| 47601 |
EFTA01393120.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document describes the terms and settlement procedures for dollar-denominated and cross-rate... |
Financial transactions/money flow |
— |
SDNY_GM_00244708 |
gemini-2.0-flash-001 |
| 47602 |
EFTA01393121.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document describes the settlement procedures for option exercises through the Options... |
Financial transactions/money flow |
— |
SDNY_GM_00244709 |
gemini-2.0-flash-001 |
| 47603 |
EFTA01393122.txt |
Dollar-Denominated Foreign Currency Options |
|
none |
none |
None |
other |
dataset_10 |
|
This document describes the mechanics of cash-settled foreign currency options, including how... |
Financial transactions/money flow |
— |
SDNY_GM_00244713 |
gemini-2.0-flash-001 |
| 47604 |
EFTA01393123.txt |
Flexibly Structured Options |
|
none |
none |
None |
booklet chapter |
dataset_10 |
|
This chapter discusses flexibly structured options, which are traded on U.S. options markets and... |
Financial transactions/money flowBusiness dealings |
— |
None |
gemini-2.0-flash-001 |
| 47605 |
EFTA01393124.txt |
Exercise and Settlement |
|
none |
none |
None |
booklet |
dataset_10 |
|
This document explains the process of exercising options, including the roles of option holders... |
Financial transactions/money flowLegal matters/litigation |
— |
None |
gemini-2.0-flash-001 |
| 47606 |
EFTA01393125.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document explains the process of exercising options, focusing on the importance of cut-off... |
Financial transactions/money flowLegal matters/litigation |
— |
SDNY_GM_00244719 |
gemini-2.0-flash-001 |
| 47607 |
EFTA01393126.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document describes the settlement procedures for options, including the roles of OCC and... |
Financial transactions/money flowLegal matters/litigation |
— |
SDNY_GM_00244722 |
gemini-2.0-flash-001 |
| 47608 |
EFTA01393127.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document illustrates the potential profit and loss associated with different investment... |
Financial transactions/money flow |
— |
SDNY_GM_00244728 |
gemini-2.0-flash-001 |
| 47609 |
EFTA01393128.txt |
Options Market Restrictions |
|
none |
none |
None |
other |
dataset_10 |
|
This document describes the authority of the OCC and options markets to restrict the exercise of... |
Financial transactions/money flowLegal matters/litigation |
— |
SDNY_GM_00244730 |
gemini-2.0-flash-001 |
| 47610 |
EFTA01393129.txt |
RISKS OF OPTION WRITERS |
|
none |
none |
None |
other |
dataset_10 |
|
This document describes the risks associated with writing options, including the possibility of... |
Financial transactions/money flow |
— |
SDNY_GM_00244731 |
gemini-2.0-flash-001 |
| 47611 |
EFTA01393130.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document explains the risks associated with writing uncovered call options and put options,... |
Financial transactions/money flow |
— |
SDNY_GM_00244733 |
gemini-2.0-flash-001 |
| 47612 |
EFTA01393131.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document describes the cash-secured put writing strategy, where the put writer deposits cash... |
Financial transactions/money flow |
— |
SDNY_GM_00244734 |
gemini-2.0-flash-001 |
| 47613 |
EFTA01393132.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document discusses potential risks and disruptions in options markets, including the... |
Financial transactions/money flowLegal matters/litigation |
— |
SDNY_GM_00244739 |
gemini-2.0-flash-001 |
| 47614 |
EFTA01393133.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document discusses the risks associated with options trading, including potential errors in... |
Financial transactions/money flowLegal matters/litigation |
— |
SDNY_GM_00244741 |
gemini-2.0-flash-001 |
| 47615 |
EFTA01393134.txt |
SPECIAL RISKS OF INDEX OPTIONS |
|
none |
none |
None |
other |
dataset_10 |
|
This document explains the risks associated with index options, specifically cash-settled index... |
Financial transactions/money flowLegal matters/litigation |
— |
SDNY_GM_00244742 |
gemini-2.0-flash-001 |
| 47616 |
EFTA01393135.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document explains the complexities and risks of using index options to hedge against market... |
Financial transactions/money flow |
— |
SDNY_GM_00244744 |
gemini-2.0-flash-001 |
| 47617 |
EFTA01393136.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document discusses the risks associated with exercising cash-settled index options,... |
Financial transactions/money flow |
— |
SDNY_GM_00244746 |
gemini-2.0-flash-001 |
| 47618 |
EFTA01393137.txt |
SPECIAL RISKS OF DEBT OPTIONS |
|
none |
none |
None |
other |
dataset_10 |
|
The document discusses the special risks associated with debt options, particularly those... |
Financial transactions/money flow |
— |
SDNY_GM_00244747 |
gemini-2.0-flash-001 |
| 47619 |
EFTA01393138.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document discusses the differences between the stock market and the market for Treasury... |
Financial transactions/money flow |
— |
SDNY_GM_00244748 |
gemini-2.0-flash-001 |
| 47620 |
EFTA01393139.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document outlines the risks associated with yield-based debt options, particularly the... |
Financial transactions/money flow |
— |
SDNY_GM_00244750 |
gemini-2.0-flash-001 |
| 47621 |
EFTA01393140.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document describes the risks associated with exercising yield-based options, particularly... |
Financial transactions/money flowLegal matters/litigation |
— |
SDNY_GM_00244751 |
gemini-2.0-flash-001 |
| 47622 |
EFTA01393141.txt |
SPECIAL RISKS OF FOREIGN CURRENCY OPTIONS |
|
none |
none |
None |
other |
dataset_10 |
|
The document describes the risks associated with foreign currency options, emphasizing the... |
Financial transactions/money flow |
— |
None |
gemini-2.0-flash-001 |
| 47623 |
EFTA01393142.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document describes the risks associated with foreign currency options trading, including... |
Financial transactions/money flowLegal matters/litigation |
— |
SDNY_GM_00244755 |
gemini-2.0-flash-001 |
| 47624 |
EFTA01393143.txt |
Scope and Limitations of This Booklet |
|
none |
none |
None |
booklet |
dataset_10 |
|
This document outlines the scope and limitations of a booklet prepared by U.S. options markets... |
Legal matters/litigationFinancial transactions/money flow |
— |
None |
gemini-2.0-flash-001 |
| 47625 |
EFTA01393144.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document discusses the rules and discretion of the Options Clearing Corporation (OCC) and... |
Legal matters/litigationBusiness dealings |
— |
SDNY_GM_00244760 |
gemini-2.0-flash-001 |
| 47626 |
EFTA01393145.txt |
Options Trading |
|
none |
none |
None |
booklet |
dataset_10 |
|
This document is a disclaimer within a booklet about options trading. It clarifies that the... |
Financial transactions/money flowLegal matters/litigation |
— |
SDNY_GM_00244761 |
gemini-2.0-flash-001 |
| 47627 |
EFTA01393146.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document outlines the limitations of a booklet in describing all possible risks associated... |
Financial transactions/money flowLegal matters/litigation |
— |
SDNY_GM_00244762 |
gemini-2.0-flash-001 |
| 47628 |
EFTA01393147.txt |
SUPPLEMENT |
|
none |
none |
2000-03-00 |
supplement |
dataset_10 |
|
This document is a supplement to the February 1994 edition of the booklet entitled... |
Financial transactions/money flowLegal matters/litigation |
— |
None |
gemini-2.0-flash-001 |
| 47629 |
EFTA01393148.txt |
Exercises and Settlements- on page 47 of the options booklet |
|
none |
none |
1996 |
other |
dataset_10 |
|
This document is a supplement to an options booklet, amending the rules regarding the exercise... |
Financial transactions/money flow |
— |
|
gemini-2.0-flash-001 |
| 47630 |
EFTA01393149.txt |
JANUARY 2004 SUPPLEMENT |
|
none |
none |
2004-01 |
supplement |
dataset_10 |
|
This document is a supplement to the "Characteristics and Risks of Standardized Options"... |
Financial transactions/money flowLegal matters/litigation |
— |
SDNY_GM_00244767 |
gemini-2.0-flash-001 |
| 47631 |
EFTA01393150.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document explains the risks and procedures associated with options trading, focusing on... |
Financial transactions/money flow |
— |
None |
gemini-2.0-flash-001 |
| 47632 |
EFTA01393151.txt |
Supplement to Characteristics and Risks of Standardized Options |
|
none |
none |
2007-04-01 |
supplement |
dataset_10 |
|
This document is a supplement to the 'Characteristics and Risks of Standardized Options'... |
Financial transactions/money flow |
— |
SDNY_GM_00244769 |
gemini-2.0-flash-001 |
| 47633 |
EFTA01393152.txt |
Foreign Currency Options |
|
none |
none |
Unknown |
other |
dataset_10 |
|
This document provides updates and clarifications regarding the trading of foreign currency... |
Financial transactions/money flow |
— |
SDNY_GM_00244770 |
gemini-2.0-flash-001 |
| 47634 |
EFTA01393153.txt |
Supplement to Characteristics and Risks of Standardized Options |
|
none |
none |
2007-05 |
supplement |
dataset_10 |
|
This document is a supplement to a booklet about standardized options, outlining changes to... |
Financial transactions/money flowLegal matters/litigation |
— |
SDNY_GM_00244774 |
gemini-2.0-flash-001 |
| 47635 |
EFTA01393154.txt |
Options Series Adjustment Rules |
|
none |
none |
2009-02-01 |
other |
dataset_10 |
|
This document outlines the rules for adjusting options series in response to corporate actions... |
Financial transactions/money flowLegal matters/litigation |
— |
SDNY_GM_00244775 |
gemini-2.0-flash-001 |
| 47636 |
EFTA01393155.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document explains how stock splits and dividends affect stock options. It provides examples... |
Financial transactions/money flow |
— |
SDNY_GM_00244776 |
gemini-2.0-flash-001 |
| 47637 |
EFTA01393156.txt |
Adjustment Panel Delays |
|
none |
none |
None |
other |
dataset_10 |
|
This document amends a booklet to clarify procedures for handling option exercises when an... |
Financial transactions/money flowLegal matters/litigation |
— |
SDNY_GM_00244779 |
gemini-2.0-flash-001 |
| 47638 |
EFTA01393157.txt |
Amendments to Booklet regarding standardized options and yield-based treasury options |
|
none |
none |
2003-01-02 |
other |
dataset_10 |
|
This document details amendments to regulations concerning standardized options and yield-based... |
Financial transactions/money flowLegal matters/litigation |
— |
SDNY_GM_00244780 |
gemini-2.0-flash-001 |
| 47639 |
EFTA01393158.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document describes the settlement process for yield-based and index options, including the... |
Financial transactions/money flowLegal matters/litigation |
— |
SDNY_GM_00244781 |
gemini-2.0-flash-001 |
| 47640 |
EFTA01393159.txt |
SUPPLEMENT to the February 1994 edition of the booklet emitted Characteristics and Risks of Standardized Options, as amended |
|
none |
none |
JUNE 2007 |
supplement |
dataset_10 |
|
This document is a supplement to the February 1994 edition of the booklet "Characteristics and... |
Financial transactions/money flowLegal matters/litigation |
— |
SDNY_GM_00244783 |
gemini-2.0-flash-001 |
| 47641 |
EFTA01393160.txt |
Credit Default Options and Credit Default Basket Options |
|
none |
none |
None |
other |
dataset_10 |
|
This document explains credit default options and credit default basket options, focusing on the... |
Financial transactions/money flow |
— |
SDNY_GM_00244784 |
gemini-2.0-flash-001 |
| 47642 |
EFTA01393161.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document defines and explains credit default options and credit default basket options. It... |
Financial transactions/money flow |
— |
SDNY_GM_00244785 |
gemini-2.0-flash-001 |
| 47643 |
EFTA01393162.txt |
ADJUSTMENT OF CREDIT DEFAULT OPTIONS |
|
none |
none |
2022-05-15 |
other |
dataset_10 |
|
The document describes the adjustment procedures for credit default options, particularly in the... |
Financial transactions/money flowLegal matters/litigation |
— |
SDNY_GM_00244786 |
gemini-2.0-flash-001 |
| 47644 |
EFTA01393163.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document outlines the risks and limitations of credit default options, focusing on issues... |
Financial transactions/money flow |
— |
SDNY_GM_00244789 |
gemini-2.0-flash-001 |
| 47645 |
EFTA01393164.txt |
Credit Default Options Risks |
|
none |
none |
None |
other |
dataset_10 |
|
This document outlines the risks associated with credit default options, including the potential... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
SDNY_GM_00244790 |
gemini-2.0-flash-001 |
| 47646 |
EFTA01393165.txt |
Supplement to Characteristics and Risks of Standardized Options |
|
none |
none |
2008-06 |
supplement |
dataset_10 |
|
This document is a supplement to a booklet about standardized options, updating information on... |
Financial transactions/money flow |
— |
SDNY_GM_00244791 |
gemini-2.0-flash-001 |
| 47647 |
EFTA01393166.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document defines and explains different types of options, including binary and range... |
Financial transactions/money flowLegal matters/litigation |
— |
SDNY_GM_00244793 |
gemini-2.0-flash-001 |
| 47648 |
EFTA01393167.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document describes the calculation of cash settlement amounts for range index options,... |
Financial transactions/money flow |
— |
SDNY_GM_00244796 |
gemini-2.0-flash-001 |
| 47649 |
EFTA01393168.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document defines and explains the concepts of intrinsic value and time value in options... |
Financial transactions/money flow |
— |
SDNY_GM_00244798 |
gemini-2.0-flash-001 |
| 47650 |
EFTA01393169.txt |
Binary Stock Options |
|
none |
none |
2007-05 |
other |
dataset_10 |
|
This document describes the special features of binary stock options, including the exercise... |
Financial transactions/money flow |
— |
SDNY_GM_00244800 |
gemini-2.0-flash-001 |
| 47651 |
EFTA01393170.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document explains how binary stock options are adjusted in the event of stock splits,... |
Financial transactions/money flow |
— |
SDNY_GM_00244801 |
gemini-2.0-flash-001 |
| 47652 |
EFTA01393171.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document describes adjustments to binary stock options and indexes in the event of a merger... |
Financial transactions/money flowLegal matters/litigation |
— |
SDNY_GM_00244802 |
gemini-2.0-flash-001 |
| 47653 |
EFTA01393172.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document describes the features of index options, focusing on cash settlements and... |
Financial transactions/money flow |
— |
SDNY_GM_00244803 |
gemini-2.0-flash-001 |
| 47654 |
EFTA01393173.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document contains revisions to a booklet regarding the risks of options trading. It details... |
Financial transactions/money flowLegal matters/litigation |
— |
None |
gemini-2.0-flash-001 |
| 47655 |
EFTA01393174.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document provides information about put options, margin requirements, and cash-secured put... |
Financial transactions/money flow |
— |
SDNY_GM_00244808 |
gemini-2.0-flash-001 |
| 47656 |
EFTA01393175.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document explains the risks associated with trading options, particularly binary and range... |
Financial transactions/money flow |
— |
SDNY_GM_00244809 |
gemini-2.0-flash-001 |
| 47657 |
EFTA01393176.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document explains the risks associated with cash-settled index calls, specifically the... |
Financial transactions/money flow |
— |
SDNY_GM_00244811 |
gemini-2.0-flash-001 |
| 47658 |
EFTA01393177.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document provides updated information regarding index options and risks associated with... |
Financial transactions/money flowLegal matters/litigation |
— |
SDNY_GM_00244813 |
gemini-2.0-flash-001 |
| 47659 |
EFTA01393178.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document describes the risks and rewards associated with range options. It explains the... |
Financial transactions/money flow |
— |
SDNY_GM_00244816 |
gemini-2.0-flash-001 |
| 47660 |
EFTA01393179.txt |
SUPPLEMENT to Characteristics and Risks of Standardized Options |
|
none |
none |
DECEMBER 2009 |
supplement |
dataset_10 |
|
This document is a supplement to the 'Characteristics and Risks of Standardized Options'... |
Financial transactions/money flow |
— |
SDNY_GM_00244817 |
gemini-2.0-flash-001 |
| 47661 |
EFTA01393180.txt |
Stock Indexes, Variability Indexes, Strategy-based Indexes and Dividend Indexes |
|
none |
none |
1997-12 |
other |
dataset_10 |
|
This document amends information in a booklet regarding stock indexes, variability indexes,... |
Financial transactions/money flow |
— |
SDNY_GM_00244819 |
gemini-2.0-flash-001 |
| 47662 |
EFTA01393181.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document describes the calculation and risks associated with implied volatility indexes and... |
Financial transactions/money flow |
— |
SDNY_GM_00244822 |
gemini-2.0-flash-001 |
| 47663 |
EFTA01393182.txt |
Strategy-Based Indexes |
|
none |
none |
None |
other |
dataset_10 |
|
The document describes strategy-based indexes and realized variability options, emphasizing... |
Financial transactions/money flow |
— |
SDNY_GM_00244823 |
gemini-2.0-flash-001 |
| 47664 |
EFTA01393183.txt |
Strategy-based index |
|
none |
none |
None |
other |
dataset_10 |
|
The document explains how a buy-write index is calculated, detailing the hypothetical strategy... |
Financial transactions/money flow |
— |
SDNY_GM_00244824 |
gemini-2.0-flash-001 |
| 47665 |
EFTA01393184.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document discusses the risks and complexities of investing in options on variability... |
Financial transactions/money flow |
— |
SDNY_GM_00244827 |
gemini-2.0-flash-001 |
| 47666 |
EFTA01393185.txt |
OPTIONS ON CONVENTIONAL INDEX-LINKED SECURITIES |
|
none |
none |
2007-06 |
other |
dataset_10 |
|
This document describes options on conventional index-linked securities, which are debt... |
Financial transactions/money flow |
— |
SDNY_GM_00244832 |
gemini-2.0-flash-001 |
| 47667 |
EFTA01393186.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document describes the terms and conditions of index-linked securities and options,... |
Financial transactions/money flowLegal matters/litigation |
— |
SDNY_GM_00244833 |
gemini-2.0-flash-001 |
| 47668 |
EFTA01393187.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document details proposed insertions into a booklet concerning the special risks associated... |
Financial transactions/money flowLegal matters/litigation |
— |
SDNY_GM_00244835 |
gemini-2.0-flash-001 |
| 47669 |
EFTA01393188.txt |
ADJUSTMENT OF CREDIT DEFAULT OPTIONS |
|
none |
none |
2022-05-15 |
other |
dataset_10 |
|
The document describes the adjustment of credit default options when certain events occur, such... |
Financial transactions/money flowLegal matters/litigation |
— |
SDNY_GM_00244839 |
gemini-2.0-flash-001 |
| 47670 |
EFTA01393189.txt |
Adjustment of credit default basket options for a complete redemption |
|
none |
none |
2022-05-15 |
other |
dataset_10 |
|
This document describes the adjustment of credit default basket options when a reference entity... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
SDNY_GM_00244840 |
gemini-2.0-flash-001 |
| 47671 |
EFTA01393190.txt |
Credit Default Options Adjustment |
|
none |
none |
2022-05-15 |
other |
dataset_10 |
|
The document describes how credit default options are adjusted after a succession event, such as... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
SDNY_GM_00244841 |
gemini-2.0-flash-001 |
| 47672 |
EFTA01393191.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document describes the risks and lack of transparency in the credit default options market,... |
Financial transactions/money flowLegal matters/litigation |
— |
SDNY_GM_00244842 |
gemini-2.0-flash-001 |
| 47673 |
EFTA01393192.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document discusses the risks associated with credit default options, including the... |
Financial transactions/money flowLegal matters/litigation |
— |
SDNY_GM_00244843 |
gemini-2.0-flash-001 |
| 47674 |
EFTA01393193.txt |
SUPPLEMENT |
|
none |
none |
January 2012 |
other |
dataset_10 |
|
This document is a supplement to the booklet entitled Characteristics and Risks of Standardized... |
Financial transactions/money flow |
— |
SDNY_GM_00244852 |
gemini-2.0-flash-001 |
| 47675 |
EFTA01393195.txt |
Option Agreement and Approval Form |
|
none |
none |
010721.051018 |
form |
dataset_10 |
|
This is an Option Agreement and Approval Form from Deutsche Bank Wealth Management. It collects... |
Financial transactions/money flowBusiness dealings |
— |
WS4189768 |
gemini-2.0-flash-001 |
| 47676 |
EFTA01393196.txt |
Options Agreement |
|
none |
none |
2018 |
legal filing |
dataset_10 |
|
This document is an options agreement between DBSI and its customers, outlining the terms and... |
Legal matters/litigationFinancial transactions/money flowBusiness dealings |
— |
WM189768 010721.051018 |
gemini-2.0-flash-001 |
| 47677 |
EFTA01393197.txt |
Special Statement for Uncovered Option Writers |
|
none |
none |
2017 |
statement |
dataset_10 |
|
This document is a special statement from Deutsche Bank Wealth Management to Jeffrey Epstein... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
WM179363 |
gemini-2.0-flash-001 |
| 47678 |
EFTA01393198.txt |
Option Agreement and Approval Form |
|
none |
none |
010721.051018 |
Form |
dataset_10 |
|
This document is an Option Agreement and Approval form for Jeffrey Epstein's account with... |
Financial transactions/money flowBusiness dealings |
— |
N4Gxxx968, B3340033, W14189768 |
gemini-2.0-flash-001 |
| 47679 |
EFTA01393199.txt |
Authorization of Inquiry Capabilities |
Jeffrey Epstein |
none |
none |
2013-02-02 |
authorization |
dataset_10 |
|
This document is an authorization signed by Jeffrey Epstein, as President of Southern Trust... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0098680 |
gemini-2.0-flash-001 |
| 47680 |
EFTA01393200.txt |
Authorization of Inquiry Capabilities |
Jeffrey Epstein |
none |
none |
2013-07-02 |
certification |
dataset_10 |
|
This document is a certification signed by Jeffrey Epstein, as Manager of Southern Financial,... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0098681, SDNY_GM_00244865 |
gemini-2.0-flash-001 |
| 47681 |
EFTA01393201.txt |
RE: MTA Coverage and Glendower Requests |
Frank DeBeneditti |
none |
none |
2018-05-09 |
email |
dataset_10 |
|
Frank DeBeneditti sends an email to Andrew King with information and attachments about Glendower... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Andrew King, ldfield |
DB-SDNY-0098683 |
gemini-2.0-flash-001 |
| 47682 |
EFTA01393202.txt |
Glendower Materials Request |
Andrew King |
none |
none |
None |
email |
dataset_10 |
|
Andrew King informs recipients that Frank DeBenedittis will cover for him while he is on MTA and... |
Business dealingsCommunications/correspondenceEmployment/staffing |
Frank DeBenedittis (copied) |
DB-SDNY-0098684, SDNY_GM_00244868 |
gemini-2.0-flash-001 |
| 47683 |
EFTA01393203.txt |
Form ADV Part 2A - iCapital Advisors, LLC |
|
none |
none |
2018 |
legal filing |
dataset_10 |
|
This document is an update to iCapital Advisors, LLC's Form ADV Part 2A, detailing material... |
Business dealingsFinancial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0098687 |
gemini-2.0-flash-001 |
| 47684 |
EFTA01393204.txt |
Aspen Grove Capital, LLC, iCapital Advisors, LLC |
|
none |
none |
None |
Form ADV Part 2A |
dataset_10 |
|
This document is a Form ADV Part 2A for iCapital Advisors, LLC, outlining the investment... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0098688 |
gemini-2.0-flash-001 |
| 47685 |
EFTA01393205.txt |
Form ADV Part 2A |
|
none |
none |
None |
other |
dataset_10 |
|
This document is Form ADV Part 2A for iCapital Advisors, LLC, detailing management fees,... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0098690 |
gemini-2.0-flash-001 |
| 47686 |
EFTA01393206.txt |
Aspen Grove Capital, LLC iCapital Advisors, LLC |
|
none |
none |
None |
Form ADV Part 2A |
dataset_10 |
|
This document is Form ADV Part 2A for Aspen Grove Capital, LLC and iCapital Advisors, LLC. It... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0098693 |
gemini-2.0-flash-001 |
| 47687 |
EFTA01393207.txt |
Form ADV Part 2A |
|
none |
none |
None |
report |
dataset_10 |
|
This document describes the due diligence process employed by iCapital Advisors, LLC, for... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0098694 |
gemini-2.0-flash-001 |
| 47688 |
EFTA01393208.txt |
Form ADV Part 2A |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is Form ADV Part 2A for iCapital Advisors, LLC, outlining their investment... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0098695 |
gemini-2.0-flash-001 |
| 47689 |
EFTA01393209.txt |
Form ADV Part 2A |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a Form ADV Part 2A from Aspen Grove Capital and iCapital Advisors, outlining... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0098696 |
gemini-2.0-flash-001 |
| 47690 |
EFTA01393210.txt |
None |
|
none |
none |
None |
Form ADV Part 2A |
dataset_10 |
|
This document is a Form ADV Part 2A from iCapital Advisors, LLC, outlining the terms and risks... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0098697 |
gemini-2.0-flash-001 |
| 47691 |
EFTA01393211.txt |
Form ADV Part 2A |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a Form ADV Part 2A outlining the risks associated with investing in Private... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0098698 |
gemini-2.0-flash-001 |
| 47692 |
EFTA01393212.txt |
Form ADV Part 2A |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is Form ADV Part 2A for iCapital Advisors, LLC, outlining potential risks... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0098699, SDNY_GM_00244883 |
gemini-2.0-flash-001 |
| 47693 |
EFTA01393213.txt |
Form ADV Part 2A |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a Form ADV Part 2A from Aspen Grove Capital, LLC and iCapital Advisors, LLC. It... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0098700 |
gemini-2.0-flash-001 |
| 47694 |
EFTA01393214.txt |
Form ADV Part 2A |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a Form ADV Part 2A, which outlines the risks associated with investing in... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0098701 |
gemini-2.0-flash-001 |
| 47695 |
EFTA01393215.txt |
Form ADV Part 2A |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a Form ADV Part 2A for Aspen Grove Capital and iCapital Advisors, outlining... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0098702 |
gemini-2.0-flash-001 |
| 47696 |
EFTA01393216.txt |
Form ADV Part 2A |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a Form ADV Part 2A from Aspen Grove Capital and iCapital Advisors, outlining... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0098703 |
gemini-2.0-flash-001 |
| 47697 |
EFTA01393217.txt |
Form ADV Part 2A |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a Form ADV Part 2A, outlining the risks associated with investing in various... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0098705 |
gemini-2.0-flash-001 |
| 47698 |
EFTA01393218.txt |
Aspen Grove Capital. LLC iCapital Advisors, LLC Form ADV Part 2A |
|
none |
none |
None |
Form ADV Part 2A |
dataset_10 |
|
This document is a Form ADV Part 2A for Aspen Grove Capital LLC and iCapital Advisors LLC. It... |
Financial transactions/money flow |
— |
DB-SDNY-0098706 |
gemini-2.0-flash-001 |
| 47699 |
EFTA01393219.txt |
Form ADV Part 2A |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a Form ADV Part 2A for iCapital Advisors, LLC, outlining potential risks... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0098707, SDNY_GM_00244891 |
gemini-2.0-flash-001 |
| 47700 |
EFTA01393220.txt |
Aspen Grove Capital, LLC; iCapital Advisors, LLC |
|
none |
none |
None |
Form ADV Part 2A |
dataset_10 |
|
This document is Form ADV Part 2A for Aspen Grove Capital and iCapital Advisors, outlining the... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0098709 |
gemini-2.0-flash-001 |