| 47501 |
EFTA01393017.txt |
Structured Products Agreement and Approval Form |
|
none |
none |
None |
form |
dataset_10 |
|
This is a Structured Products Agreement and Approval Form requiring a client's signature to... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0098365
SD NY_G M_00244549 |
gemini-2.0-flash-001 |
| 47502 |
EFTA01393018.txt |
Trading Instructions via Electronic Media Agreement |
Branch suosnisces s' |
none |
none |
October 13, 2017 |
letter |
dataset_10 |
|
This document is a letter from Deutsche Bank Securities Inc. outlining the terms and conditions... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
N40023804, N4GG24943; N4G024935, N4G073812, N40024950 |
gemini-2.0-flash-001 |
| 47503 |
EFTA01393019.txt |
Option Agreement and Approval Form |
|
none |
none |
11/18/2011 |
Form |
dataset_10 |
|
This document is an Option Agreement and Approval Form for Southern Trust Company Inc with... |
Financial transactions/money flowBusiness dealings |
— |
N4G026098 |
gemini-2.0-flash-001 |
| 47504 |
EFTA01393020.txt |
Option Objectives |
|
none |
none |
None |
form |
dataset_10 |
|
This document is a form outlining a client's option objectives and their acknowledgement of the... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0098369, SDNY_GM_00244553, 006404.051011, 02-WAI-0117 Oar t4 (Milt) |
gemini-2.0-flash-001 |
| 47505 |
EFTA01393021.txt |
Risks, Prohibitions and General Information Concerning Option Trading |
Deutsche Bank Alex. Brown |
none |
none |
03/11 |
legal filing |
dataset_10 |
|
This document is a risk disclosure and agreement for options trading between a customer and... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
N-0127 Oki 14 |
gemini-2.0-flash-001 |
| 47506 |
EFTA01393022.txt |
Special Statement for Uncovered Option Writers |
|
none |
none |
None |
form |
dataset_10 |
|
This document is a special statement for uncovered option writers, outlining the significant... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0098371, SDNY_GM_00244555 |
gemini-2.0-flash-001 |
| 47507 |
EFTA01393023.txt |
Joint Account Supplement to Option Account Agreement and Approval Form |
|
none |
none |
None |
Form |
dataset_10 |
|
This document is a Joint Account Supplement form for Deutsche Bank Alex. Brown, collecting... |
Financial transactions/money flow |
— |
DB-SDNY-0098372 |
gemini-2.0-flash-001 |
| 47508 |
EFTA01393024.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document appears to be a scanned page with OCR errors, containing only administrative... |
|
— |
DB-SDNY-0098373, SDNY_GM_00244557 |
gemini-2.0-flash-001 |
| 47509 |
EFTA01393025.txt |
Trading Authorization |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a trading authorization form, granting either limited or full trading authority... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
WM I3495TUS |
gemini-2.0-flash-001 |
| 47510 |
EFTA01393026.txt |
Indemnification |
|
none |
none |
4 |
legal filing |
dataset_10 |
|
This document is an indemnification agreement signed by Jeffrey Epete, holding OBSI and DB... |
Legal matters/litigationFinancial transactions/money flow |
— |
WM134957-US |
gemini-2.0-flash-001 |
| 47511 |
EFTA01393027.txt |
Authorization/Power of Attorney |
|
none |
none |
None |
Power of Attorney |
dataset_10 |
|
This document is a Power of Attorney authorization outlining the legal responsibilities of the... |
Legal matters/litigation |
— |
WM134957.US
014707.5911514 |
gemini-2.0-flash-001 |
| 47512 |
EFTA01393028.txt |
Re: BSO Exception Request - DB POA Form [I] |
Zbynek Kozelsky |
suspicious |
none |
2013-10-22 |
email |
dataset_10 |
|
This email chain discusses onboarding Jeffrey Epstein as a new client at Deutsche Bank and... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Vahe Stepanian |
|
gemini-2.0-flash-001 |
| 47513 |
EFTA01393030.txt |
AUTHORIZATION OF POWER OF ATTORNEY |
|
none |
none |
10-4.4 |
legal filing |
dataset_10 |
|
This document is an Authorization of Power of Attorney, granting an agent the authority to... |
Legal matters/litigationFinancial transactions/money flow |
— |
DB-SDNY-0098383 |
gemini-2.0-flash-001 |
| 47514 |
EFTA01393031.txt |
Trading Authorization |
|
none |
none |
01/12 |
legal filing |
dataset_10 |
|
This document is a trading authorization form for DBSI, allowing an agent to manage an account... |
Financial transactions/money flowLegal matters/litigation |
— |
11-PWM-0085 |
gemini-2.0-flash-001 |
| 47515 |
EFTA01393032.txt |
Authorization/ Power of Attorney |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a Power of Attorney authorization form where the Undersigned grants an agent... |
Legal matters/litigationFinancial transactions/money flow |
— |
11-PWM-0965 (01112) |
gemini-2.0-flash-001 |
| 47516 |
EFTA01393033.txt |
Power of Attorney |
|
none |
none |
4/3 |
legal filing |
dataset_10 |
|
This document is a Power of Attorney form requiring signatures and dates from the undersigned.... |
Legal matters/litigation |
— |
11.PINTM1985101/111 |
gemini-2.0-flash-001 |
| 47517 |
EFTA01393034.txt |
ACKNOWLEDGEMENT OF PRINCIPAL'S SIGNATURE |
|
none |
none |
7/1-414 |
legal filing |
dataset_10 |
|
This document is a legal form for acknowledging a principal's signature, both within and outside... |
Legal matters/litigation |
— |
11-PW740985 101112)
039611-010512 |
gemini-2.0-flash-001 |
| 47518 |
EFTA01393035.txt |
Authorization/Power of Attorney |
|
none |
none |
unknown |
legal filing |
dataset_10 |
|
This document is an Authorization/Power of Attorney form outlining the responsibilities and... |
Legal matters/litigation |
— |
11-PLVAA4M95!01/12) |
gemini-2.0-flash-001 |
| 47519 |
EFTA01393036.txt |
POA issues (I) |
Vahe Stepanian |
suspicious |
possible |
2013-10-21 |
email |
dataset_10 |
|
This email discusses onboarding a new high-value client, Jetkey.Epstein, and requests exceptions... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Fran M Wickma, Jay Lipma, Zbynek Kozelsky, MO CIP |
DB-SDNY-0098392 |
gemini-2.0-flash-001 |
| 47520 |
EFTA01393037.txt |
Account Agreement |
|
none |
none |
None |
Account Agreement |
dataset_10 |
|
This document is an account agreement between a client and Deutsche Asset & Wealth Management.... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
1114014541454.10rlor ICS 00512 |
gemini-2.0-flash-001 |
| 47521 |
EFTA01393038.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document appears to be a scanned document with poor OCR quality, resulting in garbled and... |
|
— |
DB-SONY-0098395, SDNY_GM_00244579 |
gemini-2.0-flash-001 |
| 47522 |
EFTA01393039.txt |
None |
|
suspicious |
possible |
None |
other |
dataset_10 |
|
This document appears to be a legal agreement outlining the terms and conditions between DSSI... |
Legal matters/litigationFinancial transactions/money flow |
— |
DB-SDNY-0098397
SDNY GM_00244581 |
gemini-2.0-flash-001 |
| 47523 |
EFTA01393040.txt |
Tax Status Declaration |
|
none |
none |
None |
form |
dataset_10 |
|
This document is a tax status declaration form. It appears to be a scanned image with some OCR errors. |
Financial transactions/money flow |
— |
None |
gemini-2.0-flash-001 |
| 47524 |
EFTA01393041.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document appears to be a financial record or diagram, but the poor text quality makes it... |
|
— |
None |
gemini-2.0-flash-001 |
| 47525 |
EFTA01393042.txt |
APPENDIX TO THIS ACCOUNT AGREEMENT. DISCLOSURES AND DISCLAIMERS |
|
none |
none |
None |
other |
dataset_10 |
|
This document is an appendix to an account agreement, containing disclosures and disclaimers. It... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0098402, SDNY_GM_00244586 |
gemini-2.0-flash-001 |
| 47526 |
EFTA01393043.txt |
VOL |
|
none |
none |
O'Ct.Hatir |
other |
dataset_10 |
|
The document appears to be a scanned image of a label or sign, containing fragmented text and... |
|
— |
DB-SDNY-0098405 |
gemini-2.0-flash-001 |
| 47527 |
EFTA01393044.txt |
Corporate Account Authorization and Terms and Conditions Officer's Certificate |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a Corporate Account Authorization and Terms and Conditions Officer's... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
4-47-4.(14e |
gemini-2.0-flash-001 |
| 47528 |
EFTA01393045.txt |
Officer's Certificate |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is an Officer's Certificate for Ow Corporation, certifying resolutions and... |
Legal matters/litigationBusiness dealings |
— |
DB-SDNY-0098407, SDNY_GM_00244591 |
gemini-2.0-flash-001 |
| 47529 |
EFTA01393046.txt |
Articles of Incorporation of Financial Infomatics, Inc. |
|
none |
none |
None |
Articles of Incorporation |
dataset_10 |
|
This document is the Articles of Incorporation for Financial Infomatics, Inc., establishing the... |
Business dealingsLegal matters/litigation |
— |
DB-SDNY-0098408, SDNY_GM_00244592 |
gemini-2.0-flash-001 |
| 47530 |
EFTA01393047.txt |
None |
|
none |
none |
None |
Article |
dataset_10 |
|
This document outlines the articles of incorporation for a Corporation, detailing its authorized... |
Business dealings |
— |
None |
gemini-2.0-flash-001 |
| 47531 |
EFTA01393048.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the powers of the Board of Directors of a corporation, including the... |
Business dealingsFinancial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0098410 |
gemini-2.0-flash-001 |
| 47532 |
EFTA01393049.txt |
None |
|
none |
none |
2011-11-12 |
other |
dataset_10 |
|
This document is an image of a notarized statement from St. Thomas/St. John, USVI, acknowledging... |
Legal matters/litigation |
— |
DB-SONY-0098414, SDNY_GM_00244598 |
gemini-2.0-flash-001 |
| 47533 |
EFTA01393050.txt |
Incorporation |
|
none |
none |
November 18; 2q1 |
other |
dataset_10 |
|
This document is a certificate of incorporation issued by the Government of the Virgin Islands... |
Business dealings |
— |
DB-SDNY-OO98416, SDNY_GM_OO2448OO |
gemini-2.0-flash-001 |
| 47534 |
EFTA01393051.txt |
Amendment of Incorporation - Financial Infomatics to Southern Trust Company, Inc. |
|
none |
none |
2012-10-31 |
Certificate |
dataset_10 |
|
This document is a certificate from the Lieutenant Governor of the Virgin Islands, certifying... |
Business dealingsLegal matters/litigation |
— |
|
gemini-2.0-flash-001 |
| 47535 |
EFTA01393052.txt |
CERTIFICATH2N OF GOOD STANDING |
Director, Division-of Corporation and Trade:marts |
none |
none |
2013-06-25 |
certificate |
dataset_10 |
|
This document is a Certificate of Good Standing for SOUTHERN TRUST COMPANY, INC. (formerly... |
Business dealingsLegal matters/litigation |
— |
DB-SDNY-0098419, SDNY_GM_00244603 |
gemini-2.0-flash-001 |
| 47536 |
EFTA01393053.txt |
Consent of the Board of Directors of Southern Trust Company Inc. |
|
none |
none |
March 19, 2013 |
Consent of the Board of Directors |
dataset_10 |
|
This document is the consent of the Board of Directors of Southern Trust Company Inc. approving... |
Business dealingsFinancial transactions/money flowLegal matters/litigation |
— |
None |
gemini-2.0-flash-001 |
| 47537 |
EFTA01393054.txt |
Merger Agreement Resolutions |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document contains resolutions passed by the Board of Directors of a Corporation to... |
Business dealingsFinancial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0098421, SDNY_GM_00244805 |
gemini-2.0-flash-001 |
| 47538 |
EFTA01393055.txt |
Consent Resolution |
|
none |
none |
2013-03-19 |
legal filing |
dataset_10 |
|
This document is a consent resolution from the directors of Financial Trust Company, Inc. It... |
Business dealingsLegal matters/litigation |
— |
DB-SDNY-0098422, SDNY_GM_00244606 |
gemini-2.0-flash-001 |
| 47539 |
EFTA01393056.txt |
Consent of Directors of Financial Informatics, Inc. |
|
none |
none |
2011-11-16 |
legal filing |
dataset_10 |
|
This document is a consent resolution from the directors of Financial Informatics, Inc., dated... |
Business dealings |
— |
DB-SDNY-0098423, SDNY_GM_00244807 |
gemini-2.0-flash-001 |
| 47540 |
EFTA01393057.txt |
Bank Account Resolutions and Fiscal Year |
|
none |
none |
None |
resolution |
dataset_10 |
|
This document contains resolutions from the Board of Directors regarding banking procedures,... |
Financial transactions/money flowBusiness dealingsLegal matters/litigation |
— |
DB-SDNY-0098425, SDNY_GM_00244809 |
gemini-2.0-flash-001 |
| 47541 |
EFTA01393058.txt |
Resolution regarding transacting business |
|
none |
none |
2011-11-186 |
resolution |
dataset_10 |
|
This document is a resolution for Financial Informatics, Inc., authorizing its officers to take... |
Business dealings |
— |
DB-SDNY-0098426, SDNY_GM_00244610 |
gemini-2.0-flash-001 |
| 47542 |
EFTA01393059.txt |
Subscription for Common Stock |
|
none |
none |
2011-11-16 |
subscription agreement |
dataset_10 |
|
This document is a subscription agreement where Jeffrey E. Bps subscribes for 10,000 shares of... |
Financial transactions/money flowBusiness dealings |
— |
|
gemini-2.0-flash-001 |
| 47543 |
EFTA01393060.txt |
CIP failure rectification |
Jay Lipman |
suspicious |
none |
2013-08-26 |
email |
dataset_10 |
|
Jay Lipman sent an email to Fran M Wickman requesting confirmation that the provided document is... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Fran M Wickman |
DB-SDNY-0098428 |
gemini-2.0-flash-001 |
| 47544 |
EFTA01393062.txt |
Institutional Suitability Certificate Affirmative Indication Of Exercise Of Independent Judgment |
|
none |
none |
None |
Certificate |
dataset_10 |
|
This document is an Institutional Suitability Certificate where Jeffrey Epstein signs on behalf... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
C11088.041612 |
gemini-2.0-flash-001 |
| 47545 |
EFTA01393063.txt |
FW: Caterpillar Trust [I) |
Natalie Barak |
none |
none |
2019-04-04 |
email |
dataset_10 |
|
This email chain discusses the correct payee information for a check related to The 2017... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Daphne Cales, Brigid Macias, Stewart Oldfield |
DB-SDNY-0098434 |
gemini-2.0-flash-001 |
| 47546 |
EFTA01393064.txt |
RE: Caterpillar Trust [I] |
Stewart Oldfield |
suspicious |
possible |
2019-04-04 |
email |
dataset_10 |
|
Stewart Oldfield inquires about making a check out to someone other than Caterpillar Trust after... |
Financial transactions/money flowBusiness dealings |
Natalie Barak |
DB-SDNY-0098435 |
gemini-2.0-flash-001 |
| 47547 |
EFTA01393065.txt |
RE: Butterfly Trust - new brokerage account needed III IC) |
Liam Osullivan |
none |
none |
2018-09-25 |
email |
dataset_10 |
|
Liam O'Sullivan from DB Securities Inc. sends an email to Stewart Oldfield, Davide-A Sferrazza,... |
Financial transactions/money flowBusiness dealings |
Stewart Oldfield, Davide-A Sferrazza, Martin Zeman |
DB-SDNY-0098437 |
gemini-2.0-flash-001 |
| 47548 |
EFTA01393066.txt |
RE: Butterfly Trust - new brokerage account needed |
Stewart oldfield |
none |
none |
2018-09-06 |
email |
dataset_10 |
|
This email chain discusses the process of opening a new brokerage account for Butterfly Trust.... |
Financial transactions/money flowBusiness dealings |
Davide-A Sferrazza, Martin Zeman, Liam Osullivan |
DB-SDNY-0098438 |
gemini-2.0-flash-001 |
| 47549 |
EFTA01393067.txt |
New brokerage account for Jeffrey |
Stewart Oldfield |
none |
none |
None |
email |
dataset_10 |
|
Stewart Oldfield from Deutsche Bank requests Rich Kahn to open a new brokerage account for... |
Financial transactions/money flowBusiness dealings |
Rich Kahn |
DB-SDNY-0098439 |
gemini-2.0-flash-001 |
| 47550 |
EFTA01393068.txt |
Request for Taxpayer Identification Number and Certification |
|
none |
none |
2017-11 |
Form |
dataset_10 |
|
This is a Form W-9, Request for Taxpayer Identification Number and Certification, for Butterfly... |
Financial transactions/money flowLegal matters/litigation |
— |
Form W-9 |
gemini-2.0-flash-001 |
| 47551 |
EFTA01393069.txt |
Form W-9 |
|
none |
none |
2017-11 |
form |
dataset_10 |
|
This document is a Form W-9 instruction sheet, providing information on exemptions from backup... |
Financial transactions/money flowLegal matters/litigation |
— |
None |
gemini-2.0-flash-001 |
| 47552 |
EFTA01393070.txt |
IRS Information and Privacy Act Notice |
|
none |
none |
2017-11 |
other |
dataset_10 |
|
This document is an IRS notice informing taxpayers about email scams, identity theft, and their... |
Legal matters/litigationCommunications/correspondence |
— |
DB-SDNY-0098445, SDNY_GM_00244629 |
gemini-2.0-flash-001 |
| 47553 |
EFTA01393071.txt |
Brokerage Account Agreement |
|
none |
none |
None |
Agreement |
dataset_10 |
|
This document is a Brokerage Account Agreement from Deutsche Bank Securities Inc. The document... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0098446 |
gemini-2.0-flash-001 |
| 47554 |
EFTA01393072.txt |
Understanding Your Brokerage and Investment Advisory Relationships with Deutsche Bank Securities Inc. |
|
none |
none |
None |
other |
dataset_10 |
|
This document explains the differences between brokerage and investment advisory services... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
WM189778 015684.080218 |
gemini-2.0-flash-001 |
| 47555 |
EFTA01393073.txt |
Account Agreement |
Deutsche Bank Securities Inc. (DBSI) |
none |
none |
None |
Account Agreement |
dataset_10 |
|
This document is an account agreement between Deutsche Bank Securities Inc. and Butterfly Trust,... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Butterfly Trust |
71n,r:alg
Accti;
r..nt f nfl . the
hovel:
00802 |
gemini-2.0-flash-001 |
| 47556 |
EFTA01393074.txt |
Account Agreement (continued) |
|
none |
none |
None |
Legal Document |
dataset_10 |
|
This document is a continuation of an account agreement between DBSI and its clients, outlining... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
WM189778 015684.080'218 |
gemini-2.0-flash-001 |
| 47557 |
EFTA01393075.txt |
Account Agreement (continued) |
|
none |
none |
2018-02-08 |
legal filing |
dataset_10 |
|
This document is a continuation of an account agreement between a client and DBSI. It outlines... |
Financial transactions/money flowLegal matters/litigation |
— |
WM189778 015684.080218 |
gemini-2.0-flash-001 |
| 47558 |
EFTA01393076.txt |
Account Agreement |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is an account agreement between a client and DBSI and Pershing, outlining the... |
Legal matters/litigationFinancial transactions/money flow |
— |
WM189778 015684.080218 |
gemini-2.0-flash-001 |
| 47559 |
EFTA01393077.txt |
Account Agreement |
|
none |
none |
015684.080218 |
legal filing |
dataset_10 |
|
This document is an account agreement confirmation of tax and compliance responsibilities. It... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
WM189778 |
gemini-2.0-flash-001 |
| 47560 |
EFTA01393078.txt |
Appendix to the Account Agreement |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is an appendix to an account agreement between a client and DBSI. It covers topics... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
WM189778 01.5684.080218 |
gemini-2.0-flash-001 |
| 47561 |
EFTA01393079.txt |
Margin disclosure |
Deutsche Bank Securities Inc. (DBSI) |
none |
none |
None |
disclosure |
dataset_10 |
|
This document is a margin disclosure from Deutsche Bank Securities Inc. (DBSI) outlining the... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Client |
WM189778 |
gemini-2.0-flash-001 |
| 47562 |
EFTA01393080.txt |
Margin addendum to account agreement |
|
none |
none |
2018-02-08 |
legal filing |
dataset_10 |
|
This document is a margin addendum to an account agreement between a client and DBSI/Pershing.... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
NA.4189778 |
gemini-2.0-flash-001 |
| 47563 |
EFTA01393081.txt |
Margin addendum to account agreement (continued) |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the terms and conditions of a margin account agreement between a client... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
WM18.51778 015684.084121 |
gemini-2.0-flash-001 |
| 47564 |
EFTA01393082.txt |
Margin Agreement |
|
none |
none |
2010 |
legal filing |
dataset_10 |
|
This document is a margin agreement between a client and a financial institution (DBSI)... |
Financial transactions/money flowLegal matters/litigation |
— |
WM1S9778 015684,060218 |
gemini-2.0-flash-001 |
| 47565 |
EFTA01393083.txt |
Cash Sweep Options Disclosure |
Deutsche Bank Securities Inc. |
none |
none |
None |
disclosure |
dataset_10 |
|
This document is a disclosure from Deutsche Bank Securities Inc. regarding its cash sweep... |
Financial transactions/money flow |
— |
WM179143 |
gemini-2.0-flash-001 |
| 47566 |
EFTA01393084.txt |
Available Cash Sweep Options and Related Differences |
|
suspicious |
none |
None |
other |
dataset_10 |
|
This document describes the available cash sweep options offered by DBSI, including the Insured... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0098464 |
gemini-2.0-flash-001 |
| 47567 |
EFTA01393085.txt |
Eligibility and Summary of Certain Relationships for IDP |
|
none |
none |
None |
other |
dataset_10 |
|
This document describes the eligibility requirements and relationships between entities involved... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
WTt179143 015105.011718 |
gemini-2.0-flash-001 |
| 47568 |
EFTA01393086.txt |
Cash Sweep Options Disclosure |
|
none |
none |
None |
disclosure |
dataset_10 |
|
This document describes the Interest Deposit Program (IDP) offered by DBSI, detailing how... |
Financial transactions/money flow |
— |
WM179143 015105.011718 |
gemini-2.0-flash-001 |
| 47569 |
EFTA01393087.txt |
Account Information |
|
none |
none |
None |
other |
dataset_10 |
|
This document describes the details of a Deposit Account, including how funds are deposited and... |
Financial transactions/money flowLegal matters/litigation |
— |
WM179143 015105.011718 |
gemini-2.0-flash-001 |
| 47570 |
EFTA01393088.txt |
DB AG NY Sweep Program Information |
|
none |
none |
None |
Legal Document |
dataset_10 |
|
This document outlines the terms and conditions of the DB AG NY Sweep Program, including... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
WM179143 015105.011718 |
gemini-2.0-flash-001 |
| 47571 |
EFTA01393089.txt |
Brokerage Docs |
Amanda Kirby [amanda.kirby@db.comj |
suspicious |
possible |
2013-07-19 |
email |
dataset_10 |
|
Amanda Kirby emails Jay Lipman requesting brokerage documents for Southern Financial, LLC and... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Jay Lipman |
DB-SDNY-0098475 |
gemini-2.0-flash-001 |
| 47572 |
EFTA01393090.txt |
Trust Authorization |
|
none |
none |
December 27, 2016 |
Trust Authorization |
dataset_10 |
|
This document is a Trust Authorization form for the Butterfly Trust, allowing Deutsche Bank... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
WM179418 |
gemini-2.0-flash-001 |
| 47573 |
EFTA01393091.txt |
Consent to Electronic Delivery of Materials and Communications |
Deutsche Bank Wealth Management |
none |
none |
2018 |
Consent Form |
dataset_10 |
|
This document is a consent form from Deutsche Bank Wealth Management for electronic delivery of... |
Financial transactions/money flowCommunications/correspondenceLegal matters/litigation |
— |
WM189781 0064211)50418 |
gemini-2.0-flash-001 |
| 47574 |
EFTA01393092.txt |
Customer Identification Program Notice |
Deutsche Bank |
none |
none |
2013 |
notice |
dataset_10 |
|
This document is a Customer Identification Program Notice from Deutsche Bank, informing... |
Financial transactions/money flowLegal matters/litigationCompliance/regulatory |
— |
WM189470 006431.01181B |
gemini-2.0-flash-001 |
| 47575 |
EFTA01393093.txt |
November 2012 Supplement to Characteristics and Risks of Standardized Options |
|
none |
none |
November 2012 |
Supplement |
dataset_10 |
|
This document is a supplement to the Characteristics and Risks of Standardized Options booklet,... |
Financial transactions/money flowLegal matters/litigation |
— |
SDNY_GM_00244665 |
gemini-2.0-flash-001 |
| 47576 |
EFTA01393094.txt |
None |
|
none |
none |
February 1994 |
other |
dataset_10 |
|
The document appears to be a cover page or header for a document dated February 1994, with a... |
|
— |
SDNY_GM_00244666 |
gemini-2.0-flash-001 |
| 47577 |
EFTA01393095.txt |
Exchange Information |
|
none |
none |
1994 |
other |
dataset_10 |
|
The document lists various stock exchanges and related organizations. It appears to be a... |
|
— |
SDNY_GM_00244667 |
gemini-2.0-flash-001 |
| 47578 |
EFTA01393097.txt |
Options Issued by The Options Clearing Corporation |
|
none |
none |
1934 |
booklet |
dataset_10 |
|
This document is an introduction to options issued by The Options Clearing Corporation (OCC). It... |
Financial transactions/money flow |
— |
SDNY_GM_00244670 |
gemini-2.0-flash-001 |
| 47579 |
EFTA01393098.txt |
Characteristics and Risks of Standardized Options |
|
none |
none |
None |
booklet |
dataset_10 |
|
This document is a booklet describing the characteristics and risks of standardized options, as... |
Financial transactions/money flowLegal matters/litigation |
— |
SDNY_GM_00244673 |
gemini-2.0-flash-001 |
| 47580 |
EFTA01393099.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document describes the process of exercising physical delivery put options and cash-settled... |
Financial transactions/money flow |
— |
SDNY_GM_00244675 |
gemini-2.0-flash-001 |
| 47581 |
EFTA01393100.txt |
Options Trading |
|
none |
none |
None |
other |
dataset_10 |
|
This document explains the basics of options trading, including capped options, physical... |
Financial transactions/money flow |
— |
SDNY_GM_00244677 |
gemini-2.0-flash-001 |
| 47582 |
EFTA01393101.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document describes the cash settlement amount payable for options and how the exercise... |
Financial transactions/money flow |
— |
SDNY_GM_00244679 |
gemini-2.0-flash-001 |
| 47583 |
EFTA01393102.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document defines the term 'premium' in options trading, explaining that it is the price... |
Financial transactions/money flow |
— |
SDNY_GM_00244680 |
gemini-2.0-flash-001 |
| 47584 |
EFTA01393103.txt |
Options Market Terminology |
|
none |
none |
None |
other |
dataset_10 |
|
This document defines key terms related to options markets, including position limits,... |
Financial transactions/money flow |
— |
SDNY_GM_00244682 |
gemini-2.0-flash-001 |
| 47585 |
EFTA01393104.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document defines financial terms related to options trading, including 'at the money,' 'in... |
Financial transactions/money flow |
— |
SDNY_GM_00244683 |
gemini-2.0-flash-001 |
| 47586 |
EFTA01393105.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document explains how cash settlement amounts are calculated for capped call index options.... |
Financial transactions/money flow |
— |
SDNY_GM_00244686 |
gemini-2.0-flash-001 |
| 47587 |
EFTA01393106.txt |
OPTIONS ON EQUITY SECURITIES |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a chapter discussing options on equity securities, including common stocks,... |
Financial transactions/money flow |
— |
SDNY_GM_00244687 |
gemini-2.0-flash-001 |
| 47588 |
EFTA01393107.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document explains stock options, including adjustments that may be made due to certain... |
Financial transactions/money flow |
— |
SDNY_GM_00244688 |
gemini-2.0-flash-001 |
| 47589 |
EFTA01393108.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document explains how stock dividends, stock distributions, and stock splits can result in... |
Financial transactions/money flow |
— |
SDNY_GM_00244689 |
gemini-2.0-flash-001 |
| 47590 |
EFTA01393109.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document describes how stock options are adjusted in the event of corporate actions such as... |
Financial transactions/money flowBusiness dealings |
— |
SDNY_GM_00244690 |
gemini-2.0-flash-001 |
| 47591 |
EFTA01393110.txt |
Index Options |
|
none |
none |
None |
booklet chapter |
dataset_10 |
|
This document is a chapter from a booklet explaining what an index is, focusing on stock indexes... |
Financial transactions/money flow |
— |
None |
gemini-2.0-flash-001 |
| 47592 |
EFTA01393111.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document explains how stock indexes are adjusted to reflect events like capitalization... |
Financial transactions/money flow |
— |
SDNY_GM_00244693 |
gemini-2.0-flash-001 |
| 47593 |
EFTA01393112.txt |
FEATURES OF INDEX OPTIONS |
|
none |
none |
None |
other |
dataset_10 |
|
The document explains the features of index options, including calculation methods, settlement... |
Financial transactions/money flow |
— |
SDNY_GM_00244695 |
gemini-2.0-flash-001 |
| 47594 |
EFTA01393113.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document explains the relationship between interest rates, prices of debt securities, and... |
Financial transactions/money flow |
— |
SDNY_GM_00244699 |
gemini-2.0-flash-001 |
| 47595 |
EFTA01393114.txt |
TREASURY SECURITIES |
|
none |
none |
None |
other |
dataset_10 |
|
The document describes Treasury securities, including bonds, notes, and bills, explaining their... |
Financial transactions/money flow |
— |
SDNY_GM_00244700 |
gemini-2.0-flash-001 |
| 47596 |
EFTA01393115.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document describes the trading and settlement of yield-based options, focusing on those... |
Financial transactions/money flow |
— |
SDNY_GM_00244702 |
gemini-2.0-flash-001 |
| 47597 |
EFTA01393116.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document describes yield-based options, focusing on how their pricing is affected by market... |
Financial transactions/money flowLegal matters/litigation |
— |
SDNY_GM_00244703 |
gemini-2.0-flash-001 |
| 47598 |
EFTA01393117.txt |
Foreign Currency Options |
|
none |
none |
None |
chapter |
dataset_10 |
|
This document discusses the risks associated with foreign currency options for both holders and... |
Financial transactions/money flow |
— |
SDNY_GM_00244705 |
gemini-2.0-flash-001 |
| 47599 |
EFTA01393118.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document explains the pricing of foreign currency options, detailing how their values... |
Financial transactions/money flow |
— |
SDNY_GM_00244706 |
gemini-2.0-flash-001 |
| 47600 |
EFTA01393119.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document explains the intrinsic value of foreign currency options and provides examples of... |
Financial transactions/money flow |
— |
SDNY_GM_00244707 |
gemini-2.0-flash-001 |