| 53101 |
EFTA01415433.txt |
RE: Inquiry Regarding Account |
Amlcompliance Inquiries |
suspicious |
none |
2018-04-10 |
email |
dataset_10 |
|
This email from Deutsche Bank's PWM AML Compliance department requests information regarding... |
Financial transactions/money flowCommunications/correspondenceLegal matters/litigation |
Hildegarde Berrios, Stewart Oldfield |
83817 |
gemini-2.0-flash-001 |
| 53102 |
EFTA01415436.txt |
RE: Trade Details --> 5/11/2018 [C] |
Liam Osullivan |
none |
none |
2018-05-11 |
email |
dataset_10 |
|
This email from Liam Osullivan of DB Securities Inc. informs Paul Barrett about the details of... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paul Barrett, Richard Kahn |
|
gemini-2.0-flash-001 |
| 53103 |
EFTA01415439.txt |
RM0082289 Daily Deposit Report 20171214 |
|
suspicious |
none |
2017-12-14 |
email |
dataset_10 |
|
This email contains a daily deposit report listing large, zero, and negative balances for... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 53104 |
EFTA01415440.txt |
Automatic reply: Inquiry Regarding Account 42959295, Client: LSJE, LLC; Alert No. 82626 - DUE Jan 3 [I] |
Stewart Oldfield |
none |
none |
2017-12-26 |
email |
dataset_10 |
|
This is an automatic out-of-office email from Stewart Oldfield, indicating he will be out of the... |
Communications/correspondence |
Danya Friedman |
42959295, 82626 |
gemini-2.0-flash-001 |
| 53105 |
EFTA01415441.txt |
Re: Third Lake Capital [I] |
Stewart Oldfield |
none |
none |
2018-02-14 |
email |
dataset_10 |
|
Stewart Oldfield identifies key accounts at Deutsche Bank, including Elysium (Leon Black),... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Xavier Avila |
None |
gemini-2.0-flash-001 |
| 53106 |
EFTA01415444.txt |
Re: Great to meet you! |
Richard Kahn |
none |
none |
2017-09-20 |
email |
dataset_10 |
|
Richard Kahn from HBRK Associates responds to Martin Zeman from Deutsche Bank, following up on a... |
Business dealingsFinancial transactions/money flowCommunications/correspondence |
Martin Zeman |
None |
gemini-2.0-flash-001 |
| 53107 |
EFTA01415447.txt |
RE: Rothschild [C] |
Tazia Smith <~lel~e> |
none |
none |
2017-05-23 |
email |
dataset_10 |
|
Richard Kahn of HBRK Associates Inc. is seeking a bid/ask quote for 100,000 shares of Rothschild... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart Oldfield < |
EFTA01415447.txt |
gemini-2.0-flash-001 |
| 53108 |
EFTA01415457.txt |
Wed 17 Oct 2018 11:48:58 Conversation #11916215 |
imQdiscard.mail.db.com |
suspicious |
none |
2018-10-17 |
email |
dataset_10 |
|
This email discusses the address verification of Zoro and Southern Trust, both owned by Epstein,... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
— |
11916215 |
gemini-2.0-flash-001 |
| 53109 |
EFTA01415458.txt |
Re: are you runnin the Brooklyn half? |
Richard Kahn |
none |
none |
2017-05-23 |
email |
dataset_10 |
|
Richard Kahn and Stewart Oldfield are communicating via email to coordinate running schedules... |
Personal relationshipsCommunications/correspondence |
Stewart Oldfield |
EFTA01415458 |
gemini-2.0-flash-001 |
| 53110 |
EFTA01415468.txt |
Epstein - new |
Stewart Oldfield |
none |
none |
2017-07-10 |
email |
dataset_10 |
|
This is an email from Stewart Oldfield to Todd Stevens, Daniel-E Kaiser, and Xavier Avila. The... |
|
Todd Stevens, Daniel-E Kaiser, Xavier Avila, trader meeti |
EFTA01415468 |
gemini-2.0-flash-001 |
| 53111 |
EFTA01415472.txt |
RM0082289 Daily Deposit Report 20170805 |
|
suspicious |
possible |
2017-08-05 |
report |
dataset_10 |
|
This document is a daily deposit report from August 5, 2017, listing accounts with large, zero,... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 53112 |
EFTA01415473.txt |
Accepted: Epstein mtg [I] |
Stewart Oldfield < |
none |
none |
2017-09-12 |
email |
dataset_10 |
|
Stewart Oldfield sent an email to Daniel-E Kaiser confirming acceptance of a meeting with... |
Business dealingsCommunications/correspondence |
Daniel-E Kaiser |
EFTA01415473 |
gemini-2.0-flash-001 |
| 53113 |
EFTA01415474.txt |
RM0082289 Daily Deposit Report 20170921 |
|
suspicious |
none |
2017-09-21 |
report |
dataset_10 |
|
This document is a daily deposit report from September 21, 2017, listing large, zero, and... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 53114 |
EFTA01415475.txt |
RE: Deposit Return - A/c # |
Joy E Mitchell |
suspicious |
none |
2017-09-27 |
email_chain |
dataset_10 |
|
This email chain discusses a returned check for $450,000 from Jeffery Epstein, drawn on a Banco... |
Financial transactions/money flowBusiness dealings |
Gail F Mahabir, Hemant-Kumar Rathore, Mariela Lopez,... |
None |
gemini-2.0-flash-001 |
| 53115 |
EFTA01415484.txt |
RE: Deposit Return - A/c # |
Julian J Leff |
suspicious |
possible |
2017-09-28 |
email_chain |
dataset_10 |
|
This email chain discusses a returned check deposit for Jeffrey Epstein from a Banco Popular... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Bradley Gillin, Pugh, Pamela A, Fernandes, Maria I,... |
None |
gemini-2.0-flash-001 |
| 53116 |
EFTA01415499.txt |
RM0082289 Dail Deposit Report 20170929 |
|
suspicious |
none |
2017-09-29 |
report |
dataset_10 |
|
This document is a daily deposit report from September 29, 2017, listing large, zero, and... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 53117 |
EFTA01415501.txt |
RM0082289 Daily Deposit Report 20171103 |
|
suspicious |
none |
2017-11-03 |
report |
dataset_10 |
|
This document is a daily deposit report from November 3, 2017, listing accounts with large,... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 53118 |
EFTA01415502.txt |
RE: YE progress update [I] |
Terri Sohrab |
none |
none |
2017-12-04 |
email |
dataset_10 |
|
Stewart Oldfield sends a progress update to Andrew Gallivan, highlighting his achievements and... |
Employment/staffingBusiness dealingsFinancial transactions/money flow |
Stewart Oldfield |
EFTA01415502 |
gemini-2.0-flash-001 |
| 53119 |
EFTA01415510.txt |
RM0082289 Dail De osit Report 20180329 |
|
none |
none |
2018-03-29 |
report |
dataset_10 |
|
This document is a daily deposit report from March 28, 2018, listing accounts with large, zero,... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 53120 |
EFTA01415511.txt |
RE: RM0082289 Daily Deposit Report 20180320 [I] |
Charlie Burrows |
suspicious |
none |
2018-03-29 |
email |
dataset_10 |
|
This email exchange discusses a daily deposit report and the possibility of generating similar... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart Oldfield |
RM0082289 |
gemini-2.0-flash-001 |
| 53121 |
EFTA01415515.txt |
posit Report 20180404 |
|
none |
none |
2018-04-04 |
report |
dataset_10 |
|
This document is a report listing account balances for Jeffrey Epstein and various related... |
Financial transactions/money flow |
— |
None |
gemini-2.0-flash-001 |
| 53122 |
EFTA01415516.txt |
RIN Intex Model |
Vahe Stepanian |
none |
none |
2018-05-03 |
email |
dataset_10 |
|
Vahe Stepanian from Deutsche Bank sends Paul Barrett the Intex model following a previous... |
Business dealingsCommunications/correspondenceFinancial transactions/money flow |
Paul Barrett (S |
|
gemini-2.0-flash-001 |
| 53123 |
EFTA01415620.txt |
Re: when's your Hawaii trip? |
Richard Kahn |
none |
none |
2018-05-24 |
email |
dataset_10 |
|
Richard Kahn responds to Stewart Oldfield's email about a Hawaii trip, stating that he went in... |
Travel/logisticsCommunications/correspondenceBusiness dealings |
Stewart Oldfield |
|
gemini-2.0-flash-001 |
| 53124 |
EFTA01415648.txt |
RE: JEE ATM card we use to withdraw cash (C) |
Rodney Macelus |
suspicious |
possible |
2018-06-11 |
email |
dataset_10 |
|
This email exchange discusses the logistics of using a Deutsche Bank ATM card, specifically a... |
Financial transactions/money flowTravel/logisticsBusiness dealings |
Michele-M Quattrocchi, Bradley Gillin, Stewart Oldfield |
EFTA01415648.txt |
gemini-2.0-flash-001 |
| 53125 |
EFTA01415650.txt |
RM0082289 Dail Deposit Report 20180614 |
|
suspicious |
none |
2018-06-14 |
report |
dataset_10 |
|
This document is a deposit report listing large, zero, and negative balances for various... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 53126 |
EFTA01415659.txt |
EMS/130718765654: Check Referrals: 42953424 - 1117(I) |
sigver.dbgps@db.com |
suspicious |
none |
2018-07-13 |
email |
dataset_10 |
|
This email from DB requests a pay/no pay decision on a check referral and outlines the procedure... |
Financial transactions/money flowCommunications/correspondenceLegal matters/litigation |
— |
EMS/130718765654, 42953424 - 1117(I) |
gemini-2.0-flash-001 |
| 53127 |
EFTA01415660.txt |
Check Information |
|
none |
none |
None |
check information |
dataset_10 |
|
This document provides check information for Neptune, LLC, including the account number, routing... |
Financial transactions/money flow |
— |
None |
gemini-2.0-flash-001 |
| 53128 |
EFTA01415661.txt |
Your KYC has been re'ected |
Kshitij Golani |
suspicious |
possible |
2018-10-04 |
email |
dataset_10 |
|
This email informs the recipient that Jeffrey Epstein's KYC has been rejected due to issues with... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
None |
gemini-2.0-flash-001 |
| 53129 |
EFTA01415662.txt |
Check Information |
|
suspicious |
none |
None |
document |
dataset_10 |
|
This document displays check information, including the amount of $22,980.00 and the account... |
Financial transactions/money flow |
— |
None |
gemini-2.0-flash-001 |
| 53130 |
EFTA01415663.txt |
Check Information |
|
none |
none |
None |
other |
dataset_10 |
|
This document appears to be a record of check information, possibly for internal bank use. It... |
Financial transactions/money flow |
— |
None |
gemini-2.0-flash-001 |
| 53131 |
EFTA01415664.txt |
Check Information |
|
none |
none |
None |
other |
dataset_10 |
|
This document appears to be a record of a check transaction, possibly flagged for a 'high dollar... |
Financial transactions/money flow |
— |
None |
gemini-2.0-flash-001 |
| 53132 |
EFTA01415665.txt |
RE: FinCEN CDD Form - E stein/SOUTHERN FINANCIAL RELATIONSHIP [C] |
Vijay-A Sawant |
suspicious |
none |
2018-07-23 |
email |
dataset_10 |
|
Vijay Sawant is reviewing FinCEN CDD forms for the Epstein/Southern Financial relationship and... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Bradley Gillin |
None |
gemini-2.0-flash-001 |
| 53133 |
EFTA01415668.txt |
RE: CDD form for Prytanee - please complete and return [C] [I] |
Stewart Oldfield |
suspicious |
none |
2018-07-23 |
email |
dataset_10 |
|
This email exchange involves Stewart Oldfield from Deutsche Bank requesting CDD forms from... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Bradley Gillin, Darren Indyke, Rodney Macelus |
EFTA01415668.txt |
gemini-2.0-flash-001 |
| 53134 |
EFTA01415672.txt |
RE: DB tech conference - Sep. 12/13 Las Vegas [I] |
Nina-X Nevidzanska |
none |
none |
2018-08-01 |
email |
dataset_10 |
|
This email chain discusses the logistics of registering clients and prospects for Deutsche... |
Business dealingsCommunications/correspondenceTravel/logistics |
Stewart Oldfield |
None |
gemini-2.0-flash-001 |
| 53135 |
EFTA01415682.txt |
EVENT ATTENDEE ACKNOWLEDGEMENT |
Deutsche Bank Securities Inc. |
none |
none |
None |
acknowledgement |
dataset_10 |
|
This document is an event attendee acknowledgement form from Deutsche Bank Securities Inc. It... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
None |
gemini-2.0-flash-001 |
| 53136 |
EFTA01415687.txt |
Event Attendee Acknowledgement |
Deutsche Bank Securities Inc. |
none |
none |
None |
Acknowledgement |
dataset_10 |
|
This document is an event attendee acknowledgement form from Deutsche Bank Securities Inc. It... |
Business dealingsLegal matters/litigation |
— |
None |
gemini-2.0-flash-001 |
| 53137 |
EFTA01415692.txt |
2018 Periodic Review of accts JEGE Inc (GCIS#487244), JEGE LLC (GCIS#487216) & Jeepers, Inc (GCIS#486423) |
Vijay-A Sawant |
suspicious |
none |
2018-08-01 |
email |
dataset_10 |
|
This email discusses the 2018 periodic review of high-risk accounts associated with Jeffrey... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Bradley Gillin, Stewart Oldfield |
None |
gemini-2.0-flash-001 |
| 53138 |
EFTA01415695.txt |
Your KYC has been rejected - Case #: 01946825 |
Vijay-A Sawant |
none |
none |
2018-09-07 |
email |
dataset_10 |
|
This email from Vijay Sawant to Kshitij Golani addresses the rejection points of a KYC case for... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Kshitij Golani |
01946825 |
gemini-2.0-flash-001 |
| 53139 |
EFTA01415698.txt |
AML/KYC Documentation Checklist |
|
suspicious |
none |
7/31/2018 |
Checklist |
dataset_10 |
|
This document is an AML/KYC checklist that includes information about JEGE Inc, a company... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
None |
gemini-2.0-flash-001 |
| 53140 |
EFTA01415711.txt |
AML Documentation Checklist |
|
suspicious |
possible |
7/31/2018 |
Checklist |
dataset_10 |
|
This document is an AML documentation checklist outlining the requirements for various entity... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
EFTA01415711 |
gemini-2.0-flash-001 |
| 53141 |
EFTA01415724.txt |
AML/KYC Documentation Checklist |
|
suspicious |
none |
7/31/2018 |
checklist |
dataset_10 |
|
This document is an AML/KYC checklist outlining required documentation for various entity types.... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
None |
gemini-2.0-flash-001 |
| 53142 |
EFTA01415737.txt |
Re: Gratitude America, Ltd (C] |
Richard Kahn <I |
none |
none |
2018-08-10 |
email |
dataset_10 |
|
Richard Kahn is inquiring about setting up a higher interest account for Gratitude America, Ltd.... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart Oldfield <, Bradley Gillin <e~lala, Bella Klein < |
|
gemini-2.0-flash-001 |
| 53143 |
EFTA01415739.txt |
RE: DB Jeepers Glen Dubin 08-10-18.pdf [C] |
Liam Osullivan |
none |
none |
2018-08-10 |
email |
dataset_10 |
|
Liam O'Sullivan confirms to Bella Klein that funds have been sent via wire transfer, referencing... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Bella Klein |
None |
gemini-2.0-flash-001 |
| 53144 |
EFTA01415741.txt |
RE: STC |
Cynthia Rodriguez |
none |
none |
2017-04-25 |
email |
dataset_10 |
|
Richard Kahn from HBRK Associates Inc. is expecting an 8mm wire transfer into an STC account at... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn |
EFTA01415741.txt |
gemini-2.0-flash-001 |
| 53145 |
EFTA01415743.txt |
Re: STC |
Richard Kahn |
none |
none |
2017-04-26 |
email |
dataset_10 |
|
Richard Kahn is inquiring about deposit account rates, specifically regarding DBAG and non-DBAG... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart Oldfield |
None |
gemini-2.0-flash-001 |
| 53146 |
EFTA01415747.txt |
FW: cash interest rates [C] |
Stewart Oldfield |
suspicious |
none |
2017-05-03 |
email |
dataset_10 |
|
This email exchange involves Richard Kahn inquiring about cash interest rates from Stewart... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Cynthia Rodriguez |
EFTA01415747.txt |
gemini-2.0-flash-001 |
| 53147 |
EFTA01415749.txt |
Aug 8, 2017 11:51:28 AM Conversation 630736338 |
imediscard.mail.db.com |
suspicious |
none |
2017-08-08 |
email |
dataset_10 |
|
This email documents an internal conversation regarding the KYC process for Jeffrey Epstein,... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
— |
30736338 |
gemini-2.0-flash-001 |
| 53148 |
EFTA01415752.txt |
RE: Inquiry Regarding HBRK ASSOCIATES, INC; |
Cynthia Rodriguez |
suspicious |
none |
2017-05-10 |
email |
dataset_10 |
|
Cynthia Rodriguez from Deutsche Bank is requesting information from Richard Kahn at HBRK... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn |
None |
gemini-2.0-flash-001 |
| 53149 |
EFTA01415758.txt |
RE: [C] |
Vahe Stepanian |
none |
none |
2017-06-06 |
email |
dataset_10 |
|
Vahe Stepanian confirms with Richard Kahn the process for Southern Financial to tender its MBLY... |
Financial transactions/money flowBusiness dealings |
Richard Kahn |
None |
gemini-2.0-flash-001 |
| 53150 |
EFTA01415762.txt |
RE: Euros |
Cynthia Rodriguez |
suspicious |
none |
2017-06-21 |
email |
dataset_10 |
|
This email exchange discusses the purchase of Euros for $7,500 from Jeffrey Epstein's personal... |
Financial transactions/money flowBusiness dealings |
Richard Kahn |
|
gemini-2.0-flash-001 |
| 53151 |
EFTA01415766.txt |
Did the new hire start @ Southern Financial? [I] |
Vahe Stepanian |
none |
none |
2017-06-28 |
email |
dataset_10 |
|
Vahe Stepanian from Deutsche Bank sent an email to Stewart Oldfield inquiring about whether a... |
Employment/staffingBusiness dealingsCommunications/correspondence |
Stewart Oldfield |
|
gemini-2.0-flash-001 |
| 53152 |
EFTA01415768.txt |
Canceled: Epstein - new trader meetin |
Stewart Oldfield |
none |
none |
2017-07-13 |
email |
dataset_10 |
|
Stewart Oldfield sent an email to Tracy-Ann Hopkins and Monica Gilkinson to inform them that a... |
Business dealingsCommunications/correspondence |
Tracy-Ann Hopkins, Monica Gilkinson |
EFTA01415768 |
gemini-2.0-flash-001 |
| 53153 |
EFTA01415777.txt |
RE: [C] |
Vahe Stepanian |
none |
none |
2017-06-06 |
email |
dataset_10 |
|
Vahe Stepanian confirms receipt of paperwork from Richard Kahn regarding Mobile Eye (MBLY)... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn |
EFTA01415777 |
gemini-2.0-flash-001 |
| 53154 |
EFTA01415779.txt |
RE: Epstein/Southern Financial reboot [I] |
Xavier Avila <ffi• |
suspicious |
none |
2017-07-07 |
email |
dataset_10 |
|
This email discusses plans to reboot the relationship between Deutsche Bank and Jeffrey... |
Business dealingsFinancial transactions/money flowCommunications/correspondence |
Daniel-E Kaiser, Stewart Oldfield, Todd Stevens |
EFTA01415779 |
gemini-2.0-flash-001 |
| 53155 |
EFTA01415781.txt |
None |
Anthony Busanic |
none |
none |
various dates in 2017 |
report |
dataset_10 |
|
This document is a report listing customer names, their relationships with various entities, and... |
Financial transactions/money flowReal estate/propertiesBusiness dealings |
— |
None |
gemini-2.0-flash-001 |
| 53156 |
EFTA01415783.txt |
CLEARED: RDC Alert Southern Financial LLC [I] |
Kshitij Golani |
suspicious |
none |
2017-07-10 |
email |
dataset_10 |
|
Kshitij Golani clears RDC alerts for Southern Financial LLC, owned by Jeffrey Epstein, as false... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Cynthia Rodriguez |
KYC 1790655/GCIS 483882 |
gemini-2.0-flash-001 |
| 53157 |
EFTA01415786.txt |
Epstein discussion |
Stewart Oldfield |
none |
none |
2017-07-07 |
email |
dataset_10 |
|
This email from Stewart Oldfield to Tracy-Ann Hopkins and Monica Gilkinson initiates a... |
Communications/correspondence |
Tracy-Ann Hopkins, Monica Gilkinson |
None |
gemini-2.0-flash-001 |
| 53158 |
EFTA01415792.txt |
RM0082289 Dail Deposit Report 20170915 |
|
none |
none |
2017-09-15 |
report |
dataset_10 |
|
This document is a daily deposit report listing large, zero, and negative balances and large... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 53159 |
EFTA01415793.txt |
Re: Deposit Return - A/c # |
Bradley Gillin |
suspicious |
none |
2017-09-29 |
email_chain |
dataset_10 |
|
This email chain discusses the issues surrounding a $450,000 check from Jeffrey Epstein that was... |
Financial transactions/money flowCommunications/correspondenceBusiness dealings |
Joy E Mitchell, Julian J Leff, Divya Rajawat, Stewart... |
|
gemini-2.0-flash-001 |
| 53160 |
EFTA01415815.txt |
None |
Richard Kahn < > |
none |
none |
2018-01-10 |
email |
dataset_10 |
|
Richard Kahn sends an email to Stewart Oldfield wishing him a happy new year and requesting him... |
Communications/correspondence |
Stewart Oldfield c•> |
EFTA01415815 |
gemini-2.0-flash-001 |
| 53161 |
EFTA01415816.txt |
Give me a shout re: E stein 212-454-5620 [I] |
Coley Jellinghaus |
suspicious |
possible |
2017-10-27 |
email |
dataset_10 |
|
Coley Jellinghaus emailed Stewart Oldfield requesting a call regarding 'E stein' and provided a... |
Communications/correspondence |
Stewart Oldfield |
EFTA01415816 |
gemini-2.0-flash-001 |
| 53162 |
EFTA01415817.txt |
Canadian rails rollout at DB may be of interest: Sell on CNI, Buy
on CP |
Joshua Shoshan |
none |
none |
2017-11-01 |
email |
dataset_10 |
|
Joshua Shoshan from DB Securities Inc. informs Paul Barrett about Seldon Clarke's investment... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paul Barrett - Alpha Group Capital LLC (
) |
None |
gemini-2.0-flash-001 |
| 53163 |
EFTA01416060.txt |
Automatic reply: 2018 Periodic Review of acct Prytanee, LLC
(GCIS#550868) under SOUTHERN FINANCIAL RELATIONSHIP |
Daphne Cales < |
none |
none |
2018-06-05 |
email |
dataset_10 |
|
This is an automatic out-of-office email reply from Daphne Cales regarding the 2018 Periodic... |
Financial transactions/money flowCommunications/correspondence |
Stewart Oldfield < |
GCIS#550868 |
gemini-2.0-flash-001 |
| 53164 |
EFTA01416061.txt |
RE: Case 8 01946825: has been assigned to you. |
Stewart Oldfield |
none |
none |
2018-06-07 |
email |
dataset_10 |
|
Stewart Oldfield emailed Vijay-A Sawant requesting assistance with adding a CDD form to a case... |
Business dealingsCommunications/correspondence |
Vijay-A Sawant |
01946825 |
gemini-2.0-flash-001 |
| 53165 |
EFTA01416062.txt |
RE: Next Steps: Invitation for Frieze Preview [I] |
Stewart Oldfield |
none |
none |
2018-07-11 |
email |
dataset_10 |
|
Stewart Oldfield forwards an invitation to Sarah Rafferty for the Frieze London preview, along... |
Business dealingsCommunications/correspondencePolitical connections/influence |
Sarah Rafferty |
None |
gemini-2.0-flash-001 |
| 53166 |
EFTA01416067.txt |
RE: Assistance Required in solving rejection points on KYC Case#01946825 [I] |
Vijay-A Sawant |
suspicious |
possible |
2018-07-12 |
email |
dataset_10 |
|
This email exchange discusses the resolution of KYC rejection points for Prytanee, LLC, a... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Bradley Gillin, Stewart Oldfield |
Case#01946825 |
gemini-2.0-flash-001 |
| 53167 |
EFTA01416077.txt |
Certificate of Good Standing |
REGISTRAR OF CORPORATE AFFAIRS |
none |
none |
2017-08-01 |
certificate |
dataset_10 |
|
This document is a Certificate of Good Standing issued by the Registrar of Corporate Affairs of... |
Business dealingsLegal matters/litigation |
— |
466D2626B4 |
gemini-2.0-flash-001 |
| 53168 |
EFTA01416078.txt |
Large, Zero and Negative Balances |
|
suspicious |
none |
08/09/18 |
report |
dataset_10 |
|
This document is a report listing large, zero, and negative balances for various accounts as of... |
Financial transactions/money flow |
— |
None |
gemini-2.0-flash-001 |
| 53169 |
EFTA01416094.txt |
Individual Deposit Account Opening Application |
|
none |
none |
092017 |
application |
dataset_10 |
|
This document is an application form for opening an individual deposit account at Deutsche Bank.... |
Financial transactions/money flow |
— |
WM167246 |
gemini-2.0-flash-001 |
| 53170 |
EFTA01416099.txt |
Se 6 2017 2:36:40 PM Conversation 831823918 |
|
none |
none |
2017-09-06 |
email |
dataset_10 |
|
This email conversation discusses the KYC process for Richard Kahn and mentions a case number.... |
Business dealingsCommunications/correspondenceEmployment/staffing |
— |
31823918, 01791049 |
gemini-2.0-flash-001 |
| 53171 |
EFTA01416101.txt |
Signature Card |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a signature card from Deutsche Bank Trust Company Americas. It outlines the... |
Financial transactions/money flow |
— |
$1M178934 006678.062817 |
gemini-2.0-flash-001 |
| 53172 |
EFTA01416146.txt |
FXE |
Richard Kahn |
none |
none |
2017-09-07 |
email |
dataset_10 |
|
This email chain discusses financial transactions involving FXE calls and puts. Richard Kahn... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Davide-A Sferrazza, Vahe Stepanian, Liam Osullivan, Tazia Smith |
EFTA01416146.txt |
gemini-2.0-flash-001 |
| 53173 |
EFTA01416148.txt |
Expiring Options [C] |
Liam Osullivan <liam.osullivan@db.com> |
none |
none |
2017-09-14 |
email |
dataset_10 |
|
Liam O'Sullivan from Deutsche Bank informs Richard Kahn about expiring options on AMD. The email... |
Financial transactions/money flow |
Richard Kahn |
None |
gemini-2.0-flash-001 |
| 53174 |
EFTA01416150.txt |
RE: DB FX trade idea: EURZAR-USDZAR correlation swap |
Xavier Avila |
none |
none |
2017-12-06 |
email |
dataset_10 |
|
This email chain discusses FX trade ideas, specifically correlation swaps involving EURZAR,... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paul Barrett |
|
gemini-2.0-flash-001 |
| 53175 |
EFTA01416367.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document appears to be a technical document containing mathematical symbols, equations, and... |
|
— |
EFTA01416367 |
gemini-2.0-flash-001 |
| 53176 |
EFTA01416368.txt |
Case I |
Kshitij Golani |
none |
none |
N/A |
email |
dataset_10 |
|
This email is a notification of a new case assignment. The case subject is 'KYC Annual Call... |
Business dealings |
— |
N/A |
gemini-2.0-flash-001 |
| 53177 |
EFTA01416369.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document appears to be an artifact from a document processing system, possibly related to... |
|
— |
EFTA01416369 |
gemini-2.0-flash-001 |
| 53178 |
EFTA01416370.txt |
Deposit Report 20180502 |
RM CODE |
suspicious |
none |
2018-05-02 |
report |
dataset_10 |
|
This document is a deposit report from May 1, 2018, listing account balances for various... |
Financial transactions/money flow |
— |
82289 |
gemini-2.0-flash-001 |
| 53179 |
EFTA01416371.txt |
RM0082289 Dail Deposit Report 20180526 |
|
none |
none |
2018-05-26 |
report |
dataset_10 |
|
This document is a daily deposit report from May 26, 2018, listing accounts with large, zero,... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 53180 |
EFTA01416373.txt |
Trade Details --> 06/01/2018 [C] |
Liam Osullivan |
none |
none |
2018-06-01 |
email |
dataset_10 |
|
This email from Liam O'Sullivan at Deutsche Bank provides trade details to Paul Barrett and... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Paul Barrett, Richard Kahn |
None |
gemini-2.0-flash-001 |
| 53181 |
EFTA01416376.txt |
Fwd: USA Patriot Act Customer Identification Program Notification |
Richard Kahn |
none |
none |
2018-06-11 |
email |
dataset_10 |
|
Richard Kahn forwards an email regarding the USA Patriot Act Customer Identification Program... |
Communications/correspondenceLegal matters/litigation |
Stewart Oldfield |
EFTA01416376 |
gemini-2.0-flash-001 |
| 53182 |
EFTA01416377.txt |
USA PATRIOT Act Section 326 Customer Identification Program & Regulation GG |
|
none |
none |
None |
letter |
dataset_10 |
|
The document is a letter addressed to a client, Southern Financial, LLC, regarding the USA... |
Legal matters/litigationFinancial transactions/money flow |
— |
None |
gemini-2.0-flash-001 |
| 53183 |
EFTA01416378.txt |
IMPORTANT INFORMATION ABOUT PROCEDURES FOR OPENING A NEW ACCOUNT |
Deutsche Bank |
none |
none |
2003-10-01 |
letter |
dataset_10 |
|
This letter from Deutsche Bank informs customers about the procedures for opening a new account,... |
Financial transactions/money flowLegal matters/litigationCompliance issues |
— |
USA PATRIOT Act Section 326 |
gemini-2.0-flash-001 |
| 53184 |
EFTA01416380.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document provides contact information for Client Data Services at Deutsche Bank USA Core... |
|
— |
EFTA01416380 |
gemini-2.0-flash-001 |
| 53185 |
EFTA01416381.txt |
SMO overview |
Stewart Oldfield |
none |
none |
2018-06-26 |
email |
dataset_10 |
|
This email provides a career overview of Stewart Oldfield, detailing his experience in banking... |
Employment/staffingFinancial transactions/money flowBusiness dealings |
Stewart Oldfield |
None |
gemini-2.0-flash-001 |
| 53186 |
EFTA01416387.txt |
RM0082289 Dail De osit Report 20180815 |
|
suspicious |
none |
2018-08-15 |
report |
dataset_10 |
|
This document is a report listing large, zero, and negative balances for various accounts as of... |
Financial transactions/money flow |
— |
RM0082289 |
gemini-2.0-flash-001 |
| 53187 |
EFTA01416390.txt |
FW: American Medical Properties (AMP) - Investor Presentation [C] |
Stewart Oldfield |
none |
none |
2016-11-07 |
email |
dataset_10 |
|
Stewart Oldfield forwards an email chain regarding a potential investment in American Medical... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Bruce McDermott, Zack Tax |
EFTA01416390.txt |
gemini-2.0-flash-001 |
| 53188 |
EFTA01416392.txt |
Jul 27 2017 3:16:09 PM Conversation #30280119 |
|
suspicious |
possible |
2017-07-27 |
email |
dataset_10 |
|
This email conversation discusses the KYC approval process and risk assessment for client... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
30280119 |
gemini-2.0-flash-001 |
| 53189 |
EFTA01416394.txt |
RE: Approval Required on $23mn Wire [I] |
Matthew Schaefer |
none |
none |
2016-11-22 |
email |
dataset_10 |
|
This email exchange documents the process of obtaining approval for a $23 million wire transfer... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Cynthia Rodriguez |
None |
gemini-2.0-flash-001 |
| 53190 |
EFTA01416400.txt |
Check Referral - Acct |
sigver dbgps |
suspicious |
none |
2016-12-14 |
email |
dataset_10 |
|
This email from sigver dbgps requests a pay/no pay decision on several checks due to signature... |
Financial transactions/money flowCommunications/correspondence |
Stewart Oldfield |
None |
gemini-2.0-flash-001 |
| 53191 |
EFTA01416402.txt |
Check Information |
|
none |
none |
None |
other |
dataset_10 |
|
This document provides information about a check for $46,500.00 drawn on Hyperion Air, LLC. The... |
Financial transactions/money flow |
— |
None |
gemini-2.0-flash-001 |
| 53192 |
EFTA01416403.txt |
Check Information |
|
none |
none |
None |
Check |
dataset_10 |
|
The document is a record of check information, including the account number, routing number, and... |
Financial transactions/money flow |
— |
None |
gemini-2.0-flash-001 |
| 53193 |
EFTA01416404.txt |
Check Information |
|
none |
none |
None |
other |
dataset_10 |
|
This document displays check information for NES, LLC, including the amount of $11,574.56. It... |
Financial transactions/money flow |
— |
EFTA01416404 |
gemini-2.0-flash-001 |
| 53194 |
EFTA01416405.txt |
RE: quote please [C] |
Vahe Stepanian |
none |
none |
2017-01-06 |
email |
dataset_10 |
|
This email exchange between Richard Kahn and Vahe Stepanian concerns bond quotes and a buy order... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn |
None |
gemini-2.0-flash-001 |
| 53195 |
EFTA01416415.txt |
Trade Report 1/17/17 [C] |
Vahe Stepanian |
none |
none |
2017-01-17 |
email |
dataset_10 |
|
This email exchange details stock transactions executed and planned by Vahe Stepanian and... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Richard Kahn |
None |
gemini-2.0-flash-001 |
| 53196 |
EFTA01416418.txt |
Template for Account Planning Sessions: Revenue/Asset/Pipeline Data |
Henry Clark |
none |
none |
2017-01-17 |
email |
dataset_10 |
|
Henry Clark and Manish Pahlajani from Deutsche Bank Wealth Management Americas are providing a... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart Oldfield |
None |
gemini-2.0-flash-001 |
| 53197 |
EFTA01416421.txt |
FW: RDC Alert Richard Kahn [I] |
PWMUS AMLKYC |
suspicious |
none |
2017-07-05 |
email |
dataset_10 |
|
This email chain discusses a Risk Data Check (RDC) alert for Richard Kahn, who appears on the NY... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Kshitij Golani |
None |
gemini-2.0-flash-001 |
| 53198 |
EFTA01416423.txt |
RE: Southern Financial revs [I] |
Mathew Negus |
none |
none |
2016-07-06 |
email |
dataset_10 |
|
Stewart Oldfield from Deutsche Bank is seeking assistance from Vahe Stepanian and Mathew Negus... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart Oldfield, Vahe Stepanian |
|
gemini-2.0-flash-001 |
| 53199 |
EFTA01416426.txt |
FW: intro to our head of investor solutions [I] |
Stewart Oldfield |
none |
none |
2016-07-25 |
email |
dataset_10 |
|
Stewart Oldfield is trying to schedule a meeting between Richard Kahn and Joe Dursi, the head of... |
Business dealingsCommunications/correspondenceEmployment/staffing |
Joseph Dursi |
None |
gemini-2.0-flash-001 |
| 53200 |
EFTA01416429.txt |
Check referral; Account no:42955542 ; Amount:5400.55 [I] |
sigver.dbgps@db.com |
suspicious |
none |
2016-07-27 |
email |
dataset_10 |
|
This email from Deutsche Bank requests a pay/no pay decision on a check referral due to a... |
Financial transactions/money flowCommunications/correspondence |
Stewart Oldfield |
EFTA01416429 |
gemini-2.0-flash-001 |