| 45401 |
EFTA01390905.txt |
Glendower Capital Secondary Opportunities IV, LP - Investor Agreement |
|
none |
none |
1978 |
legal filing |
dataset_10 |
|
This document outlines the terms of an investment in Glendower Capital Secondary Opportunities... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0095563, SDNY_GM_00241747 |
gemini-2.0-flash-001 |
| 45402 |
EFTA01390906.txt |
None |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the terms and conditions for investors in a partnership, focusing on... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0095567, SDNY_GM_00241751 |
gemini-2.0-flash-001 |
| 45403 |
EFTA01390907.txt |
Closing and Capital Contributions |
|
none |
none |
None |
Agreement |
dataset_10 |
|
This document outlines the terms and conditions for the sale and purchase of an interest in a... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0095568, SDNY_GM_00241752 |
gemini-2.0-flash-001 |
| 45404 |
EFTA01390908.txt |
Investment Company Act Status, Power of Attorney, Expenses, Amendments, Reduction or Rejection of Subscription |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document outlines the terms of an investment in a partnership, including the investor's... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0095569, SDNY_GM_00241753 |
gemini-2.0-flash-001 |
| 45405 |
EFTA01390909.txt |
Agreement |
|
suspicious |
possible |
None |
legal filing |
dataset_10 |
|
This document is a legal agreement outlining the terms and conditions for an investor's purchase... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0095570 |
gemini-2.0-flash-001 |
| 45406 |
EFTA01390910.txt |
Agreement |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a legal agreement outlining the terms for an investor's consent to receive... |
Legal matters/litigationFinancial transactions/money flow |
— |
DB-SDNY-0095572, SDNY_GM_00241756 |
gemini-2.0-flash-001 |
| 45407 |
EFTA01390911.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document contains the name of an advisor, Cliff Mc, and an account number. It is marked as... |
|
— |
DB-SDNY-0095574 |
gemini-2.0-flash-001 |
| 45408 |
EFTA01390912.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document appears to be an investment form for individuals or entities. It requests... |
Financial transactions/money flow |
— |
DB-SDNY-0095575, SDNY_GM_00241759 |
gemini-2.0-flash-001 |
| 45409 |
EFTA01390913.txt |
Advisor and Investor Contact Information |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a form for collecting information about an investor's financial advisor and... |
Financial transactions/money flowCommunications/correspondence |
— |
DB-SDNY-0095579, SDNY_GM_00241763 |
gemini-2.0-flash-001 |
| 45410 |
EFTA01390914.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
The document appears to be a page with a name and contact information section, possibly related... |
|
— |
DB-SDNY-0095580 |
gemini-2.0-flash-001 |
| 45411 |
EFTA01390915.txt |
Investor Status |
|
none |
none |
None |
exhibit |
dataset_10 |
|
This document is an exhibit used to determine an individual's investor status based on their net... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0095581 |
gemini-2.0-flash-001 |
| 45412 |
EFTA01390916.txt |
Investor Questionnaire - Retirement Plan, Employee Benefit Plan |
|
none |
none |
1986 |
legal filing |
dataset_10 |
|
This document is an investor questionnaire designed to determine if the investor is using assets... |
Financial transactions/money flowLegal matters/litigationCompliance/regulatory |
— |
DB-SDNY-0095582 |
gemini-2.0-flash-001 |
| 45413 |
EFTA01390917.txt |
Accredited Investor Status Form |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is an accredited investor status form for entities. It outlines the criteria for... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0095583, SDNY_GM_00241767 |
gemini-2.0-flash-001 |
| 45414 |
EFTA01390918.txt |
Accredited Investor Definition |
|
none |
none |
1974 |
other |
dataset_10 |
|
The document defines the criteria for an 'Accredited Investor' in the context of employee... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0095584, SDNY_GM_00241768 |
gemini-2.0-flash-001 |
| 45415 |
EFTA01390919.txt |
Investment Company Act Representations |
|
none |
none |
1996-04-30 |
legal filing |
dataset_10 |
|
This document is a legal form related to the Investment Company Act, specifically concerning the... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0095585 |
gemini-2.0-flash-001 |
| 45416 |
EFTA01390920.txt |
None |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a questionnaire designed to assess an investor's qualifications and compliance... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0095586, SDNY_GM_00241770 |
gemini-2.0-flash-001 |
| 45417 |
EFTA01390921.txt |
PLAN INVESTOR REPRESENTATIONS |
|
none |
none |
None |
Exhibit |
dataset_10 |
|
This document is an exhibit outlining the representations and warranties required from Plan... |
Legal matters/litigationFinancial transactions/money flowBusiness dealings |
— |
None |
gemini-2.0-flash-001 |
| 45418 |
EFTA01390922.txt |
NOTICE REGARDING PRIVACY OF FINANCIAL INFORMATION |
|
none |
none |
None |
notice |
dataset_10 |
|
This document is a privacy notice from Institutional Capital Network, Inc. and its affiliates,... |
Financial transactions/money flowLegal matters/litigationCommunications/correspondence |
— |
DB-SDNY-0095590 |
gemini-2.0-flash-001 |
| 45419 |
EFTA01390923.txt |
GLENDOWER ACCESS SECONDARY OPPORTUNITIES FUND IV (US), L.P. ACCESS & UNDERLYING FUND TERMS |
|
none |
none |
None |
other |
dataset_10 |
|
This document outlines the terms for the Glendower Access Secondary Opportunities Fund IV (US),... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0095591
SDNY_GM_00241775 |
gemini-2.0-flash-001 |
| 45420 |
EFTA01390924.txt |
Glendower Capital Secondary Opportunities Fund IV, LP - The Offering |
|
none |
none |
August 2017 |
other |
dataset_10 |
|
This document is an offering memorandum for Glendower Capital Secondary Opportunities Fund IV,... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0095594 |
gemini-2.0-flash-001 |
| 45421 |
EFTA01390925.txt |
Glendower Capital SOF IV, LP. Distinctive investment strategy |
|
none |
none |
None |
other |
dataset_10 |
|
This document outlines the investment strategy of Glendower Capital SOF IV, LP, focusing on fund... |
Business dealingsFinancial transactions/money flow |
— |
SDNY_GM_00241779
DB-SDNY-0095595 |
gemini-2.0-flash-001 |
| 45422 |
EFTA01390926.txt |
Glendower Capital SOF IV, LP. Endnotes |
|
none |
none |
2017-09-30 |
other |
dataset_10 |
|
This document contains endnotes and key definitions related to Glendower Capital SOF IV, LP. It... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0095596 |
gemini-2.0-flash-001 |
| 45423 |
EFTA01390927.txt |
Glendower Capital SOF IV, L Important Information (1/2) |
|
none |
none |
None |
presentation |
dataset_10 |
|
This document is a confidential presentation providing information about Glendower Capital's... |
Financial transactions/money flowBusiness dealings |
— |
None |
gemini-2.0-flash-001 |
| 45424 |
EFTA01390928.txt |
Legal disclaimers |
|
none |
none |
None |
legal disclaimer |
dataset_10 |
|
This document contains legal disclaimers for Glendower Capital SOF IV, LP., outlining... |
Legal matters/litigationFinancial transactions/money flowBusiness dealings |
— |
DB-SDNY-0095599 |
gemini-2.0-flash-001 |
| 45425 |
EFTA01390929.txt |
Legal disclaimers |
|
none |
none |
None |
legal disclaimer |
dataset_10 |
|
This document contains legal disclaimers for Glendower Capital SOf IV, L P, regarding the... |
Legal matters/litigationFinancial transactions/money flowBusiness dealings |
— |
None |
gemini-2.0-flash-001 |
| 45426 |
EFTA01390930.txt |
Important information Supplemental Disclosure |
|
none |
none |
027219 042718 |
other |
dataset_10 |
|
This document is a supplemental disclosure from Deutsche Bank acting as a solicitation agent for... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
SDNY_GM_00241787
DB-SDNY-0095603 |
gemini-2.0-flash-001 |
| 45427 |
EFTA01390931.txt |
Glendower Capital Secondary Opportunities Fund IV, LP and Glendower Access Secondary Opportunities iV (U.S.), L.P. |
|
none |
none |
None |
presentation |
dataset_10 |
|
This document is a presentation providing information about Glendower Capital Secondary... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0095605 |
gemini-2.0-flash-001 |
| 45428 |
EFTA01390932.txt |
Important Information (Continued) |
|
none |
none |
None |
other |
dataset_10 |
|
This document provides important information and disclaimers regarding investments in the Access... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0095606
SDNY_GM_00241790 |
gemini-2.0-flash-001 |
| 45429 |
EFTA01390933.txt |
Additional Disclosures Regarding Certain Risk Factors |
|
none |
none |
None |
other |
dataset_10 |
|
This document outlines the risks associated with investing in private equity funds. It covers... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0095607 |
gemini-2.0-flash-001 |
| 45430 |
EFTA01390934.txt |
Summary of Key Terms |
|
none |
none |
None |
summary |
dataset_10 |
|
This document is a summary of key terms for the Access Fund, outlining its structure, investment... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0095608
SDNY_GM_00241792 |
gemini-2.0-flash-001 |
| 45431 |
EFTA01390935.txt |
GLOUS113 Cliff Mg Summary of Key Terms |
|
none |
none |
None |
memo |
dataset_10 |
|
This document summarizes the key terms of the GLOUS113 Cliff Mg Access Fund, including fee... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0095609 |
gemini-2.0-flash-001 |
| 45432 |
EFTA01390936.txt |
What is secondary private equity |
Cliff Illig |
none |
none |
None |
other |
dataset_10 |
|
This document defines primary and secondary private equity investments. It explains the... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0095612 |
gemini-2.0-flash-001 |
| 45433 |
EFTA01390937.txt |
Benefits of secondary private equity investing |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a chart from Glendower Capital illustrating the benefits of secondary private... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0095613 |
gemini-2.0-flash-001 |
| 45434 |
EFTA01390938.txt |
Why invest in secondary private equity today? |
|
none |
none |
2017 |
presentation |
dataset_10 |
|
This document is a presentation slide outlining the investment opportunities in secondary... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0095614 |
gemini-2.0-flash-001 |
| 45435 |
EFTA01390939.txt |
Glendower Capital Overview |
|
none |
none |
2017-09-30 |
other |
dataset_10 |
|
This document is an overview of Glendower Capital, detailing its spin-off from Deutsche Bank,... |
Business dealingsFinancial transactions/money flowEmployment/staffing |
— |
DB-SDNY-0095617, SDNY_GM_00241801 |
gemini-2.0-flash-001 |
| 45436 |
EFTA01390940.txt |
Glendower SOF Funds Performance |
|
none |
none |
2017-09-30 |
presentation |
dataset_10 |
|
This document is a presentation outlining the performance of Glendower Capital's SOF Funds as of... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0095619, SDNY_GM_00241803 |
gemini-2.0-flash-001 |
| 45437 |
EFTA01390941.txt |
SOF Funds vs Cambridge Associates' secondary funds performance |
|
none |
none |
2017-09-30 |
report |
dataset_10 |
|
This document presents the performance of SOF funds compared to Cambridge Associates' secondary... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0095620, SDNY_GM_00241804 |
gemini-2.0-flash-001 |
| 45438 |
EFTA01390942.txt |
Cliff Illig - Buyout-like returns with a secondary risk profile |
|
none |
none |
2017-09-30 |
presentation |
dataset_10 |
|
This document is a presentation highlighting the financial performance of SOF Funds, comparing... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0095621, SDNY_GM_00241805 |
gemini-2.0-flash-001 |
| 45439 |
EFTA01390943.txt |
GLOUSI13 Cliff Dig SOF Program compares favourably to public markets |
|
none |
none |
2017-09-30 |
report |
dataset_10 |
|
This document is a performance report for the SOF (Glendower) program as of September 30, 2017.... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0095622, SDNY_GM_00241806 |
gemini-2.0-flash-001 |
| 45440 |
EFTA01390944.txt |
SOF Funds show consistent performance |
|
none |
none |
2017-09-30 |
chart |
dataset_10 |
|
The document is a chart presenting the performance of SOF funds as of September 30, 2017. It... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0095623 |
gemini-2.0-flash-001 |
| 45441 |
EFTA01390945.txt |
Glendower Capital Presentation |
|
none |
none |
None |
report |
dataset_10 |
|
This document is a presentation from Glendower Capital outlining their investment strategy, a... |
Financial transactions/money flowBusiness dealings |
— |
None |
gemini-2.0-flash-001 |
| 45442 |
EFTA01390946.txt |
SOF Funds Positioning |
|
none |
none |
November 2017 |
diagram |
dataset_10 |
|
The document is a diagram illustrating the positioning of SOF Funds as a mid-sized value... |
Business dealingsFinancial transactions/money flow |
— |
DB-SDNY-0095625, SDNY_GM_00241809 |
gemini-2.0-flash-001 |
| 45443 |
EFTA01390947.txt |
Glendower Investment Strategy |
|
none |
none |
2017-09-30 |
other |
dataset_10 |
|
This document describes Glendower's investment strategy, highlighting its focus on disciplined... |
Financial transactions/money flowBusiness dealings |
— |
SDNY_GM_00241810
DB-SDNY-0095626 |
gemini-2.0-flash-001 |
| 45444 |
EFTA01390948.txt |
Disciplined barbell approach adjusted to market cycles |
|
none |
none |
September X30, 711: |
other |
dataset_10 |
|
This document describes Glendower Capital's investment strategy, focusing on fund secondaries,... |
Financial transactions/money flowBusiness dealings |
— |
SDNY_GM_00241811
DB-SDNY-0095627 |
gemini-2.0-flash-001 |
| 45445 |
EFTA01390949.txt |
Glendower Capital |
|
none |
none |
2018-03-15 |
other |
dataset_10 |
|
This document is a presentation about Glendower Capital, highlighting their deal sourcing and... |
Business dealingsFinancial transactions/money flow |
— |
DB-SDNY-0095629
SDNY_GM_00241813 |
gemini-2.0-flash-001 |
| 45446 |
EFTA01390950.txt |
Fund Secondaries transactions |
|
none |
none |
2012 |
other |
dataset_10 |
|
This document presents illustrative case studies of Fund Secondaries transactions, detailing... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0095630 |
gemini-2.0-flash-001 |
| 45447 |
EFTA01390951.txt |
Glendower Investment Strategy |
|
none |
none |
None |
report |
dataset_10 |
|
This document is a report from Glendower Capital outlining their investment strategy and... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0095632
SDNY_GM_00241816 |
gemini-2.0-flash-001 |
| 45448 |
EFTA01390952.txt |
Secondary market volume |
|
none |
none |
2018 |
report |
dataset_10 |
|
The document is a report on secondary market volume trends, noting record levels and the... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0095633
SDNY_GM_00241817 |
gemini-2.0-flash-001 |
| 45449 |
EFTA01390953.txt |
Stable secondary pricing driven by rational participants in 2017 average pricing of 93% of NAV as of record dates |
|
none |
none |
2017 |
report |
dataset_10 |
|
This document is a report from Glendower Capital analyzing the secondary market pricing of... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0095635
SDNY_GM_00241819 |
gemini-2.0-flash-001 |
| 45450 |
EFTA01390954.txt |
Secondary Market Analysis |
|
none |
none |
2018 |
report |
dataset_10 |
|
This document is a report analyzing the secondary market, focusing on capitalization, dry... |
Financial transactions/money flowBusiness dealings |
— |
SDNY_GM_00241820, DB-SDNY-0095636 |
gemini-2.0-flash-001 |
| 45451 |
EFTA01390955.txt |
Significant unrealized value still locked in tail-end funds |
|
none |
none |
January 2018 |
report |
dataset_10 |
|
This document is a report or presentation slide from Glendower Capital, discussing the... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0095637 |
gemini-2.0-flash-001 |
| 45452 |
EFTA01390956.txt |
Glous113 Cliff IIlig |
|
none |
none |
None |
report |
dataset_10 |
|
This document is a report from Glendower Capital outlining their investment strategy, secondary... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0095639
SDNY_GM_00241823 |
gemini-2.0-flash-001 |
| 45453 |
EFTA01390957.txt |
SOF Ill Portfolio - Highlights |
|
none |
none |
2017-09-30 |
report |
dataset_10 |
|
This document is a portfolio highlight report for SOF Ill as of September 30, 2017. It details... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0095640 |
gemini-2.0-flash-001 |
| 45454 |
EFTA01390958.txt |
SOF Ill Portfolio - Sponsor exposure |
|
none |
none |
2017-09-30 |
list |
dataset_10 |
|
The document lists the General Partners (GPs) that represent approximately 90% of the SOF III... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0095641 |
gemini-2.0-flash-001 |
| 45455 |
EFTA01390959.txt |
SOF IV — Project Klein |
|
none |
none |
June 2018 |
other |
dataset_10 |
|
This document presents key investment data for Project Klein, a single asset deal involving... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0095644 |
gemini-2.0-flash-001 |
| 45456 |
EFTA01390960.txt |
Glendower Investment Strategy |
|
none |
none |
None |
report |
dataset_10 |
|
This document is a report outlining Glendower's investment strategy, providing a secondary... |
Financial transactions/money flowBusiness dealings |
— |
None |
gemini-2.0-flash-001 |
| 45457 |
EFTA01390961.txt |
SOF IV - Master Fund Key Terms |
Cliff Illig |
none |
none |
None |
other |
dataset_10 |
|
This document outlines the key terms of the Glendower Capital Secondary Opportunities Fund IV,... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0095646
SDNY_GM_00241830 |
gemini-2.0-flash-001 |
| 45458 |
EFTA01390962.txt |
Key ILPA 2 Principles |
|
none |
none |
None |
other |
dataset_10 |
|
This document outlines key principles of ILPA 2, focusing on alignment of interest, governance,... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0095647, SDNY_GM_00241831 |
gemini-2.0-flash-001 |
| 45459 |
EFTA01390963.txt |
Glendower |
|
none |
none |
None |
report |
dataset_10 |
|
This document is a report from Glendower Capital outlining their investment strategy, a... |
Financial transactions/money flowBusiness dealings |
— |
None |
gemini-2.0-flash-001 |
| 45460 |
EFTA01390964.txt |
SOF III — Investor base, SOF III key info |
|
none |
none |
20-Oct-2014 |
other |
dataset_10 |
|
This document provides information about the investor base of SOF III, a fund with US$1.65... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0095654, SDNY_GM_00241838 |
gemini-2.0-flash-001 |
| 45461 |
EFTA01390965.txt |
Overall transaction summary as of September 30, 2017 |
|
none |
none |
2017-09-30 |
report |
dataset_10 |
|
This document is a transaction summary as of September 30, 2017, detailing invested and funded... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0095655, SDNY_GM_00241839 |
gemini-2.0-flash-001 |
| 45462 |
EFTA01390966.txt |
SOF II — Portfolio construction, Gross invested capital breakdown |
|
none |
none |
2017-09-30 |
report |
dataset_10 |
|
The document is a report outlining the portfolio construction of SOF II as of September 30,... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0095656, SDNY_GM_00241840 |
gemini-2.0-flash-001 |
| 45463 |
EFTA01390967.txt |
Overall transaction summary as of September 30, 2017 |
|
none |
none |
September 30, 2017 |
report |
dataset_10 |
|
This document is a transaction summary as of September 30, 2017, listing various projects, their... |
Financial transactions/money flowBusiness dealings |
— |
None |
gemini-2.0-flash-001 |
| 45464 |
EFTA01390968.txt |
Remaining portfolio construction by FMV1 as of September 30, 2017 |
|
none |
none |
2017-09-30 |
report |
dataset_10 |
|
The document is a report outlining the remaining portfolio construction by FMV1 as of September... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0095658 |
gemini-2.0-flash-001 |
| 45465 |
EFTA01390969.txt |
Glendower Capital Secondary Opportunities Fund IV, LP |
|
none |
none |
None |
presentation |
dataset_10 |
|
This document is a confidential presentation by Glendower Capital regarding a potential... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0095660 |
gemini-2.0-flash-001 |
| 45466 |
EFTA01390970.txt |
Important Information for Recipients in Certain Jurisdictions |
|
none |
none |
3/6 |
other |
dataset_10 |
|
This document provides important information for recipients in Hong Kong and Israel regarding... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0095666 |
gemini-2.0-flash-001 |
| 45467 |
EFTA01390971.txt |
Important Information for Recipients in Certain Jurisdictions |
|
none |
none |
4/6 |
other |
dataset_10 |
|
This document provides legal disclaimers and regulatory information for recipients in various... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0095667, SDNY_GM_00241851 |
gemini-2.0-flash-001 |
| 45468 |
EFTA01390972.txt |
Important Information for Recipients in Certain Jurisdictions |
|
none |
none |
5/6 |
other |
dataset_10 |
|
This document provides important information for recipients in various jurisdictions regarding... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0095668, SDNY_GM_00241852 |
gemini-2.0-flash-001 |
| 45469 |
EFTA01390973.txt |
Important Information for Recipients in Certain Jurisdictions |
Glendower Capital |
none |
none |
6/6 |
other |
dataset_10 |
|
This document provides legal disclaimers and regulatory information for potential investors in... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0095669 |
gemini-2.0-flash-001 |
| 45470 |
EFTA01390974.txt |
Important information Supplemental Disclosure by Deutsche Bank Securities Inc. and Deutsche Bank Trust Company Americas |
|
none |
none |
None |
disclosure |
dataset_10 |
|
This document is a supplemental disclosure from Deutsche Bank Securities Inc. and Deutsche Bank... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
027210 042718 |
gemini-2.0-flash-001 |
| 45471 |
EFTA01390975.txt |
Letter of Authorization for Fund Investment |
Deutsche Bank |
none |
none |
None |
letter |
dataset_10 |
|
This letter from Deutsche Bank seeks client authorization to share personal and financial... |
Financial transactions/money flowBusiness dealingsLegal matters/litigation |
— |
DB-SDNY-0095671 |
gemini-2.0-flash-001 |
| 45472 |
EFTA01390976.txt |
Client Authorization |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a client authorization form for Deutsche Bank to share information with... |
Financial transactions/money flowBusiness dealingsLegal matters/litigation |
— |
DB-SDNY-0095672, SDNY_GM_00241856 |
gemini-2.0-flash-001 |
| 45473 |
EFTA01390977.txt |
Cliff IIlig Placement Fee |
|
none |
none |
None |
other |
dataset_10 |
|
This document outlines the placement fee and initial capital contribution amount related to... |
Financial transactions/money flow |
— |
DB-SDNY-0095673, SDNY_GM_00241857 |
gemini-2.0-flash-001 |
| 45474 |
EFTA01390978.txt |
GLENDOWER ACCESS SECONDARY OPPORTUNITIES IV (U.S.), L.P. AN "ACCESS FUND" INTO GLENDOWER CAPITAL SECONDARY OPPORTUNITIES FUND IV, LP (For Investors referred by Deutsche Bank Securities Inc.) OFFERING OF LIMITED PARTNER INTERESTS |
|
none |
none |
April 2018 |
Memorandum Supplement |
dataset_10 |
|
This document is a supplement to a confidential private placement memorandum for Glendower... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0095674 |
gemini-2.0-flash-001 |
| 45475 |
EFTA01390979.txt |
Glendower Access Secondary Opportunities IV (U.S.), L.P. Limited Partnership Interests |
|
none |
none |
None |
memorandum supplement |
dataset_10 |
|
This document is a supplement to the Confidential Private Placement Memorandum of Glendower... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0095675 |
gemini-2.0-flash-001 |
| 45476 |
EFTA01390980.txt |
Changes to Summary of Principal Terms of the Access Fund |
Cliff Meg |
none |
none |
None |
memo |
dataset_10 |
|
This memo from Cliff Meg details changes to the Access Fund's principal terms, specifically... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0095676 |
gemini-2.0-flash-001 |
| 45477 |
EFTA01390981.txt |
Access Funds Placement Agent Agreement |
|
none |
none |
None |
other |
dataset_10 |
|
This document outlines the financial arrangements between Deutsche Bank, Access Funds,... |
Financial transactions/money flowBusiness dealingsLegal matters/litigation |
— |
DB-SDNY-0095678 |
gemini-2.0-flash-001 |
| 45478 |
EFTA01390982.txt |
Changes to Certain Regulatory Matters |
Cliff Meg |
suspicious |
none |
2004-08-26 |
memo |
dataset_10 |
|
This memo amends a previous document to include information about DBSI's settlements with the... |
Legal matters/litigationFinancial transactions/money flowBusiness dealings |
— |
DB-SDNY-0095679 |
gemini-2.0-flash-001 |
| 45479 |
EFTA01390983.txt |
Form W-9 |
|
none |
none |
2017-11 |
form |
dataset_10 |
|
This document is a Form W-9 instruction sheet, providing information on backup withholding,... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0095681, SDNY_GM_00241865 |
gemini-2.0-flash-001 |
| 45480 |
EFTA01390984.txt |
Form W-9 Instructions |
|
none |
none |
11-2017 |
form |
dataset_10 |
|
This document provides instructions for completing Form W-9, Request for Taxpayer Identification... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0095682 |
gemini-2.0-flash-001 |
| 45481 |
EFTA01390985.txt |
Form W-9 |
|
none |
none |
2017-11 |
Form |
dataset_10 |
|
This document is a Form W-9 instruction sheet, providing guidance on completing the form,... |
Financial transactions/money flowLegal matters/litigation |
— |
None |
gemini-2.0-flash-001 |
| 45482 |
EFTA01390986.txt |
Form W-9 |
|
none |
none |
11-2017 |
form |
dataset_10 |
|
This document is a page from Form W-9 instructions, providing guidance on how to complete the... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0095684 |
gemini-2.0-flash-001 |
| 45483 |
EFTA01390987.txt |
Form ADV Part 2A |
|
none |
none |
2018 |
brochure |
dataset_10 |
|
This document is an update to iCapital's brochure, providing information about the company's... |
Financial transactions/money flowBusiness dealingsLegal matters/litigation |
— |
DB-SDNY-0095687 |
gemini-2.0-flash-001 |
| 45484 |
EFTA01390988.txt |
Form ADV Part 2A |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a Form ADV Part 2A for iCapital Advisors, LLC, describing its investment... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0095688 |
gemini-2.0-flash-001 |
| 45485 |
EFTA01390989.txt |
Form ADV Part 2A |
|
suspicious |
possible |
None |
legal filing |
dataset_10 |
|
This document is Form ADV Part 2A for iCapital Advisors, LLC, outlining its fees, client types,... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0095692, SDNY_GM_00241876 |
gemini-2.0-flash-001 |
| 45486 |
EFTA01390990.txt |
Form ADV Part 2A |
|
none |
none |
None |
other |
dataset_10 |
|
This document describes iCapital Advisors' due diligence process for evaluating investment... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0095694 |
gemini-2.0-flash-001 |
| 45487 |
EFTA01390991.txt |
Form ADV Part 2A |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is Form ADV Part 2A from iCapital Advisors, LLC, outlining the risks associated... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0095695 |
gemini-2.0-flash-001 |
| 45488 |
EFTA01390992.txt |
Third Lake Capital, iCapital Advisors, LLC Form ADV Part 2A |
|
none |
none |
None |
other |
dataset_10 |
|
This document is a Form ADV Part 2A from iCapital Advisors, LLC, discussing the risks and... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0095696, SDNY_GM_00241880 |
gemini-2.0-flash-001 |
| 45489 |
EFTA01390993.txt |
Form ADV Part 2A |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a Form ADV Part 2A from iCapital Advisors, LLC, discussing capital... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0095699 |
gemini-2.0-flash-001 |
| 45490 |
EFTA01390994.txt |
Third Lake Capital, iCapital Advisors, LLC |
|
none |
none |
None |
Form ADV Part 2A |
dataset_10 |
|
This document is a Form ADV Part 2A for Third Lake Capital and iCapital Advisors, LLC, outlining... |
Financial transactions/money flowBusiness dealings |
— |
DB-SDNY-0095701 |
gemini-2.0-flash-001 |
| 45491 |
EFTA01390995.txt |
iCapital Advisors, LLC |
|
none |
none |
None |
Form ADV Part 2A |
dataset_10 |
|
This document is a Form ADV Part 2A from iCapital Advisors, LLC, outlining the risks associated... |
Financial transactions/money flow |
— |
DB-SDNY-0095706 |
gemini-2.0-flash-001 |
| 45492 |
EFTA01390996.txt |
Form ADV Part 2A |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is a Form ADV Part 2A for iCapital Advisors, LLC, outlining potential risks... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
None |
gemini-2.0-flash-001 |
| 45493 |
EFTA01390997.txt |
Form ADV Part 2A |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is Form ADV Part 2A from iCapital Advisors, LLC, outlining the company's Code of... |
Financial transactions/money flowBusiness dealingsLegal matters/litigation |
— |
DB-SDNY-0095709 |
gemini-2.0-flash-001 |
| 45494 |
EFTA01390998.txt |
Form ADV Part 2A |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is Form ADV Part 2A for iCapital Advisors, LLC, outlining potential conflicts of... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0095710 |
gemini-2.0-flash-001 |
| 45495 |
EFTA01390999.txt |
Brokerage Practices, Review of Accounts, Client Referrals and Other Compensation |
|
none |
none |
None |
Form ADV Part 2A |
dataset_10 |
|
This document is a Form ADV Part 2A from iCapital Advisors, LLC, detailing their brokerage... |
Financial transactions/money flowBusiness dealingsLegal matters/litigation |
— |
None |
gemini-2.0-flash-001 |
| 45496 |
EFTA01391000.txt |
Form ADV Part 2A |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is Form ADV Part 2A for iCapital Advisors, LLC, detailing their compensation... |
Financial transactions/money flowLegal matters/litigationBusiness dealings |
— |
DB-SDNY-0095712 |
gemini-2.0-flash-001 |
| 45497 |
EFTA01391001.txt |
Form ADV Part 2A, Item 17: Voting Client Securities, Item 18: Financial Information |
|
none |
none |
None |
legal filing |
dataset_10 |
|
This document is an excerpt from iCapital Advisors' Form ADV Part 2A, detailing their policies... |
Financial transactions/money flowLegal matters/litigation |
— |
DB-SDNY-0095713, SDNY_GM_00241897 |
gemini-2.0-flash-001 |
| 45498 |
EFTA01391002.txt |
FORM ADV PART 2B: Brochure Supplement |
|
none |
none |
2018-03-30 |
Brochure Supplement |
dataset_10 |
|
This document is a brochure supplement for iCapital Advisors, LLC, providing information about... |
Legal matters/litigationBusiness dealingsCommunications/correspondence |
— |
DB-SDNY-0095714 |
gemini-2.0-flash-001 |
| 45499 |
EFTA01391003.txt |
Eileen Duff Blalock - Educational Background and Business Experience |
|
none |
none |
None |
Form ADV Part 2B |
dataset_10 |
|
This document is Form ADV Part 2B, providing information about Eileen Duff Blalock's educational... |
Employment/staffingBusiness dealingsLegal matters/litigation |
— |
DB-SDNY-0095715 |
gemini-2.0-flash-001 |
| 45500 |
EFTA01391004.txt |
Phil Pool - Educational Background and Business Experience |
|
none |
none |
None |
Form ADV Part 2B |
dataset_10 |
|
This document is Form ADV Part 2B for Phil Pool, providing his educational background, business... |
Employment/staffingBusiness dealingsFinancial transactions/money flow |
— |
DB-SDNY-0095716 |
gemini-2.0-flash-001 |