
gemini-2.0-flash-001 |
| 45712 |
EFTA01391216.txt |
Third Lake Capital |
|
none |
none |
None |
other |
dataset_10 |
|
The document pertains to Third Lake Capital and outlines investment limitations, specifically... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0096018, SDNY GM_00242202 |
gemini-2.0-flash-001 |
| 45713 |
EFTA01391217.txt |
PLAN INVESTOR REPRESENTATIONS |
|
none |
none |
1974 |
Exhibit |
dataset_10 |
|
This document is an exhibit outlining representations and warranties required from Plan... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0096019, SDNY GM_00242203 |
gemini-2.0-flash-001 |
| 45714 |
EFTA01391218.txt |
Third Lake Capital |
|
none |
none |
None |
other |
dataset_10 |
|
This document outlines the conditions and representations required of a Plan Investor investing... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0096020, SDNY GM_00242204 |
gemini-2.0-flash-001 |
| 45715 |
EFTA01391219.txt |
Glendower Capital Secondary Opportunities Fund IV, LP - The Offering |
|
none |
none |
2017-08 |
other |
dataset_10 |
|
This document is an offering memorandum for Glendower Capital Secondary Opportunities Fund IV,... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0096026, SDNY_GM_00242210 |
gemini-2.0-flash-001 |
| 45716 |
EFTA01391220.txt |
Glendower Capital SOF IV, LP. Endenotes |
|
none |
none |
2017-09-30 |
other |
dataset_10 |
|
This document provides information about the formation of Glendower Capital SOF IV, LP and its... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0096028 |
gemini-2.0-flash-001 |
| 45717 |
EFTA01391221.txt |
Glendower Capital SOF Important Information (1/2) |
|
none |
none |
None |
presentation |
dataset_10 |
|
This document is a presentation providing important information about Glendower Capital funds,... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0096029 |
gemini-2.0-flash-001 |
| 45718 |
EFTA01391222.txt |
Glendower Capital Sal IV, LP. |
|
none |
none |
None |
other |
dataset_10 |
|
This document outlines the legal and regulatory restrictions for distributing information about... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0096031, SDNY_GM_00242215 |
gemini-2.0-flash-001 |
| 45719 |
EFTA01391223.txt |
Glendower Capital SO( IV, L Legal disclaimers |
|
none |
none |
None |
other |
dataset_10 |
|
This document contains legal disclaimers from Glendower Capital for individuals in various... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0096032 |
gemini-2.0-flash-001 |
| 45720 |
EFTA01391224.txt |
Legal disclaimers |
|
none |
none |
None |
Legal Disclaimer |
dataset_10 |
|
This document contains legal disclaimers for Glendower Capital SOf IV, L P, regarding the... |
Legal matters/litigationFinancial transactions/money flowCompliance issues |
— |
DB-SDNY-0096033, SDNY_GM_00242217 |
gemini-2.0-flash-001 |
| 45721 |
EFTA01391225.txt |
Glendower Access Secondary Opportunities IV (U.S.), L.P. Overview |
|
none |
none |
April 2018 |
other |
dataset_10 |
|
This document is an overview of Glendower Access Secondary Opportunities IV (U.S.), L.P.... |
Business dealingsFinancial transactions/money flow |
— |
DB-SDNY-0096036 |
gemini-2.0-flash-001 |
| 45722 |
EFTA01391226.txt |
Important Information |
|
none |
none |
None |
other |
dataset_10 |
|
This document is an informational presentation about Glendower Access Secondary Opportunities iV... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0096037, SDNY_GM_00242221 |
gemini-2.0-flash-001 |
| 45723 |
EFTA01391227.txt |
Important Information (Continued) |
|
none |
none |
None |
other |
dataset_10 |
|
This document provides important information and disclaimers regarding investments in the Access... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0096038, SDNY_GM_00242222 |
gemini-2.0-flash-001 |
| 45724 |
EFTA01391228.txt |
Additional Disclosures Regarding Certain Risk Factors |
|
none |
none |
None |
other |
dataset_10 |
|
This document outlines the risks associated with investing in private equity funds, including... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0096039 |
gemini-2.0-flash-001 |
| 45725 |
EFTA01391229.txt |
Thad Lake Capital Summary of Key Terms |
|
none |
none |
None |
Summary of Terms |
dataset_10 |
|
This document is a summary of key terms for the Glendower Capital Secondary Opportunities Fund... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0096040 |
gemini-2.0-flash-001 |
| 45726 |
EFTA01391230.txt |
Summary of Key Terms |
|
suspicious |
none |
None |
memo |
dataset_10 |
|
This document summarizes the key terms of the Access Fund, highlighting the fees, expenses, and... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0096041
SDNY_GM_00242225 |
gemini-2.0-flash-001 |
| 45727 |
EFTA01391231.txt |
Glendower Capital Secondary Opportunities Fund IV, LP - 2'1 QUARTER 2018 |
|
none |
none |
2018 |
report |
dataset_10 |
|
This document is a report about Glendower Capital Secondary Opportunities Fund IV, LP for the... |
Financial transactions/money flow |
— |
DB-SDNY-0096042 |
gemini-2.0-flash-001 |
| 45728 |
EFTA01391232.txt |
What is secondary private equity |
|
none |
none |
None |
report |
dataset_10 |
|
This document defines primary and secondary private equity investments. It outlines the... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0096044 |
gemini-2.0-flash-001 |
| 45729 |
EFTA01391233.txt |
Glendower Capital Secondary Opportunities Fund IV, LP Introduction |
|
none |
none |
2017-08-01 |
presentation |
dataset_10 |
|
This document is an introduction to Glendower Capital Secondary Opportunities Fund IV, LP, a... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0096048, SDNY_GM_00242232 |
gemini-2.0-flash-001 |
| 45730 |
EFTA01391234.txt |
Glendower Capital Overview |
|
none |
none |
2017-09-30 |
overview |
dataset_10 |
|
This document is an overview of Glendower Capital, detailing its history, team, and investment... |
Business dealingsFinancial transactions/money flowEmployment/staffing |
— |
DB-SDNY-0096049 |
gemini-2.0-flash-001 |
| 45731 |
EFTA01391235.txt |
Glendower Capital Team |
|
none |
none |
2017 |
other |
dataset_10 |
|
This document lists the core members of the Glendower Capital team, including their roles,... |
Employment/staffingBusiness dealings |
— |
DB-SDNY-0096050, SDNY_GM_00242234 |
gemini-2.0-flash-001 |
| 45732 |
EFTA01391236.txt |
Third Lake Capital - SOF Funds Performance |
|
none |
none |
September 30, 2017 |
other |
dataset_10 |
|
This document presents the performance of Third Lake Capital's SOF funds as of September 30,... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0096051, SDNY_GM_00242235 |
gemini-2.0-flash-001 |
| 45733 |
EFTA01391237.txt |
Third Lake Capital Consistent top returns among peers SOF Funds vs Cambridge Associates' secondary funds performance |
|
none |
none |
2017-09-30 |
report |
dataset_10 |
|
This document is a report comparing the performance of Third Lake Capital's SOF funds against... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0096052 |
gemini-2.0-flash-001 |
| 45734 |
EFTA01391238.txt |
Third Lake Capital |
|
none |
none |
September 30, 2017 |
other |
dataset_10 |
|
The document is a presentation about Third Lake Capital's SOF funds, comparing their performance... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0096053, SDNY_GM_00242237 |
gemini-2.0-flash-001 |
| 45735 |
EFTA01391239.txt |
Third Lake Capital SOF Program Performance |
|
none |
none |
September 30, 2017 |
report |
dataset_10 |
|
This document is a report presenting the performance data of Third Lake Capital's SOF Program as... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0096054, SDNY_GM_00242238 |
gemini-2.0-flash-001 |
| 45736 |
EFTA01391240.txt |
Third Lake Capital SOF Funds Positioning |
|
none |
none |
November 2017 |
diagram |
dataset_10 |
|
The document is a diagram illustrating the market positioning of Third Lake Capital's SOF Funds... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0096057, SDNY_GM_00242241 |
gemini-2.0-flash-001 |
| 45737 |
EFTA01391241.txt |
Third Lake Capital Glendower Investment Strategy |
|
none |
none |
2017-09-30 |
other |
dataset_10 |
|
This document outlines Glendower Capital's investment strategy for Third Lake Capital,... |
Financial transactions/money flowBusiness dealings |
— |
SDNY_GM_00242242
DB-SDNY-0096058 |
gemini-2.0-flash-001 |
| 45738 |
EFTA01391242.txt |
Third Lake Capital - Disciplined barbell approach adjusted to market cycles |
|
none |
none |
2017-09-30 |
other |
dataset_10 |
|
The document describes Third Lake Capital's investment strategies, including fund secondaries,... |
Financial transactions/money flowBusiness dealings |
— |
SDNY_GM_00242243, DB-SDNY-0096059 |
gemini-2.0-flash-001 |
| 45739 |
EFTA01391243.txt |
Third Lake Capital / Glendower Capital Overview |
|
none |
none |
2018-03-15 |
other |
dataset_10 |
|
This document is an overview of Third Lake Capital, highlighting their deal sourcing and... |
Business dealingsFinancial transactions/money flowReal estate/properties |
— |
DB-SDNY-0096061, SDNY_GM_00242245 |
gemini-2.0-flash-001 |
| 45740 |
EFTA01391244.txt |
GP-led transactions and single asset deals |
|
none |
none |
None |
case studies |
dataset_10 |
|
This document presents illustrative case studies of GP-led transactions and single asset deals... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0096063 |
gemini-2.0-flash-001 |
| 45741 |
EFTA01391245.txt |
Thad Lake Capital |
|
none |
none |
None |
report |
dataset_10 |
|
This document is a report from Glendower Capital regarding their investment strategy and fund... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0096064 |
gemini-2.0-flash-001 |
| 45742 |
EFTA01391246.txt |
Third Lake Capital Secondary market volume |
|
none |
none |
2018 |
report |
dataset_10 |
|
The document is a report from Third Lake Capital analyzing the secondary market volume, noting... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0096065, SDNY_GM_00242249 |
gemini-2.0-flash-001 |
| 45743 |
EFTA01391247.txt |
Third Lake Capital - Secondary market driven by global PE market growth |
|
none |
none |
2017-06 |
report |
dataset_10 |
|
The document is a report from Glendower Capital discussing the secondary market driven by global... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0096066, SDNY_GM_00242250 |
gemini-2.0-flash-001 |
| 45744 |
EFTA01391248.txt |
Third Lake Capital - Stable secondary pricing driven by rational participants |
|
none |
none |
2017 |
report |
dataset_10 |
|
The document is a report from Third Lake Capital analyzing the stability of secondary market... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0096067, SDNY_GM_00242251 |
gemini-2.0-flash-001 |
| 45745 |
EFTA01391249.txt |
GP-led transactions |
|
none |
none |
January 2018 |
report |
dataset_10 |
|
The document is a report from Glendower Capital discussing the growth of GP-led transactions in... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0096070
SDNY_GM_00242254 |
gemini-2.0-flash-001 |
| 45746 |
EFTA01391250.txt |
Thad Lake Capital |
|
none |
none |
None |
report |
dataset_10 |
|
The document is a table of contents for a report by Glendower Capital, covering topics such as... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0096071, SDNY_GM_00242255 |
gemini-2.0-flash-001 |
| 45747 |
EFTA01391251.txt |
Third Lake Capital SOF Ill Portfolio - Highlights |
|
none |
none |
2017-09-30 |
report |
dataset_10 |
|
This document is a portfolio highlight report for Third Lake Capital's SOF Ill fund as of... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0096072 |
gemini-2.0-flash-001 |
| 45748 |
EFTA01391252.txt |
Third Lake Capital SOF Ill Portfolio - Sponsor exposure |
|
none |
none |
2017-09-30 |
other |
dataset_10 |
|
This document lists the General Partners (GPs) representing approximately 90% of Third Lake... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0096073 |
gemini-2.0-flash-001 |
| 45749 |
EFTA01391253.txt |
SOF IV - Near term pipeline |
|
none |
none |
2018-03-31 |
report |
dataset_10 |
|
This document is a report from Thad Lake Capital outlining the near-term investment pipeline for... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0096074 |
gemini-2.0-flash-001 |
| 45750 |
EFTA01391254.txt |
Third Lake Capital SOF IV - Project Sunrise |
|
none |
none |
April 2018 |
report |
dataset_10 |
|
This document is a presentation outlining a potential investment opportunity for Glendower... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0096075 |
gemini-2.0-flash-001 |
| 45751 |
EFTA01391255.txt |
Third Lake Capital SOF IV — Project Klein Exclusive deal |
|
none |
none |
June 2018 |
report |
dataset_10 |
|
The document is a summary of the Third Lake Capital SOF IV — Project Klein exclusive deal,... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0096076 |
gemini-2.0-flash-001 |
| 45752 |
EFTA01391256.txt |
Thad Lake Capital |
|
none |
none |
None |
report |
dataset_10 |
|
This document is a report from Glendower Capital regarding Thad Lake Capital. It covers... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0096077, SDNY_GM_00242261 |
gemini-2.0-flash-001 |
| 45753 |
EFTA01391257.txt |
SOF IV - Master Fund Key Terms |
|
none |
none |
None |
memo |
dataset_10 |
|
This document outlines the key terms of the Glendower Capital Secondary Opportunities Fund IV,... |
Financial transactions/money flowBusiness dealings |
— |
None |
gemini-2.0-flash-001 |
| 45754 |
EFTA01391258.txt |
Third Lake Capital SOF IV ILPA 2 scorecard |
|
none |
none |
None |
other |
dataset_10 |
|
This document presents the key principles of the ILPA 2 scorecard for Third Lake Capital's SOF... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0096079, SDNY_GM_00242263 |
gemini-2.0-flash-001 |
| 45755 |
EFTA01391259.txt |
Thad Lake Capital |
|
none |
none |
None |
report |
dataset_10 |
|
This document is a report from Glendower Capital regarding Thad Lake Capital. It outlines the... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0096080 |
gemini-2.0-flash-001 |
| 45756 |
EFTA01391260.txt |
Team Bios |
|
none |
none |
None |
other |
dataset_10 |
|
This document contains biographical information for key team members at Glendower Capital,... |
Employment/staffingBusiness dealings |
— |
DB-SDNY-0096082
SDNY_GM_00242266 |
gemini-2.0-flash-001 |
| 45757 |
EFTA01391261.txt |
Third Lake Capital Team Bios |
|
none |
none |
None |
other |
dataset_10 |
|
This document contains biographical information for Rikesh Mohandoss, Devrup Banerjee, Aldrich... |
Employment/staffingBusiness dealings |
— |
DB-SDNY-0096083, SDNY_GM_00242267 |
gemini-2.0-flash-001 |
| 45758 |
EFTA01391262.txt |
Third Lake Capital Team Bios |
|
none |
none |
None |
other |
dataset_10 |
|
This document contains biographies of Victoria Loidl, Elena Smirnova, Jonathan Roome, and... |
Employment/staffingBusiness dealings |
— |
DB-SDNY-0096084
SDNY_GM_00242268 |
gemini-2.0-flash-001 |
| 45759 |
EFTA01391263.txt |
Third Lake Capital SOF II — Portfolio construction |
|
none |
none |
2017-09-30 |
report |
dataset_10 |
|
This document is a report on Third Lake Capital SOF II's portfolio construction as of September... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0096088 |
gemini-2.0-flash-001 |
| 45760 |
EFTA01391264.txt |
Third Lake Capital SOF Remaining portfolio construction by FMV as of September 30, 2017 |
|
none |
none |
2017-09-30 |
report |
dataset_10 |
|
The document is a report outlining the portfolio construction of Third Lake Capital SOF as of... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0096090 |
gemini-2.0-flash-001 |
| 45761 |
EFTA01391265.txt |
Overall transaction summary as of September 30, 2017 |
|
none |
none |
2017-09-30 |
report |
dataset_10 |
|
This document is a transaction summary as of September 30, 2017, detailing invested and funded... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0096091, SDNY_GM_00242275 |
gemini-2.0-flash-001 |
| 45762 |
EFTA01391266.txt |
Glendower Capital Secondary Opportunities Fund IV, LP |
Glendower Capital, LLP |
none |
none |
None |
presentation |
dataset_10 |
|
This presentation by Glendower Capital, LLP, provides information about the Glendower Capital... |
Financial transactions/money flowBusiness dealings |
— |
None |
gemini-2.0-flash-001 |
| 45763 |
EFTA01391267.txt |
Important Information (2/2) |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a disclaimer and informational statement regarding investment in the Glendower... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0096093, SDNY_GM_00242277 |
gemini-2.0-flash-001 |
| 45764 |
EFTA01391268.txt |
Key Definitions |
|
none |
none |
None |
other |
dataset_10 |
|
This document defines key investment terms used by Third Lake Capital, including 'Single Asset... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0096094, SDNY_GM_00242278 |
gemini-2.0-flash-001 |
| 45765 |
EFTA01391269.txt |
Notes to Investment Performance |
|
none |
none |
2017-09-30 |
other |
dataset_10 |
|
This document provides important information and disclaimers regarding the investment... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0096095 |
gemini-2.0-flash-001 |
| 45766 |
EFTA01391270.txt |
Important Information for Recipients in Certain Jurisdictions (1/6) |
|
none |
none |
None |
other |
dataset_10 |
|
This document provides important information for recipients in various jurisdictions concerning... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0096096 |
gemini-2.0-flash-001 |
| 45767 |
EFTA01391271.txt |
Important Information for Recipients in Certain Jurisdictions |
|
none |
none |
3/6 |
other |
dataset_10 |
|
This document provides important information and disclaimers for recipients in Hong Kong and... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0096098 |
gemini-2.0-flash-001 |
| 45768 |
EFTA01391272.txt |
Supplemental Disclosure by Deutsche Bank Securities Inc. and Deutsche Bank Trust Company Americas |
Deutsche Bank Securities Inc. and Deutsche Bank Trust Company Americas |
none |
none |
2018-04-27 |
disclosure |
dataset_10 |
|
This document is a supplemental disclosure from Deutsche Bank Securities Inc. and Deutsche Bank... |
Financial transactions/money flowBusiness dealingsLegal matters/litigation |
— |
027210 042718 |
gemini-2.0-flash-001 |
| 45769 |
EFTA01391273.txt |
Letter of Authorization for Fund Investment |
Deutsche Bank |
none |
none |
None |
letter |
dataset_10 |
|
This letter from Deutsche Bank requests client authorization to share their information with... |
Financial transactions/money flowBusiness dealingsLegal matters/litigation |
— |
DB-SDNY-0096103 |
gemini-2.0-flash-001 |
| 45770 |
EFTA01391274.txt |
Third Lake Capital Authorization |
|
none |
none |
None |
other |
dataset_10 |
|
This document is an authorization form for Deutsche Bank to share information with iCapital... |
Financial transactions/money flowBusiness dealingsLegal matters/litigation |
— |
DB-SDNY-0096104, SDNY_GM_00242288 |
gemini-2.0-flash-001 |
| 45771 |
EFTA01391275.txt |
Third Lake Capital Placement Fee |
|
none |
none |
None |
other |
dataset_10 |
|
The document outlines the placement fee and initial capital contribution amount for Third Lake... |
Financial transactions/money flow |
— |
DB-SDNY-0096105, SDNY_GM_00242289 |
gemini-2.0-flash-001 |
| 45772 |
EFTA01391276.txt |
GLENDOWER ACCESS SECONDARY OPPORTUNITIES IV (U.S.), L.P. AN "ACCESS FUND" INTO GLENDOWER CAPITAL SECONDARY OPPORTUNITIES FUND IV, LP (For Investors referred by Deutsche Bank Securities Inc.) OFFERING OF LIMITED PARTNER INTERESTS |
|
none |
none |
April 2018 |
memorandum |
dataset_10 |
|
This document is a supplement to a Confidential Private Placement Memorandum for Glendower... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0096106 |
gemini-2.0-flash-001 |
| 45773 |
EFTA01391277.txt |
Glendower Access Secondary Opportunities IV (U.S.), L.P. Limited Partnership Interests |
|
none |
none |
None |
memorandum supplement |
dataset_10 |
|
This document is a supplement to the Confidential Private Placement Memorandum of Glendower... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0096107, SDNY GM_00242291 |
gemini-2.0-flash-001 |
| 45774 |
EFTA01391278.txt |
Changes to Summary of Principal Terms of the Access Fund |
|
suspicious |
none |
None |
memorandum |
dataset_10 |
|
This memorandum amends the summary of principal terms for the Access Fund to include details... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0096108 |
gemini-2.0-flash-001 |
| 45775 |
EFTA01391279.txt |
DB Placement Fee |
|
none |
none |
None |
other |
dataset_10 |
|
This document outlines the placement fee structure for Deutsche Bank's services in introducing... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0096109, SDNY GM_00242293 |
gemini-2.0-flash-001 |
| 45776 |
EFTA01391280.txt |
Request for Taxpayer Identification Number and Certification |
|
none |
none |
2017-11 |
Form |
dataset_10 |
|
This document is an IRS Form W-9, used to request a taxpayer identification number and... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0096112 |
gemini-2.0-flash-001 |
| 45777 |
EFTA01391281.txt |
Form W-9 |
|
none |
none |
11-2017 |
form |
dataset_10 |
|
This document is an excerpt from Form W-9 instructions, providing information on exempt payees,... |
Financial transactions/money flowLegal matters/litigation |
— |
None |
gemini-2.0-flash-001 |
| 45778 |
EFTA01391282.txt |
W-9 Form Information and Privacy Act Notice |
|
none |
none |
11-2017 |
other |
dataset_10 |
|
This document is a W-9 form information page and privacy act notice from the IRS. It informs... |
Legal matters/litigationFinancial transactions/money flow |
— |
DB-SDNY-0096117, SDNY_GM_00242301 |
gemini-2.0-flash-001 |
| 45779 |
EFTA01391283.txt |
Form ADV Part 2A |
|
none |
none |
2018-03-30 |
other |
dataset_10 |
|
This document is Form ADV Part 2A for iCapital Advisors, LLC, providing information about the... |
Business dealings |
— |
DB-SDNY-0096118 |
gemini-2.0-flash-001 |
| 45780 |
EFTA01391284.txt |
Form ADV Part 2A - iCapital Advisors, LLC |
|
none |
none |
2018 |
other |
dataset_10 |
|
This document is an amendment to iCapital's brochure, providing routine annual updates and... |
Business dealingsFinancial transactions/money flow |
— |
GLDUS124 |
gemini-2.0-flash-001 |
| 45781 |
EFTA01391285.txt |
Form ADV Part 2A |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a Form ADV Part 2A for iCapital Advisors, LLC, describing the various funds... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0096120 |
gemini-2.0-flash-001 |
| 45782 |
EFTA01391286.txt |
Form ADV Part 2A |
|
none |
none |
None |
other |
dataset_10 |
|
This document is Form ADV Part 2A for iCapital Advisors, LLC, detailing the various fees and... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0096122 |
gemini-2.0-flash-001 |
| 45783 |
EFTA01391287.txt |
Form ADV Part 2A |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is Form ADV Part 2A for iCapital Advisors, LLC, detailing their fees, client... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0096124 |
gemini-2.0-flash-001 |
| 45784 |
EFTA01391288.txt |
Form ADV Part 2A |
|
none |
none |
None |
other |
dataset_10 |
|
This document is Form ADV Part 2A from iCapital Advisors, LLC, describing their due diligence... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0096126 |
gemini-2.0-flash-001 |
| 45785 |
EFTA01391289.txt |
Form ADV Part 2A |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is Form ADV Part 2A from iCapital Advisors, LLC, outlining the investment... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0096127 |
gemini-2.0-flash-001 |
| 45786 |
EFTA01391290.txt |
Form ADV Part 2A |
|
none |
none |
None |
other |
dataset_10 |
|
This document is part of Form ADV Part 2A for iCapital Advisors, LLC, and it outlines the risks... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0096128 |
gemini-2.0-flash-001 |
| 45787 |
EFTA01391291.txt |
Form ADV Part 2A |
|
none |
possible |
None |
other |
dataset_10 |
|
This document is a Form ADV Part 2A from iCapital Advisors, LLC, outlining the terms, risks, and... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0096129 |
gemini-2.0-flash-001 |
| 45788 |
EFTA01391292.txt |
Form ADV Part 2A |
|
none |
none |
None |
other |
dataset_10 |
|
This document is part of a Form ADV Part 2A, outlining the risks associated with investing in... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0096130, SDNY_GM_00242314 |
gemini-2.0-flash-001 |
| 45789 |
EFTA01391293.txt |
iCapital Advisors, LLC |
|
none |
none |
None |
Form ADV Part 2A |
dataset_10 |
|
This document is a Form ADV Part 2A for iCapital Advisors, LLC, which outlines the risks... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
None |
gemini-2.0-flash-001 |
| 45790 |
EFTA01391294.txt |
Form ADV Part 2A |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a Form ADV Part 2A, which outlines various risks associated with investment... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
GLDUS124 |
gemini-2.0-flash-001 |
| 45791 |
EFTA01391295.txt |
Form ADV Part 2A |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a Form ADV Part 2A for iCapital Advisors, LLC, outlining potential risks... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0096139 |
gemini-2.0-flash-001 |
| 45792 |
EFTA01391296.txt |
Form ADV Part 2A |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is Form ADV Part 2A for iCapital Advisors, LLC, outlining the firm's Code of... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0096141 |
gemini-2.0-flash-001 |
| 45793 |
EFTA01391297.txt |
Form ADV Part 2A |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is Form ADV Part 2A for iCapital Advisors, LLC, outlining their brokerage... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0096143 |
gemini-2.0-flash-001 |
| 45794 |
EFTA01391298.txt |
None |
|
none |
none |
None |
Form ADV Part 2A |
dataset_10 |
|
This document is a Form ADV Part 2A from iCapital Advisors, LLC, detailing its business... |
Financial transactions/money flowBusiness dealingsLegal matters/litigation |
— |
DB-SDNY-0096144, SDNY_GM_00242328 |
gemini-2.0-flash-001 |
| 45795 |
EFTA01391299.txt |
Form ADV Part 2A, Item 17: Voting Client Securities, Item 18: Financial Information |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is part of iCapital Advisors' Form ADV Part 2A, detailing their policies on voting... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0096145, SDNY_GM_00242329 |
gemini-2.0-flash-001 |
| 45796 |
EFTA01391300.txt |
FORM ADV PART 2B: Brochure Supplement |
|
none |
none |
2018-03-30 |
brochure supplement |
dataset_10 |
|
This document is a brochure supplement for iCapital Advisors, LLC, providing information about... |
Business dealings |
— |
DB-SDNY-0096146 |
gemini-2.0-flash-001 |
| 45797 |
EFTA01391301.txt |
Phil Pool - Educational Background and Business Experience |
|
none |
none |
None |
Form ADV Part 2B |
dataset_10 |
|
This document is Form ADV Part 2B, providing background information on Phil Pool, including his... |
Employment/staffingBusiness dealingsFinancial transactions/money flow |
— |
DB-SDNY-0096148 |
gemini-2.0-flash-001 |
| 45798 |
EFTA01391302.txt |
John C. Robertshaw Educational Background and Business Experience |
|
none |
none |
None |
Form ADV Part 2B |
dataset_10 |
|
This document is Form ADV Part 2B, providing background information on John C. Robertshaw's... |
Employment/staffingBusiness dealings |
— |
DB-SDNY-0096149 |
gemini-2.0-flash-001 |
| 45799 |
EFTA01391303.txt |
Daniel Vene - Educational Background and Business Experience |
|
none |
none |
None |
Form ADV Part 2B |
dataset_10 |
|
This document is Form ADV Part 2B for Daniel Vene, providing his educational background,... |
Employment/staffingBusiness dealings |
— |
DB-SDNY-0096150 |
gemini-2.0-flash-001 |
| 45800 |
EFTA01391304.txt |
Nicholas Veronis Educational Background and Business Experience |
|
none |
none |
None |
Form ADV Part 2B |
dataset_10 |
|
This document is Form ADV Part 2B, providing information on Nicholas Veronis's background and... |
Employment/staffingBusiness dealings |
— |
DB-SDNY-0096151 |
gemini-2.0-flash-001 |