| 10901 |
EFTA01353340.txt |
Pfedgor's Rights and Remedies |
|
none |
none |
1994 |
legal filing |
dataset_10 |
|
This legal document outlines the rights and remedies of the Pledger and Secured Party concerning... |
Legal matters/litigationFinancial transactions/money flow |
— |
DB-SDNY-0037673, SDNY GM_00163857 |
gemini-2.0-flash-001 |
| 10902 |
EFTA01353341.txt |
Definitions |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document defines various financial terms related to collateral, exposure, and interest... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0037675 |
gemini-2.0-flash-001 |
| 10903 |
EFTA01353342.txt |
Elections and Variables |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document defines the terms 'Obligations', 'Delivery Amount', 'Return Amount', and 'Credit... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0037677, SDNY_GM_00183861 |
gemini-2.0-flash-001 |
| 10904 |
EFTA01353343.txt |
Eligible Account |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document defines the terms 'Eligible Account', 'Independent Amount', 'Threshold', and... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0037678 |
gemini-2.0-flash-001 |
| 10905 |
EFTA01353344.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document defines terms related to valuation, termination events, and substitution within a... |
Legal matters/litigationFinancial transactions/money flow |
— |
DB-SDNY-0037679, SDNY_GM_00183863 |
gemini-2.0-flash-001 |
| 10906 |
EFTA01353345.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document defines financial terms and limits for transactions between Party A and Party B,... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0037682 |
gemini-2.0-flash-001 |
| 10907 |
EFTA01353346.txt |
Additional Termination Events |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document defines additional termination events for a Credit Support Annex agreement between... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0037685, SDNY_GM_00183869 |
gemini-2.0-flash-001 |
| 10908 |
EFTA01353347.txt |
Amendment to Paragraphs of an Annex |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This legal document amends specific paragraphs within an Annex, focusing on the definition of... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0037686, SDNY_GM_00183870 |
gemini-2.0-flash-001 |
| 10909 |
EFTA01353348.txt |
Agreement as to Single Secured Party and Pledgor; Changes to Net Open Position |
|
none |
none |
None |
agreement |
dataset_10 |
|
This document is an agreement between Party A and Party B concerning the roles of secured party... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0037687, SDNY_GM_00 183871 |
gemini-2.0-flash-001 |
| 10910 |
EFTA01353349.txt |
Eligible Account for Credit Support Annex |
|
none |
none |
None |
exhibit |
dataset_10 |
|
This document is an exhibit defining an eligible account for a Credit Support Annex, specifying... |
Financial transactions/money flow |
— |
DB-SDNY-0037688, SDNY_GM_00183872 |
gemini-2.0-flash-001 |
| 10911 |
EFTA01353350.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the agreement between a Debtor, Secured Party, and Intermediary regarding... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0037690 |
gemini-2.0-flash-001 |
| 10912 |
EFTA01353351.txt |
Securities Account Agreement |
|
none |
none |
None |
agreement |
dataset_10 |
|
This document is a Securities Account Agreement that outlines the legal terms and conditions... |
Legal matters/litigationFinancial transactions/money flowBusiness dealings |
— |
48I053v3 |
gemini-2.0-flash-001 |
| 10913 |
EFTA01353352.txt |
Agreement regarding Securities Account |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a legal agreement defining the obligations and liabilities of the Intermediary,... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
4810533 |
gemini-2.0-flash-001 |
| 10914 |
EFTA01353353.txt |
Security Agreement |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a security agreement between Southern Financial, LLC, Deutsche Bank AG, and... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
451053v3 |
gemini-2.0-flash-001 |
| 10915 |
EFTA01353354.txt |
Agreement |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a legal agreement that can be executed in multiple counterparts. It involves... |
Legal matters/litigationBusiness dealings |
— |
481053v3 |
gemini-2.0-flash-001 |
| 10916 |
EFTA01353355.txt |
Entitlement Order for Securities Account No. |
[NAME OF SECURED PARTY] |
none |
none |
20_ |
letter |
dataset_10 |
|
This is a letter from a secured party to an intermediary providing an entitlement order for a... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
[NAME AND ADDRESS OF THE INTERMEDIARY] |
4SI 053O 072452.0101 |
gemini-2.0-flash-001 |
| 10917 |
EFTA01353356.txt |
Notice of Sole Control for Securities Account No. |
[NAME OF SECURED PARTY] |
none |
none |
[Date] |
letter |
dataset_10 |
|
This letter is a notice from a secured party to an intermediary, informing them of the secured... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
[NAME AND ADDRESS OF THE INTERMEDIARY] |
DB-SDNY-0037698 |
gemini-2.0-flash-001 |
| 10918 |
EFTA01353357.txt |
Termination of Agreement |
[NAME OF SECURED PARTY] |
none |
none |
[Date] |
letter |
dataset_10 |
|
This letter notifies an intermediary that an agreement with a secured party is terminated. The... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
[NAME AND ADDRESS OF THE INTERMEDIARY] |
DB-SDNY-0037699, SDNY GM_00183883 |
gemini-2.0-flash-001 |
| 10919 |
EFTA01353358.txt |
Non Post Transactions 05-09-2019 For AC 42953432 DI |
Rishabh Sharma |
suspicious |
none |
2019-05-10 |
email |
dataset_10 |
|
Rishabh Sharma from DBOI Global Services sent an email to several recipients at Deutsche Bank... |
Financial transactions/money flowCommunications/correspondence |
Bradley Gillin, Monica Gilkinson, Rachel Wachs, Debra... |
42953432 |
gemini-2.0-flash-001 |
| 10920 |
EFTA01353359.txt |
None |
|
none |
none |
None |
email |
dataset_10 |
|
This document is an email footer from Deutsche Bank containing contact information for Wealth... |
|
— |
DB-SDNY-0037704 |
gemini-2.0-flash-001 |
| 10921 |
EFTA01353360.txt |
RA40082289 Daily Deposit Report 20181122 |
dwhpbdw-batch@db.com |
suspicious |
none |
2018-11-22 |
report |
dataset_10 |
|
This document is a daily deposit report from Deutsche Bank listing accounts with large, zero,... |
Financial transactions/money flow |
rm0082289@list.db.com |
RA40082289 |
gemini-2.0-flash-001 |
| 10922 |
EFTA01353361.txt |
LARGE, ZERO AND NEGATIVE BALANCES |
|
suspicious |
none |
11/21/18 |
report |
dataset_10 |
|
This document lists large, zero, and negative balances for various accounts held by individuals,... |
Financial transactions/money flow |
— |
DB-SDNY-0037707, SDNY_GM_00183891 |
gemini-2.0-flash-001 |
| 10923 |
EFTA01353362.txt |
AW: Haze Trust |
Lukic Mile |
suspicious |
none |
2019-04-09 |
email |
dataset_10 |
|
Mile Lukic from LGT Bank AG requests Stewart Oldfield from Deutsche Bank to provide a SWIFT... |
Financial transactions/money flowBusiness dealingsCommunications/correspondence |
Stewart 0ldfield |
DB-SDNY-0037708 |
gemini-2.0-flash-001 |
| 10924 |
EFTA01353363.txt |
None |
stewart oldtieldadb corn |
none |
none |
None |
email |
dataset_10 |
|
This email is from Stewart Oldtieldadb, likely an employee of Deutsche Bank Securities Inc., and... |
Financial transactions/money flowCommunications/correspondence |
— |
DB-SDNY-0037709 |
gemini-2.0-flash-001 |
| 10925 |
EFTA01353364.txt |
Re: The Haze Trust |
Stewart Oldfield |
none |
none |
2019-04-08 |
letter |
dataset_10 |
|
Stewart Oldfield of Deutsche Bank Wealth Management writes to Mile Lukic regarding The Haze... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0037710 |
gemini-2.0-flash-001 |
| 10926 |
EFTA01353365.txt |
Fw: ROC ALERT - Neptune, LLC [I] |
Amanda Kirb |
suspicious |
none |
2013-10-02 |
email |
dataset_10 |
|
Amanda Kirby from Deutsche Bank sent an email regarding an RDC Alert associated with Neptune,... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
PWMUSAMLKYC |
DB-SDNY-0037711 |
gemini-2.0-flash-001 |
| 10927 |
EFTA01353366.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document appears to be a single page with a name and confidentiality notices. It includes... |
|
— |
DB-SDNY-0037712, SDNY_GM_00183896 |
gemini-2.0-flash-001 |
| 10928 |
EFTA01353367.txt |
Butterfly Trust - new brokerage account docs |
Stewart Oldfield |
suspicious |
none |
2018-09-25 |
email |
dataset_10 |
|
Stewart Oldfield sent Richard Kahn an email with brokerage account documents for the Butterfly... |
Financial transactions/money flowBusiness dealings |
Richard Kahn |
DB-SDNY-0037714 |
gemini-2.0-flash-001 |
| 10929 |
EFTA01353368.txt |
Request for Taxpayer Identification Number and Certification |
|
none |
none |
2017-11 |
Form |
dataset_10 |
|
This is a W-9 form for the Butterfly Trust, providing its taxpayer identification number and... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0037716, SDNY_GM_00183900 |
gemini-2.0-flash-001 |
| 10930 |
EFTA01353369.txt |
Form W-9 |
|
none |
none |
11-2017 |
Form |
dataset_10 |
|
This document provides information and instructions regarding Form W-9, backup withholding, and... |
Financial transactions/money flowLegal matters/litigation |
— |
SDNY GM_00183901, DB-SDNY-0037717 |
gemini-2.0-flash-001 |
| 10931 |
EFTA01353370.txt |
Form W-9 |
|
none |
none |
2017-11 |
form |
dataset_10 |
|
This document is a Form W-9 instruction sheet providing guidance on how to complete the form and... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0037720, SDNY GM_00183904 |
gemini-2.0-flash-001 |
| 10932 |
EFTA01353371.txt |
Form W-9 |
|
none |
none |
11-2017 |
other |
dataset_10 |
|
This document is a page from Form W-9 instructions, providing information about IRS procedures,... |
Legal matters/litigation |
— |
SDNY GM_00183905
DB-SDNY-0037721 |
gemini-2.0-flash-001 |
| 10933 |
EFTA01353372.txt |
Brokerage Account Agreement |
|
none |
none |
None |
agreement |
dataset_10 |
|
This document is a Brokerage Account Agreement from Deutsche Bank Securities Inc. The document... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0037722 |
gemini-2.0-flash-001 |
| 10934 |
EFTA01353373.txt |
Account Agreement |
Deutsche Bank Securities Inc. (DBSI) |
none |
none |
00802 |
Account Agreement |
dataset_10 |
|
This document is an account agreement between Deutsche Bank Securities Inc. and Butterfly Trust,... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
Butterfly Trust |
WM189778 |
gemini-2.0-flash-001 |
| 10935 |
EFTA01353374.txt |
Account agreement (continued) |
|
none |
none |
1986 |
legal filing |
dataset_10 |
|
This document is a continuation of an account agreement between a client and DBSI, outlining the... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
WM189778 015684.080'218 |
gemini-2.0-flash-001 |
| 10936 |
EFTA01353375.txt |
Account Agreement (continued) |
|
none |
none |
2018-02-08 |
legal filing |
dataset_10 |
|
This document is a continuation of an account agreement between a client and DBSI. It outlines... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
WM189778 015684.080218 |
gemini-2.0-flash-001 |
| 10937 |
EFTA01353376.txt |
Account Agreement (continued) |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a continuation of an account agreement between DBSI and a client, outlining... |
Legal matters/litigationFinancial transactions/money flowBusiness dealings |
— |
WM189778 01.5684.080218 |
gemini-2.0-flash-001 |
| 10938 |
EFTA01353377.txt |
Account Agreement |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is an account agreement between a client and DBSI and Pershing, outlining the... |
Legal matters/litigationFinancial transactions/money flow |
— |
WM189778 015684.080218 |
gemini-2.0-flash-001 |
| 10939 |
EFTA01353378.txt |
Account Agreement |
|
none |
none |
080218 |
legal filing |
dataset_10 |
|
This document is an account agreement between a client and DBSI, outlining the terms and... |
Financial transactions/money flowLegal matters/litigationCompliance |
— |
WM189778 |
gemini-2.0-flash-001 |
| 10940 |
EFTA01353379.txt |
Account Agreement |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is an account agreement between DBSI and Butterfly Trust, outlining the terms,... |
Financial transactions/money flowLegal matters/litigationCompliance |
— |
WM189778 015684.080218 |
gemini-2.0-flash-001 |
| 10941 |
EFTA01353380.txt |
Appendix to Account Agreement - Definitions |
DBSI |
none |
none |
2018-02-08 |
legal document |
dataset_10 |
|
This document defines key terms used in the Account Agreement between DBSI and its clients. It... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
WM189778 015684.080218 |
gemini-2.0-flash-001 |
| 10942 |
EFTA01353381.txt |
Margin disclosure |
|
none |
none |
2018-02-08 |
disclosure |
dataset_10 |
|
This document is a margin disclosure from Deutsche Bank Securities Inc. outlining the risks... |
Financial transactions/money flowLegal matters/litigation |
— |
WM189778 |
gemini-2.0-flash-001 |
| 10943 |
EFTA01353382.txt |
Margin addendum to account agreement |
|
none |
none |
2018-02-08 |
legal filing |
dataset_10 |
|
This document is a margin addendum to an account agreement between a client and DBSI/Pershing.... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
NA.4189778 |
gemini-2.0-flash-001 |
| 10944 |
EFTA01353383.txt |
Margin addendum to account agreement (continued) |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a margin addendum to an account agreement outlining the rights of DBSI and... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
WM18.51778 015684.084121 |
gemini-2.0-flash-001 |
| 10945 |
EFTA01353384.txt |
Margin Agreement |
|
none |
none |
2010 |
agreement |
dataset_10 |
|
This document is a margin agreement between a client and DBSI, outlining the terms for margin... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
WM1S9778 015684,060218 |
gemini-2.0-flash-001 |
| 10946 |
EFTA01353385.txt |
Client Authorization for use of Free Credit Balances |
|
none |
none |
None |
document |
dataset_10 |
|
This document is a client authorization form from Deutsche Bank Securities Inc. regarding the... |
Financial transactions/money flow |
— |
WM179143 015105.011718 |
gemini-2.0-flash-001 |
| 10947 |
EFTA01353386.txt |
Cash Sweep Options Disclosure |
Deutsche Bank Securities Inc. |
none |
none |
None |
disclosure |
dataset_10 |
|
This document is a disclosure from Deutsche Bank Securities Inc. regarding cash sweep options... |
Financial transactions/money flowBusiness dealings |
— |
WM179143 |
gemini-2.0-flash-001 |
| 10948 |
EFTA01353387.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document details the fee structures and benefits associated with DBSI's Insured Deposit... |
Financial transactions/money flowBusiness dealings |
— |
WM179143 015105.011718 |
gemini-2.0-flash-001 |
| 10949 |
EFTA01353388.txt |
IDP Eligibility and Summary of Certain Relationships |
|
none |
none |
None |
other |
dataset_10 |
|
This document describes the eligibility requirements for the Insured Deposit Program (IDP) and... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
WTt179143 015105.011718 |
gemini-2.0-flash-001 |
| 10950 |
EFTA01353389.txt |
Cash Sweep Options Disclosure |
|
none |
none |
None |
other |
dataset_10 |
|
This document describes the Interest Deposit Program (IDP), including the list of Program Banks,... |
Financial transactions/money flow |
— |
WM179143 015105.011718 |
gemini-2.0-flash-001 |
| 10951 |
EFTA01353390.txt |
Account Information |
|
none |
none |
None |
other |
dataset_10 |
|
This document explains how account activity is reported, how withdrawals are processed, and how... |
Financial transactions/money flowLegal matters/litigation |
— |
WM179143 015105.011718 |
gemini-2.0-flash-001 |
| 10952 |
EFTA01353391.txt |
FDIC Insurance Information |
|
none |
none |
None |
other |
dataset_10 |
|
This document explains FDIC insurance coverage for various types of deposit accounts held at... |
Financial transactions/money flowLegal matters/litigation |
— |
WM179143 015105.011718 |
gemini-2.0-flash-001 |
| 10953 |
EFTA01353392.txt |
List of Program Banks |
|
none |
none |
2016-09-28 |
list |
dataset_10 |
|
This document lists the Program Banks as of September 28, 2016. It also explains how deposit... |
Financial transactions/money flow |
— |
WM179143 015105.011718 |
gemini-2.0-flash-001 |
| 10954 |
EFTA01353393.txt |
Eligible Interest Rate Tiers |
|
none |
none |
None |
other |
dataset_10 |
|
This document outlines the eligible interest rate tiers for funds in IDP based on household... |
Financial transactions/money flowBusiness dealingsLegal matters/litigation |
— |
WM179143 015105.011718 |
gemini-2.0-flash-001 |
| 10955 |
EFTA01353394.txt |
DB AG NY Sweep Program Eligibility and Summary |
|
none |
none |
None |
other |
dataset_10 |
|
The document outlines the eligibility requirements for the DB AG NY Sweep Program, specifying... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
WM179143 015105.011718 |
gemini-2.0-flash-001 |
| 10956 |
EFTA01353395.txt |
Cash Sweep Options |
|
none |
none |
None |
other |
dataset_10 |
|
This document outlines the terms and conditions of the DB AG NY Sweep Program, including... |
Financial transactions/money flowBusiness dealings |
— |
WM179143 015105.011718 |
gemini-2.0-flash-001 |
| 10957 |
EFTA01353396.txt |
Trading Authorization Limited to Purchases and Sales of Securities |
|
none |
none |
2017 |
Trading Authorization |
dataset_10 |
|
This document is a trading authorization form from Deutsche Bank, granting an agent the... |
Financial transactions/money flowBusiness dealings |
— |
wm 178245 006409.110117 |
gemini-2.0-flash-001 |
| 10958 |
EFTA01353397.txt |
Trust Authorization |
|
none |
none |
December 27, 2016 |
Trust Authorization |
dataset_10 |
|
This document is a Trust Authorization form for the Butterfly Trust, allowing Deutsche Bank... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
WM179418 |
gemini-2.0-flash-001 |
| 10959 |
EFTA01353398.txt |
Trust Authorization |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a Trust Authorization form where trustees Harry I Beller and Erika A Kellerhals... |
Legal matters/litigationFinancial transactions/money flow |
— |
WM179418 014366.010318 |
gemini-2.0-flash-001 |
| 10960 |
EFTA01353399.txt |
Consent to Electronic Delivery of Materials and Communications |
Deutsche Bank Wealth Management |
none |
none |
2018 |
Consent Form |
dataset_10 |
|
This document is a consent form from Deutsche Bank Wealth Management requesting permission from... |
Financial transactions/money flowCommunications/correspondenceLegal matters/litigation |
— |
WM189781 |
gemini-2.0-flash-001 |
| 10961 |
EFTA01353400.txt |
Customer Identification Program Notice |
Deutsche Bank |
none |
none |
201r3 |
notice |
dataset_10 |
|
This document is a Customer Identification Program notice from Deutsche Bank, informing... |
Financial transactions/money flowLegal matters/litigationCompliance/regulatory |
— |
WM189470 006431.01181B |
gemini-2.0-flash-001 |
| 10962 |
EFTA01353401.txt |
November 2012 Supplement to Characteristics and Risks of Standardized Options |
|
none |
none |
November 2012 |
supplement |
dataset_10 |
|
This document is a supplement to the 'Characteristics and Risks of Standardized Options'... |
Financial transactions/money flowLegal matters/litigation |
— |
SDNY_GM_00183940 |
gemini-2.0-flash-001 |
| 10963 |
EFTA01353402.txt |
None |
|
none |
none |
February 1994 |
other |
dataset_10 |
|
This document is a page from a larger file, dated February 1994, and spanning from 1997 through... |
|
— |
SDNY_GM_00 183942 |
gemini-2.0-flash-001 |
| 10964 |
EFTA01353403.txt |
Options Issued by The Options Clearing Corporation |
|
none |
none |
None |
booklet |
dataset_10 |
|
This document is an introduction to options issued by The Options Clearing Corporation (OCC). It... |
Financial transactions/money flow |
— |
SDNY_GM_00183946 |
gemini-2.0-flash-001 |
| 10965 |
EFTA01353404.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document describes the nature of options, including cash-settled calls and puts, and how... |
Financial transactions/money flow |
— |
SDNY_GM_00183947 |
gemini-2.0-flash-001 |
| 10966 |
EFTA01353405.txt |
OPTIONS NOMENCLATURE |
|
none |
none |
None |
chapter |
dataset_10 |
|
This document is a chapter defining options nomenclature, including terms like option holder,... |
Financial transactions/money flow |
— |
SDNY_GM_00183950 |
gemini-2.0-flash-001 |
| 10967 |
EFTA01353406.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document explains the mechanics of physical delivery and cash-settled options, focusing on... |
Financial transactions/money flow |
— |
SDNY_GM_00183951 |
gemini-2.0-flash-001 |
| 10968 |
EFTA01353407.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document explains the exercise price, expiration date, and style of cash-settled options. It... |
Financial transactions/money flow |
— |
SDNY_GM_00183952 |
gemini-2.0-flash-001 |
| 10969 |
EFTA01353408.txt |
Cash-Settled Options and Exercise |
|
none |
none |
None |
other |
dataset_10 |
|
This document describes the process of cash settlement and exercise of options, including... |
Financial transactions/money flow |
— |
SDNY_GM_00183954 |
gemini-2.0-flash-001 |
| 10970 |
EFTA01353409.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document describes the cash settlement process for options, including how the settlement... |
Financial transactions/money flow |
— |
SDNY_GM_00183955 |
gemini-2.0-flash-001 |
| 10971 |
EFTA01353410.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document defines the term 'premium' in the context of options trading, explaining that it... |
Financial transactions/money flow |
— |
SDNY_GM_00183956 |
gemini-2.0-flash-001 |
| 10972 |
EFTA01353411.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document defines financial terms related to options trading, including premium currency,... |
Financial transactions/money flow |
— |
SDNY_GM_00183957 |
gemini-2.0-flash-001 |
| 10973 |
EFTA01353412.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document defines financial terms related to options trading, including 'at the money', 'in... |
Financial transactions/money flow |
— |
SDNY_GM_00183959 |
gemini-2.0-flash-001 |
| 10974 |
EFTA01353413.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document explains the concepts of intrinsic value and time value in options trading. It... |
Financial transactions/money flow |
— |
SDNY_GM_00183960 |
gemini-2.0-flash-001 |
| 10975 |
EFTA01353414.txt |
Capped Options Terminology |
|
none |
none |
None |
other |
dataset_10 |
|
The document defines terminology related to capped options, including cap interval, cap price,... |
Financial transactions/money flow |
— |
SDNY_GM_00183961 |
gemini-2.0-flash-001 |
| 10976 |
EFTA01353415.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document explains how cash settlement amounts are calculated for capped call index options,... |
Financial transactions/money flow |
— |
SDNY_GM_00183962 |
gemini-2.0-flash-001 |
| 10977 |
EFTA01353416.txt |
OPTIONS ON EQUITY SECURITIES |
|
none |
none |
None |
other |
dataset_10 |
|
This document defines stock options and discusses their availability on various exchanges. It... |
Financial transactions/money flow |
— |
SDNY_GM_00183963 |
gemini-2.0-flash-001 |
| 10978 |
EFTA01353417.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document describes the general adjustment rules applicable to stock options, including... |
Financial transactions/money flow |
— |
SDNY_GM_00183964 |
gemini-2.0-flash-001 |
| 10979 |
EFTA01353418.txt |
Stock Dividends, Distributions and Splits |
|
none |
none |
None |
other |
dataset_10 |
|
This document explains how stock dividends, distributions, and splits affect options. It... |
Financial transactions/money flow |
— |
SDNY_GM_00183965 |
gemini-2.0-flash-001 |
| 10980 |
EFTA01353419.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document describes how stock options are adjusted in the event of distributions, mergers,... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
SDNY_GM_00183966 |
gemini-2.0-flash-001 |
| 10981 |
EFTA01353420.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document outlines general rules for adjustments to securities and options. It specifies that... |
Financial transactions/money flow |
— |
SDNY_GM_00183967 |
gemini-2.0-flash-001 |
| 10982 |
EFTA01353421.txt |
Index Options |
|
none |
none |
None |
booklet_chapter |
dataset_10 |
|
This document is a chapter explaining stock indexes and stock index options. It describes how... |
Financial transactions/money flow |
— |
None |
gemini-2.0-flash-001 |
| 10983 |
EFTA01353422.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document describes different methods of calculating stock market indexes and explains how... |
Financial transactions/money flow |
— |
SDNY_GM_00183970 |
gemini-2.0-flash-001 |
| 10984 |
EFTA01353423.txt |
FEATURES OF INDEX OPTIONS |
|
none |
none |
None |
other |
dataset_10 |
|
The document explains the features of index options, including how they are calculated and... |
Financial transactions/money flow |
— |
SDNY_GM_00183971 |
gemini-2.0-flash-001 |
| 10985 |
EFTA01353424.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document explains how index options are traded, focusing on the calculation of premiums and... |
Financial transactions/money flow |
— |
SDNY_GM_00183972 |
gemini-2.0-flash-001 |
| 10986 |
EFTA01353425.txt |
DEBT OPTIONS |
|
none |
none |
N/A |
booklet |
dataset_10 |
|
This document is a page from a booklet explaining debt options. It distinguishes between... |
Financial transactions/money flow |
— |
SDNY_GM_00183974 |
gemini-2.0-flash-001 |
| 10987 |
EFTA01353426.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document explains the relationship between interest rates, bond prices, and the value of... |
Financial transactions/money flow |
— |
SDNY_GM_00183975 |
gemini-2.0-flash-001 |
| 10988 |
EFTA01353427.txt |
TREASURY SECURITIES |
|
none |
none |
None |
other |
dataset_10 |
|
This document describes Treasury securities, including bonds, notes, and bills, explaining their... |
Financial transactions/money flow |
— |
SDNY_GM_00183976 |
gemini-2.0-flash-001 |
| 10989 |
EFTA01353428.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document describes the trading and settlement of yield-based options on Treasury securities.... |
Financial transactions/money flow |
— |
SDNY_GM_00183978 |
gemini-2.0-flash-001 |
| 10990 |
EFTA01353429.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document describes yield-based options, their pricing based on Treasury security yields, and... |
Financial transactions/money flowLegal matters/litigation |
— |
SDNY_GM_00183979 |
gemini-2.0-flash-001 |
| 10991 |
EFTA01353430.txt |
FOREIGN CURRENCY OPTIONS |
|
none |
none |
None |
other |
dataset_10 |
|
This document defines and explains foreign currency options, including dollar-denominated and... |
Financial transactions/money flow |
— |
SDNY_GM_00183980 |
gemini-2.0-flash-001 |
| 10992 |
EFTA01353431.txt |
Foreign Currency Options |
|
none |
none |
None |
chapter |
dataset_10 |
|
This document discusses the risks associated with foreign currency options, emphasizing the... |
Financial transactions/money flowBusiness dealings |
— |
SDNY_GM_00183981 |
gemini-2.0-flash-001 |
| 10993 |
EFTA01353432.txt |
FOREIGN CURRENCY OPTIONS |
|
none |
none |
None |
other |
dataset_10 |
|
The document explains the characteristics of foreign currency options, including how their... |
Financial transactions/money flow |
— |
SDNY_GM_00183982 |
gemini-2.0-flash-001 |
| 10994 |
EFTA01353433.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document explains the intrinsic value of foreign currency options and how it is affected by... |
Financial transactions/money flow |
— |
SDNY_GM_00183983 |
gemini-2.0-flash-001 |
| 10995 |
EFTA01353434.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document describes the terms and settlement procedures for dollar-denominated options on... |
Financial transactions/money flow |
— |
SDNY_GM_00183984 |
gemini-2.0-flash-001 |
| 10996 |
EFTA01353435.txt |
Exercises are settled through the facilities of OCC |
|
none |
none |
None |
other |
dataset_10 |
|
The document describes the settlement procedures for option exercises through the facilities of... |
Financial transactions/money flow |
— |
SDNY_GM_00183985 |
gemini-2.0-flash-001 |
| 10997 |
EFTA01353436.txt |
Cross-Rate Options |
|
none |
none |
None |
other |
dataset_10 |
|
This document explains the special features of cross-rate options, including how exercise prices... |
Financial transactions/money flow |
— |
SDNY_GM_00183987 |
gemini-2.0-flash-001 |
| 10998 |
EFTA01353437.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document describes the procedures for settling cross-rate options and cash-settled foreign... |
Financial transactions/money flow |
— |
SDNY_GM_00183988 |
gemini-2.0-flash-001 |
| 10999 |
EFTA01353438.txt |
Foreign Currency Options |
|
none |
none |
None |
other |
dataset_10 |
|
This document describes the mechanics of cash-settled foreign currency options, including how... |
Financial transactions/money flow |
— |
SDNY_GM_00183989 |
gemini-2.0-flash-001 |
| 11000 |
EFTA01353439.txt |
Flexibly Structured Options |
|
none |
none |
None |
booklet chapter |
dataset_10 |
|
This chapter describes flexibly structured options, which are traded on U.S. options markets and... |
Financial transactions/money flowBusiness dealings |
— |
SDNY_GM_00183990 |
gemini-2.0-flash-001 |